Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRISTOL MYERS SQUIBB COBMY · Entity 1662 | SVP & Controller | September 06, 2017 | September 08, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRISTOL MYERS SQUIBB CO
Report date September 06, 2017 · Filed September 08, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Direct | 46,297.083 |
Reported balance
After 2017-09-06 transaction · row 1
1 source rowRow 1 · 2017-09-06 · Sale · Disposed 9,340 · Balance 46,297.083 |
| Common Stock, $0.10 par valueSEC Table I · non-derivative | IndirectBy BMY Savings and Investment Program | 1,779.017 |
Reported balance
Holding disclosure · report date 2017-09-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,779.017 F1: Based on a plan statement as of the end of the most recent fiscal quarter |
Filing footnotes · ownership attribution and instrument terms
F1: Based on a plan statement as of the end of the most recent fiscal quarter
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 06, 2017 Filed Sep 8, 2017 20:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 9,340 | $60.00 | $560,400.00 |
DisclosureSEC source: 0000014272-17-000173 · wf-form4_150490265600750.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,297.083 Read SEC document |
| March 15, 2017 Filed Mar 22, 2017 22:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 8,096 | $57.29 | $463,779.36 |
DisclosureSEC source: 0000014272-17-000097 · wf-form4_149022122941844.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,637.083 F1 · shares: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $57.28 to $57.30, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $57.28 to $57.30, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 7,727 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000079 · wf-form4_148953772519591.xml · derivative · entry 22 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,727 Underlying: Common Stock, $0.10 par value · 7,727 shares Expires 2020-03-10 F13 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2020. F13 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2020. F13 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2020. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 10,232 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000079 · wf-form4_148953772519591.xml · derivative · entry 21 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 10,232 shares Expires 2017-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. F8 · shares: Amount represents distribution of performance shares earned under the 2014-2016 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. F12 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. F12 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 5,151 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000079 · wf-form4_148953772519591.xml · derivative · entry 20 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,151 Underlying: Common Stock, $0.10 par value · 5,151 shares Expires 2021-03-10 F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F11 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. F11 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,105 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000079 · wf-form4_148953772519591.xml · derivative · entry 19 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,316 Underlying: Common Stock, $0.10 par value · 1,105 shares Expires 2020-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F7 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2016. F7 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,170 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000079 · wf-form4_148953772519591.xml · derivative · entry 18 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,342 Underlying: Common Stock, $0.10 par value · 1,170 shares Expires 2019-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. F5 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,126 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000079 · wf-form4_148953772519591.xml · derivative · entry 17 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,127 Underlying: Common Stock, $0.10 par value · 1,126 shares Expires 2018-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,851 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000079 · wf-form4_148953772519591.xml · derivative · entry 16 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 1,851 shares Expires 2017-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 5,178 | $58.32 | $301,980.96 |
DisclosureSEC source: 0000014272-17-000079 · wf-form4_148953772519591.xml · nonDerivative · entry 14 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,733.083 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 10,232 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000079 · wf-form4_148953772519591.xml · nonDerivative · entry 13 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,911.083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · shares: Amount represents distribution of performance shares earned under the 2014-2016 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 390 | $58.32 | $22,744.80 |
DisclosureSEC source: 0000014272-17-000079 · wf-form4_148953772519591.xml · nonDerivative · entry 12 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,679.083 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 159 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000079 · wf-form4_148953772519591.xml · nonDerivative · entry 11 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,069.083 F6 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,105 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000079 · wf-form4_148953772519591.xml · nonDerivative · entry 10 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,228.083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 420 | $58.32 | $24,494.40 |
DisclosureSEC source: 0000014272-17-000079 · wf-form4_148953772519591.xml · nonDerivative · entry 9 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,123.083 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 153 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000079 · wf-form4_148953772519591.xml · nonDerivative · entry 8 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,543.083 F6 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,170 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000079 · wf-form4_148953772519591.xml · nonDerivative · entry 7 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,696.083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2015. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 468 | $58.32 | $27,293.76 |
DisclosureSEC source: 0000014272-17-000079 · wf-form4_148953772519591.xml · nonDerivative · entry 6 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,526.083 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000079 · wf-form4_148953772519591.xml · nonDerivative · entry 5 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,994.083 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,126 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000079 · wf-form4_148953772519591.xml · nonDerivative · entry 4 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,985.083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,138 | $58.32 | $66,368.16 |
DisclosureSEC source: 0000014272-17-000079 · wf-form4_148953772519591.xml · nonDerivative · entry 3 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,859.083 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 908 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000079 · wf-form4_148953772519591.xml · nonDerivative · entry 2 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,997.083 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,851 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000079 · wf-form4_148953772519591.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,089.083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| May 16, 2016 Filed May 17, 2016 20:46 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 3,519 | $72.47 | $255,004.34 |
DisclosureSEC source: 0000014272-16-000417 · wf-form4_146351799215779.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,238.0817 Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 16,311.77 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000370 · wf-form4_145800624650144.xml · derivative · entry 20 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 16,311.77 shares Expires 2016-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F7 · shares: Represents distribution of performance shares earned under the 2013-2015 Long-Term Performance Award. F12 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F12 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 373.962 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000370 · wf-form4_145800624650144.xml · derivative · entry 19 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,311.77 Underlying: Common Stock, $0.10 par value · 373.962 shares Expires 2016-03-31 F14 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. F15 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award. F14 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. F14 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 6,200.85 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000370 · wf-form4_145800624650144.xml · derivative · entry 18 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,937.808 Underlying: Common Stock, $0.10 par value · 6,200.85 shares Expires 2016-03-31 F12 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F13 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award. F12 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F12 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 6,632 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000370 · wf-form4_145800624650144.xml · derivative · entry 17 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,632 Underlying: Common Stock, $0.10 par value · 6,632 shares Expires 2019-03-10 F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019. F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019. F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 4,421 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000370 · wf-form4_145800624650144.xml · derivative · entry 16 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,421 Underlying: Common Stock, $0.10 par value · 4,421 shares Expires 2020-03-10 F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F10 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. F10 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,170 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000370 · wf-form4_145800624650144.xml · derivative · entry 15 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,512 Underlying: Common Stock, $0.10 par value · 1,170 shares Expires 2019-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. F5 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,127 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000370 · wf-form4_145800624650144.xml · derivative · entry 14 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,253 Underlying: Common Stock, $0.10 par value · 1,127 shares Expires 2018-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,851 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000370 · wf-form4_145800624650144.xml · derivative · entry 13 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,851 Underlying: Common Stock, $0.10 par value · 1,851 shares Expires 2017-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 9,107 | $64.94 | $591,408.58 |
DisclosureSEC source: 0000014272-16-000370 · wf-form4_145800624650144.xml · nonDerivative · entry 11 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,757.0817 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 16,311.77 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000370 · wf-form4_145800624650144.xml · nonDerivative · entry 10 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,864.0817 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Represents distribution of performance shares earned under the 2013-2015 Long-Term Performance Award. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 644 | $64.94 | $41,821.36 |
DisclosureSEC source: 0000014272-16-000370 · wf-form4_145800624650144.xml · nonDerivative · entry 9 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,552.3117 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000370 · wf-form4_145800624650144.xml · nonDerivative · entry 8 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,196.3117 F6 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,170 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000370 · wf-form4_145800624650144.xml · nonDerivative · entry 7 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,214.3117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2015. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 614 | $64.94 | $39,873.16 |
DisclosureSEC source: 0000014272-16-000370 · wf-form4_145800624650144.xml · nonDerivative · entry 6 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,044.3117 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 159 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000370 · wf-form4_145800624650144.xml · nonDerivative · entry 5 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,658.3117 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,127 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000370 · wf-form4_145800624650144.xml · nonDerivative · entry 4 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,499.3117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,289 | $64.94 | $83,707.66 |
DisclosureSEC source: 0000014272-16-000370 · wf-form4_145800624650144.xml · nonDerivative · entry 3 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,372.3117 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 1,274 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000370 · wf-form4_145800624650144.xml · nonDerivative · entry 2 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,661.3117 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,851 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000370 · wf-form4_145800624650144.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,387.3117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| March 06, 2016 Filed Mar 8, 2016 21:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,931 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000341 · wf-form4_145747341176585.xml · derivative · entry 5 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 1,931 shares Expires 2016-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. Read SEC document |
| March 06, 2016 Filed Mar 8, 2016 21:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,554 | $64.71 | $100,559.34 |
DisclosureSEC source: 0000014272-16-000341 · wf-form4_145747341176585.xml · nonDerivative · entry 3 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,536.3117 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 06, 2016 Filed Mar 8, 2016 21:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 1,837 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000341 · wf-form4_145747341176585.xml · nonDerivative · entry 2 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,090.3117 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 06, 2016 Filed Mar 8, 2016 21:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,931 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000341 · wf-form4_145747341176585.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,253.3117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012. Read SEC document |
| March 04, 2016 Filed Mar 7, 2016 22:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 12,962 | $64.64 | $837,915.53 |
DisclosureSEC source: 0000014272-16-000313 · wf-form4_145739045792965.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,322.3117 F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $64.64 to $64.68, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 03, 2016 Filed Mar 7, 2016 22:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 11,763.525 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000313 · wf-form4_145739045792965.xml · derivative · entry 3 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,763.525 Underlying: Common Stock, $0.10 par value · 11,763.525 shares Expires 2018-03-10 F3 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier. F4 · shares: Represents performance shares earned under the 2015-2017 Long-Term Performance Award. F3 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier. F3 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier. Read SEC document |
| June 04, 2015 Filed Jun 8, 2015 20:17 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 16,900 | $65.71 | $1,110,499.00 |
DisclosureSEC source: 0000014272-15-000186 · wf-form4_143379462120106.xml · nonDerivative · entry 2 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,284.3117 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.