Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NATIONAL FUEL GAS CONFG · Entity 3644 | President - NFG Dist. Corp. | December 19, 2018 | December 21, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NATIONAL FUEL GAS CO
Report date December 19, 2018 · Filed December 21, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 65,449 |
Ending reported balance
After 2018-12-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-12-19 · Grant · Acquired 10,707 · Balance 70,663 Row 2 · 2018-12-19 · Tax withholding · Disposed 5,214 · Balance 65,449 F1: On December 19, 2018, the reporting person had 5,214 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of performance shares. These share cancellations are shown on Table I as dispositions (Transaction Code "D" in Column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in Column 3. |
| Common StockSEC Table I · non-derivative | Indirect401K Trust | 15,659 |
Reported balance
Holding disclosure · report date 2018-12-19 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 15,659 F2: The NFG stock fund under the NFG 401(k) plan is denominated in units, representing ownership interests in a fund that includes both NFG common stock and a reserve of cash. The information reported represents the dollar value of the reporting person's balance in the NFG stock fund as of December 19, 2018, as reported by the plan administrator, divided by the closing price of NFG common stock on that date. |
| Common StockSEC Table I · non-derivative | IndirectESOP Trust | 135 |
Reported balance
Holding disclosure · report date 2018-12-19 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 135 F3: The NFG employee stock ownership plan is denominated in units, representing ownership interests in a fund that includes both NFG common stock and a reserve of cash. The information reported represents the dollar value of the reporting person's balance in the ESOP as of December 19, 2018, as reported by the plan administrator, divided by the closing price of NFG common stock on that date. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 19, 2018, the reporting person had 5,214 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of performance shares. These share cancellations are shown on Table I as dispositions (Transaction Code "D" in Column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in Column 3.
F2: The NFG stock fund under the NFG 401(k) plan is denominated in units, representing ownership interests in a fund that includes both NFG common stock and a reserve of cash. The information reported represents the dollar value of the reporting person's balance in the NFG stock fund as of December 19, 2018, as reported by the plan administrator, divided by the closing price of NFG common stock on that date.
F3: The NFG employee stock ownership plan is denominated in units, representing ownership interests in a fund that includes both NFG common stock and a reserve of cash. The information reported represents the dollar value of the reporting person's balance in the ESOP as of December 19, 2018, as reported by the plan administrator, divided by the closing price of NFG common stock on that date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 19, 2018 Filed Dec 21, 2018 19:43 UTC | NATIONAL FUEL GAS CO NFG · Entity 3644 | Tax withholdingCommon Stock | 5,214 | $54.53 | $284,319.42 |
DisclosureSEC source: 0001562180-18-005073 · primarydocument.xml · nonDerivative · entry 2 Carlotti Carl M · CIK 0001427824 · President - NFG Dist. Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,449 F1 · shares: On December 19, 2018, the reporting person had 5,214 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of performance shares. These share cancellations are shown on Table I as dispositions (Transaction Code "D" in Column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in Column 3. Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 19:43 UTC | NATIONAL FUEL GAS CO NFG · Entity 3644 | GrantCommon Stock | 10,707 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-005073 · primarydocument.xml · nonDerivative · entry 1 Carlotti Carl M · CIK 0001427824 · President - NFG Dist. Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,663 Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 21:52 UTC | NATIONAL FUEL GAS CO NFG · Entity 3644 | Tax withholdingCommon Stock | 2,952 | $54.54 | $160,987.32 |
DisclosureSEC source: 0001562180-18-004864 · primarydocument.xml · nonDerivative · entry 2 Carlotti Carl M · CIK 0001427824 · President - NFG Dist. Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,956 F1 · shares: On December 4, 2018, the reporting person had 2,952 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of performance shares. These share cancellations are shown on Table I as dispositions (Transaction Code "D" in Column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in Column 3. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 21:52 UTC | NATIONAL FUEL GAS CO NFG · Entity 3644 | GrantCommon Stock | 8,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-004864 · primarydocument.xml · nonDerivative · entry 1 Carlotti Carl M · CIK 0001427824 · President - NFG Dist. Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,908 Read SEC document |
| December 19, 2017 Filed Dec 21, 2017 19:54 UTC | NATIONAL FUEL GAS CO NFG · Entity 3644 | Exercise / conversionRestricted Stock Units · Derivative | 428 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-003985 · primarydocument.xml · derivative · entry 5 Carlotti Carl M · CIK 0001427824 · President - NFG Dist. Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 428 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On December 19, 2014, the reporting person was granted 1,284 restricted stock units, vesting as follows: 428 on December 19, 2015, 428 on December 19, 2016, and 428 on December 19, 2017. F5 · derivative.expiration_date: On December 19, 2014, the reporting person was granted 1,284 restricted stock units, vesting as follows: 428 on December 19, 2015, 428 on December 19, 2016, and 428 on December 19, 2017. Read SEC document |
| December 19, 2017 Filed Dec 21, 2017 19:54 UTC | NATIONAL FUEL GAS CO NFG · Entity 3644 | Tax withholdingCommon Stock | 158 | $55.56 | $8,778.95 |
DisclosureSEC source: 0001562180-17-003985 · primarydocument.xml · nonDerivative · entry 2 Carlotti Carl M · CIK 0001427824 · President - NFG Dist. Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,148 F2 · shares: On December 19, 2017, the reporting person had 158 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of restricted stock units. These share cancellations are shown on Table I as dispositions (Transaction Code "D" in Column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in Column 3. Read SEC document |
| December 19, 2017 Filed Dec 21, 2017 19:54 UTC | NATIONAL FUEL GAS CO NFG · Entity 3644 | Exercise / conversionCommon Stock | 428 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-003985 · primarydocument.xml · nonDerivative · entry 1 Carlotti Carl M · CIK 0001427824 · President - NFG Dist. Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,306 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 20:55 UTC | NATIONAL FUEL GAS CO NFG · Entity 3644 | Tax withholdingCommon Stock | 375 | $57.80 | $21,673.13 |
DisclosureSEC source: 0001562180-17-003805 · primarydocument.xml · nonDerivative · entry 4 Carlotti Carl M · CIK 0001427824 · President - NFG Dist. Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,878 F2 · shares: On December 6, 2017, the reporting person had 375 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of performance shares. These share cancellations are shown on Table I as dispositions (Transaction Code "D" in Column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in Column 3. Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 20:55 UTC | NATIONAL FUEL GAS CO NFG · Entity 3644 | GrantCommon Stock | 1,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-003805 · primarydocument.xml · nonDerivative · entry 3 Carlotti Carl M · CIK 0001427824 · President - NFG Dist. Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,253 Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 20:55 UTC | NATIONAL FUEL GAS CO NFG · Entity 3644 | Tax withholdingCommon Stock | 472 | $57.80 | $27,279.24 |
DisclosureSEC source: 0001562180-17-003805 · primarydocument.xml · nonDerivative · entry 2 Carlotti Carl M · CIK 0001427824 · President - NFG Dist. Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,233 F1 · shares: On December 6, 2017, the reporting person had 472 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of performance shares. These share cancellations are shown on Table I as dispositions (Transaction Code "D" in Column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in Column 3. Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 20:55 UTC | NATIONAL FUEL GAS CO NFG · Entity 3644 | GrantCommon Stock | 1,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-003805 · primarydocument.xml · nonDerivative · entry 1 Carlotti Carl M · CIK 0001427824 · President - NFG Dist. Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,705 Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 20:24 UTC | NATIONAL FUEL GAS CO NFG · Entity 3644 | Exercise / conversionStock Appreciation Right · Derivative | 4,166 | $0.00 Strike: $47.37 | $0.00 |
DisclosureSEC source: 0000070145-17-000023 · edgar.xml · derivative · entry 6 Carlotti Carl M · CIK 0001427824 · President - NFG Dist. Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,166 shares Expires 2018-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 20:24 UTC | NATIONAL FUEL GAS CO NFG · Entity 3644 | Tax withholdingCommon Stock | 328 | $60.61 | $19,880.08 |
DisclosureSEC source: 0000070145-17-000023 · edgar.xml · nonDerivative · entry 3 Carlotti Carl M · CIK 0001427824 · President - NFG Dist. Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,421 F1 · shares: On March 22, 2017, the reporting person exercised a stock appreciation right with respect to 4,166 shares of Common Stock of the Company. In connection with this exercise, the reporting person was deemed to have sold back to the Company shares of Common Stock of the Company having a value equal to the exercise price of the stock appreciation right. This deemed sale of 3,256 shares is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "D" in column 3. Additionally, the reporting person had 328 shares of Common Stock of the Company withheld and cancelled to cover minimum tax withholding. This share cancellation is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "F" in column 3. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 20:24 UTC | NATIONAL FUEL GAS CO NFG · Entity 3644 | Disposition to issuerCommon Stock | 3,256 | $60.61 | $197,346.16 |
DisclosureSEC source: 0000070145-17-000023 · edgar.xml · nonDerivative · entry 2 Carlotti Carl M · CIK 0001427824 · President - NFG Dist. Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,749 F1 · shares: On March 22, 2017, the reporting person exercised a stock appreciation right with respect to 4,166 shares of Common Stock of the Company. In connection with this exercise, the reporting person was deemed to have sold back to the Company shares of Common Stock of the Company having a value equal to the exercise price of the stock appreciation right. This deemed sale of 3,256 shares is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "D" in column 3. Additionally, the reporting person had 328 shares of Common Stock of the Company withheld and cancelled to cover minimum tax withholding. This share cancellation is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "F" in column 3. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 20:24 UTC | NATIONAL FUEL GAS CO NFG · Entity 3644 | Exercise / conversionCommon Stock | 4,166 | $47.37 | $197,343.42 |
DisclosureSEC source: 0000070145-17-000023 · edgar.xml · nonDerivative · entry 1 Carlotti Carl M · CIK 0001427824 · President - NFG Dist. Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 20:13 UTC | NATIONAL FUEL GAS CO NFG · Entity 3644 | Exercise / conversionRestricted Stock Units · Derivative | 428 | $0.00 | $0.00 |
DisclosureSEC source: 0000070145-16-000199 · edgar.xml · derivative · entry 8 Carlotti Carl M · CIK 0001427824 · President - NFG Dist. Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428 Underlying: Common Stock · 428 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F7 · derivative.exercise_date: On December 19, 2014, the reporting person was granted 1,284 restricted stock units, vesting as follows: 428 on December 19, 2015, 428 on December 19, 2016, and 428 on December 19, 2017. F7 · derivative.expiration_date: On December 19, 2014, the reporting person was granted 1,284 restricted stock units, vesting as follows: 428 on December 19, 2015, 428 on December 19, 2016, and 428 on December 19, 2017. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 20:13 UTC | NATIONAL FUEL GAS CO NFG · Entity 3644 | Exercise / conversionRestricted Stock Units · Derivative | 393 | $0.00 | $0.00 |
DisclosureSEC source: 0000070145-16-000199 · edgar.xml · derivative · entry 7 Carlotti Carl M · CIK 0001427824 · President - NFG Dist. Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 393 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F6 · derivative.exercise_date: On December 19, 2013, the reporting person was granted 1,178 restricted stock units, vesting as follows: 392 on December 19, 2014, 393 on December 19, 2015, and 393 on December 19, 2016. F6 · derivative.expiration_date: On December 19, 2013, the reporting person was granted 1,178 restricted stock units, vesting as follows: 392 on December 19, 2014, 393 on December 19, 2015, and 393 on December 19, 2016. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 20:13 UTC | NATIONAL FUEL GAS CO NFG · Entity 3644 | Tax withholdingCommon Stock | 158 | $58.01 | $9,165.58 |
DisclosureSEC source: 0000070145-16-000199 · edgar.xml · nonDerivative · entry 4 Carlotti Carl M · CIK 0001427824 · President - NFG Dist. Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,839 F3 · shares: On December 19, 2016, the reporting person had 158 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of restricted stock units. These share cancellations are shown on Table I as dispositions (Transaction Code "D" in Column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in Column 3. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 20:13 UTC | NATIONAL FUEL GAS CO NFG · Entity 3644 | Exercise / conversionCommon Stock | 428 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000070145-16-000199 · edgar.xml · nonDerivative · entry 3 Carlotti Carl M · CIK 0001427824 · President - NFG Dist. Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 20:13 UTC | NATIONAL FUEL GAS CO NFG · Entity 3644 | Tax withholdingCommon Stock | 145 | $58.01 | $8,411.45 |
DisclosureSEC source: 0000070145-16-000199 · edgar.xml · nonDerivative · entry 2 Carlotti Carl M · CIK 0001427824 · President - NFG Dist. Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,569 F2 · shares: On December 19, 2016, the reporting person had 145 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of restricted stock units. These share cancellations are shown on Table I as dispositions (Transaction Code "D" in Column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in Column 3. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 20:13 UTC | NATIONAL FUEL GAS CO NFG · Entity 3644 | Exercise / conversionCommon Stock | 393 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000070145-16-000199 · edgar.xml · nonDerivative · entry 1 Carlotti Carl M · CIK 0001427824 · President - NFG Dist. Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 20:15 UTC | NATIONAL FUEL GAS CO NFG · Entity 3644 | Tax withholdingCommon Stock | 432 | $56.91 | $24,582.96 |
DisclosureSEC source: 0000070145-16-000180 · edgar.xml · nonDerivative · entry 2 Carlotti Carl M · CIK 0001427824 · President - NFG Dist. Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,321 F1 · shares: On December 7, 2016, the reporting person had 432 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of performance shares. These share cancellations are shown on Table I as dispositions (Transaction Code "D" in Column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in Column 3. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 20:15 UTC | NATIONAL FUEL GAS CO NFG · Entity 3644 | GrantCommon Stock | 1,177 | $0.00 | $0.00 |
DisclosureSEC source: 0000070145-16-000180 · edgar.xml · nonDerivative · entry 1 Carlotti Carl M · CIK 0001427824 · President - NFG Dist. Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,753 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.