Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TORTOISE ENERGY INFRASTRUCTURE CORPTYG · Entity 8897 | Member of Investment Committee | December 26, 2018 | December 26, 2018 |
| TORTOISE PIPELINE & ENERGY FUND, INC.TTP · Entity 95263 | Member of Investment Committee | December 26, 2018 | December 26, 2018 |
| Tortoise Midstream Energy Fund, Inc.NTG · Entity 84716 | Member of Investment Committee | September 04, 2018 | December 26, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TORTOISE ENERGY INFRASTRUCTURE CORP
Report date December 26, 2018 · Filed December 26, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 842 |
Reported balance
After 2018-12-26 transaction · row 1
1 source rowRow 1 · 2018-12-26 · Purchase · Acquired 792 · Balance 842 |
TORTOISE PIPELINE & ENERGY FUND, INC.
Report date December 26, 2018 · Filed December 26, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 837 |
Reported balance
After 2018-12-26 transaction · row 1
1 source rowRow 1 · 2018-12-26 · Purchase · Acquired 837 · Balance 837 |
Tortoise Midstream Energy Fund, Inc.
Report date September 04, 2018 · Filed December 26, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 1,821.68 |
Ending reported balance
After 2018-12-26 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2018-09-04 · Other · Acquired 6.139 · Balance 511.958 F1: Automatic reinvestment of distribution by broker not made at the Tortoise MLP Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. Row 2 · 2018-12-03 · Other · Acquired 9.722 · Balance 521.68 F1: Automatic reinvestment of distribution by broker not made at the Tortoise MLP Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. Row 3 · 2018-12-26 · Purchase · Acquired 400 · Balance 921.68 Row 4 · 2018-12-26 · Purchase · Acquired 900 · Balance 1,821.68 |
Filing footnotes · ownership attribution and instrument terms
F1: Automatic reinvestment of distribution by broker not made at the Tortoise MLP Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 26, 2018 Filed Dec 26, 2018 15:41 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | PurchaseCommon Shares | 900 | $11.53 | $10,377.00 |
DisclosureSEC source: 0001567619-18-008586 · doc1.xml · nonDerivative · entry 4 MICK JAMES RYAN · CIK 0001647349 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,821.68 Read SEC document |
| December 26, 2018 Filed Dec 26, 2018 15:41 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | PurchaseCommon Shares | 400 | $11.52 | $4,608.00 |
DisclosureSEC source: 0001567619-18-008586 · doc1.xml · nonDerivative · entry 3 MICK JAMES RYAN · CIK 0001647349 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 921.68 Read SEC document |
| December 26, 2018 Filed Dec 26, 2018 20:38 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 792 | $18.94 | $15,000.48 |
DisclosureSEC source: 0001567619-18-008584 · doc1.xml · nonDerivative · entry 1 MICK JAMES RYAN · CIK 0001647349 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 842 Read SEC document |
| December 26, 2018 Filed Dec 26, 2018 15:36 UTC | TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263 | PurchaseCommon Shares | 837 | $11.93 | $9,985.41 |
DisclosureSEC source: 0001567619-18-008582 · doc1.xml · nonDerivative · entry 1 MICK JAMES RYAN · CIK 0001647349 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 837 Read SEC document |
| December 03, 2018 Filed Dec 26, 2018 15:41 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherCommon Shares | 9.722 | $14.12 | $137.27 |
DisclosureSEC source: 0001567619-18-008586 · doc1.xml · nonDerivative · entry 2 MICK JAMES RYAN · CIK 0001647349 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521.68 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise MLP Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. Read SEC document |
| September 04, 2018 Filed Dec 26, 2018 15:41 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherCommon Shares | 6.139 | $16.50 | $101.29 |
DisclosureSEC source: 0001567619-18-008586 · doc1.xml · nonDerivative · entry 1 MICK JAMES RYAN · CIK 0001647349 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 511.958 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise MLP Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. Read SEC document |
| July 12, 2018 Filed Jul 13, 2018 16:25 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherTransferable Subscription Rights (Right to Buy) · Derivative | 378 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-032391 · doc1.xml · derivative · entry 5 MICK JAMES RYAN · CIK 0001647349 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2 Underlying: Common Stock · 126 shares Expires 2018-07-18 F2 · security: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). F3 · security: The reporting person exercised his basic subscription privilege. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). F2 · derivative.exercise_price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). F3 · derivative.exercise_price: The reporting person exercised his basic subscription privilege. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). F2 · price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). F3 · price: The reporting person exercised his basic subscription privilege. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). F2 · derivative.expiration_date: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). F3 · derivative.expiration_date: The reporting person exercised his basic subscription privilege. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). Read SEC document |
| July 12, 2018 Filed Jul 13, 2018 16:25 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherCommon Stock | 126 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-032391 · doc1.xml · nonDerivative · entry 4 MICK JAMES RYAN · CIK 0001647349 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505.819 F2 · price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). F3 · price: The reporting person exercised his basic subscription privilege. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). Read SEC document |
| June 01, 2018 Filed Jul 13, 2018 16:25 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherCommon Stock | 5.328 | $18.60 | $99.10 |
DisclosureSEC source: 0001140361-18-032391 · doc1.xml · nonDerivative · entry 3 MICK JAMES RYAN · CIK 0001647349 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379.819 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise MLP Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. Read SEC document |
| March 01, 2018 Filed Jul 13, 2018 16:25 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherCommon Stock | 5.49 | $17.62 | $96.73 |
DisclosureSEC source: 0001140361-18-032391 · doc1.xml · nonDerivative · entry 2 MICK JAMES RYAN · CIK 0001647349 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374.491 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise MLP Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. Read SEC document |
| December 01, 2017 Filed Jul 13, 2018 16:25 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherCommon Stock | 5.767 | $16.35 | $94.29 |
DisclosureSEC source: 0001140361-18-032391 · doc1.xml · nonDerivative · entry 1 MICK JAMES RYAN · CIK 0001647349 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369.001 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise MLP Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. Read SEC document |
| September 01, 2017 Filed Jan 8, 2018 14:16 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherCommon Shares | 5.085 | $18.13 | $92.19 |
DisclosureSEC source: 0001140361-18-001180 · doc1.xml · nonDerivative · entry 4 MICK JAMES RYAN · CIK 0001647349 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363.234 F1 · shares: Automatic reinvestment of distribution by broker not made at the NTG dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| June 01, 2017 Filed Jan 8, 2018 14:16 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherCommon Shares | 4.676 | $19.29 | $90.20 |
DisclosureSEC source: 0001140361-18-001180 · doc1.xml · nonDerivative · entry 3 MICK JAMES RYAN · CIK 0001647349 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363.234 F1 · shares: Automatic reinvestment of distribution by broker not made at the NTG dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| March 01, 2017 Filed Jan 8, 2018 14:16 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherCommon Shares | 4.261 | $20.75 | $88.42 |
DisclosureSEC source: 0001140361-18-001180 · doc1.xml · nonDerivative · entry 2 MICK JAMES RYAN · CIK 0001647349 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363.234 F1 · shares: Automatic reinvestment of distribution by broker not made at the NTG dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| December 01, 2016 Filed Jan 8, 2018 14:16 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherCommon Shares | 4.47 | $19.35 | $86.49 |
DisclosureSEC source: 0001140361-18-001180 · doc1.xml · nonDerivative · entry 1 MICK JAMES RYAN · CIK 0001647349 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363.234 F1 · shares: Automatic reinvestment of distribution by broker not made at the NTG dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| September 01, 2016 Filed Jan 13, 2017 15:25 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherCommon Shares | 4.258 | $19.89 | $84.69 |
DisclosureSEC source: 0001140361-17-001812 · doc1.xml · nonDerivative · entry 4 MICK JAMES RYAN · CIK 0001647349 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344.743 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise MLP Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| June 01, 2016 Filed Jan 13, 2017 15:25 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherCommon Shares | 4.574 | $18.10 | $82.79 |
DisclosureSEC source: 0001140361-17-001812 · doc1.xml · nonDerivative · entry 3 MICK JAMES RYAN · CIK 0001647349 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344.743 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise MLP Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| March 01, 2016 Filed Jan 13, 2017 15:25 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherCommon Shares | 4.942 | $16.33 | $80.70 |
DisclosureSEC source: 0001140361-17-001812 · doc1.xml · nonDerivative · entry 2 MICK JAMES RYAN · CIK 0001647349 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344.743 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise MLP Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| December 01, 2015 Filed Jan 13, 2017 15:25 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherCommon Shares | 4.822 | $16.31 | $78.65 |
DisclosureSEC source: 0001140361-17-001812 · doc1.xml · nonDerivative · entry 1 MICK JAMES RYAN · CIK 0001647349 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344.743 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise MLP Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.