Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LUBYS INCLUB · Entity 137503 | Director · 10% owner | January 01, 2019 | January 02, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LUBYS INC
Report date January 01, 2019 · Filed January 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock AwardSEC Table I · non-derivative | Direct | 4,419,640 |
Reported balance
After 2019-01-01 transaction · row 1
1 source rowRow 1 · 2019-01-01 · Grant · Acquired 13,655 · Balance 4,419,640 F1: The security fully vests at time granted and remains subject to a restriction on alienation until the earlier of 01/01/2022 or the date of the director's resignation or retirement. |
| Common StockSEC Table I · non-derivative | IndirectBy Pappas Restaurants Inc. | 1,071,830 |
Reported balance
Holding disclosure · report date 2019-01-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,071,830 |
Filing footnotes · ownership attribution and instrument terms
F1: The security fully vests at time granted and remains subject to a restriction on alienation until the earlier of 01/01/2022 or the date of the director's resignation or retirement.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
OCEANEERING INTERNATIONAL INC
Report date December 31, 2016 · Filed January 23, 2017
Section 16 reporting ended · disclosed 2017-01-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 99,000 |
Reported balance
After 2016-05-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2016-05-06 · Disposition to issuer · Disposed 4,000 · Balance 99,000 F1: The reporting person retired as Director of Oceaneering International, Inc. effective May 6, 2016. As a result, the reporting person is no longer subject to Section 16 in connection with his transactions in the equity securities of Oceaneering International, Inc. and therefore will no longer report any such transactions on Form 4 or Form 5. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person retired as Director of Oceaneering International, Inc. effective May 6, 2016. As a result, the reporting person is no longer subject to Section 16 in connection with his transactions in the equity securities of Oceaneering International, Inc. and therefore will no longer report any such transactions on Form 4 or Form 5.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 01, 2019 Filed Jan 2, 2019 14:15 UTC | LUBYS INC LUB · Entity 137503 | GrantRestricted Stock Award | 13,655 | $1.19 | $16,249.45 |
DisclosureSEC source: 0000016099-19-000007 · wf-form4_154645649610455.xml · nonDerivative · entry 1 PAPPAS HARRIS J · CIK 0001240852 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,419,640 F1 · shares: The security fully vests at time granted and remains subject to a restriction on alienation until the earlier of 01/01/2022 or the date of the director's resignation or retirement. F1 · price: The security fully vests at time granted and remains subject to a restriction on alienation until the earlier of 01/01/2022 or the date of the director's resignation or retirement. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 11:46 UTC | LUBYS INC LUB · Entity 137503 | GrantRestricted Stock Award | 11,095 | $1.69 | $18,750.55 |
DisclosureSEC source: 0000016099-18-000115 · wf-form4_153849515437891.xml · nonDerivative · entry 1 PAPPAS HARRIS J · CIK 0001240852 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,405,985 F1 · shares: The security fully vests at time granted and remains subject to a restriction on alienation until the earlier of 10/01/2021 or the date of the director's resignation or retirement. F1 · price: The security fully vests at time granted and remains subject to a restriction on alienation until the earlier of 10/01/2021 or the date of the director's resignation or retirement. Read SEC document |
| July 01, 2018 Filed Jul 2, 2018 14:01 UTC | LUBYS INC LUB · Entity 137503 | GrantRestricted Stock Award | 7,184 | $2.61 | $18,750.24 |
DisclosureSEC source: 0000016099-18-000073 · wf-form4_153055445126044.xml · nonDerivative · entry 1 PAPPAS HARRIS J · CIK 0001240852 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,394,890 F1 · shares: The security fully vests at time granted and remains subject to a restriction on alienation until the earlier of 07/01/2021 or the date of the director's resignation or retirement. F1 · price: The security fully vests at time granted and remains subject to a restriction on alienation until the earlier of 07/01/2021 or the date of the director's resignation or retirement. Read SEC document |
| April 01, 2018 Filed Apr 2, 2018 15:47 UTC | LUBYS INC LUB · Entity 137503 | GrantRestricted Stock Award | 6,602 | $2.84 | $18,749.68 |
DisclosureSEC source: 0000016099-18-000056 · wf-form4_152269844374000.xml · nonDerivative · entry 1 PAPPAS HARRIS J · CIK 0001240852 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,387,706 F1 · shares: The security fully vests at time granted and remains subject to a restriction on alienation until the earlier of 04/01/2021 or the date of the director's resignation or retirement. F1 · price: The security fully vests at time granted and remains subject to a restriction on alienation until the earlier of 04/01/2021 or the date of the director's resignation or retirement. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 15:19 UTC | LUBYS INC LUB · Entity 137503 | PurchaseCommon Stock | 75,000 | $2.80 | $209,737.50 |
DisclosureSEC source: 0000016099-18-000046 · wf-form4_152036758064601.xml · nonDerivative · entry 1 PAPPAS HARRIS J · CIK 0001240852 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,381,104 F1 · shares: The shares were purchased into a tenants in common account in which Harris Pappas holds a 50% pecuniary interest. The number of shares reported represents only Harris Pappas's 50% pecuniary interest in such account. Christopher Pappas holds the other 50% pecuniary interest in such account. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 13:37 UTC | LUBYS INC LUB · Entity 137503 | GrantRestricted Stock Unit · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000016099-18-000038 · wf-form4_151846061898774.xml · derivative · entry 1 PAPPAS HARRIS J · CIK 0001240852 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a conditional right to receive one share of the Company's Common Stock. F2 · derivative.exercise_date: The restricted stock units vest on February 8, 2021 or as subject to the terms of the Award Agreement. F2 · derivative.expiration_date: The restricted stock units vest on February 8, 2021 or as subject to the terms of the Award Agreement. Read SEC document |
| January 23, 2018 Filed Feb 8, 2018 10:55 UTC | LUBYS INC LUB · Entity 137503 | Exercise / conversionRestricted Stock Unit · Derivative | 7,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000016099-18-000028 · wf-form4_151810529927218.xml · derivative · entry 3 PAPPAS HARRIS J · CIK 0001240852 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The restricted stock units were granted on January 23, 2015 with a three year restriction and vested on January 23, 2018. Each restricted stock unit represents a conditional right to receive one share of the Company's Common Stock. F2 · derivative.expiration_date: The restricted stock units were granted on January 23, 2015 with a three year restriction and vested on January 23, 2018. Each restricted stock unit represents a conditional right to receive one share of the Company's Common Stock. Read SEC document |
| January 23, 2018 Filed Feb 8, 2018 10:55 UTC | LUBYS INC LUB · Entity 137503 | Exercise / conversionCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000016099-18-000028 · wf-form4_151810529927218.xml · nonDerivative · entry 1 PAPPAS HARRIS J · CIK 0001240852 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,306,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired with the vesting of restricted stock units. Read SEC document |
| January 01, 2018 Filed Jan 2, 2018 16:25 UTC | LUBYS INC LUB · Entity 137503 | GrantRestricted Stock Award | 7,049 | $2.66 | $18,750.34 |
DisclosureSEC source: 0000016099-18-000008 · wf-form4_151492834055356.xml · nonDerivative · entry 1 PAPPAS HARRIS J · CIK 0001240852 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,298,604 F1 · shares: The security fully vests at time granted and remains subject to a restriction on alienation until the earlier of 01/01/2021 or the date of the director's resignation or retirement. F1 · price: The security fully vests at time granted and remains subject to a restriction on alienation until the earlier of 01/01/2021 or the date of the director's resignation or retirement. Read SEC document |
| October 01, 2017 Filed Oct 2, 2017 14:10 UTC | LUBYS INC LUB · Entity 137503 | GrantRestricted Stock Award | 7,022 | $2.67 | $18,748.74 |
DisclosureSEC source: 0000016099-17-000092 · wf-form4_150696784409905.xml · nonDerivative · entry 1 PAPPAS HARRIS J · CIK 0001240852 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,291,555 F1 · shares: The security fully vests at time granted and remains subject to a restriction on alienation until the earlier of 10/01/2020 or the date of the director's resignation or retirement. F1 · price: The security fully vests at time granted and remains subject to a restriction on alienation until the earlier of 10/01/2020 or the date of the director's resignation or retirement. Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 12:21 UTC | LUBYS INC LUB · Entity 137503 | PurchaseCommon Stock | 190,000 | $2.80 | $532,000.00 |
DisclosureSEC source: 0000016099-17-000083 · wf-form4_150333248772726.xml · nonDerivative · entry 1 PAPPAS HARRIS J · CIK 0001240852 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,284,533 Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 13:10 UTC | LUBYS INC LUB · Entity 137503 | GrantRestricted Stock Award | 6,602 | $2.84 | $18,749.68 |
DisclosureSEC source: 0000016099-17-000066 · wf-form4_149927458837672.xml · nonDerivative · entry 1 PAPPAS HARRIS J · CIK 0001240852 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,094,533 F1 · shares: The security fully vests at time granted and remains subject to a restriction on alienation until the earlier of 07/01/2020 or the date of the director's resignation or retirement. F1 · price: The security fully vests at time granted and remains subject to a restriction on alienation until the earlier of 07/01/2020 or the date of the director's resignation or retirement. Read SEC document |
| June 06, 2017 Filed Jun 7, 2017 17:56 UTC | LUBYS INC LUB · Entity 137503 | PurchaseCommon Stock | 32,447 | $3.33 | $108,048.51 |
DisclosureSEC source: 0000016099-17-000054 · wf-form4_149687257104074.xml · nonDerivative · entry 9 PAPPAS HARRIS J · CIK 0001240852 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,087,931 Read SEC document |
| June 06, 2017 Filed Jun 7, 2017 17:56 UTC | LUBYS INC LUB · Entity 137503 | PurchaseCommon Stock | 19,553 | $3.25 | $63,547.25 |
DisclosureSEC source: 0000016099-17-000054 · wf-form4_149687257104074.xml · nonDerivative · entry 8 PAPPAS HARRIS J · CIK 0001240852 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,055,484 Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 17:56 UTC | LUBYS INC LUB · Entity 137503 | PurchaseCommon Stock | 61,398 | $3.15 | $193,403.70 |
DisclosureSEC source: 0000016099-17-000054 · wf-form4_149687257104074.xml · nonDerivative · entry 7 PAPPAS HARRIS J · CIK 0001240852 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,035,931 Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 17:56 UTC | LUBYS INC LUB · Entity 137503 | PurchaseCommon Stock | 7,481 | $3.16 | $23,639.96 |
DisclosureSEC source: 0000016099-17-000054 · wf-form4_149687257104074.xml · nonDerivative · entry 6 PAPPAS HARRIS J · CIK 0001240852 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,974,533 Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 17:56 UTC | LUBYS INC LUB · Entity 137503 | PurchaseCommon Stock | 2,621 | $3.20 | $8,387.20 |
DisclosureSEC source: 0000016099-17-000054 · wf-form4_149687257104074.xml · nonDerivative · entry 5 PAPPAS HARRIS J · CIK 0001240852 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,967,052 Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 17:56 UTC | LUBYS INC LUB · Entity 137503 | PurchaseCommon Stock | 2,000 | $3.06 | $6,120.00 |
DisclosureSEC source: 0000016099-17-000054 · wf-form4_149687257104074.xml · nonDerivative · entry 4 PAPPAS HARRIS J · CIK 0001240852 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,964,431 Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 17:56 UTC | LUBYS INC LUB · Entity 137503 | PurchaseCommon Stock | 1,100 | $3.04 | $3,344.00 |
DisclosureSEC source: 0000016099-17-000054 · wf-form4_149687257104074.xml · nonDerivative · entry 3 PAPPAS HARRIS J · CIK 0001240852 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,962,431 Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 17:56 UTC | LUBYS INC LUB · Entity 137503 | PurchaseCommon Stock | 300 | $3.09 | $927.00 |
DisclosureSEC source: 0000016099-17-000054 · wf-form4_149687257104074.xml · nonDerivative · entry 2 PAPPAS HARRIS J · CIK 0001240852 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,961,331 Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 17:56 UTC | LUBYS INC LUB · Entity 137503 | PurchaseCommon Stock | 100 | $3.06 | $306.00 |
DisclosureSEC source: 0000016099-17-000054 · wf-form4_149687257104074.xml · nonDerivative · entry 1 PAPPAS HARRIS J · CIK 0001240852 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,961,031 Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 18:09 UTC | LUBYS INC LUB · Entity 137503 | PurchaseCommon Stock | 25,215 | $2.99 | $75,392.85 |
DisclosureSEC source: 0000016099-17-000052 · wf-form4_149678695559350.xml · nonDerivative · entry 6 PAPPAS HARRIS J · CIK 0001240852 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,960,931 Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 18:09 UTC | LUBYS INC LUB · Entity 137503 | PurchaseCommon Stock | 6,496 | $3.00 | $19,488.00 |
DisclosureSEC source: 0000016099-17-000052 · wf-form4_149678695559350.xml · nonDerivative · entry 5 PAPPAS HARRIS J · CIK 0001240852 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,935,716 Read SEC document |
| June 01, 2017 Filed Jun 6, 2017 18:09 UTC | LUBYS INC LUB · Entity 137503 | PurchaseCommon Stock | 490 | $2.69 | $1,318.10 |
DisclosureSEC source: 0000016099-17-000052 · wf-form4_149678695559350.xml · nonDerivative · entry 4 PAPPAS HARRIS J · CIK 0001240852 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,929,220 Read SEC document |
| June 01, 2017 Filed Jun 6, 2017 18:09 UTC | LUBYS INC LUB · Entity 137503 | PurchaseCommon Stock | 82 | $2.70 | $221.40 |
DisclosureSEC source: 0000016099-17-000052 · wf-form4_149678695559350.xml · nonDerivative · entry 3 PAPPAS HARRIS J · CIK 0001240852 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,928,730 Read SEC document |
| May 31, 2017 Filed Jun 6, 2017 18:09 UTC | LUBYS INC LUB · Entity 137503 | PurchaseCommon Stock | 18,299 | $2.62 | $47,943.38 |
DisclosureSEC source: 0000016099-17-000052 · wf-form4_149678695559350.xml · nonDerivative · entry 2 PAPPAS HARRIS J · CIK 0001240852 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,928,648 Read SEC document |
| May 31, 2017 Filed Jun 6, 2017 18:09 UTC | LUBYS INC LUB · Entity 137503 | PurchaseCommon Stock | 4,101 | $2.61 | $10,703.61 |
DisclosureSEC source: 0000016099-17-000052 · wf-form4_149678695559350.xml · nonDerivative · entry 1 PAPPAS HARRIS J · CIK 0001240852 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,910,349 Read SEC document |
| April 01, 2017 Filed Apr 5, 2017 15:26 UTC | LUBYS INC LUB · Entity 137503 | GrantRestricted Stock | 6,010 | $3.12 | $18,751.20 |
DisclosureSEC source: 0000016099-17-000040 · wf-form4_149142036064486.xml · nonDerivative · entry 1 PAPPAS HARRIS J · CIK 0001240852 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,906,248 F1 · shares: The security fully vests at time granted and remains subject to a restriction on alienation until the earlier of 04/01/2020 or the date of the director's resignation or retirement. F1 · balance_after: The security fully vests at time granted and remains subject to a restriction on alienation until the earlier of 04/01/2020 or the date of the director's resignation or retirement. Read SEC document |
| January 01, 2017 Filed Jan 3, 2017 17:32 UTC | LUBYS INC LUB · Entity 137503 | GrantRestricted Stock | 4,412 | $4.25 | $18,751.00 |
DisclosureSEC source: 0000016099-17-000009 · wf-form4_148348274389784.xml · nonDerivative · entry 1 PAPPAS HARRIS J · CIK 0001240852 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,892,738 F1 · shares: The security fully vests at time granted and remains subject to a restriction on alienation until the earlier of 01/01/2020 or the date of the director's resignation or retirement. F1 · price: The security fully vests at time granted and remains subject to a restriction on alienation until the earlier of 01/01/2020 or the date of the director's resignation or retirement. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 15:24 UTC | LUBYS INC LUB · Entity 137503 | GrantRestricted Stock Unit · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000016099-16-000074 · wf-form4_148062382985982.xml · derivative · entry 1 PAPPAS HARRIS J · CIK 0001240852 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a conditional right to receive one share of the Company's Common Stock. F2 · derivative.exercise_date: The restricted stock units vest on November 30, 2019 or as subject to the terms of the Award Agreement. F2 · derivative.expiration_date: The restricted stock units vest on November 30, 2019 or as subject to the terms of the Award Agreement. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 16:30 UTC | LUBYS INC LUB · Entity 137503 | GrantRestricted Stock | 4,422 | $4.24 | $18,749.28 |
DisclosureSEC source: 0000016099-16-000042 · wf-form4_147561300516313.xml · nonDerivative · entry 1 PAPPAS HARRIS J · CIK 0001240852 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,888,326 F1 · shares: The security fully vests at time granted and remains subject to a restriction on alienation until the earlier of 10/01/2019 or the date of the director's resignation or retirement. F1 · price: The security fully vests at time granted and remains subject to a restriction on alienation until the earlier of 10/01/2019 or the date of the director's resignation or retirement. Read SEC document |
| May 06, 2016 Filed Jan 23, 2017 23:48 UTC | OCEANEERING INTERNATIONAL INC OII · Entity 3888 | Disposition to issuerCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001537854-17-000005 · edgar.xml · nonDerivative · entry 1 PAPPAS HARRIS J · CIK 0001240852 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,000 F1 · balance_after: The reporting person retired as Director of Oceaneering International, Inc. effective May 6, 2016. As a result, the reporting person is no longer subject to Section 16 in connection with his transactions in the equity securities of Oceaneering International, Inc. and therefore will no longer report any such transactions on Form 4 or Form 5. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.