Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LAUREATE EDUCATION, INC.LAUR · Entity 1751 | CEO EMEAA | December 31, 2018 | January 03, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LAUREATE EDUCATION, INC.
Report date December 31, 2018 · Filed January 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 15,356 |
Ending reported balance
After 2018-12-31 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2018-12-31 · Conversion · Acquired 1,448 · Balance 16,816 Row 2 · 2018-12-31 · Tax withholding · Disposed 638 · Balance 16,178 F1: Shares withheld from vesting of Restricted Stock Units originally reported at footnote 4 of the reporting person's Form 3 in satisfaction of tax obligations based on closing price of $14.82 on December 28, 2018 of the Company's Class A Common Stock as traded on the NASDAQ stock exchange. Row 3 · 2018-12-31 · Tax withholding · Disposed 822 · Balance 15,356 F2: Shares withheld from vesting of Restricted Stock Units originally granted on March 7, 2018 (having been previously reported as shares of Class A Common Stock on the reporting person's Form 4 filed on March 9, 2018) in satisfaction of tax obligations based on closing price of $14.82 on December 28, 2018 of the Company's Class A Common Stock as traded on the NASDAQ stock exchange. These RSUs are vesting in three equal annual installments on each of December 31, 2018, December 31, 2019, and December 31, 2020, subject to the reporting person's continued employment with the Company. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,449 |
Reported balance
After 2018-12-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-12-31 · Exercise / conversion · Disposed 1,448 · Balance 1,449 F3: As reported in footnote 4 of the reporting person's Form 3 filed on January 1, 2018, each Restricted Stock Unit represents the right to receive one share of Class B Common Stock. These RSUs shall vest in two tranches with one-half vesting on December 31, 2018 and the balance vesting on December 31, 2019, subject to the reporting person's continued employment by Laureate Education, Inc. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 3,295 |
Reported balance
After 2018-12-31 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-12-31 · Exercise / conversion · Acquired 1,448 · Balance 3,295 F4: Each share of Class B Common Stock of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 1,846 |
Reported balance
After 2018-12-31 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-12-31 · Conversion · Disposed 1,448 · Balance 1,846 F4: Each share of Class B Common Stock of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld from vesting of Restricted Stock Units originally reported at footnote 4 of the reporting person's Form 3 in satisfaction of tax obligations based on closing price of $14.82 on December 28, 2018 of the Company's Class A Common Stock as traded on the NASDAQ stock exchange.
F2: Shares withheld from vesting of Restricted Stock Units originally granted on March 7, 2018 (having been previously reported as shares of Class A Common Stock on the reporting person's Form 4 filed on March 9, 2018) in satisfaction of tax obligations based on closing price of $14.82 on December 28, 2018 of the Company's Class A Common Stock as traded on the NASDAQ stock exchange. These RSUs are vesting in three equal annual installments on each of December 31, 2018, December 31, 2019, and December 31, 2020, subject to the reporting person's continued employment with the Company.
F3: As reported in footnote 4 of the reporting person's Form 3 filed on January 1, 2018, each Restricted Stock Unit represents the right to receive one share of Class B Common Stock. These RSUs shall vest in two tranches with one-half vesting on December 31, 2018 and the balance vesting on December 31, 2019, subject to the reporting person's continued employment by Laureate Education, Inc.
F4: Each share of Class B Common Stock of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2018 Filed Jan 3, 2019 21:24 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | ConversionClass B Common Stock · Derivative | 1,448 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-000689 · form4.xml · derivative · entry 6 Broker Neel · CIK 0001725127 · CEO EMEAA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,846 Underlying: Class A Common Stock · 1,448 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B Common Stock of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. F4 · derivative.exercise_date: Each share of Class B Common Stock of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. F4 · derivative.expiration_date: Each share of Class B Common Stock of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 21:24 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | Exercise / conversionClass B Common Stock · Derivative | 1,448 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-000689 · form4.xml · derivative · entry 5 Broker Neel · CIK 0001725127 · CEO EMEAA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,295 Underlying: Class A Common Stock · 1,448 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B Common Stock of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. F4 · derivative.exercise_date: Each share of Class B Common Stock of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. F4 · derivative.expiration_date: Each share of Class B Common Stock of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 21:24 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | Exercise / conversionRestricted Stock Units · Derivative | 1,448 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-000689 · form4.xml · derivative · entry 4 Broker Neel · CIK 0001725127 · CEO EMEAA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,449 Underlying: Class B Common Stock · 1,448 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: As reported in footnote 4 of the reporting person's Form 3 filed on January 1, 2018, each Restricted Stock Unit represents the right to receive one share of Class B Common Stock. These RSUs shall vest in two tranches with one-half vesting on December 31, 2018 and the balance vesting on December 31, 2019, subject to the reporting person's continued employment by Laureate Education, Inc. F3 · derivative.exercise_date: As reported in footnote 4 of the reporting person's Form 3 filed on January 1, 2018, each Restricted Stock Unit represents the right to receive one share of Class B Common Stock. These RSUs shall vest in two tranches with one-half vesting on December 31, 2018 and the balance vesting on December 31, 2019, subject to the reporting person's continued employment by Laureate Education, Inc. F3 · derivative.expiration_date: As reported in footnote 4 of the reporting person's Form 3 filed on January 1, 2018, each Restricted Stock Unit represents the right to receive one share of Class B Common Stock. These RSUs shall vest in two tranches with one-half vesting on December 31, 2018 and the balance vesting on December 31, 2019, subject to the reporting person's continued employment by Laureate Education, Inc. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 21:24 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | Tax withholdingClass A Common Stock | 822 | $14.82 | $12,182.04 |
DisclosureSEC source: 0001127602-19-000689 · form4.xml · nonDerivative · entry 3 Broker Neel · CIK 0001725127 · CEO EMEAA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,356 F2 · kind: Shares withheld from vesting of Restricted Stock Units originally granted on March 7, 2018 (having been previously reported as shares of Class A Common Stock on the reporting person's Form 4 filed on March 9, 2018) in satisfaction of tax obligations based on closing price of $14.82 on December 28, 2018 of the Company's Class A Common Stock as traded on the NASDAQ stock exchange. These RSUs are vesting in three equal annual installments on each of December 31, 2018, December 31, 2019, and December 31, 2020, subject to the reporting person's continued employment with the Company. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 21:24 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | Tax withholdingClass A Common Stock | 638 | $14.82 | $9,455.16 |
DisclosureSEC source: 0001127602-19-000689 · form4.xml · nonDerivative · entry 2 Broker Neel · CIK 0001725127 · CEO EMEAA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,178 F1 · kind: Shares withheld from vesting of Restricted Stock Units originally reported at footnote 4 of the reporting person's Form 3 in satisfaction of tax obligations based on closing price of $14.82 on December 28, 2018 of the Company's Class A Common Stock as traded on the NASDAQ stock exchange. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 21:24 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | ConversionClass A Common Stock | 1,448 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-000689 · form4.xml · nonDerivative · entry 1 Broker Neel · CIK 0001725127 · CEO EMEAA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,816 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2018 Filed Jun 19, 2018 21:01 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | ConversionClass B Common Stock · Derivative | 5,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021419 · form4.xml · derivative · entry 6 Broker Neel · CIK 0001725127 · CEO EMEAA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,846 Underlying: Class A Common Stock · 5,414 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. F3 · derivative.exercise_date: Each share of Class B Common Stock of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. F3 · derivative.expiration_date: Each share of Class B Common Stock of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. Read SEC document |
| June 17, 2018 Filed Jun 19, 2018 21:01 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | Tax withholdingClass B Common Stock · Derivative | 3,514 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021419 · form4.xml · derivative · entry 5 Broker Neel · CIK 0001725127 · CEO EMEAA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,260 Underlying: Class A Common Stock · 3,514 shares Expires not disclosed F3 · derivative.exercise_price: Each share of Class B Common Stock of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. F4 · derivative.exercise_date: In connection with the RSUs' vesting, 3,514 shares were withheld to satisfy the reporting person's withholding tax obligations. This amount was determined based upon the closing price on the date immediately prior to the vesting date of $14.63 per share of Class A Common Stock as traded on the NASDAQ Stock Exchange. F4 · derivative.expiration_date: In connection with the RSUs' vesting, 3,514 shares were withheld to satisfy the reporting person's withholding tax obligations. This amount was determined based upon the closing price on the date immediately prior to the vesting date of $14.63 per share of Class A Common Stock as traded on the NASDAQ Stock Exchange. Read SEC document |
| June 17, 2018 Filed Jun 19, 2018 21:01 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | Exercise / conversionClass B Common Stock · Derivative | 8,928 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021419 · form4.xml · derivative · entry 4 Broker Neel · CIK 0001725127 · CEO EMEAA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,774 Underlying: Class A Common Stock · 8,928 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. F3 · derivative.exercise_date: Each share of Class B Common Stock of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. F3 · derivative.expiration_date: Each share of Class B Common Stock of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. Read SEC document |
| June 17, 2018 Filed Jun 19, 2018 21:01 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | Exercise / conversionRestricted Stock Units · Derivative | 8,928 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021419 · form4.xml · derivative · entry 3 Broker Neel · CIK 0001725127 · CEO EMEAA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 8,928 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class B Common Stock, as previously reported by the reporting person at footnote 2 of the Form 3 filed on January 11, 2018. F2 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class B Common Stock, as previously reported by the reporting person at footnote 2 of the Form 3 filed on January 11, 2018. Read SEC document |
| June 17, 2018 Filed Jun 19, 2018 21:01 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | ConversionClass A Common Stock | 5,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021419 · form4.xml · nonDerivative · entry 2 Broker Neel · CIK 0001725127 · CEO EMEAA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2018 Filed Jun 19, 2018 21:01 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | GrantClass A Common Stock | 2,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021419 · form4.xml · nonDerivative · entry 1 Broker Neel · CIK 0001725127 · CEO EMEAA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,954 F1 · shares: Represents the net issuance of shares in connection with the vesting of 3,571 Performance Share Units originally awarded pursuant to a Performance Share Units Notice dated October 25, 2016, the terms of which provide that 3,571 PSUs granted thereunder shall vest upon satisfaction of the performance goals set forth therein. Upon their vesting, the PSUs granted pursuant to the October 2016 award were originally issueable as shares of Class B Common Stock of the Company. The reporting person has previously provided a standing instruction to convert the issueable Class B Shares to Class A Shares upon their issuance. Shares of Class B Common Stock of the Company are convertible to shares of Class A Common Stock upon the written election of the shareholder and otherwise in accordance with the Company's charter. In connection with the PSUs' vesting, 1,406 shares were withheld to satisfy the reporting person's withholding tax obligations. This amount was determined based upon the closing price on the date immediately prior to the vesting date of $14.63 per share of Class A Common Stock as traded on the NASDAQ Stock Exchange. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 23:16 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | GrantEmployee Stock Option (Right to Buy) · Derivative | 2,758 | $0.00 Strike: $17.44 | $0.00 |
DisclosureSEC source: 0001127602-18-013871 · form4.xml · derivative · entry 2 Broker Neel · CIK 0001725127 · CEO EMEAA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,655 Underlying: Class B Common Stock · 2,758 shares Expires 2023-10-02 F2 · derivative.exercise_date: These options are fully vested and exercisable immediately. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 23:16 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | GrantClass A Common Stock | 1,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-013871 · form4.xml · nonDerivative · entry 1 Broker Neel · CIK 0001725127 · CEO EMEAA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,789 F1 · shares: Represents the net issuance of shares in connection with the vesting of 2,182 Performance Share Units originally awarded pursuant to a Performance Share Units Notice dated October 2, 2013, the terms of which provide that 2,182 PSUs granted thereunder shall vest upon satisfaction of the performance goals set forth therein for fiscal year 2017. Upon their vesting, the PSUs granted pursuant to the October 2013 award were originally issueable as shares of Class B Common Stock of the Company. The reporting person has previously provided a standing instruction to convert the issueable Class B Shares to Class A Shares upon their issuance. Shares of Class B Common Stock of the Company are convertible to shares of Class A Common Stock upon the written election of the shareholder and otherwise in accordance with the Company's charter. In connection with the PSUs' vesting, 859 shares were withheld to satisfy the reporting person's withholding tax obligations. This amount was determined based upon the closing price on the date immediately prior to the vesting date of $13.75/per share of Class A Common Stock as traded on the NASDAQ Stock Exchange. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 21:59 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | GrantEmployee Stock Options (Right to Buy) · Derivative | 10,135 | $0.00 Strike: $13.97 | $0.00 |
DisclosureSEC source: 0001127602-18-010983 · form4.xml · derivative · entry 2 Broker Neel · CIK 0001725127 · CEO EMEAA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,135 Underlying: Class A Common Stock · 10,135 shares Expires 2028-03-07 F1 · derivative.exercise_date: Subject to the reporting person's continued employment with Laureate Education, Inc., these options will become exercisable in three equal annual installments beginning on December 31, 2018. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 21:59 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | GrantClass A Common Stock | 5,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-010983 · form4.xml · nonDerivative · entry 1 Broker Neel · CIK 0001725127 · CEO EMEAA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,466 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.