Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMEREN CORPAEE · Entity 3150 | Chmn & President of Subsidiary | February 28, 2017 | March 02, 2017 |
| NEW JERSEY RESOURCES CORPNJR · Entity 3851 | Director | January 02, 2019 | January 04, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMEREN CORP
Report date February 28, 2017 · Filed March 02, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $.01 Par ValueSEC Table I · non-derivative | Direct | 38,544 |
Reported balance
After 2017-02-28 transaction · row 4
1 source rowRow 4 · 2017-02-28 · Tax withholding · Disposed 3,790 · Balance 38,544 F2: Shares withheld by the Issuer to satisfy tax withholding obligations arising in connection with the vesting of performance share units. |
| Common Stock, $.01 Par ValueSEC Table I · non-derivative | IndirectBy 401(K) | 2,344 |
Reported balance
Holding disclosure · report date 2017-02-28 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,344 F1: Amount includes a total of 8 shares acquired monthly in January and February 2017 at prices ranging from $52.19 to $54.59 per share. |
| Common Stock, $.01 Par ValueSEC Table I · non-derivative | IndirectBy ESOP | 1,558 |
Reported balance
Holding disclosure · report date 2017-02-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,558 |
| Common Stock, $.01 Par ValueSEC Table I · non-derivative | IndirectBy Spouse | 364 |
Reported balance
Holding disclosure · report date 2017-02-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 364 |
Filing footnotes · ownership attribution and instrument terms
F1: Amount includes a total of 8 shares acquired monthly in January and February 2017 at prices ranging from $52.19 to $54.59 per share.
F2: Shares withheld by the Issuer to satisfy tax withholding obligations arising in connection with the vesting of performance share units.
NEW JERSEY RESOURCES CORP
Report date January 02, 2019 · Filed January 04, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,883.1 |
Reported balance
After 2019-01-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-01-02 · Grant · Acquired 2,472 · Balance 5,883.1 F1: Each Phantom Stock Unit is the economic equivalent of one (1) share of New Jersey Resources Corporation (NJR) Common Stock. F2: The Phantom Stock Units represent director fees that are deferred pursuant to NJR's Directors Deferred Compensation Plan and are to be paid in 5 equal annual payments in NJR Common Stock beginning in January of 2024 or, if earlier, when Ms. Borkowski ceases to be a Director. F3: Total includes an accrual of 64.810 shares of NJR Common Stock through the NJR Dividend Reinvestment Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Phantom Stock Unit is the economic equivalent of one (1) share of New Jersey Resources Corporation (NJR) Common Stock.
F2: The Phantom Stock Units represent director fees that are deferred pursuant to NJR's Directors Deferred Compensation Plan and are to be paid in 5 equal annual payments in NJR Common Stock beginning in January of 2024 or, if earlier, when Ms. Borkowski ceases to be a Director.
F3: Total includes an accrual of 64.810 shares of NJR Common Stock through the NJR Dividend Reinvestment Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2019 Filed Jan 4, 2019 22:32 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | GrantPhantom Stock Units · Derivative | 2,472 | $44.50 | $110,004.00 |
DisclosureSEC source: 0000356309-19-000016 · wf-form4_154664111953186.xml · derivative · entry 1 Borkowski Maureen A · CIK 0001313735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,883.1 Underlying: Common Stock · 2,472 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one (1) share of New Jersey Resources Corporation (NJR) Common Stock. F2 · derivative.exercise_date: The Phantom Stock Units represent director fees that are deferred pursuant to NJR's Directors Deferred Compensation Plan and are to be paid in 5 equal annual payments in NJR Common Stock beginning in January of 2024 or, if earlier, when Ms. Borkowski ceases to be a Director. F2 · derivative.expiration_date: The Phantom Stock Units represent director fees that are deferred pursuant to NJR's Directors Deferred Compensation Plan and are to be paid in 5 equal annual payments in NJR Common Stock beginning in January of 2024 or, if earlier, when Ms. Borkowski ceases to be a Director. F3 · balance_after: Total includes an accrual of 64.810 shares of NJR Common Stock through the NJR Dividend Reinvestment Plan. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 00:29 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | GrantPhantom Stock Units · Derivative | 2,635 | $39.85 | $105,004.75 |
DisclosureSEC source: 0000356309-18-000017 · wf-form4_151502572540318.xml · derivative · entry 1 Borkowski Maureen A · CIK 0001313735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,346.29 Underlying: Common Stock · 2,635 shares Expires not disclosed F1 · derivative.exercise_price: Each Phatom Stock Unit is the economic equivalent of one (1) share of New Jersey Resources Corporation (NJR) Common Stock F2 · derivative.exercise_date: The Phantom Stock Units represent director fees that are deferred pursuant to NJR's Directors Deferred Compensation Plan and are to be paid in 5 equal annual payments in NJR Common Stock beginning in January of 2023 or, if earlier, when Ms. Borkowski ceases to be a Director. F2 · derivative.expiration_date: The Phantom Stock Units represent director fees that are deferred pursuant to NJR's Directors Deferred Compensation Plan and are to be paid in 5 equal annual payments in NJR Common Stock beginning in January of 2023 or, if earlier, when Ms. Borkowski ceases to be a Director. F3 · balance_after: Total includes an accrual of 9.290 shares of NJR Common Stock through the NJR Dividend Reinvestment Plan. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 22:01 UTC | NEW JERSEY RESOURCES CORP NJR · Entity 3851 | GrantPhantom Stock Unit · Derivative | 702 | $43.75 | $30,712.50 |
DisclosureSEC source: 0000356309-17-000119 · wf-form4_150534007345160.xml · derivative · entry 1 Borkowski Maureen A · CIK 0001313735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 702 Underlying: Common Stock · 702 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one (1) share of New Jersey Resources Corporation (NJR) Common Stock. F2 · derivative.exercise_date: The Phantom Stock Units represent director fees that are deferred pursuant to NJR's Directors Deferred Compensation Plan and are to be paid in three annual installments beginning in January 2022, or, if earlier, when Ms. Borkowski ceases to be a Director. F2 · derivative.expiration_date: The Phantom Stock Units represent director fees that are deferred pursuant to NJR's Directors Deferred Compensation Plan and are to be paid in three annual installments beginning in January 2022, or, if earlier, when Ms. Borkowski ceases to be a Director. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 20:51 UTC | AMEREN CORP AEE · Entity 3150 | Tax withholdingCommon Stock, $.01 Par Value | 3,790 | $54.69 | $207,275.10 |
DisclosureSEC source: 0001002910-17-000067 · edgar.xml · nonDerivative · entry 4 Borkowski Maureen A · CIK 0001313735 · Chmn & President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,544 F2 · shares: Shares withheld by the Issuer to satisfy tax withholding obligations arising in connection with the vesting of performance share units. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:05 UTC | AMEREN CORP AEE · Entity 3150 | GrantCommon Stock, $.01 Par Value | 11,362 | $0.00 | $0.00 |
DisclosureSEC source: 0001002910-17-000040 · edgar.xml · nonDerivative · entry 4 Borkowski Maureen A · CIK 0001313735 · Chmn & President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,334 F3 · shares: Shares acquired upon vesting of previously granted performance share units. Read SEC document |
| January 17, 2017 Filed Jan 18, 2017 21:03 UTC | AMEREN CORP AEE · Entity 3150 | SaleCommon Stock, $.01 Par Value | 3,850 | $52.08 | $200,508.00 |
DisclosureSEC source: 0001002910-17-000025 · edgar.xml · nonDerivative · entry 4 Borkowski Maureen A · CIK 0001313735 · Chmn & President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,972 F4 · kind: The sale reported was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 20:01 UTC | AMEREN CORP AEE · Entity 3150 | GiftCommon Stock, $.01 Par Value | 323 | $0.00 | $0.00 |
DisclosureSEC source: 0001002910-16-000292 · edgar.xml · nonDerivative · entry 4 Borkowski Maureen A · CIK 0001313735 · Chmn & President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,822 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.