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RAU ROBERT H

Disclosed activity across 1 company

Tapewire entity
161297
SEC CIK
0001051450

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
INNOVATIVE SOLUTIONS & SUPPORT INCISSC · Entity 544DirectorJanuary 02, 2019January 04, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

INNOVATIVE SOLUTIONS & SUPPORT INC

Report date January 02, 2019 · Filed January 04, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect67,927 Reported balance After 2019-01-02 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2019-01-02 · Grant · Acquired 13,377 · Balance 67,927

F1: Stock based compensation for the year ended December 31, 2018.

Common StockSEC Table I · non-derivativeIndirectBy Family Trust47,198 Reported balance Holding disclosure · report date 2019-01-02 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 47,198

Filing footnotes · ownership attribution and instrument terms

F1: Stock based compensation for the year ended December 31, 2018.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2019 Filed Jan 4, 2019 21:02 UTC INNOVATIVE SOLUTIONS & SUPPORT INC ISSC · Entity 544 GrantCommon Stock 13,377 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-000402 · edgar.xml · nonDerivative · entry 1

RAU ROBERT H · CIK 0001051450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,927

F1 · security: Stock based compensation for the year ended December 31, 2018.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 22:46 UTC INNOVATIVE SOLUTIONS & SUPPORT INC ISSC · Entity 544 GrantCommon Stock 11,494 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-000385 · edgar.xml · nonDerivative · entry 1

RAU ROBERT H · CIK 0001051450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,550

F1 · security: Stock based compensation for the year ended December 31, 2017.

Read SEC document
January 02, 2017 Filed Jan 3, 2017 21:20 UTC INNOVATIVE SOLUTIONS & SUPPORT INC ISSC · Entity 544 Exercise / conversionRestricted Stock Units · Derivative 14,234 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000064 · edgar.xml · derivative · entry 3

RAU ROBERT H · CIK 0001051450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,234 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on November 12, 2015 as compensation for service on the Issuer's board of directors during the year ended December 31, 2016 and vested in full on January 2, 2017.

F2 · derivative.expiration_date: The restricted stock units were granted on November 12, 2015 as compensation for service on the Issuer's board of directors during the year ended December 31, 2016 and vested in full on January 2, 2017.

Read SEC document
January 02, 2017 Filed Jan 3, 2017 21:20 UTC INNOVATIVE SOLUTIONS & SUPPORT INC ISSC · Entity 544 Exercise / conversionCommon Stock 14,234 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-000064 · edgar.xml · nonDerivative · entry 1

RAU ROBERT H · CIK 0001051450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
November 12, 2015 Filed Oct 3, 2016 20:19 UTC INNOVATIVE SOLUTIONS & SUPPORT INC ISSC · Entity 544 GrantRestricted Stock Units · Derivative 14,234 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-030182 · edgar.xml · derivative · entry 1

RAU ROBERT H · CIK 0001051450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,234

Underlying: Common Stock · 14,234 shares

Expires not disclosed

F1 · security: Stock-based compensation for the year ending December 31, 2016.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units will vest in full on January 2, 2017, provided that if the Reporting Person resigns from the Issuer's board of directors prior to January 1, 2017 he will receive a pro rated number of shares based on the number of days served as a director during 2016.

F3 · derivative.expiration_date: The restricted stock units will vest in full on January 2, 2017, provided that if the Reporting Person resigns from the Issuer's board of directors prior to January 1, 2017 he will receive a pro rated number of shares based on the number of days served as a director during 2016.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.