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Drake Neil

Disclosed activity across 1 company

Tapewire entity
161277
SEC CIK
0001698005

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Vyome Holdings, IncOBLN · Entity 1824VP Research and DevelopmentJanuary 02, 2019January 04, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Vyome Holdings, Inc

Report date January 02, 2019 · Filed January 04, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.30 · Expires 2029-01-02Direct35,000 Reported balance After 2019-01-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-01-02 · Grant · Acquired 35,000 · Balance 35,000

F1: The Option shall vest as to 1/48th of the Shares underlying the Option on each monthly anniversary of the Grant Date, subject to the grantee's continued status as a Service Provider with the Company through the applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The Option shall vest as to 1/48th of the Shares underlying the Option on each monthly anniversary of the Grant Date, subject to the grantee's continued status as a Service Provider with the Company through the applicable vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2019 Filed Jan 4, 2019 18:30 UTC Vyome Holdings, Inc OBLN · Entity 1824 GrantStock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $2.30 $0.00
Disclosure

SEC source: 0001214659-19-000148 · marketforms-43647.xml · derivative · entry 1

Drake Neil · CIK 0001698005 · VP Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2029-01-02

F1 · derivative.exercise_date: The Option shall vest as to 1/48th of the Shares underlying the Option on each monthly anniversary of the Grant Date, subject to the grantee's continued status as a Service Provider with the Company through the applicable vesting date.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 21:33 UTC Vyome Holdings, Inc OBLN · Entity 1824 GrantCommon Stock 13,736 $1.82 $24,999.52
Disclosure

SEC source: 0001214659-18-005737 · marketforms-42790.xml · nonDerivative · entry 1

Drake Neil · CIK 0001698005 · VP Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,267

F1 · shares: The reporting person purchased these shares directly from the issuer in a private placement.

F2 · balance_after: Includes Restricted Shares that are subject to vesting.

Read SEC document
May 15, 2018 Filed May 17, 2018 19:18 UTC Vyome Holdings, Inc OBLN · Entity 1824 GrantCommon Stock (Restricted Stock Award) 17,938 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-003872 · marketforms-42035.xml · nonDerivative · entry 1

Drake Neil · CIK 0001698005 · VP Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,938

F1 · shares: The Restricted Shares shall vest as to 100% of the Shares underlying the Award on January 2, 2020, subject to the reporting person's provision of service to the Issuer.

Read SEC document
April 30, 2018 Filed May 2, 2018 07:23 UTC Vyome Holdings, Inc OBLN · Entity 1824 GrantCommon Stock 2,743 $3.27 $8,969.61
Disclosure

SEC source: 0001214659-18-003244 · marketforms-41862.xml · nonDerivative · entry 1

Drake Neil · CIK 0001698005 · VP Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,593

F1 · kind: These shares were acquired under the Obalon Therapeutics, Inc. 2016 Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
March 15, 2018 Filed Mar 19, 2018 17:27 UTC Vyome Holdings, Inc OBLN · Entity 1824 PurchaseCommon Stock 5,000 $3.96 $19,777.50
Disclosure

SEC source: 0001214659-18-002236 · marketforms-41517.xml · nonDerivative · entry 1

Drake Neil · CIK 0001698005 · VP Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,850

Read SEC document
February 02, 2018 Filed Feb 5, 2018 19:14 UTC Vyome Holdings, Inc OBLN · Entity 1824 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,310 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001214659-18-000895 · marketforms-40926.xml · derivative · entry 8

Drake Neil · CIK 0001698005 · VP Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,034

Underlying: Common Stock · 4,310 shares

Expires 2026-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests as to 2.083% of the total shares monthly, commencing on May 11, 2016, with 100% of the total shares vested on May 11, 2020, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
February 02, 2018 Filed Feb 5, 2018 19:14 UTC Vyome Holdings, Inc OBLN · Entity 1824 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,641 $0.00 Strike: $0.76 $0.00
Disclosure

SEC source: 0001214659-18-000895 · marketforms-40926.xml · derivative · entry 7

Drake Neil · CIK 0001698005 · VP Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,083

Underlying: Common Stock · 3,641 shares

Expires 2025-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vests as to 25% of the total shares on January 1, 2016, then 2.083% monthly, with 100% of the total shares vested on January 1, 2019, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
February 02, 2018 Filed Feb 5, 2018 19:14 UTC Vyome Holdings, Inc OBLN · Entity 1824 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,746 $0.00 Strike: $1.83 $0.00
Disclosure

SEC source: 0001214659-18-000895 · marketforms-40926.xml · derivative · entry 6

Drake Neil · CIK 0001698005 · VP Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,746 shares

Expires 2022-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2018 Filed Feb 5, 2018 19:14 UTC Vyome Holdings, Inc OBLN · Entity 1824 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 229 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001214659-18-000895 · marketforms-40926.xml · derivative · entry 5

Drake Neil · CIK 0001698005 · VP Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 229 shares

Expires 2021-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2018 Filed Feb 5, 2018 19:14 UTC Vyome Holdings, Inc OBLN · Entity 1824 Exercise / conversionCommon Stock 4,310 $1.77 $7,628.70
Disclosure

SEC source: 0001214659-18-000895 · marketforms-40926.xml · nonDerivative · entry 4

Drake Neil · CIK 0001698005 · VP Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2018 Filed Feb 5, 2018 19:14 UTC Vyome Holdings, Inc OBLN · Entity 1824 Exercise / conversionCommon Stock 3,641 $0.76 $2,767.16
Disclosure

SEC source: 0001214659-18-000895 · marketforms-40926.xml · nonDerivative · entry 3

Drake Neil · CIK 0001698005 · VP Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2018 Filed Feb 5, 2018 19:14 UTC Vyome Holdings, Inc OBLN · Entity 1824 Exercise / conversionCommon Stock 5,746 $1.83 $10,515.18
Disclosure

SEC source: 0001214659-18-000895 · marketforms-40926.xml · nonDerivative · entry 2

Drake Neil · CIK 0001698005 · VP Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2018 Filed Feb 5, 2018 19:14 UTC Vyome Holdings, Inc OBLN · Entity 1824 Exercise / conversionCommon Stock 229 $1.31 $299.99
Disclosure

SEC source: 0001214659-18-000895 · marketforms-40926.xml · nonDerivative · entry 1

Drake Neil · CIK 0001698005 · VP Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 16:11 UTC Vyome Holdings, Inc OBLN · Entity 1824 GrantStock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $7.15 $0.00
Disclosure

SEC source: 0001214659-18-000186 · marketforms-40639.xml · derivative · entry 1

Drake Neil · CIK 0001698005 · VP Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2028-01-02

F1 · derivative.exercise_date: The Option shall vest as to 1/48th of the Shares underlying the Option on each monthly anniversary of the Grant Date, subject to the grantee's continued status as a Service Provider with the Company through the applicable vesting date.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 14:24 UTC Vyome Holdings, Inc OBLN · Entity 1824 GrantCommon Stock 1,743 $7.17 $12,497.31
Disclosure

SEC source: 0001214659-17-006342 · marketforms-40048.xml · nonDerivative · entry 1

Drake Neil · CIK 0001698005 · VP Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,924

F1 · kind: These shares were acquired under the Obalon Therapeutics, Inc. 2016 Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
April 30, 2017 Filed May 2, 2017 18:52 UTC Vyome Holdings, Inc OBLN · Entity 1824 GrantCommon Stock 1,661 $9.03 $14,998.83
Disclosure

SEC source: 0001214659-17-002938 · marketforms-38721.xml · nonDerivative · entry 1

Drake Neil · CIK 0001698005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,181

F1 · kind: These shares were acquired under the Obalon Therapeutics, Inc. 2016 Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.