Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| nVent Electric plcNVT · Entity 3202 | EVP & Chief Financial Officer | January 02, 2019 | January 04, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
nVent Electric plc
Report date January 02, 2019 · Filed January 04, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares - Restricted Stock UnitsSEC Table I · non-derivative | Direct | 38,986 |
Reported balance
After 2019-01-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-01-02 · Grant · Acquired 12,217 · Balance 38,986 F1: Restricted stock units granted pursuant to and subject to a vesting condition of the nVent Electric plc 2018 Omnibus Incentive Plan. Each restricted stock unit represents a right to receive one nVent Electric plc share upon vesting. F2: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. |
| Ordinary SharesSEC Table I · non-derivative | Direct | 2,162.07 |
Reported balance
After 2019-01-02 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-01-02 · Tax withholding · Disposed 1,033 · Balance 2,162.07 F3: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. F4: End-of-period holdings include monthly purchase(s) under the nVent Electric plc Employee Stock Purchase Plan (ESPP) in exempt transaction(s) pursuant to Rule 16b-3(c). |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.51 · Expires 2029-01-02 | Direct | 59,220 |
Reported balance
After 2019-01-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-01-02 · Grant · Acquired 59,220 · Balance 59,220 F5: Employee stock option granted under the nVent Electric plc 2018 Omnibus Incentive Plan. F6: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units granted pursuant to and subject to a vesting condition of the nVent Electric plc 2018 Omnibus Incentive Plan. Each restricted stock unit represents a right to receive one nVent Electric plc share upon vesting.
F2: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
F3: Shares surrendered to pay taxes applicable to vesting of restricted stock units.
F4: End-of-period holdings include monthly purchase(s) under the nVent Electric plc Employee Stock Purchase Plan (ESPP) in exempt transaction(s) pursuant to Rule 16b-3(c).
F5: Employee stock option granted under the nVent Electric plc 2018 Omnibus Incentive Plan.
F6: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
SPECTRANETICS CORP
Report date August 09, 2017 · Filed August 11, 2017
Section 16 reporting ended · disclosed 2017-08-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| SPNC Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-08-09 transaction · row 1
1 source rowRow 1 · 2017-08-09 · Disposition to issuer · Disposed 17,411 · Balance 0 F1: Per the terms of the Agreement and Plan of Merger, dated as of June 27, 2017, among the Company, Philips Holding USA Inc., a Delaware corporation, and HealthTech Merger Sub, Inc., a Delaware corporation (the "Merger Agreement"), and the Offer (as defined in the Merger Agreement), each share of Company common stock other than the shares described in Note 2 below was validly tendered for $38.50 per share in cash, without interest and less any required withholding taxes. F2: Includes 6,363 shares of Company common stock underlying performance stock units that were subject solely to service-based vesting conditions immediately prior to the Effective Time (as defined in the Merger Agreement) and that, pursuant to their terms upon consummation of the Merger Agreement, were treated as restricted stock units and were cancelled at the Effective Time and converted into the right to receive $38.50 per share in cash, without interest and less any required withholding taxes. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.79 · Expires 2025-09-30 | Direct | 0 |
Reported balance
After 2017-08-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-08-09 · Disposition to issuer · Disposed 33,359 · Balance 0 F3: Per the terms of the Merger Agreement, each stock option that was outstanding and unexercised as of immediately prior to the Effective Time (as defined in the Merger Agreement), whether or not vested, was cancelled and converted into the right to receive cash in an amount equal to the product of (i) the number of shares of Company common stock for which such stock option had not then been exercised and (ii) the excess, if any, of the 38.50 per share in cash over the exercise price per share of Company common stock subject to each such stock option, without interest and less any required withholding taxes. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.05 · Expires 2026-01-08 | Direct | 0 |
Reported balance
After 2017-08-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-08-09 · Disposition to issuer · Disposed 35,236 · Balance 0 F3: Per the terms of the Merger Agreement, each stock option that was outstanding and unexercised as of immediately prior to the Effective Time (as defined in the Merger Agreement), whether or not vested, was cancelled and converted into the right to receive cash in an amount equal to the product of (i) the number of shares of Company common stock for which such stock option had not then been exercised and (ii) the excess, if any, of the 38.50 per share in cash over the exercise price per share of Company common stock subject to each such stock option, without interest and less any required withholding taxes. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2017-08-09 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-08-09 · Disposition to issuer · Disposed 5,814 · Balance 0 F4: Per the terms of the Merger Agreement, each restricted stock unit award that was outstanding as of immediately prior to the Effective Time (as defined in the Merger Agreement), was cancelled and converted into the right to receive cash in amount equal to $38.50 per share in cash, without interest and less any required withholding taxes. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2017-08-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-08-09 · Disposition to issuer · Disposed 14,942 · Balance 0 F4: Per the terms of the Merger Agreement, each restricted stock unit award that was outstanding as of immediately prior to the Effective Time (as defined in the Merger Agreement), was cancelled and converted into the right to receive cash in amount equal to $38.50 per share in cash, without interest and less any required withholding taxes. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2017-08-09 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-08-09 · Disposition to issuer · Disposed 16,520 · Balance 0 F5: Per the terms of the Merger Agreement, each performance stock unit award (other than performance stock units described in Note 2 above) that was outstanding as of immediately prior to the Effective Time (as defined in the Merger Agreement), was cancelled and converted into the right to receive cash equal to the product of (i) (A) for performance stock units granted in 2016, the number of shares of Company common stock subject to such Company performance stock unit (assuming that any applicable performance conditions were deemed to be achieved at 150% of the target performance level), and (B) for performance stock units granted in 2017, the number of shares of Company common stock subject to such performance stock units (assuming that any applicable performance conditions were deemed to be achieved at the target performance level) and (ii) $38.50, without interest and less any required withholding taxes. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2017-08-09 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-08-09 · Disposition to issuer · Disposed 9,961 · Balance 0 F5: Per the terms of the Merger Agreement, each performance stock unit award (other than performance stock units described in Note 2 above) that was outstanding as of immediately prior to the Effective Time (as defined in the Merger Agreement), was cancelled and converted into the right to receive cash equal to the product of (i) (A) for performance stock units granted in 2016, the number of shares of Company common stock subject to such Company performance stock unit (assuming that any applicable performance conditions were deemed to be achieved at 150% of the target performance level), and (B) for performance stock units granted in 2017, the number of shares of Company common stock subject to such performance stock units (assuming that any applicable performance conditions were deemed to be achieved at the target performance level) and (ii) $38.50, without interest and less any required withholding taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Per the terms of the Agreement and Plan of Merger, dated as of June 27, 2017, among the Company, Philips Holding USA Inc., a Delaware corporation, and HealthTech Merger Sub, Inc., a Delaware corporation (the "Merger Agreement"), and the Offer (as defined in the Merger Agreement), each share of Company common stock other than the shares described in Note 2 below was validly tendered for $38.50 per share in cash, without interest and less any required withholding taxes.
F2: Includes 6,363 shares of Company common stock underlying performance stock units that were subject solely to service-based vesting conditions immediately prior to the Effective Time (as defined in the Merger Agreement) and that, pursuant to their terms upon consummation of the Merger Agreement, were treated as restricted stock units and were cancelled at the Effective Time and converted into the right to receive $38.50 per share in cash, without interest and less any required withholding taxes.
F3: Per the terms of the Merger Agreement, each stock option that was outstanding and unexercised as of immediately prior to the Effective Time (as defined in the Merger Agreement), whether or not vested, was cancelled and converted into the right to receive cash in an amount equal to the product of (i) the number of shares of Company common stock for which such stock option had not then been exercised and (ii) the excess, if any, of the 38.50 per share in cash over the exercise price per share of Company common stock subject to each such stock option, without interest and less any required withholding taxes.
F4: Per the terms of the Merger Agreement, each restricted stock unit award that was outstanding as of immediately prior to the Effective Time (as defined in the Merger Agreement), was cancelled and converted into the right to receive cash in amount equal to $38.50 per share in cash, without interest and less any required withholding taxes.
F5: Per the terms of the Merger Agreement, each performance stock unit award (other than performance stock units described in Note 2 above) that was outstanding as of immediately prior to the Effective Time (as defined in the Merger Agreement), was cancelled and converted into the right to receive cash equal to the product of (i) (A) for performance stock units granted in 2016, the number of shares of Company common stock subject to such Company performance stock unit (assuming that any applicable performance conditions were deemed to be achieved at 150% of the target performance level), and (B) for performance stock units granted in 2017, the number of shares of Company common stock subject to such performance stock units (assuming that any applicable performance conditions were deemed to be achieved at the target performance level) and (ii) $38.50, without interest and less any required withholding taxes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2019 Filed Jan 4, 2019 18:05 UTC | nVent Electric plc NVT · Entity 3202 | GrantEmployee Stock Option (right to buy) · Derivative | 59,220 | $0.00 Strike: $22.51 | $0.00 |
DisclosureSEC source: 0001567619-19-000619 · doc1.xml · derivative · entry 3 McMahan Stacy Powell · CIK 0001563408 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,220 Underlying: Ordinary Shares · 59,220 shares Expires 2029-01-02 F5 · kind: Employee stock option granted under the nVent Electric plc 2018 Omnibus Incentive Plan. F6 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 18:05 UTC | nVent Electric plc NVT · Entity 3202 | Tax withholdingOrdinary Shares | 1,033 | $22.51 | $23,252.83 |
DisclosureSEC source: 0001567619-19-000619 · doc1.xml · nonDerivative · entry 2 McMahan Stacy Powell · CIK 0001563408 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,162.07 F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. F4 · balance_after: End-of-period holdings include monthly purchase(s) under the nVent Electric plc Employee Stock Purchase Plan (ESPP) in exempt transaction(s) pursuant to Rule 16b-3(c). Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 18:05 UTC | nVent Electric plc NVT · Entity 3202 | GrantOrdinary Shares - Restricted Stock Units | 12,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-000619 · doc1.xml · nonDerivative · entry 1 McMahan Stacy Powell · CIK 0001563408 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,986 F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the nVent Electric plc 2018 Omnibus Incentive Plan. Each restricted stock unit represents a right to receive one nVent Electric plc share upon vesting. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| May 07, 2018 Filed May 9, 2018 17:50 UTC | nVent Electric plc NVT · Entity 3202 | GrantEmployee Stock Option (right to buy) · Derivative | 43,371 | $0.00 Strike: $25.34 | $0.00 |
DisclosureSEC source: 0001140361-18-022585 · doc1.xml · derivative · entry 2 McMahan Stacy Powell · CIK 0001563408 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,371 Underlying: Ordinary Shares · 43,371 shares Expires 2028-05-07 F3 · kind: Employee stock option granted under the nVent Electric plc 2018 Omnibus Incentive Plan. F4 · derivative.exercise_date: One-third of the stock options become exercisable on each of January 2, 2019, 2020 and 2021. Read SEC document |
| May 07, 2018 Filed May 9, 2018 17:50 UTC | nVent Electric plc NVT · Entity 3202 | GrantOrdinary Shares - Restricted Stock Units | 8,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-022585 · doc1.xml · nonDerivative · entry 1 McMahan Stacy Powell · CIK 0001563408 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,646 F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the nVent Electric plc 2018 Omnibus Incentive Plan. Each restricted stock unit represents a right to receive one nVent Electric plc share upon vesting. F2 · balance_after: Includes 21,013 restricted stock units ("RSUs") as a result of each outstanding Pentair plc RSU being converted into an RSU denominated in nVent Electric plc ordinary shares in a manner intended to preserve the aggregate intrinsic value of the original Pentair plc RSU in connection with the spin-off of nVent Electric plc from Pentair plc. Read SEC document |
| August 09, 2017 Filed Aug 11, 2017 14:37 UTC | SPECTRANETICS CORP SPNC · Entity 173862 | Disposition to issuerPerformance Stock Units · Derivative | 9,961 | $38.50 Strike: $0.00 | $383,498.50 |
DisclosureSEC source: 0001179110-17-011368 · edgar.xml · derivative · entry 7 McMahan Stacy Powell · CIK 0001563408 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,961 shares Expires not disclosed F5 · derivative.exercise_date: Per the terms of the Merger Agreement, each performance stock unit award (other than performance stock units described in Note 2 above) that was outstanding as of immediately prior to the Effective Time (as defined in the Merger Agreement), was cancelled and converted into the right to receive cash equal to the product of (i) (A) for performance stock units granted in 2016, the number of shares of Company common stock subject to such Company performance stock unit (assuming that any applicable performance conditions were deemed to be achieved at 150% of the target performance level), and (B) for performance stock units granted in 2017, the number of shares of Company common stock subject to such performance stock units (assuming that any applicable performance conditions were deemed to be achieved at the target performance level) and (ii) $38.50, without interest and less any required withholding taxes. F5 · derivative.expiration_date: Per the terms of the Merger Agreement, each performance stock unit award (other than performance stock units described in Note 2 above) that was outstanding as of immediately prior to the Effective Time (as defined in the Merger Agreement), was cancelled and converted into the right to receive cash equal to the product of (i) (A) for performance stock units granted in 2016, the number of shares of Company common stock subject to such Company performance stock unit (assuming that any applicable performance conditions were deemed to be achieved at 150% of the target performance level), and (B) for performance stock units granted in 2017, the number of shares of Company common stock subject to such performance stock units (assuming that any applicable performance conditions were deemed to be achieved at the target performance level) and (ii) $38.50, without interest and less any required withholding taxes. Read SEC document |
| August 09, 2017 Filed Aug 11, 2017 14:37 UTC | SPECTRANETICS CORP SPNC · Entity 173862 | Disposition to issuerPerformance Stock Units · Derivative | 16,520 | $38.50 Strike: $0.00 | $636,020.00 |
DisclosureSEC source: 0001179110-17-011368 · edgar.xml · derivative · entry 6 McMahan Stacy Powell · CIK 0001563408 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,520 shares Expires not disclosed F5 · derivative.exercise_date: Per the terms of the Merger Agreement, each performance stock unit award (other than performance stock units described in Note 2 above) that was outstanding as of immediately prior to the Effective Time (as defined in the Merger Agreement), was cancelled and converted into the right to receive cash equal to the product of (i) (A) for performance stock units granted in 2016, the number of shares of Company common stock subject to such Company performance stock unit (assuming that any applicable performance conditions were deemed to be achieved at 150% of the target performance level), and (B) for performance stock units granted in 2017, the number of shares of Company common stock subject to such performance stock units (assuming that any applicable performance conditions were deemed to be achieved at the target performance level) and (ii) $38.50, without interest and less any required withholding taxes. F5 · derivative.expiration_date: Per the terms of the Merger Agreement, each performance stock unit award (other than performance stock units described in Note 2 above) that was outstanding as of immediately prior to the Effective Time (as defined in the Merger Agreement), was cancelled and converted into the right to receive cash equal to the product of (i) (A) for performance stock units granted in 2016, the number of shares of Company common stock subject to such Company performance stock unit (assuming that any applicable performance conditions were deemed to be achieved at 150% of the target performance level), and (B) for performance stock units granted in 2017, the number of shares of Company common stock subject to such performance stock units (assuming that any applicable performance conditions were deemed to be achieved at the target performance level) and (ii) $38.50, without interest and less any required withholding taxes. Read SEC document |
| August 09, 2017 Filed Aug 11, 2017 14:37 UTC | SPECTRANETICS CORP SPNC · Entity 173862 | Disposition to issuerRestricted Stock Units · Derivative | 14,942 | $38.50 Strike: $0.00 | $575,267.00 |
DisclosureSEC source: 0001179110-17-011368 · edgar.xml · derivative · entry 5 McMahan Stacy Powell · CIK 0001563408 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,942 shares Expires not disclosed F4 · derivative.exercise_date: Per the terms of the Merger Agreement, each restricted stock unit award that was outstanding as of immediately prior to the Effective Time (as defined in the Merger Agreement), was cancelled and converted into the right to receive cash in amount equal to $38.50 per share in cash, without interest and less any required withholding taxes. F4 · derivative.expiration_date: Per the terms of the Merger Agreement, each restricted stock unit award that was outstanding as of immediately prior to the Effective Time (as defined in the Merger Agreement), was cancelled and converted into the right to receive cash in amount equal to $38.50 per share in cash, without interest and less any required withholding taxes. Read SEC document |
| August 09, 2017 Filed Aug 11, 2017 14:37 UTC | SPECTRANETICS CORP SPNC · Entity 173862 | Disposition to issuerRestricted Stock Units · Derivative | 5,814 | $38.50 Strike: $0.00 | $223,839.00 |
DisclosureSEC source: 0001179110-17-011368 · edgar.xml · derivative · entry 4 McMahan Stacy Powell · CIK 0001563408 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,814 shares Expires not disclosed F4 · derivative.exercise_date: Per the terms of the Merger Agreement, each restricted stock unit award that was outstanding as of immediately prior to the Effective Time (as defined in the Merger Agreement), was cancelled and converted into the right to receive cash in amount equal to $38.50 per share in cash, without interest and less any required withholding taxes. F4 · derivative.expiration_date: Per the terms of the Merger Agreement, each restricted stock unit award that was outstanding as of immediately prior to the Effective Time (as defined in the Merger Agreement), was cancelled and converted into the right to receive cash in amount equal to $38.50 per share in cash, without interest and less any required withholding taxes. Read SEC document |
| August 09, 2017 Filed Aug 11, 2017 14:37 UTC | SPECTRANETICS CORP SPNC · Entity 173862 | Disposition to issuerStock Option (Right to Buy) · Derivative | 35,236 | $23.45 Strike: $15.05 | $826,284.20 |
DisclosureSEC source: 0001179110-17-011368 · edgar.xml · derivative · entry 3 McMahan Stacy Powell · CIK 0001563408 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,236 shares Expires 2026-01-08 F3 · derivative.exercise_date: Per the terms of the Merger Agreement, each stock option that was outstanding and unexercised as of immediately prior to the Effective Time (as defined in the Merger Agreement), whether or not vested, was cancelled and converted into the right to receive cash in an amount equal to the product of (i) the number of shares of Company common stock for which such stock option had not then been exercised and (ii) the excess, if any, of the 38.50 per share in cash over the exercise price per share of Company common stock subject to each such stock option, without interest and less any required withholding taxes. Read SEC document |
| August 09, 2017 Filed Aug 11, 2017 14:37 UTC | SPECTRANETICS CORP SPNC · Entity 173862 | Disposition to issuerStock Option (Right to Buy) · Derivative | 33,359 | $26.71 Strike: $11.79 | $891,018.89 |
DisclosureSEC source: 0001179110-17-011368 · edgar.xml · derivative · entry 2 McMahan Stacy Powell · CIK 0001563408 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,359 shares Expires 2025-09-30 F3 · derivative.exercise_date: Per the terms of the Merger Agreement, each stock option that was outstanding and unexercised as of immediately prior to the Effective Time (as defined in the Merger Agreement), whether or not vested, was cancelled and converted into the right to receive cash in an amount equal to the product of (i) the number of shares of Company common stock for which such stock option had not then been exercised and (ii) the excess, if any, of the 38.50 per share in cash over the exercise price per share of Company common stock subject to each such stock option, without interest and less any required withholding taxes. Read SEC document |
| August 09, 2017 Filed Aug 11, 2017 14:37 UTC | SPECTRANETICS CORP SPNC · Entity 173862 | Disposition to issuerSPNC Common Stock | 17,411 | $38.50 | $670,323.50 |
DisclosureSEC source: 0001179110-17-011368 · edgar.xml · nonDerivative · entry 1 McMahan Stacy Powell · CIK 0001563408 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Per the terms of the Agreement and Plan of Merger, dated as of June 27, 2017, among the Company, Philips Holding USA Inc., a Delaware corporation, and HealthTech Merger Sub, Inc., a Delaware corporation (the "Merger Agreement"), and the Offer (as defined in the Merger Agreement), each share of Company common stock other than the shares described in Note 2 below was validly tendered for $38.50 per share in cash, without interest and less any required withholding taxes. F2 · shares: Includes 6,363 shares of Company common stock underlying performance stock units that were subject solely to service-based vesting conditions immediately prior to the Effective Time (as defined in the Merger Agreement) and that, pursuant to their terms upon consummation of the Merger Agreement, were treated as restricted stock units and were cancelled at the Effective Time and converted into the right to receive $38.50 per share in cash, without interest and less any required withholding taxes. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 16:14 UTC | SPECTRANETICS CORP SPNC · Entity 173862 | SaleSPNC Common Stock | 2,864 | $28.60 | $81,915.27 |
DisclosureSEC source: 0000789132-17-000057 · wf-form4_149012726723576.xml · nonDerivative · entry 1 McMahan Stacy Powell · CIK 0001563408 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,411 F1 · security: Sold pursuant to Mrs. McMahan's 10b5-1 plan dated 11/29/2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.60 to $28.625, inclusive. The reporting person undertakes to provide to The Spectranetics Corporation, any security holder of The Spectranetics Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 17:05 UTC | SPECTRANETICS CORP SPNC · Entity 173862 | Tax withholdingSPNC Common Stock | 6,104 | $24.50 | $149,548.00 |
DisclosureSEC source: 0000789132-17-000049 · wf-form4_148797394367024.xml · nonDerivative · entry 2 McMahan Stacy Powell · CIK 0001563408 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,275 F2 · shares: Shares withheld to satisfy tax withholding obligations on 19,090 shares issued in settlement of vested PSUs on February 22, 2017. F3 · balance_after: This number includes 6,363 earned PSUs that are scheduled to vest and be settled in an equal number of Company shares as described above. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 17:05 UTC | SPECTRANETICS CORP SPNC · Entity 173862 | GrantSPNC Common Stock | 25,453 | $0.00 | $0.00 |
DisclosureSEC source: 0000789132-17-000049 · wf-form4_148797394367024.xml · nonDerivative · entry 1 McMahan Stacy Powell · CIK 0001563408 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,379 F1 · shares: On September 30, 2015, the Reporting Person was awarded 26,240 target performance stock units ("PSUs") granted for the 2014-2016 performance period. Each earned and vested PSU is payable in one share of the Company's common stock. The Reporting Person earned 25,453 of the PSUs based upon the Company's achievement of certain performance goals during the performance period. Of the 25,453 earned PSUs, 75% vested and were settled in an equal number of shares of the Company's common stock on February 22, 2017, and 25% will vest and be settled in shares on December 31, 2017. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 17:31 UTC | SPECTRANETICS CORP SPNC · Entity 173862 | GrantSPNC Restricted Stock Unit · Derivative | 14,942 | $0.00 | $0.00 |
DisclosureSEC source: 0000789132-17-000021 · wf-form4_148477866108507.xml · derivative · entry 1 McMahan Stacy Powell · CIK 0001563408 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,942 Underlying: Common Stock · 14,942 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Spectranetics common stock. F2 · derivative.exercise_date: Grant Date: 1/13/2017. RSUs vest 25% on each of the first four anniversaries of the grant date. RSUs are 100% vested on 1/13/2021. F2 · derivative.expiration_date: Grant Date: 1/13/2017. RSUs vest 25% on each of the first four anniversaries of the grant date. RSUs are 100% vested on 1/13/2021. Read SEC document |
| January 11, 2017 Filed Jan 11, 2017 19:17 UTC | SPECTRANETICS CORP SPNC · Entity 173862 | SaleSPNC Common Stock | 290 | $24.70 | $7,163.00 |
DisclosureSEC source: 0000789132-17-000015 · wf-form4_148418022770762.xml · nonDerivative · entry 1 McMahan Stacy Powell · CIK 0001563408 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 926 F1 · security: Sold pursuant to Stacy McMahan's 10b5-1 plan dated November 29, 2016 Read SEC document |
| January 08, 2017 Filed Jan 10, 2017 17:11 UTC | SPECTRANETICS CORP SPNC · Entity 173862 | Exercise / conversionSPNC Restricted Stock Unit · Derivative | 1,938 | $0.00 | $0.00 |
DisclosureSEC source: 0000789132-17-000006 · wf-form4_148408624862694.xml · derivative · entry 3 McMahan Stacy Powell · CIK 0001563408 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,814 Underlying: SPNC Common Stock · 1,938 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Spectranetics common stock. F4 · derivative.exercise_date: Grant Date: 1/8/2016. Restricted Stock Units are on a 4 year 100% vesting schedule; 25% vested on 1/8/2017; 25% vests on 1/8/2018; and 25% vests each calendar year thereafter. 100% fully vested on 1/8/2020. F5 · derivative.expiration_date: Not Applicable Read SEC document |
| January 08, 2017 Filed Jan 10, 2017 17:11 UTC | SPECTRANETICS CORP SPNC · Entity 173862 | Tax withholdingSPNC Common Stock | 722 | $24.25 | $17,508.50 |
DisclosureSEC source: 0000789132-17-000006 · wf-form4_148408624862694.xml · nonDerivative · entry 2 McMahan Stacy Powell · CIK 0001563408 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,216 F2 · shares: Shares withheld to satisfy tax withholding obligations. Read SEC document |
| January 08, 2017 Filed Jan 10, 2017 17:11 UTC | SPECTRANETICS CORP SPNC · Entity 173862 | Exercise / conversionSPNC Common Stock | 1,938 | $0.00 | $0.00 |
DisclosureSEC source: 0000789132-17-000006 · wf-form4_148408624862694.xml · nonDerivative · entry 1 McMahan Stacy Powell · CIK 0001563408 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted Stock Units granted 1/8/2016; first 25% vested 1/8/2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.