Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MALIBU BOATS, INC.
Report date January 02, 2019 · Filed January 04, 2019
Section 16 reporting ended · disclosed 2019-01-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 28,765 |
Reported balance
After 2019-01-02 transaction · row 1
1 source rowRow 1 · 2019-01-02 · Grant · Acquired 168 · Balance 28,765 F1: Pursuant to the Issuer's Directors' Compensation Policy, directors may elect that their cash annual retainer be converted into either fully vested (i) shares of the Issuer's Class A Common Stock or (ii) rights to receive an award of stock units that will be paid on a deferred basis. In accordance with the reporting person's election, the reporting person was issued 168 shares of Class A Common Stock for the portion of the annual retainer earned for the period from October 1, 2018 until November 2, 2018. The reporting person's service as a director ended on November 2, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Issuer's Directors' Compensation Policy, directors may elect that their cash annual retainer be converted into either fully vested (i) shares of the Issuer's Class A Common Stock or (ii) rights to receive an award of stock units that will be paid on a deferred basis. In accordance with the reporting person's election, the reporting person was issued 168 shares of Class A Common Stock for the portion of the annual retainer earned for the period from October 1, 2018 until November 2, 2018. The reporting person's service as a director ended on November 2, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2019 Filed Jan 4, 2019 21:52 UTC | MALIBU BOATS, INC. MBUU · Entity 5439 | GrantClass A Common Stock | 168 | $0.00 | $0.00 |
DisclosureSEC source: 0001590976-19-000003 · wf-form4_154663868871806.xml · nonDerivative · entry 1 Estes Phillip S. · CIK 0001598890 · Exiting Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,765 F1 · kind: Pursuant to the Issuer's Directors' Compensation Policy, directors may elect that their cash annual retainer be converted into either fully vested (i) shares of the Issuer's Class A Common Stock or (ii) rights to receive an award of stock units that will be paid on a deferred basis. In accordance with the reporting person's election, the reporting person was issued 168 shares of Class A Common Stock for the portion of the annual retainer earned for the period from October 1, 2018 until November 2, 2018. The reporting person's service as a director ended on November 2, 2018. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 21:41 UTC | MALIBU BOATS, INC. MBUU · Entity 5439 | GrantClass A Common Stock | 299 | $0.00 | $0.00 |
DisclosureSEC source: 0001590976-18-000091 · wf-form4_153860286423563.xml · nonDerivative · entry 1 Estes Phillip S. · CIK 0001598890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,597 F1 · kind: Pursuant to the Issuer's Directors' Compensation Policy, directors may elect that their cash annual retainer be converted into either fully vested (i) shares of the Issuer's Class A Common Stock or (ii) rights to receive an award of stock units that will be paid on a deferred basis. In accordance with the reporting person's election, the reporting person was issued 299 shares of Class A Common Stock for the portion of the annual retainer earned for the quarterly period ended September 30, 2018. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 22:13 UTC | MALIBU BOATS, INC. MBUU · Entity 5439 | ConversionUnits of Malibu Boats Holdings, LLC · Derivative | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001590976-18-000088 · wf-form4_153730880843583.xml · derivative · entry 4 Estes Phillip S. · CIK 0001598890 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 520,000 Underlying: Class A Common Stock · 80,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to the terms of exchange agreements between the Issuer and holders of limited liability company interests of Malibu Boats Holdings, LLC (the "LLC Units"), a holder of LLC Units has the right to exchange LLC Units for shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications, or at the Issuer's option, other than in the event of a change in control, for a cash payment equal to the market value of the LLC Units. The LLC Units have no expiration date. F1 · kind: The reporting person exchanged LLC Units for the equivalent number of shares of Malibu Boats, Inc.'s (the "Issuer") Class A Common Stock in accordance with the terms of the exchange agreement. F2 · derivative.exercise_date: Pursuant to the terms of exchange agreements between the Issuer and holders of limited liability company interests of Malibu Boats Holdings, LLC (the "LLC Units"), a holder of LLC Units has the right to exchange LLC Units for shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications, or at the Issuer's option, other than in the event of a change in control, for a cash payment equal to the market value of the LLC Units. The LLC Units have no expiration date. F2 · derivative.expiration_date: Pursuant to the terms of exchange agreements between the Issuer and holders of limited liability company interests of Malibu Boats Holdings, LLC (the "LLC Units"), a holder of LLC Units has the right to exchange LLC Units for shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications, or at the Issuer's option, other than in the event of a change in control, for a cash payment equal to the market value of the LLC Units. The LLC Units have no expiration date. F3 · ownership.nature: The amount shown represents the beneficial ownership of Class A Common Stock and LLC Units, as applicable, owned directly by Horizon Holdings, LLC. Mr. Estes and Mr. James Shorin share the voting power and dispositive power with respect to the securities beneficially owned by Horizon Holdings, LLC and may be deemed the beneficial owner of the securities beneficially owned by Horizon Holdings, LLC. Mr. Estes disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, if any, in those securities. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 22:13 UTC | MALIBU BOATS, INC. MBUU · Entity 5439 | SaleClass A Common Stock | 80,000 | $52.87 | $4,229,600.00 |
DisclosureSEC source: 0001590976-18-000088 · wf-form4_153730880843583.xml · nonDerivative · entry 2 Estes Phillip S. · CIK 0001598890 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.50 to $53.30, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: The amount shown represents the beneficial ownership of Class A Common Stock and LLC Units, as applicable, owned directly by Horizon Holdings, LLC. Mr. Estes and Mr. James Shorin share the voting power and dispositive power with respect to the securities beneficially owned by Horizon Holdings, LLC and may be deemed the beneficial owner of the securities beneficially owned by Horizon Holdings, LLC. Mr. Estes disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, if any, in those securities. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 22:13 UTC | MALIBU BOATS, INC. MBUU · Entity 5439 | ConversionClass A Common Stock | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001590976-18-000088 · wf-form4_153730880843583.xml · nonDerivative · entry 1 Estes Phillip S. · CIK 0001598890 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 80,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person exchanged LLC Units for the equivalent number of shares of Malibu Boats, Inc.'s (the "Issuer") Class A Common Stock in accordance with the terms of the exchange agreement. F2 · kind: Pursuant to the terms of exchange agreements between the Issuer and holders of limited liability company interests of Malibu Boats Holdings, LLC (the "LLC Units"), a holder of LLC Units has the right to exchange LLC Units for shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications, or at the Issuer's option, other than in the event of a change in control, for a cash payment equal to the market value of the LLC Units. The LLC Units have no expiration date. F3 · ownership.nature: The amount shown represents the beneficial ownership of Class A Common Stock and LLC Units, as applicable, owned directly by Horizon Holdings, LLC. Mr. Estes and Mr. James Shorin share the voting power and dispositive power with respect to the securities beneficially owned by Horizon Holdings, LLC and may be deemed the beneficial owner of the securities beneficially owned by Horizon Holdings, LLC. Mr. Estes disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, if any, in those securities. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:38 UTC | MALIBU BOATS, INC. MBUU · Entity 5439 | GrantClass A Common Stock | 386 | $0.00 | $0.00 |
DisclosureSEC source: 0001590976-18-000054 · wf-form4_153065028036611.xml · nonDerivative · entry 1 Estes Phillip S. · CIK 0001598890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,298 F1 · kind: Pursuant to the Issuer's Directors' Compensation Policy, directors may elect that their cash annual retainer be converted into either fully vested (i) shares of the Issuer's Class A Common Stock or (ii) rights to receive an award of stock units that will be paid on a deferred basis. In accordance with the reporting person's election, the reporting person was issued 386 shares of Class A Common Stock for the portion of the annual retainer earned for the quarterly period ended June 30, 2018. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 20:20 UTC | MALIBU BOATS, INC. MBUU · Entity 5439 | GrantClass A Common Stock | 482 | $0.00 | $0.00 |
DisclosureSEC source: 0001590976-18-000024 · wf-form4_152278679269561.xml · nonDerivative · entry 1 Estes Phillip S. · CIK 0001598890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,912 F1 · kind: Pursuant to the Issuer's Directors' Compensation Policy, directors may elect that their cash annual retainer be converted into either fully vested (i) shares of the Issuer's Class A Common Stock or (ii) rights to receive an award of stock units that will be paid on a deferred basis. In accordance with the reporting person's election, the reporting person was issued 482 shares of Class A Common Stock for the portion of the annual retainer earned for the quarterly period ended March 31, 2018. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 22:22 UTC | MALIBU BOATS, INC. MBUU · Entity 5439 | GrantClass A Common Stock | 551 | $0.00 | $0.00 |
DisclosureSEC source: 0001590976-18-000008 · wf-form4_151501811149444.xml · nonDerivative · entry 1 Estes Phillip S. · CIK 0001598890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,430 F1 · kind: Pursuant to the Issuer's Directors' Compensation Policy, directors may elect that their cash annual retainer be converted into either fully vested (i) shares of the Issuer's Class A Common Stock or (ii) rights to receive an award of stock units that will be paid on a deferred basis. In accordance with the reporting person's election, the reporting person was issued 551 shares of Class A Common Stock for the portion of the annual retainer earned for the quarterly period ended December 31, 2017. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 23:29 UTC | MALIBU BOATS, INC. MBUU · Entity 5439 | GrantClass A Common Stock | 2,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001590976-17-000161 · wf-form4_151001095839010.xml · nonDerivative · entry 1 Estes Phillip S. · CIK 0001598890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,879 F1 · kind: In accordance with the Issuer's Directors' Compensation Policy, the reporting person was issued an equity award of 2,435 shares of Class A Common Stock on November 2, 2017 for his service on the board of directors of the Issuer. Read SEC document |
| October 02, 2017 Filed Oct 2, 2017 22:19 UTC | MALIBU BOATS, INC. MBUU · Entity 5439 | GrantClass A Common Stock | 497 | $0.00 | $0.00 |
DisclosureSEC source: 0001590976-17-000138 · wf-form4_150698277684980.xml · nonDerivative · entry 1 Estes Phillip S. · CIK 0001598890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,444 F1 · kind: Pursuant to the Issuer's Directors' Compensation Policy, directors may elect that their cash annual retainer be converted into either fully vested (i) shares of the Issuer's Class A Common Stock or (ii) rights to receive an award of stock units that will be paid on a deferred basis. In accordance with the reporting person's election, the reporting person was issued 497 shares of Class A Common Stock for the portion of the annual retainer earned for the quarterly period ended September 30, 2017. Read SEC document |
| July 07, 2017 Filed Jul 7, 2017 20:42 UTC | MALIBU BOATS, INC. MBUU · Entity 5439 | GrantClass A Common Stock | 602 | $0.00 | $0.00 |
DisclosureSEC source: 0001590976-17-000098 · wf-form4_149946011337247.xml · nonDerivative · entry 1 Estes Phillip S. · CIK 0001598890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,947 F1 · kind: Pursuant to the Issuer's Directors' Compensation Policy, directors may elect that their cash annual retainer be converted into either fully vested (i) shares of the Issuer's Class A Common Stock or (ii) rights to receive an award of stock units that will be paid on a deferred basis. In accordance with the reporting person's election, the reporting person was issued 602 shares of Class A Common Stock for the portion of the annual retainer earned for the quarterly period ended June 30, 2017. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 20:17 UTC | MALIBU BOATS, INC. MBUU · Entity 5439 | GrantClass A Common Stock | 686 | $0.00 | $0.00 |
DisclosureSEC source: 0001590976-17-000029 · wf-form4_149125062367941.xml · nonDerivative · entry 1 Estes Phillip S. · CIK 0001598890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,345 F1 · kind: Pursuant to the Issuer's Directors' Compensation Policy, directors may elect that their cash annual retainer be converted into either fully vested (i) shares of the Issuer's Class A Common Stock or (ii) rights to receive an award of stock units that will be paid on a deferred basis. In accordance with the reporting person's election, the reporting person was issued 686 shares of Class A Common Stock for the portion of the annual retainer earned for the quarterly period ended March 31, 2017. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 01:35 UTC | MALIBU BOATS, INC. MBUU · Entity 5439 | GrantClass A Common Stock | 825 | $0.00 | $0.00 |
DisclosureSEC source: 0001590976-17-000007 · wf-form4_148349369763188.xml · nonDerivative · entry 1 Estes Phillip S. · CIK 0001598890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,659 F1 · kind: Pursuant to the Issuer's Directors' Compensation Policy, directors may elect that their cash annual retainer be converted into either fully vested (i) shares of the Issuer's Class A Common Stock or (ii) rights to receive an award of stock units that will be paid on a deferred basis. In accordance with the reporting person's election, the reporting person was issued 825 shares of Class A Common Stock for the portion of the annual retainer earned for the quarterly period ended December 31, 2016. Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 21:40 UTC | MALIBU BOATS, INC. MBUU · Entity 5439 | GrantClass A Common Stock | 4,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001590976-16-000307 · wf-form4_147803640614927.xml · nonDerivative · entry 1 Estes Phillip S. · CIK 0001598890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,834 F1 · kind: In accordance with the Issuer's Directors' Compensation Policy, the reporting person was issued an equity award of 4,289 shares of Class A Common Stock on October 28, 2016 for his service on the board of directors of the Issuer. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 12:19 UTC | MALIBU BOATS, INC. MBUU · Entity 5439 | GrantClass A Common Stock | 1,057 | $0.00 | $0.00 |
DisclosureSEC source: 0001590976-16-000266 · wf-form4_147558354773398.xml · nonDerivative · entry 1 Estes Phillip S. · CIK 0001598890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,545 F1 · kind: Pursuant to the Issuer's Directors' Compensation Policy, directors may elect that their cash annual retainer be converted into either fully vested (i) shares of the Issuer's Class A Common Stock or (ii) rights to receive an award of stock units that will be paid on a deferred basis. In accordance with the reporting person's election, the reporting person was issued 1,057 shares of Class A Common Stock for the portion of the annual retainer earned for the quarterly period ended September 30, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.