person · Reporting owner

Hershinger Rebecca D

Disclosed activity across 2 companies

Tapewire entity: 161228
SEC CIK: 0001623999

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Fat Brands, IncFAT · Entity 67384	Chief Financial Officer	December 10, 2018	January 07, 2019
Kartoon Studios, Inc.GNUS · Entity 7329	CFO	September 13, 2016	October 18, 2016

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Fat Brands, Inc

Report date December 10, 2018 · Filed January 07, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $5.39 · Expires 2028-12-10	Direct	40,000	Reported balance After 2018-12-10 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2018-12-10 · Grant · Acquired 15,000 · Balance 40,000

Kartoon Studios, Inc.

Report date September 13, 2016 · Filed October 18, 2016

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $2.00 · Expires 2021-09-13	Direct	195,250	Reported balance After 2016-09-13 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2016-09-13 · Grant · Acquired 195,250 · Balance 195,250 F1: This stock option was granted pursuant to the Issuer's 2015 Incentive Plan, as amended. F2: The stock options have the following exercise prices: $2.00 for options that vest on April 18, 2017, $3.00 for options that vest on April 18, 2018 and $4.00 for options that vest on April 18, 2019. F3: The stock options shall vest as follows: options to purchase 55,000 shares shall vest on April 18, 2017, options to purchase 110,000 shares shall vest on April 18, 2018 and options to purchase 30,250 shares shall vest on April 18, 2019.
Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $2.00 · Expires 2021-09-13	Direct	60,008	Reported balance After 2016-09-13 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2016-09-13 · Grant · Acquired 60,008 · Balance 60,008 F1: This stock option was granted pursuant to the Issuer's 2015 Incentive Plan, as amended.

Filing footnotes · ownership attribution and instrument terms

F1: This stock option was granted pursuant to the Issuer's 2015 Incentive Plan, as amended.

F2: The stock options have the following exercise prices: $2.00 for options that vest on April 18, 2017, $3.00 for options that vest on April 18, 2018 and $4.00 for options that vest on April 18, 2019.

F3: The stock options shall vest as follows: options to purchase 55,000 shares shall vest on April 18, 2017, options to purchase 110,000 shares shall vest on April 18, 2018 and options to purchase 30,250 shares shall vest on April 18, 2019.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
December 10, 2018 Filed Jan 7, 2019 16:26 UTC	Fat Brands, Inc FAT · Entity 67384	GrantStock Options · Derivative	15,000	$0.00 Strike: $5.39	$0.00	Disclosure SEC source: 0001493152-19-000248 · ownership.xml · derivative · entry 1 Hershinger Rebecca D · CIK 0001623999 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 15,000 shares Expires 2028-12-10 Read SEC document
September 13, 2016 Filed Oct 18, 2016 20:54 UTC	Kartoon Studios, Inc. GNUS · Entity 7329	GrantStock Option · Derivative	60,008	$0.00 Strike: $2.00	$0.00	Disclosure SEC source: 0001683168-16-000338 · hershinger_f4-091316.xml · derivative · entry 2 Hershinger Rebecca D · CIK 0001623999 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,008 Underlying: Common Stock · 60,008 shares Expires 2021-09-13 F1 · security: This stock option was granted pursuant to the Issuer's 2015 Incentive Plan, as amended. Read SEC document
September 13, 2016 Filed Oct 18, 2016 20:54 UTC	Kartoon Studios, Inc. GNUS · Entity 7329	GrantStock Option · Derivative	195,250	$0.00 Strike: $2.00	$0.00	Disclosure SEC source: 0001683168-16-000338 · hershinger_f4-091316.xml · derivative · entry 1 Hershinger Rebecca D · CIK 0001623999 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,250 Underlying: Common Stock · 195,250 shares Expires 2021-09-13 F1 · security: This stock option was granted pursuant to the Issuer's 2015 Incentive Plan, as amended. F2 · derivative.exercise_price: The stock options have the following exercise prices: $2.00 for options that vest on April 18, 2017, $3.00 for options that vest on April 18, 2018 and $4.00 for options that vest on April 18, 2019. F3 · derivative.exercise_date: The stock options shall vest as follows: options to purchase 55,000 shares shall vest on April 18, 2017, options to purchase 110,000 shares shall vest on April 18, 2018 and options to purchase 30,250 shares shall vest on April 18, 2019. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.