Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EnSync, Inc.ESNC · Entity 160902 | Director | January 15, 2019 | January 17, 2019 |
| NISOURCE INC.NI · Entity 3270 | Director | May 09, 2017 | May 11, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EnSync, Inc.
Report date January 15, 2019 · Filed January 17, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 32,500 |
Reported balance
After 2019-01-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-01-15 · Grant · Acquired 32,500 · Balance 32,500 F1: Each restricted stock unit represents a contingent right to receive one share of common stock. F2: Represents a restricted stock unit award granted pursuant to the Company's director compensation policy. F3: The restricted stock units vested upon grant. |
| Common StockSEC Table I · non-derivative | Direct | 148,857 |
Reported balance
Holding disclosure · report date 2019-01-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 148,857 |
| Common StockSEC Table I · non-derivative | IndirectBy Richard A. & Joan F. Abdoo Trust Dtd 9/8/2006 | 855,013 |
Reported balance
Holding disclosure · report date 2019-01-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 855,013 |
| Common StockSEC Table I · non-derivative | IndirectBy R.A. Abdoo & Co., LLC | 633,541 |
Reported balance
Holding disclosure · report date 2019-01-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 633,541 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock.
F2: Represents a restricted stock unit award granted pursuant to the Company's director compensation policy.
F3: The restricted stock units vested upon grant.
NISOURCE INC.
Report date May 09, 2017 · Filed May 11, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50,725.318 |
Reported balance
After 2017-05-09 transaction · row 1
1 source rowRow 1 · 2017-05-09 · Grant · Acquired 5,394.191 · Balance 50,725.318 F1: Represents restricted stock units granted as part of non-employee director's compensation. |
| Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 23,031.619 |
Reported balance
Holding disclosure · report date 2017-05-09 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 23,031.619 F2: The reported phantom stock units were acquired under the NiSource Inc. 2010 Omnibus Incentive Plan and are to be settled upon the reporting person's retirement or other termination of service. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units granted as part of non-employee director's compensation.
F2: The reported phantom stock units were acquired under the NiSource Inc. 2010 Omnibus Incentive Plan and are to be settled upon the reporting person's retirement or other termination of service.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 15, 2019 Filed Jan 17, 2019 17:25 UTC | EnSync, Inc. ESNC · Entity 160902 | GrantRestricted Stock Units · Derivative | 32,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-004299 · doc4.xml · derivative · entry 4 ABDOO RICHARD A · CIK 0001017659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,500 Underlying: Common Stock · 32,500 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · shares: Represents a restricted stock unit award granted pursuant to the Company's director compensation policy. F3 · derivative.exercise_date: The restricted stock units vested upon grant. F3 · derivative.expiration_date: The restricted stock units vested upon grant. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 16:52 UTC | EnSync, Inc. ESNC · Entity 160902 | GrantRestricted Stock Units · Derivative | 327,273 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-058761 · doc4.xml · derivative · entry 5 ABDOO RICHARD A · CIK 0001017659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,273 Underlying: Common Stock · 327,273 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · shares: Represents a restricted stock unit award granted pursuant to the Company's director compensation policy. F4 · derivative.exercise_date: The restricted stock units vest as follows: 25% on the date of grant and the remaining units vest in three equal installments on each of March 31, 2019, June 30, 2019 and September 30, 2019, respectively. F4 · derivative.expiration_date: The restricted stock units vest as follows: 25% on the date of grant and the remaining units vest in three equal installments on each of March 31, 2019, June 30, 2019 and September 30, 2019, respectively. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 16:52 UTC | EnSync, Inc. ESNC · Entity 160902 | GrantRestricted Stock Units · Derivative | 29,546 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-058761 · doc4.xml · derivative · entry 4 ABDOO RICHARD A · CIK 0001017659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,546 Underlying: Common Stock · 29,546 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · shares: Represents a restricted stock unit award granted pursuant to the Company's director compensation policy. F3 · derivative.exercise_date: The restricted stock units vested upon grant. F3 · derivative.expiration_date: The restricted stock units vested upon grant. Read SEC document |
| September 24, 2018 Filed Sep 26, 2018 17:35 UTC | EnSync, Inc. ESNC · Entity 160902 | GrantRestricted Stock Units · Derivative | 22,414 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-052326 · doc4.xml · derivative · entry 4 ABDOO RICHARD A · CIK 0001017659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,414 Underlying: Common Stock · 22,414 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · shares: Represents a restricted stock unit award granted pursuant to the Company's director compensation policy. F3 · derivative.exercise_date: The restricted stock units vested upon grant. F3 · derivative.expiration_date: The restricted stock units vested upon grant. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 16:55 UTC | EnSync, Inc. ESNC · Entity 160902 | PurchaseCommon Stock | 769,231 | $0.26 | $200,000.06 |
DisclosureSEC source: 0001209191-18-049860 · doc4.xml · nonDerivative · entry 1 ABDOO RICHARD A · CIK 0001017659 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Richard A. & Joan F. Abdoo Trust Dtd 9/8/2006 Disclosed balance after: 855,013 Read SEC document |
| June 26, 2018 Filed Jun 28, 2018 18:46 UTC | EnSync, Inc. ESNC · Entity 160902 | GrantRestricted Stock Units · Derivative | 18,056 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-039952 · doc4.xml · derivative · entry 2 ABDOO RICHARD A · CIK 0001017659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,056 Underlying: Common Stock · 18,056 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · shares: Represents a restricted stock unit award granted pursuant to the Company's director compensation policy. F3 · derivative.exercise_date: The restricted stock units vested upon grant. F3 · derivative.expiration_date: The restricted stock units vested upon grant. Read SEC document |
| November 22, 2017 Filed Nov 24, 2017 17:16 UTC | EnSync, Inc. ESNC · Entity 160902 | PurchaseCommon Stock | 3,802 | $0.40 | $1,520.80 |
DisclosureSEC source: 0001209191-17-062465 · doc4.xml · nonDerivative · entry 2 ABDOO RICHARD A · CIK 0001017659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 868,180 Read SEC document |
| November 21, 2017 Filed Nov 24, 2017 17:16 UTC | EnSync, Inc. ESNC · Entity 160902 | PurchaseCommon Stock | 2,080 | $0.40 | $832.00 |
DisclosureSEC source: 0001209191-17-062465 · doc4.xml · nonDerivative · entry 1 ABDOO RICHARD A · CIK 0001017659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 864,378 Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 16:16 UTC | EnSync, Inc. ESNC · Entity 160902 | PurchaseCommon Stock | 29,392 | $0.40 | $11,756.80 |
DisclosureSEC source: 0001209191-17-061747 · doc4.xml · nonDerivative · entry 1 ABDOO RICHARD A · CIK 0001017659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 862,298 Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 16:14 UTC | EnSync, Inc. ESNC · Entity 160902 | PurchaseCommon Stock | 8,479 | $0.40 | $3,391.60 |
DisclosureSEC source: 0001209191-17-061158 · doc4.xml · nonDerivative · entry 2 ABDOO RICHARD A · CIK 0001017659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 832,906 Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 16:14 UTC | EnSync, Inc. ESNC · Entity 160902 | GrantRestricted Stock Units · Derivative | 232,615 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-061158 · doc4.xml · derivative · entry 3 ABDOO RICHARD A · CIK 0001017659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,615 Underlying: Common Stock · 232,615 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · shares: Represents a restricted stock unit award granted pursuant to the Company's director compensation policy. F3 · derivative.exercise_date: The restricted stock units vest as follows: 25% on the date of grant and the remaining units vest in three equal installments on each of March 31, 2018, June 30, 2018 and September 30, 2018, respectively. F3 · derivative.expiration_date: The restricted stock units vest as follows: 25% on the date of grant and the remaining units vest in three equal installments on each of March 31, 2018, June 30, 2018 and September 30, 2018, respectively. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 16:14 UTC | EnSync, Inc. ESNC · Entity 160902 | PurchaseCommon Stock | 17,900 | $0.40 | $7,160.00 |
DisclosureSEC source: 0001209191-17-061158 · doc4.xml · nonDerivative · entry 1 ABDOO RICHARD A · CIK 0001017659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 824,427 Read SEC document |
| June 22, 2017 Filed Jun 26, 2017 18:49 UTC | EnSync, Inc. ESNC · Entity 160902 | PurchaseCommon Stock | 142,857 | $0.35 | $49,999.95 |
DisclosureSEC source: 0001209191-17-041870 · doc4.xml · nonDerivative · entry 1 ABDOO RICHARD A · CIK 0001017659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 806,527 Read SEC document |
| May 09, 2017 Filed May 11, 2017 15:07 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 5,394.191 | $24.10 | $130,000.00 |
DisclosureSEC source: 0001127602-17-017643 · form4.xml · nonDerivative · entry 1 ABDOO RICHARD A · CIK 0001017659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,725.318 F1 · shares: Represents restricted stock units granted as part of non-employee director's compensation. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 17:49 UTC | EnSync, Inc. ESNC · Entity 160902 | GrantRestricted Stock Units · Derivative | 72,727 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-150632 · doc4.xml · derivative · entry 2 ABDOO RICHARD A · CIK 0001017659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,727 Underlying: Common Stock · 72,727 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · shares: Represents a restricted stock unit award granted pursuant to the Company's director compensation policy. F3 · derivative.exercise_date: The restricted stock units vest as follows: 25% on the date of grant and the remaining units vest in three equal installments on each of March 31, 2017, June 30, 2017 and September 30, 2017, respectively. F3 · derivative.expiration_date: The restricted stock units vest as follows: 25% on the date of grant and the remaining units vest in three equal installments on each of March 31, 2017, June 30, 2017 and September 30, 2017, respectively. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.