Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BOSTON BEER CO INCSAM · Entity 4577 | Director | May 17, 2018 | May 18, 2018 |
| DEAN FOODS CODF · Entity 153856 | Director · Chief Executive Officer | December 01, 2016 | December 02, 2016 |
| SpartanNash CoSPTN · Entity 75078 | Director | March 01, 2018 | March 05, 2018 |
| SunOpta Inc.STKL · Entity 49798 | Director | January 17, 2019 | January 19, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BOSTON BEER CO INC
Report date May 17, 2018 · Filed May 18, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $238.90 · Expires 2028-05-17 | Direct | 1,080 |
Reported balance
After 2018-05-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-05-17 · Grant · Acquired 1,080 · Balance 1,080 |
DEAN FOODS CO
Report date December 01, 2016 · Filed December 02, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 368,023 |
Ending reported balance
After 2016-12-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2016-12-01 · Exercise / conversion · Acquired 5,775 · Balance 360,389 F1: The Reporting Person received a total of 5,775 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 2,423 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,352 net shares of Common Stock. F2: RSUs convert into common stock on a one-for-one basis. Row 2 · 2016-12-01 · Tax withholding · Disposed 2,423 · Balance 357,966 F1: The Reporting Person received a total of 5,775 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 2,423 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,352 net shares of Common Stock. Row 3 · 2016-12-01 · Exercise / conversion · Acquired 17,326 · Balance 375,292 F3: The Reporting Person received a total of 17,326 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of RSUs. A total of 7,269 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 10,057 shares of Common Stock. F2: RSUs convert into common stock on a one-for-one basis. Row 4 · 2016-12-01 · Tax withholding · Disposed 7,269 · Balance 368,023 F3: The Reporting Person received a total of 17,326 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of RSUs. A total of 7,269 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 10,057 shares of Common Stock. |
| Restricted Stock Units (DU005847)SEC Table II · derivative / convertible security · Expires 2025-12-01 | Direct | 0 |
Reported balance
After 2016-12-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2016-12-01 · Exercise / conversion · Disposed 5,775 · Balance 0 F4: On 12/01/2015, the Reporting Person received an award of RSUs, which represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement. The RSUs fully vest on the first anniversary of the grant date. F2: RSUs convert into common stock on a one-for-one basis. F1: The Reporting Person received a total of 5,775 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 2,423 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,352 net shares of Common Stock. |
| Restricted Stock Units (DU005846)SEC Table II · derivative / convertible security · Expires 2025-12-01 | Direct | 0 |
Reported balance
After 2016-12-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2016-12-01 · Exercise / conversion · Disposed 17,326 · Balance 0 F4: On 12/01/2015, the Reporting Person received an award of RSUs, which represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement. The RSUs fully vest on the first anniversary of the grant date. F2: RSUs convert into common stock on a one-for-one basis. F3: The Reporting Person received a total of 17,326 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of RSUs. A total of 7,269 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 10,057 shares of Common Stock. |
| Restricted Stock Units (DU005879)SEC Table II · derivative / convertible security · Expires 2026-12-01 | Direct | 5,775 |
Reported balance
After 2016-12-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2016-12-01 · Grant · Acquired 5,775 · Balance 5,775 F5: This award of RSUs was approved by the Compensation Committee on 11/06/2007. These RSUs have been adjusted (a) to preserve the intrinsic value of awards existing prior to the spin-off of a portion of the Issuer's ownership interest in The WhiteWave Foods Company on 05/23/2013, and (b) to reflect the reverse stock split on 08/26/2013. F6: On 12/01/2016, the Reporting Person received an award of RSUs, which represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement. The RSUs fully vest on the first anniversary of the grant date. F2: RSUs convert into common stock on a one-for-one basis. |
| Restricted Stock Units (DU005880)SEC Table II · derivative / convertible security · Expires 2026-12-01 | Direct | 28,878 |
Reported balance
After 2016-12-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2016-12-01 · Grant · Acquired 28,878 · Balance 28,878 F6: On 12/01/2016, the Reporting Person received an award of RSUs, which represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement. The RSUs fully vest on the first anniversary of the grant date. F7: This award of RSUs was approved by the Compensation Committee on 10/06/2010. These RSUs have been adjusted (a) to preserve the intrinsic value of awards existing prior to the spin-off of a portion of the Issuer's ownership interest in The WhiteWave Foods Company on 05/23/2013, and (b) to reflect the reverse stock split on 08/26/2013. F2: RSUs convert into common stock on a one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person received a total of 5,775 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 2,423 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,352 net shares of Common Stock.
F2: RSUs convert into common stock on a one-for-one basis.
F3: The Reporting Person received a total of 17,326 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of RSUs. A total of 7,269 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 10,057 shares of Common Stock.
F4: On 12/01/2015, the Reporting Person received an award of RSUs, which represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement. The RSUs fully vest on the first anniversary of the grant date.
F5: This award of RSUs was approved by the Compensation Committee on 11/06/2007. These RSUs have been adjusted (a) to preserve the intrinsic value of awards existing prior to the spin-off of a portion of the Issuer's ownership interest in The WhiteWave Foods Company on 05/23/2013, and (b) to reflect the reverse stock split on 08/26/2013.
F6: On 12/01/2016, the Reporting Person received an award of RSUs, which represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement. The RSUs fully vest on the first anniversary of the grant date.
F7: This award of RSUs was approved by the Compensation Committee on 10/06/2010. These RSUs have been adjusted (a) to preserve the intrinsic value of awards existing prior to the spin-off of a portion of the Issuer's ownership interest in The WhiteWave Foods Company on 05/23/2013, and (b) to reflect the reverse stock split on 08/26/2013.
SpartanNash Co
Report date March 01, 2018 · Filed March 05, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,262 |
Reported balance
After 2018-03-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-03-01 · Grant · Acquired 6,262 · Balance 6,262 F1: Reports the grant of shares of restricted stock under the SpartanNash Company Stock Incentive Plan of 2015 ("Plan"). These shares will vest on March 1, 2019. Prior to vesting, these shares will remain subject to restrictions in accordance with the Plan and the terms of the grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Reports the grant of shares of restricted stock under the SpartanNash Company Stock Incentive Plan of 2015 ("Plan"). These shares will vest on March 1, 2019. Prior to vesting, these shares will remain subject to restrictions in accordance with the Plan and the terms of the grant.
SunOpta Inc.
Report date January 17, 2019 · Filed January 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 29,005 |
Reported balance
After 2019-01-17 transaction · row 1
1 source rowRow 1 · 2019-01-17 · Grant · Acquired 3,841 · Balance 29,005 F1: The shares were issued in lieu of cash to the reporting person for service on the board of directors. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were issued in lieu of cash to the reporting person for service on the board of directors.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 17, 2019 Filed Jan 19, 2019 01:20 UTC | SunOpta Inc. STKL · Entity 49798 | GrantCommon Shares | 3,841 | $4.18 | $16,055.38 |
DisclosureSEC source: 0001209191-19-004653 · doc4.xml · nonDerivative · entry 1 Tanner Gregg A · CIK 0001370002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,005 F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors. Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 17:14 UTC | SunOpta Inc. STKL · Entity 49798 | GrantCommon Shares | 2,177 | $7.35 | $16,000.95 |
DisclosureSEC source: 0001209191-18-055634 · doc4.xml · nonDerivative · entry 1 Tanner Gregg A · CIK 0001370002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,164 F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors. Read SEC document |
| July 12, 2018 Filed Jul 16, 2018 21:40 UTC | SunOpta Inc. STKL · Entity 49798 | GrantCommon Shares | 1,905 | $8.40 | $16,002.00 |
DisclosureSEC source: 0001209191-18-042692 · doc4.xml · nonDerivative · entry 1 Tanner Gregg A · CIK 0001370002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,987 F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors. Read SEC document |
| May 24, 2018 Filed May 30, 2018 00:08 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionRestricted Stock Units · Derivative | 9,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-034032 · doc4.xml · derivative · entry 2 Tanner Gregg A · CIK 0001370002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 9,474 shares Expires 2018-05-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. Read SEC document |
| May 24, 2018 Filed May 30, 2018 00:08 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 9,474 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-034032 · doc4.xml · nonDerivative · entry 1 Tanner Gregg A · CIK 0001370002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. Read SEC document |
| May 24, 2018 Filed Jul 16, 2018 21:40 UTC | SunOpta Inc. STKL · Entity 49798 | GrantRestricted Stock Units · Derivative | 11,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042692 · doc4.xml · derivative · entry 2 Tanner Gregg A · CIK 0001370002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,688 Underlying: common shares · 11,688 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F3 · date: Due to an administrative oversight, the filing was not immediately completed after the date of grant. F4 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| May 17, 2018 Filed May 18, 2018 20:08 UTC | BOSTON BEER CO INC SAM · Entity 4577 | GrantStock Option (Right to Buy) · Derivative | 1,080 | $0.00 Strike: $238.90 | $0.00 |
DisclosureSEC source: 0001562180-18-002577 · primarydocument.xml · derivative · entry 1 Tanner Gregg A · CIK 0001370002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,080 Underlying: Class A Common · 1,080 shares Expires 2028-05-17 Read SEC document |
| April 30, 2018 Filed May 1, 2018 20:11 UTC | BOSTON BEER CO INC SAM · Entity 4577 | Exercise / conversionClass A Common Stock Option · Derivative | 5,000 | $0.00 Strike: $29.33 | $0.00 |
DisclosureSEC source: 0001562180-18-002096 · primarydocument.xml · derivative · entry 4 Tanner Gregg A · CIK 0001370002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common · 5,000 shares Expires 2019-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2018 Filed May 1, 2018 20:11 UTC | BOSTON BEER CO INC SAM · Entity 4577 | Exercise / conversionClass A Common Stock Option · Derivative | 5,000 | $0.00 Strike: $39.63 | $0.00 |
DisclosureSEC source: 0001562180-18-002096 · primarydocument.xml · derivative · entry 3 Tanner Gregg A · CIK 0001370002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common · 5,000 shares Expires 2018-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2018 Filed May 1, 2018 20:11 UTC | BOSTON BEER CO INC SAM · Entity 4577 | Exercise / conversionClass A Common | 5,000 | $29.33 | $146,650.00 |
DisclosureSEC source: 0001562180-18-002096 · primarydocument.xml · nonDerivative · entry 2 Tanner Gregg A · CIK 0001370002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2018 Filed May 1, 2018 20:11 UTC | BOSTON BEER CO INC SAM · Entity 4577 | Exercise / conversionClass A Common | 5,000 | $39.63 | $198,150.00 |
DisclosureSEC source: 0001562180-18-002096 · primarydocument.xml · nonDerivative · entry 1 Tanner Gregg A · CIK 0001370002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 06, 2018 Filed Apr 9, 2018 21:46 UTC | SunOpta Inc. STKL · Entity 49798 | GrantCommon shares | 2,077 | $7.10 | $14,746.70 |
DisclosureSEC source: 0001209191-18-024401 · doc4.xml · nonDerivative · entry 1 Tanner Gregg A · CIK 0001370002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,608 F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 16:44 UTC | SpartanNash Co SPTN · Entity 75078 | GrantCommon Stock | 6,262 | $0.00 | $0.00 |
DisclosureSEC source: 0000905729-18-000060 · tanner4_030518.xml · nonDerivative · entry 1 Tanner Gregg A · CIK 0001370002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,262 F1 · security: Reports the grant of shares of restricted stock under the SpartanNash Company Stock Incentive Plan of 2015 ("Plan"). These shares will vest on March 1, 2019. Prior to vesting, these shares will remain subject to restrictions in accordance with the Plan and the terms of the grant. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 16:42 UTC | SpartanNash Co SPTN · Entity 75078 | GrantCommon Stock | 6,262 | $0.00 | $0.00 |
DisclosureSEC source: 0000905729-18-000059 · tanner4_030518.xml · nonDerivative · entry 1 Tanner Gregg A · CIK 0001370002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,262 F1 · security: Reports the grant of shares of restricted stock under the SpartanNash Company Stock Incentive Plan of 2015 ("Plan"). These shares will vest on March 1, 2019. Prior to vesting, these shares will remain subject to restrictions in accordance with the Plan and the terms of the grant. Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 23:52 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionRestricted Stock Units · Derivative | 3,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-004989 · doc4.xml · derivative · entry 2 Tanner Gregg A · CIK 0001370002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 3,897 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 23:52 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 3,897 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-004989 · doc4.xml · nonDerivative · entry 1 Tanner Gregg A · CIK 0001370002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,531 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. Read SEC document |
| January 19, 2018 Filed Jan 24, 2018 14:40 UTC Amendment | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionRestricted Stock Units · Derivative | 3,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-005028 · doc4a.xml · derivative · entry 2 Tanner Gregg A · CIK 0001370002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 3,897 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · derivative.exercise_date: The reporting person is amending the Form 4 originally filed for the purpose of correcting the date in which the Restricted Stock Units are exercisable. F3 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| January 19, 2018 Filed Jan 24, 2018 14:40 UTC Amendment | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 3,897 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-005028 · doc4a.xml · nonDerivative · entry 1 Tanner Gregg A · CIK 0001370002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,531 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 21:46 UTC | SunOpta Inc. STKL · Entity 49798 | GrantCommon shares | 2,227 | $7.75 | $17,259.25 |
DisclosureSEC source: 0001209191-18-003988 · doc4.xml · nonDerivative · entry 1 Tanner Gregg A · CIK 0001370002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,634 F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors. Read SEC document |
| October 16, 2017 Filed Oct 17, 2017 23:00 UTC | SunOpta Inc. STKL · Entity 49798 | GrantCommon Shares | 1,839 | $8.70 | $15,999.30 |
DisclosureSEC source: 0001209191-17-057214 · doc4.xml · nonDerivative · entry 1 Tanner Gregg A · CIK 0001370002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,407 F1 · kind: The shares were issued in lieu of cash to the reporting person for service on the board of directors. Read SEC document |
| August 09, 2017 Filed Aug 10, 2017 20:37 UTC | BOSTON BEER CO INC SAM · Entity 4577 | Exercise / conversionClass A Common Stock Option · Derivative | 8,000 | $0.00 Strike: $53.40 | $0.00 |
DisclosureSEC source: 0001562180-17-002645 · primarydocument.xml · derivative · entry 2 Tanner Gregg A · CIK 0001370002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common · 8,000 shares Expires 2017-10-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2017 Filed Aug 10, 2017 20:37 UTC | BOSTON BEER CO INC SAM · Entity 4577 | Exercise / conversionClass A Common | 8,000 | $53.40 | $427,200.00 |
DisclosureSEC source: 0001562180-17-002645 · primarydocument.xml · nonDerivative · entry 1 Tanner Gregg A · CIK 0001370002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 18, 2017 Filed Jul 20, 2017 18:40 UTC | SunOpta Inc. STKL · Entity 49798 | GrantCommon Shares | 1,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-045814 · doc4.xml · nonDerivative · entry 1 Tanner Gregg A · CIK 0001370002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,568 Read SEC document |
| May 24, 2017 Filed May 26, 2017 20:00 UTC | SunOpta Inc. STKL · Entity 49798 | GrantRestricted Stock Units · Derivative | 9,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035795 · doc4.xml · derivative · entry 1 Tanner Gregg A · CIK 0001370002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,474 Underlying: common shares · 9,474 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| May 18, 2017 Filed May 19, 2017 18:20 UTC | BOSTON BEER CO INC SAM · Entity 4577 | GrantStock Option (Right to Buy) · Derivative | 1,698 | $0.00 Strike: $140.05 | $0.00 |
DisclosureSEC source: 0001140361-17-021509 · doc1.xml · derivative · entry 1 Tanner Gregg A · CIK 0001370002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,698 Underlying: Class A Common · 1,698 shares Expires 2027-05-17 Read SEC document |
| January 19, 2017 Filed Jan 23, 2017 21:08 UTC | SunOpta Inc. STKL · Entity 49798 | GrantStock Option (Right to Buy) · Derivative | 5,079 | $0.00 Strike: $7.45 | $0.00 |
DisclosureSEC source: 0001209191-17-005070 · doc4.xml · derivative · entry 2 Tanner Gregg A · CIK 0001370002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,976 Underlying: common shares · 5,079 shares Expires 2027-01-19 Read SEC document |
| January 19, 2017 Filed Jan 23, 2017 21:08 UTC | SunOpta Inc. STKL · Entity 49798 | GrantRestricted Stock Units · Derivative | 3,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005070 · doc4.xml · derivative · entry 1 Tanner Gregg A · CIK 0001370002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,897 Underlying: common shares · 3,897 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 17:43 UTC | DEAN FOODS CO DF · Entity 153856 | GrantRestricted Stock Units (DU005880) · Derivative | 28,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-153131 · doc4.xml · derivative · entry 8 Tanner Gregg A · CIK 0001370002 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,878 Underlying: Common Stock · 28,878 shares Expires 2026-12-01 F6 · security: On 12/01/2016, the Reporting Person received an award of RSUs, which represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement. The RSUs fully vest on the first anniversary of the grant date. F7 · security: This award of RSUs was approved by the Compensation Committee on 10/06/2010. These RSUs have been adjusted (a) to preserve the intrinsic value of awards existing prior to the spin-off of a portion of the Issuer's ownership interest in The WhiteWave Foods Company on 05/23/2013, and (b) to reflect the reverse stock split on 08/26/2013. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F7 · shares: This award of RSUs was approved by the Compensation Committee on 10/06/2010. These RSUs have been adjusted (a) to preserve the intrinsic value of awards existing prior to the spin-off of a portion of the Issuer's ownership interest in The WhiteWave Foods Company on 05/23/2013, and (b) to reflect the reverse stock split on 08/26/2013. F6 · derivative.exercise_date: On 12/01/2016, the Reporting Person received an award of RSUs, which represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement. The RSUs fully vest on the first anniversary of the grant date. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 17:43 UTC | DEAN FOODS CO DF · Entity 153856 | GrantRestricted Stock Units (DU005879) · Derivative | 5,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-153131 · doc4.xml · derivative · entry 7 Tanner Gregg A · CIK 0001370002 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,775 Underlying: Common Stock · 5,775 shares Expires 2026-12-01 F5 · security: This award of RSUs was approved by the Compensation Committee on 11/06/2007. These RSUs have been adjusted (a) to preserve the intrinsic value of awards existing prior to the spin-off of a portion of the Issuer's ownership interest in The WhiteWave Foods Company on 05/23/2013, and (b) to reflect the reverse stock split on 08/26/2013. F6 · security: On 12/01/2016, the Reporting Person received an award of RSUs, which represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement. The RSUs fully vest on the first anniversary of the grant date. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F5 · shares: This award of RSUs was approved by the Compensation Committee on 11/06/2007. These RSUs have been adjusted (a) to preserve the intrinsic value of awards existing prior to the spin-off of a portion of the Issuer's ownership interest in The WhiteWave Foods Company on 05/23/2013, and (b) to reflect the reverse stock split on 08/26/2013. F6 · derivative.exercise_date: On 12/01/2016, the Reporting Person received an award of RSUs, which represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement. The RSUs fully vest on the first anniversary of the grant date. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 17:43 UTC | DEAN FOODS CO DF · Entity 153856 | Exercise / conversionRestricted Stock Units (DU005846) · Derivative | 17,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-153131 · doc4.xml · derivative · entry 6 Tanner Gregg A · CIK 0001370002 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,326 shares Expires 2025-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: On 12/01/2015, the Reporting Person received an award of RSUs, which represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement. The RSUs fully vest on the first anniversary of the grant date. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F3 · shares: The Reporting Person received a total of 17,326 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of RSUs. A total of 7,269 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 10,057 shares of Common Stock. F4 · derivative.exercise_date: On 12/01/2015, the Reporting Person received an award of RSUs, which represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement. The RSUs fully vest on the first anniversary of the grant date. F3 · derivative.underlying_shares: The Reporting Person received a total of 17,326 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of RSUs. A total of 7,269 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 10,057 shares of Common Stock. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 17:43 UTC | DEAN FOODS CO DF · Entity 153856 | Exercise / conversionRestricted Stock Units (DU005847) · Derivative | 5,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-153131 · doc4.xml · derivative · entry 5 Tanner Gregg A · CIK 0001370002 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,775 shares Expires 2025-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: On 12/01/2015, the Reporting Person received an award of RSUs, which represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement. The RSUs fully vest on the first anniversary of the grant date. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F1 · shares: The Reporting Person received a total of 5,775 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 2,423 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,352 net shares of Common Stock. F4 · derivative.exercise_date: On 12/01/2015, the Reporting Person received an award of RSUs, which represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement. The RSUs fully vest on the first anniversary of the grant date. F1 · derivative.underlying_shares: The Reporting Person received a total of 5,775 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 2,423 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,352 net shares of Common Stock. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 17:43 UTC | DEAN FOODS CO DF · Entity 153856 | Tax withholdingCommon Stock | 7,269 | $19.15 | $139,201.35 |
DisclosureSEC source: 0001209191-16-153131 · doc4.xml · nonDerivative · entry 4 Tanner Gregg A · CIK 0001370002 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,023 F3 · shares: The Reporting Person received a total of 17,326 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of RSUs. A total of 7,269 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 10,057 shares of Common Stock. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 17:43 UTC | DEAN FOODS CO DF · Entity 153856 | Exercise / conversionCommon Stock | 17,326 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-153131 · doc4.xml · nonDerivative · entry 3 Tanner Gregg A · CIK 0001370002 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The Reporting Person received a total of 17,326 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of RSUs. A total of 7,269 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 10,057 shares of Common Stock. F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 17:43 UTC | DEAN FOODS CO DF · Entity 153856 | Tax withholdingCommon Stock | 2,423 | $19.15 | $46,400.45 |
DisclosureSEC source: 0001209191-16-153131 · doc4.xml · nonDerivative · entry 2 Tanner Gregg A · CIK 0001370002 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,966 F1 · shares: The Reporting Person received a total of 5,775 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 2,423 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,352 net shares of Common Stock. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 17:43 UTC | DEAN FOODS CO DF · Entity 153856 | Exercise / conversionCommon Stock | 5,775 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-153131 · doc4.xml · nonDerivative · entry 1 Tanner Gregg A · CIK 0001370002 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Reporting Person received a total of 5,775 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units (RSUs). A total of 2,423 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 3,352 net shares of Common Stock. F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.