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GOLDWASSER RALPH A

Disclosed activity across 1 company

Tapewire entity
160906
SEC CIK
0001015992

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MYOMO, INC.MYO · Entity 7135Chief Financial OfficerJanuary 23, 2019January 24, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MYOMO, INC.

Report date January 23, 2019 · Filed January 24, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect78,619 Ending reported balance After 2019-01-23 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2019-01-23 · Grant · Acquired 21,875 · Balance 85,105

F1: Represents grant of Restricted Stock Units under the Issuer's 2018 Stock Option Incentive Plan, each representing a contingent right to receive one share of the Issuer's common stock. Such Restricted Stock Units vested in full on the date of grant.

Row 2 · 2019-01-23 · Tax withholding · Disposed 6,486 · Balance 78,619

F2: Vesting transaction: Shares surrendered to the Issuer solely to cover taxes associated with vesting of restricted stock units described in footnote (1).

Filing footnotes · ownership attribution and instrument terms

F1: Represents grant of Restricted Stock Units under the Issuer's 2018 Stock Option Incentive Plan, each representing a contingent right to receive one share of the Issuer's common stock. Such Restricted Stock Units vested in full on the date of grant.

F2: Vesting transaction: Shares surrendered to the Issuer solely to cover taxes associated with vesting of restricted stock units described in footnote (1).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 23, 2019 Filed Jan 24, 2019 15:58 UTC MYOMO, INC. MYO · Entity 7135 Tax withholdingCommon Stock 6,486 $1.60 $10,377.60
Disclosure

SEC source: 0001209191-19-005118 · doc4.xml · nonDerivative · entry 2

GOLDWASSER RALPH A · CIK 0001015992 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,619

F2 · kind: Vesting transaction: Shares surrendered to the Issuer solely to cover taxes associated with vesting of restricted stock units described in footnote (1).

Read SEC document
January 23, 2019 Filed Jan 24, 2019 15:58 UTC MYOMO, INC. MYO · Entity 7135 GrantCommon Stock 21,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-005118 · doc4.xml · nonDerivative · entry 1

GOLDWASSER RALPH A · CIK 0001015992 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,105

F1 · kind: Represents grant of Restricted Stock Units under the Issuer's 2018 Stock Option Incentive Plan, each representing a contingent right to receive one share of the Issuer's common stock. Such Restricted Stock Units vested in full on the date of grant.

F1 · price: Represents grant of Restricted Stock Units under the Issuer's 2018 Stock Option Incentive Plan, each representing a contingent right to receive one share of the Issuer's common stock. Such Restricted Stock Units vested in full on the date of grant.

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January 02, 2018 Filed Jan 4, 2018 20:40 UTC MYOMO, INC. MYO · Entity 7135 GrantStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $3.65 $0.00
Disclosure

SEC source: 0001213900-18-000147 · f4010218goldwasser_myomo.xml · derivative · entry 4

GOLDWASSER RALPH A · CIK 0001015992 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires not disclosed

F4 · derivative.exercise_date: This stock option shall vest in 24 equal monthly installments over the next two years.

F4 · derivative.expiration_date: This stock option shall vest in 24 equal monthly installments over the next two years.

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January 02, 2018 Filed Jan 4, 2018 20:40 UTC MYOMO, INC. MYO · Entity 7135 GrantCommon Stock 17,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-18-000147 · f4010218goldwasser_myomo.xml · nonDerivative · entry 3

GOLDWASSER RALPH A · CIK 0001015992 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,822

F3 · price: Represents grant of Restricted Stock Units under the Issuer's 2016 Equity Incentive Plan, each representing a contingent right to receive one share of the Issuer's common stock. Such Restricted Stock Units vest in quarterly installments over the next two years.

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January 02, 2018 Filed Jan 4, 2018 20:40 UTC MYOMO, INC. MYO · Entity 7135 Tax withholdingCommon Stock 3,511 $3.65 $12,815.15
Disclosure

SEC source: 0001213900-18-000147 · f4010218goldwasser_myomo.xml · nonDerivative · entry 2

GOLDWASSER RALPH A · CIK 0001015992 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,322

F2 · kind: Vesting transaction: Shares surrendered to the Issuer solely to cover taxes associated with vesting of restricted stock units described in footnote (1).

Read SEC document
January 02, 2018 Filed Jan 4, 2018 20:40 UTC MYOMO, INC. MYO · Entity 7135 GrantCommon Stock 8,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-18-000147 · f4010218goldwasser_myomo.xml · nonDerivative · entry 1

GOLDWASSER RALPH A · CIK 0001015992 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,833

F1 · price: Represents grant of Restricted Stock Units under the Issuer's 2016 Equity Incentive Plan, each representing a contingent right to receive one share of the Issuer's common stock. Such Restricted Stock Units vested in full on the date of grant.

Read SEC document
January 02, 2018 Filed Jan 9, 2018 18:38 UTC Amendment MYOMO, INC. MYO · Entity 7135 Tax withholdingCommon Stock 3,103 $3.65 $11,325.95
Disclosure

SEC source: 0001213900-18-000301 · f4010418a1goldwasser_myomo.xml · nonDerivative · entry 1

GOLDWASSER RALPH A · CIK 0001015992 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,730

F1 · kind: This Restricted Stock Units vested in full on the date of grant.

F2 · kind: Shares surrendered to the Issuer solely to cover taxes associated with vesting of restricted stock units described in footnote (1).

F3 · shares: This Form 4 is being amended to reflect the correct number of shares surrendered to cover taxes associate with the vesting of restricted stock units.

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December 04, 2017 Filed Dec 4, 2017 16:04 UTC MYOMO, INC. MYO · Entity 7135 PurchaseWARRANT (RIGHT TO BUY) · Derivative 15,000 $0.01 Strike: $2.95 $150.00
Disclosure

SEC source: 0001213900-17-012888 · f4120417goldwasser_myomo.xml · derivative · entry 2

GOLDWASSER RALPH A · CIK 0001015992 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2022-12-04

F1 · derivative.exercise_date: The warrants were issued in conjunction with the Company's follow-on offering and will expire at 11:59 p.m. Eastern Time on December 4, 2022.

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December 04, 2017 Filed Dec 4, 2017 16:04 UTC MYOMO, INC. MYO · Entity 7135 GrantCommon Stock 15,000 $2.39 $35,850.00
Disclosure

SEC source: 0001213900-17-012888 · f4120417goldwasser_myomo.xml · nonDerivative · entry 1

GOLDWASSER RALPH A · CIK 0001015992 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,614

Read SEC document
August 15, 2017 Filed Aug 17, 2017 16:04 UTC MYOMO, INC. MYO · Entity 7135 GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-17-008887 · f4081517goldwasser_myomo.xml · nonDerivative · entry 1

GOLDWASSER RALPH A · CIK 0001015992 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,614

F1 · shares: Represents a grant of restricted stock under the Company's 2016 Equity Incentive Plan, which vests in full on January 15, 2018.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 16:42 UTC MYOMO, INC. MYO · Entity 7135 ConversionSERIES A-1 CONVERTIBLE PREFERRED STOCK · Derivative 6,076 $0.00 $0.00
Disclosure

SEC source: 0001213900-17-006429 · f4060917goldwasser_myomo.xml · derivative · entry 2

GOLDWASSER RALPH A · CIK 0001015992 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 6,076 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A-1 Convertible Preferred Stock converted into common stock on a 1-for-1 basis upon completion of the Company's initial public offering and has no expiration date.

F1 · derivative.exercise_date: The Series A-1 Convertible Preferred Stock converted into common stock on a 1-for-1 basis upon completion of the Company's initial public offering and has no expiration date.

F1 · derivative.expiration_date: The Series A-1 Convertible Preferred Stock converted into common stock on a 1-for-1 basis upon completion of the Company's initial public offering and has no expiration date.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 16:42 UTC MYOMO, INC. MYO · Entity 7135 ConversionCOMMON STOCK 6,076 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-17-006429 · f4060917goldwasser_myomo.xml · nonDerivative · entry 1

GOLDWASSER RALPH A · CIK 0001015992 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series A-1 Convertible Preferred Stock converted into common stock on a 1-for-1 basis upon completion of the Company's initial public offering and has no expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.