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Crail Dietrich J.

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160817
SEC CIK
0001683260

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FULLER H B COFUL · Entity 4255Vice President, Asia PacificJanuary 25, 2019January 29, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FULLER H B CO

Report date January 25, 2019 · Filed January 29, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,477 Ending reported balance After 2019-01-26 transaction · row 8
8 source rows · reconciled sequence

Row 1 · 2019-01-25 · Exercise / conversion · Acquired 453 · Balance 2,801

Row 2 · 2019-01-25 · Exercise / conversion · Acquired 421 · Balance 3,222

Row 3 · 2019-01-25 · Tax withholding · Disposed 156 · Balance 3,066

F1: Shares withheld for taxes due on 421 shares issued.

Row 4 · 2019-01-25 · Tax withholding · Disposed 167 · Balance 2,899

F2: Shares withheld for taxes due on 453 shares issued.

Row 5 · 2019-01-26 · Exercise / conversion · Acquired 646 · Balance 3,545

Row 6 · 2019-01-26 · Exercise / conversion · Acquired 271 · Balance 3,816

Row 7 · 2019-01-26 · Tax withholding · Disposed 101 · Balance 3,715

F3: Shares withheld for taxes due on 271 shares issued.

Row 8 · 2019-01-26 · Tax withholding · Disposed 238 · Balance 3,477

F4: Shares withheld for taxes due on 646 shares issued.

Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2028-01-25Direct857.54 Reported balance After 2019-01-25 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2019-01-25 · Exercise / conversion · Disposed 453 · Balance 857.54

F5: These performance stock units convert into shares of common stock on a 1-for-1 basis.

F6: This amount reflects a 107.5% payout based on the performance criteria achieved.

F7: These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.

F8: This amount has been adjusted to reflect the increase in number of performance stock units of the original grant based on performance criteria. Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.

Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-01-26Direct491.26 Reported balance After 2019-01-26 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2019-01-26 · Exercise / conversion · Disposed 271 · Balance 491.26

F5: These performance stock units convert into shares of common stock on a 1-for-1 basis.

F12: This amount reflects a 57.5% payout based on the performance criteria achieved.

F7: These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.

F13: This amount has been adjusted to reflect the decrease in number of performance stock units of the original grant based on performance criteria. Amount also includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.

Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-01-24Direct1,621 Reported balance Holding disclosure · report date 2019-01-25 · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · Balance 1,621

F5: These performance stock units convert into shares of common stock on a 1-for-1 basis.

F7: These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.

Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2019-10-12Direct210.36 Reported balance Holding disclosure · report date 2019-01-25 · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · Balance 210.36

F5: These performance stock units convert into shares of common stock on a 1-for-1 basis.

F7: These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.

F17: This amount has been adjusted to reflect the increase in number of performance stock units of the original grant based on performance criteria. Amount also includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2028-01-25Direct859.54 Reported balance After 2019-01-25 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2019-01-25 · Exercise / conversion · Disposed 421 · Balance 859.54

F9: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F10: These restricted stock units vest in three equal annual installments beginning on the date shown.

F11: Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-01-26Direct666.35 Reported balance After 2019-01-26 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2019-01-26 · Exercise / conversion · Disposed 646 · Balance 666.35

F9: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F10: These restricted stock units vest in three equal annual installments beginning on the date shown.

F11: Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-01-24Direct481 Reported balance Holding disclosure · report date 2019-01-25 · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · Balance 481

F9: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F18: These restricted stock units vest in one annual installment on the date shown.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-01-24Direct1,621 Reported balance Holding disclosure · report date 2019-01-25 · row 21 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 21 · Balance 1,621

F9: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F10: These restricted stock units vest in three equal annual installments beginning on the date shown.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2019-10-12Direct211.38 Reported balance Holding disclosure · report date 2019-01-25 · row 22 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 22 · Balance 211.38

F9: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F10: These restricted stock units vest in three equal annual installments beginning on the date shown.

F11: Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.

Employee Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.82 · Expires 2026-10-12Direct5,251 Reported balance Holding disclosure · report date 2019-01-25 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 5,251

F14: This option vests in three equal annual installments beginning on the date shown.

Employee Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.05 · Expires 2019-01-24Direct15,109 Reported balance Holding disclosure · report date 2019-01-25 · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · Balance 15,109

Employee Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.10 · Expires 2027-01-26Direct13,033 Reported balance Holding disclosure · report date 2019-01-25 · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · Balance 13,033

F15: This option vests in three equal installments beginning on the date shown.

Employee Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $53.57 · Expires 2028-01-25Direct12,008 Reported balance Holding disclosure · report date 2019-01-25 · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · Balance 12,008

F14: This option vests in three equal annual installments beginning on the date shown.

Performance Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.70 · Expires 2027-10-20Direct34,403 Reported balance Holding disclosure · report date 2019-01-25 · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · Balance 34,403

F16: These performance-based non-qualified stock options vest on the date shown contingent upon H.B. Fuller achieving adjusted EBITDA at least at the threshold level of performance.

Filing footnotes · ownership attribution and instrument terms

F1: Shares withheld for taxes due on 421 shares issued.

F2: Shares withheld for taxes due on 453 shares issued.

F3: Shares withheld for taxes due on 271 shares issued.

F4: Shares withheld for taxes due on 646 shares issued.

F5: These performance stock units convert into shares of common stock on a 1-for-1 basis.

F6: This amount reflects a 107.5% payout based on the performance criteria achieved.

F7: These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.

F8: This amount has been adjusted to reflect the increase in number of performance stock units of the original grant based on performance criteria. Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.

F9: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F10: These restricted stock units vest in three equal annual installments beginning on the date shown.

F11: Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.

F12: This amount reflects a 57.5% payout based on the performance criteria achieved.

F13: This amount has been adjusted to reflect the decrease in number of performance stock units of the original grant based on performance criteria. Amount also includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.

F14: This option vests in three equal annual installments beginning on the date shown.

F15: This option vests in three equal installments beginning on the date shown.

F16: These performance-based non-qualified stock options vest on the date shown contingent upon H.B. Fuller achieving adjusted EBITDA at least at the threshold level of performance.

F17: This amount has been adjusted to reflect the increase in number of performance stock units of the original grant based on performance criteria. Amount also includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.

F18: These restricted stock units vest in one annual installment on the date shown.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 26, 2019 Filed Jan 29, 2019 23:15 UTC FULLER H B CO FUL · Entity 4255 Exercise / conversionRestricted Stock Units · Derivative 646 $46.50 Strike: $0.00 $30,039.00
Disclosure

SEC source: 0001225208-19-001455 · doc4.xml · derivative · entry 12

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666.35

Underlying: Common Stock · 646 shares

Expires 2020-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F10 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on the date shown.

F11 · balance_after: Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 23:15 UTC FULLER H B CO FUL · Entity 4255 Exercise / conversionPerformance Stock Units · Derivative 271 $46.50 Strike: $0.00 $12,601.50
Disclosure

SEC source: 0001225208-19-001455 · doc4.xml · derivative · entry 11

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491.26

Underlying: Common Stock · 271 shares

Expires 2020-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These performance stock units convert into shares of common stock on a 1-for-1 basis.

F12 · shares: This amount reflects a 57.5% payout based on the performance criteria achieved.

F7 · derivative.exercise_date: These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.

F13 · balance_after: This amount has been adjusted to reflect the decrease in number of performance stock units of the original grant based on performance criteria. Amount also includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 23:15 UTC FULLER H B CO FUL · Entity 4255 Tax withholdingCommon Stock 238 $46.50 $11,067.00
Disclosure

SEC source: 0001225208-19-001455 · doc4.xml · nonDerivative · entry 8

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,477

F4 · shares: Shares withheld for taxes due on 646 shares issued.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 23:15 UTC FULLER H B CO FUL · Entity 4255 Tax withholdingCommon Stock 101 $46.50 $4,696.50
Disclosure

SEC source: 0001225208-19-001455 · doc4.xml · nonDerivative · entry 7

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,715

F3 · shares: Shares withheld for taxes due on 271 shares issued.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 23:15 UTC FULLER H B CO FUL · Entity 4255 Exercise / conversionCommon Stock 271 $46.50 $12,601.50
Disclosure

SEC source: 0001225208-19-001455 · doc4.xml · nonDerivative · entry 6

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 23:15 UTC FULLER H B CO FUL · Entity 4255 Exercise / conversionCommon Stock 646 $46.50 $30,039.00
Disclosure

SEC source: 0001225208-19-001455 · doc4.xml · nonDerivative · entry 5

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2019 Filed Jan 29, 2019 23:15 UTC FULLER H B CO FUL · Entity 4255 Exercise / conversionRestricted Stock Units · Derivative 421 $46.50 Strike: $0.00 $19,576.50
Disclosure

SEC source: 0001225208-19-001455 · doc4.xml · derivative · entry 10

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 859.54

Underlying: Common Stock · 421 shares

Expires 2028-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F10 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on the date shown.

F11 · balance_after: Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.

Read SEC document
January 25, 2019 Filed Jan 29, 2019 23:15 UTC FULLER H B CO FUL · Entity 4255 Exercise / conversionPerformance Stock Units · Derivative 453 $46.50 Strike: $0.00 $21,064.50
Disclosure

SEC source: 0001225208-19-001455 · doc4.xml · derivative · entry 9

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 857.54

Underlying: Common Stock · 453 shares

Expires 2028-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These performance stock units convert into shares of common stock on a 1-for-1 basis.

F6 · shares: This amount reflects a 107.5% payout based on the performance criteria achieved.

F7 · derivative.exercise_date: These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.

F8 · balance_after: This amount has been adjusted to reflect the increase in number of performance stock units of the original grant based on performance criteria. Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.

Read SEC document
January 25, 2019 Filed Jan 29, 2019 23:15 UTC FULLER H B CO FUL · Entity 4255 Tax withholdingCommon Stock 167 $46.50 $7,765.50
Disclosure

SEC source: 0001225208-19-001455 · doc4.xml · nonDerivative · entry 4

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,899

F2 · shares: Shares withheld for taxes due on 453 shares issued.

Read SEC document
January 25, 2019 Filed Jan 29, 2019 23:15 UTC FULLER H B CO FUL · Entity 4255 Tax withholdingCommon Stock 156 $46.50 $7,254.00
Disclosure

SEC source: 0001225208-19-001455 · doc4.xml · nonDerivative · entry 3

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,066

F1 · shares: Shares withheld for taxes due on 421 shares issued.

Read SEC document
January 25, 2019 Filed Jan 29, 2019 23:15 UTC FULLER H B CO FUL · Entity 4255 Exercise / conversionCommon Stock 421 $46.50 $19,576.50
Disclosure

SEC source: 0001225208-19-001455 · doc4.xml · nonDerivative · entry 2

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2019 Filed Jan 29, 2019 23:15 UTC FULLER H B CO FUL · Entity 4255 Exercise / conversionCommon Stock 453 $46.50 $21,064.50
Disclosure

SEC source: 0001225208-19-001455 · doc4.xml · nonDerivative · entry 1

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2019 Filed Jan 28, 2019 21:24 UTC FULLER H B CO FUL · Entity 4255 GrantRestricted Stock Units · Derivative 1,621 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001353 · doc4.xml · derivative · entry 5

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,621

Underlying: Common Stock · 1,621 shares

Expires 2022-01-24

F5 · derivative.exercise_price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F5 · price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on the date shown.

Read SEC document
January 24, 2019 Filed Jan 28, 2019 21:24 UTC FULLER H B CO FUL · Entity 4255 GrantRestricted Stock Units · Derivative 481 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001353 · doc4.xml · derivative · entry 4

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481

Underlying: Common Stock · 481 shares

Expires 2020-01-24

F5 · derivative.exercise_price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F5 · price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units vest in one annual installment on the date shown.

Read SEC document
January 24, 2019 Filed Jan 28, 2019 21:24 UTC FULLER H B CO FUL · Entity 4255 GrantPerformance Stock Units · Derivative 1,621 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001353 · doc4.xml · derivative · entry 3

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,621

Underlying: Common Stock · 1,621 shares

Expires 2022-01-24

F2 · derivative.exercise_price: These performance stock units convert into shares of common stock on a 1-for-1 basis.

F3 · shares: Each performance stock unit represents a contingent right to receive one share of H.B. Fuller common stock. Prior to vesting, the number of units subject to the award will be adjusted based on the company's return on invested capital performance for the applicable year. The number of units may increase to as much as 200% or decrease as low as 0% of the initial number of units depending on the level of ROIC performance. The grant amount is shown at a target level of performance

F2 · price: These performance stock units convert into shares of common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.

Read SEC document
January 24, 2019 Filed Jan 28, 2019 21:24 UTC FULLER H B CO FUL · Entity 4255 GrantEmployee Stock Option (Right-to-Buy) · Derivative 15,109 $45.05 Strike: $45.05 $680,660.45
Disclosure

SEC source: 0001225208-19-001353 · doc4.xml · derivative · entry 2

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,109

Underlying: Common Stock · 15,109 shares

Expires 2019-01-24

F1 · derivative.exercise_date: This option vests in three equal annual installments beginning on the date shown.

Read SEC document
October 12, 2018 Filed Oct 16, 2018 17:49 UTC FULLER H B CO FUL · Entity 4255 Exercise / conversionRestricted Stock Units · Derivative 202 $45.50 Strike: $0.00 $9,191.00
Disclosure

SEC source: 0001225208-18-014612 · doc4.xml · derivative · entry 6

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210.67

Underlying: Common Stock · 202 shares

Expires 2019-10-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on the date shown.

F8 · balance_after: Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.

Read SEC document
October 12, 2018 Filed Oct 16, 2018 17:49 UTC FULLER H B CO FUL · Entity 4255 Exercise / conversionPerformance Stock Units · Derivative 237 $45.50 Strike: $0.00 $10,783.50
Disclosure

SEC source: 0001225208-18-014612 · doc4.xml · derivative · entry 5

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209.65

Underlying: Common Stock · 237 shares

Expires 2019-10-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These performance stock units convert into shares of common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: These performance stock units vest in three annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.

F5 · balance_after: Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.

Read SEC document
October 12, 2018 Filed Oct 16, 2018 17:49 UTC FULLER H B CO FUL · Entity 4255 Tax withholdingCommon Stock 75 $45.50 $3,412.50
Disclosure

SEC source: 0001225208-18-014612 · doc4.xml · nonDerivative · entry 4

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,348

F2 · shares: Shares withheld for taxes due on 237 shares issued.

Read SEC document
October 12, 2018 Filed Oct 16, 2018 17:49 UTC FULLER H B CO FUL · Entity 4255 Tax withholdingCommon Stock 65 $45.50 $2,957.50
Disclosure

SEC source: 0001225208-18-014612 · doc4.xml · nonDerivative · entry 3

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,423

F1 · shares: Shares withheld for taxes due on 202 shares issued.

Read SEC document
October 12, 2018 Filed Oct 16, 2018 17:49 UTC FULLER H B CO FUL · Entity 4255 Exercise / conversionCommon Stock 202 $45.50 $9,191.00
Disclosure

SEC source: 0001225208-18-014612 · doc4.xml · nonDerivative · entry 2

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 12, 2018 Filed Oct 16, 2018 17:49 UTC FULLER H B CO FUL · Entity 4255 Exercise / conversionCommon Stock 237 $45.50 $10,783.50
Disclosure

SEC source: 0001225208-18-014612 · doc4.xml · nonDerivative · entry 1

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2018 Filed Jan 31, 2018 00:33 UTC FULLER H B CO FUL · Entity 4255 Exercise / conversionRestricted Stock Units · Derivative 638 $54.53 Strike: $0.00 $34,790.14
Disclosure

SEC source: 0001225208-18-001882 · doc4.xml · derivative · entry 6

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,296.7

Underlying: Common Stock · 638 shares

Expires 2020-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F8 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on the date shown.

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January 26, 2018 Filed Jan 31, 2018 00:33 UTC FULLER H B CO FUL · Entity 4255 Exercise / conversionPerformance Stock Units · Derivative 489 $54.53 Strike: $0.00 $26,665.17
Disclosure

SEC source: 0001225208-18-001882 · doc4.xml · derivative · entry 5

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 946.84

Underlying: Common Stock · 489 shares

Expires 2020-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These performance stock units convert into shares of common stock on a 1-for-1 basis.

F4 · shares: This amount reflects a 105% payout based on the performance criteria achieved.

F5 · derivative.exercise_date: These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.

F6 · balance_after: This amount has been adjusted to reflect the increase in number of performance stock units of the original grant based on performance criteria. Amount also includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.

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January 26, 2018 Filed Jan 31, 2018 00:33 UTC FULLER H B CO FUL · Entity 4255 Tax withholdingCommon Stock 196 $54.53 $10,687.88
Disclosure

SEC source: 0001225208-18-001882 · doc4.xml · nonDerivative · entry 4

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,049

F2 · shares: Shares withheld for taxes due on 638 shares issued.

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January 26, 2018 Filed Jan 31, 2018 00:33 UTC FULLER H B CO FUL · Entity 4255 Tax withholdingCommon Stock 150 $54.53 $8,179.50
Disclosure

SEC source: 0001225208-18-001882 · doc4.xml · nonDerivative · entry 3

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,245

F1 · shares: Shares withheld for taxes due on 489 shares issued.

Read SEC document
January 26, 2018 Filed Jan 31, 2018 00:33 UTC FULLER H B CO FUL · Entity 4255 Exercise / conversionCommon Stock 489 $54.53 $26,665.17
Disclosure

SEC source: 0001225208-18-001882 · doc4.xml · nonDerivative · entry 2

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2018 Filed Jan 31, 2018 00:33 UTC FULLER H B CO FUL · Entity 4255 Exercise / conversionCommon Stock 638 $54.53 $34,790.14
Disclosure

SEC source: 0001225208-18-001882 · doc4.xml · nonDerivative · entry 1

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2018 Filed Jan 29, 2018 23:19 UTC FULLER H B CO FUL · Entity 4255 GrantRestricted Stock Units · Derivative 1,269 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001813 · doc4.xml · derivative · entry 4

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,269

Underlying: Common Stock · 1,269 shares

Expires 2028-01-25

F5 · derivative.exercise_price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F5 · price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on the date shown.

Read SEC document
January 25, 2018 Filed Jan 29, 2018 23:19 UTC FULLER H B CO FUL · Entity 4255 GrantPerformance Stock Units · Derivative 1,268 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001813 · doc4.xml · derivative · entry 3

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,268

Underlying: Common Stock · 1,268 shares

Expires 2028-01-25

F2 · derivative.exercise_price: These performance stock units convert into shares of common stock on a 1-for-1 basis.

F3 · shares: Each performance stock unit represents a contingent right to receive one share of H.B. Fuller common stock. Prior to vesting, the number of units subject to the award will be adjusted based on the company's return on invested capital performance for the applicable year. The number of units may increase to as much as 200% or decrease as low as 0% of the initial number of units depending on the level of ROIC performance. The grant amount is shown at a target level of performance.

F2 · price: These performance stock units convert into shares of common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.

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January 25, 2018 Filed Jan 29, 2018 23:19 UTC FULLER H B CO FUL · Entity 4255 GrantEmployee Stock Option (Right-to-Buy) · Derivative 12,008 $53.57 Strike: $53.57 $643,268.56
Disclosure

SEC source: 0001225208-18-001813 · doc4.xml · derivative · entry 2

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,008

Underlying: Common Stock · 12,008 shares

Expires 2028-01-25

F1 · derivative.exercise_date: This option vests in three equal annual installments beginning on the date shown.

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October 20, 2017 Filed Oct 24, 2017 21:45 UTC FULLER H B CO FUL · Entity 4255 GrantPerformance Stock Option (Right-to-Buy) · Derivative 34,403 $57.70 Strike: $57.70 $1,985,053.10
Disclosure

SEC source: 0001225208-17-016516 · doc4.xml · derivative · entry 2

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,403

Underlying: Common Stock · 34,403 shares

Expires 2027-10-20

F1 · shares: Each performance-based non-qualified stock option represents a contingent right and option to purchase all or any part of an aggregate of 34,403 shares of Common Stock at the price of $57.70 per share. Prior to vesting, the number of options subject to the award will be adjusted based on the company's adjusted EBITDA performance for fiscal year 2020. The number of options may decrease to as low as 0% of the initial number of options depending on the level of adjusted EBITDA performance. The grant amount is shown at the superior level of performance.

F2 · derivative.exercise_date: These performance-based non-qualified stock options vest on the date shown contingent upon H.B. Fuller achieving adjusted EBITDA at least at the threshold level of performance.

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October 12, 2017 Filed Oct 16, 2017 14:48 UTC FULLER H B CO FUL · Entity 4255 Exercise / conversionRestricted Stock Units · Derivative 200 $57.15 Strike: $0.00 $11,430.00
Disclosure

SEC source: 0001225208-17-016260 · doc4.xml · derivative · entry 6

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408.05

Underlying: Common Stock · 200 shares

Expires 2019-10-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on the date shown.

F8 · balance_after: Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.

Read SEC document
October 12, 2017 Filed Oct 16, 2017 14:48 UTC FULLER H B CO FUL · Entity 4255 Exercise / conversionPerformance Stock Units · Derivative 254 $57.15 Strike: $0.00 $14,516.10
Disclosure

SEC source: 0001225208-17-016260 · doc4.xml · derivative · entry 5

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407.03

Underlying: Common Stock · 254 shares

Expires 2019-10-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These performance stock units convert into shares of common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: These performance stock units vest in three annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.

F5 · balance_after: This amount has been adjusted to reflect the increase in number of performance stock units of the original grant based on performance criteria. Amount also includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.

Read SEC document
October 12, 2017 Filed Oct 16, 2017 14:48 UTC FULLER H B CO FUL · Entity 4255 Tax withholdingCommon Stock 88 $57.15 $5,029.20
Disclosure

SEC source: 0001225208-17-016260 · doc4.xml · nonDerivative · entry 4

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,268

F2 · shares: Shares withheld for taxes due on 254 shares issued.

Read SEC document
October 12, 2017 Filed Oct 16, 2017 14:48 UTC FULLER H B CO FUL · Entity 4255 Tax withholdingCommon Stock 68 $57.15 $3,886.20
Disclosure

SEC source: 0001225208-17-016260 · doc4.xml · nonDerivative · entry 3

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,356

F1 · shares: Shares withheld for taxes due on 200 shares issued.

Read SEC document
October 12, 2017 Filed Oct 16, 2017 14:48 UTC FULLER H B CO FUL · Entity 4255 Exercise / conversionCommon Stock 200 $57.15 $11,430.00
Disclosure

SEC source: 0001225208-17-016260 · doc4.xml · nonDerivative · entry 2

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 12, 2017 Filed Oct 16, 2017 14:48 UTC FULLER H B CO FUL · Entity 4255 Exercise / conversionCommon Stock 254 $57.15 $14,516.10
Disclosure

SEC source: 0001225208-17-016260 · doc4.xml · nonDerivative · entry 1

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 12, 2017 Filed Jul 14, 2017 19:12 UTC FULLER H B CO FUL · Entity 4255 PurchaseCommon Stock 970 $51.41 $49,863.53
Disclosure

SEC source: 0001225208-17-012602 · doc4.xml · nonDerivative · entry 1

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 970

Read SEC document
January 26, 2017 Filed Jan 31, 2017 00:24 UTC FULLER H B CO FUL · Entity 4255 GrantRestricted Stock Units · Derivative 1,913 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002071 · doc4.xml · derivative · entry 3

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,913

Underlying: Common Stock · 1,913 shares

Expires 2020-01-26

F5 · derivative.exercise_price: H.B. Fuller Company 2016 Master Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F5 · price: H.B. Fuller Company 2016 Master Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: H.B. Fuller Company 2016 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on the date shown.

Read SEC document
January 26, 2017 Filed Jan 31, 2017 00:24 UTC FULLER H B CO FUL · Entity 4255 GrantPerformance Stock Units · Derivative 1,397 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002071 · doc4.xml · derivative · entry 2

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,397

Underlying: Common Stock · 1,397 shares

Expires 2020-01-26

F2 · derivative.exercise_price: H.B. Fuller Company 2016 Master Incentive Plan: These performance stock units convert into shares of common stock on a 1-for-1 basis.

F3 · shares: H.B. Fuller Company 2016 Master Incentive Plan: Each performance stock unit represents a contingent right to receive one share of H.B. Fuller common stock. Prior to vesting, the number of units subject to the award will be adjusted based on the company's return on invested capital performance for the applicable year. The number of units may increase to as much as 200% or decrease as low as 0% of the initial number of units depending on the level of ROIC performance. The grant amount is shown at a target level of performance.

F2 · price: H.B. Fuller Company 2016 Master Incentive Plan: These performance stock units convert into shares of common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: H.B. Fuller Company 2016 Master Incentive Plan: These performance stock units vest in three annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.

Read SEC document
January 26, 2017 Filed Jan 31, 2017 00:24 UTC FULLER H B CO FUL · Entity 4255 GrantEmployee Stock Option (Right-to-Buy) · Derivative 13,033 $50.10 Strike: $50.10 $652,953.30
Disclosure

SEC source: 0001225208-17-002071 · doc4.xml · derivative · entry 1

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,033

Underlying: Common Stock · 13,033 shares

Expires 2027-01-26

F1 · derivative.exercise_date: H.B. Fuller Company 2016 Master Incentive Plan: This option vests in three equal installments beginning on the date shown.

Read SEC document
October 12, 2016 Filed Oct 14, 2016 19:12 UTC FULLER H B CO FUL · Entity 4255 GrantRestricted Stock Units · Derivative 601 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-040493 · doc4.xml · derivative · entry 3

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 601

Underlying: Common Stock · 601 shares

Expires 2019-10-12

F5 · derivative.exercise_price: H.B. Fuller Company 2016 Master Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F5 · price: H.B. Fuller Company 2016 Master Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: H.B. Fuller Company 2016 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on the date shown above. These restricted stock units make up part of the reporting person's fiscal year 2016 long-term incentive plan grant.

Read SEC document
October 12, 2016 Filed Oct 14, 2016 19:12 UTC FULLER H B CO FUL · Entity 4255 GrantPerformance Stock Units · Derivative 600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-040493 · doc4.xml · derivative · entry 2

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Underlying: Common Stock · 600 shares

Expires 2019-10-12

F2 · derivative.exercise_price: H.B. Fuller Company 2016 Master Incentive Plan: These performance stock units convert into shares of common stock on a 1-for-1 basis.

F3 · shares: H.B. Fuller Company 2016 Master Incentive Plan: Each restricted stock unit represents a contingent right to receive one share of H.B. Fuller common stock. Prior to vesting, the number of units subject to the award will be adjusted based on the company's return on invested capital performance for the applicable year. The number of units may increase to as much as 200% or decrease as low as 0% of the initial number of units depending on the level of ROIC performance. The grant amount is shown at a target level of performance.

F2 · price: H.B. Fuller Company 2016 Master Incentive Plan: These performance stock units convert into shares of common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: H.B. Fuller Company 2016 Master Incentive Plan: These performance stock units vest in three annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting. These performance stock units make up part of the reporting person's fiscal year 2016 long-term incentive plan grant.

Read SEC document
October 12, 2016 Filed Oct 14, 2016 19:12 UTC FULLER H B CO FUL · Entity 4255 GrantEmployee Stock Option (Right-to-Buy) · Derivative 5,251 $44.82 Strike: $44.82 $235,349.82
Disclosure

SEC source: 0001225208-16-040493 · doc4.xml · derivative · entry 1

Crail Dietrich J. · CIK 0001683260 · Vice President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,251

Underlying: Common Stock · 5,251 shares

Expires 2026-10-12

F1 · derivative.exercise_date: H.B. Fuller Company 2016 Master Incentive Plan: This option vests in three equal annual installments beginning on the date shown above. This option makes up part of the reporting person's fiscal year 2016 long-term incentive plan grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.