organization · Reporting owner
Cleveland Capital Management, L.L.C.
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Flux Power Holdings, Inc.FLUX · Entity 7921 | 10% owner | January 29, 2019 | January 31, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Flux Power Holdings, Inc.
Report date January 29, 2019 · Filed January 31, 2019
Jointly reported with Massad Wade
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $.001 par valueSEC Table I · non-derivative | IndirectSee Footnote | 5,656,200 |
Reported balance
After 2019-01-29 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-01-29 · Purchase · Acquired 497,100 · Balance 5,656,200 F1: The securities are held in account(s) managed by Cleveland Capital Management, L.L.C. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership in the account(s) except to the extent of his pecuniary interest, if any therein. F2: The securities are held in client accounts and may be deemed to be indirectly beneficially owned by the Reporting Person, because it serves as the investment manager to such account and Wade Massad, as the Managing Member of Reporting Person. The Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities are held in account(s) managed by Cleveland Capital Management, L.L.C. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership in the account(s) except to the extent of his pecuniary interest, if any therein.
F2: The securities are held in client accounts and may be deemed to be indirectly beneficially owned by the Reporting Person, because it serves as the investment manager to such account and Wade Massad, as the Managing Member of Reporting Person. The Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 29, 2019 Filed Jan 31, 2019 21:17 UTC | Flux Power Holdings, Inc. FLUX · Entity 7921 | PurchaseCommon Stock, $.001 par value | 497,100 | $1.10 | $546,810.00 |
DisclosureSEC source: 0001654954-19-000920 · section16.xml · nonDerivative · entry 1 Cleveland Capital Management, L.L.C. · CIK 0001604742 · 10% owner Massad Wade · CIK 0001492831 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,656,200 F1 · kind: The securities are held in account(s) managed by Cleveland Capital Management, L.L.C. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership in the account(s) except to the extent of his pecuniary interest, if any therein. F2 · ownership.nature: The securities are held in client accounts and may be deemed to be indirectly beneficially owned by the Reporting Person, because it serves as the investment manager to such account and Wade Massad, as the Managing Member of Reporting Person. The Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| December 26, 2018 Filed Jan 22, 2019 23:47 UTC | Flux Power Holdings, Inc. FLUX · Entity 7921 | PurchaseCommon Stock, $.001 par value | 2,450,000 | $1.10 | $2,695,000.00 |
DisclosureSEC source: 0001654954-19-000686 · section16.xml · nonDerivative · entry 1 Cleveland Capital Management, L.L.C. · CIK 0001604742 · 10% owner Massad Wade · CIK 0001492831 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,159,100 F1 · kind: The securities are held in account(s) managed by Cleveland Capital Management, L.L.C. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership in the account(s) except to the extent of his pecuniary interest, if any therein. F2 · ownership.nature: The securities are held in the account of Cleveland Capital, L.P. and may be deemed to be indirectly beneficially owned by the Reporting Person, because it serves as the investment manager to such account(s) and Wade Massad, as the Managing Member of a Reporting Person. The Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.