Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CVR ENERGY INCCVI · Entity 4008 | VP-Env., Health, Safety & Sec. | December 14, 2018 | December 18, 2018 |
| CVR PARTNERS, LPUAN · Entity 8965 | VP-Env., Health, Safety & Sec. | January 01, 2018 | January 11, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CVR ENERGY INC
Report date December 14, 2018 · Filed December 18, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Incentive UnitsSEC Table II · derivative / convertible security | Direct | 4,415 |
Reported balance
After 2018-12-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-12-14 · Grant · Acquired 4,415 · Balance 4,415 F1: The Incentive Units were awarded to the reporting person by CVR Energy, Inc. as compensation for services as an officer on December 14, 2018. These Incentive Units vest ratably in three annual installments beginning in December of each year following the grant date, subject to the terms of the award agreement. F2: Each Incentive Unit reported herein represents the right to receive upon vesting, a cash payment equal to the average closing price of the common stock of CVR Energy, Inc. for the 10 trading days preceding the vesting date. The Incentive Units expire immediately following their vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: The Incentive Units were awarded to the reporting person by CVR Energy, Inc. as compensation for services as an officer on December 14, 2018. These Incentive Units vest ratably in three annual installments beginning in December of each year following the grant date, subject to the terms of the award agreement.
F2: Each Incentive Unit reported herein represents the right to receive upon vesting, a cash payment equal to the average closing price of the common stock of CVR Energy, Inc. for the 10 trading days preceding the vesting date. The Incentive Units expire immediately following their vesting.
CVR PARTNERS, LP
Report date January 01, 2018 · Filed January 11, 2018
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CVR Refining, LP
Report date January 29, 2019 · Filed January 31, 2019
Section 16 reporting ended · disclosed 2019-01-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2019-01-29 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-01-29 · Disposition to issuer · Disposed 4,623.3374 · Balance 0 F2: On January 29, 2019, all of the reported securities were disposed of to CVR Energy, Inc. ("CVR") in connection with CVR's exercise of its right under the Issuer's partnership agreement to purchase all of the issued and outstanding common units representing limited partner interests of the Issuer ("Common Units") not already owned by CVR Refining GP, LLC, a Delaware limited liability company and the general partner of the Issuer, or its affiliates for a cash purchase price of $10.50 per unit (the "Call Purchase"). Also on January 29, 2019, CVR purchased all of the remaining Common Units held by Icahn Enterprises Holdings L.P., a Delaware limited partnership, and American Entertainment Properties Corp., a Delaware corporation, (the "IEP Purchase" and, together with the Call Purchase, the "Purchase"). As a result of the Purchase, CVR owns, directly and indirectly, 100% of the Common Units. F1: The reported securities are held of record by the Ruben P. DeVelasco Living Trust (the "Living Trust"), for which the reporting person serves as a co-trustee, and in such capacity may be deemed to beneficially own the common units held by the Living Trust. These securities were previously incorrectly reported as held directly by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities are held of record by the Ruben P. DeVelasco Living Trust (the "Living Trust"), for which the reporting person serves as a co-trustee, and in such capacity may be deemed to beneficially own the common units held by the Living Trust. These securities were previously incorrectly reported as held directly by the reporting person.
F2: On January 29, 2019, all of the reported securities were disposed of to CVR Energy, Inc. ("CVR") in connection with CVR's exercise of its right under the Issuer's partnership agreement to purchase all of the issued and outstanding common units representing limited partner interests of the Issuer ("Common Units") not already owned by CVR Refining GP, LLC, a Delaware limited liability company and the general partner of the Issuer, or its affiliates for a cash purchase price of $10.50 per unit (the "Call Purchase"). Also on January 29, 2019, CVR purchased all of the remaining Common Units held by Icahn Enterprises Holdings L.P., a Delaware limited partnership, and American Entertainment Properties Corp., a Delaware corporation, (the "IEP Purchase" and, together with the Call Purchase, the "Purchase"). As a result of the Purchase, CVR owns, directly and indirectly, 100% of the Common Units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 29, 2019 Filed Jan 31, 2019 19:19 UTC | CVR Refining, LP CVRR · Entity 12045 | Disposition to issuerCommon Units | 4,623.3374 | $10.50 | $48,545.04 |
DisclosureSEC source: 0001104659-19-004852 · a4.xml · nonDerivative · entry 1 DeVelasco Janice T · CIK 0001727220 · VP-Env., Health, Safety & Sec. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F2 · kind: On January 29, 2019, all of the reported securities were disposed of to CVR Energy, Inc. ("CVR") in connection with CVR's exercise of its right under the Issuer's partnership agreement to purchase all of the issued and outstanding common units representing limited partner interests of the Issuer ("Common Units") not already owned by CVR Refining GP, LLC, a Delaware limited liability company and the general partner of the Issuer, or its affiliates for a cash purchase price of $10.50 per unit (the "Call Purchase"). Also on January 29, 2019, CVR purchased all of the remaining Common Units held by Icahn Enterprises Holdings L.P., a Delaware limited partnership, and American Entertainment Properties Corp., a Delaware corporation, (the "IEP Purchase" and, together with the Call Purchase, the "Purchase"). As a result of the Purchase, CVR owns, directly and indirectly, 100% of the Common Units. F1 · ownership.nature: The reported securities are held of record by the Ruben P. DeVelasco Living Trust (the "Living Trust"), for which the reporting person serves as a co-trustee, and in such capacity may be deemed to beneficially own the common units held by the Living Trust. These securities were previously incorrectly reported as held directly by the reporting person. Read SEC document |
| December 18, 2018 Filed Dec 18, 2018 18:44 UTC | CVR Refining, LP CVRR · Entity 12045 | Exercise / conversionIncentive Units · Derivative | 3,424 | $0.00 | $0.00 |
DisclosureSEC source: 0001558785-18-000081 · wf-form4_154517667464643.xml · derivative · entry 9 DeVelasco Janice T · CIK 0001727220 · VP-Env., Health, Safety & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 3,424 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: The Incentive Units were awarded to the reporting person by CVR Energy, Inc., an affiliate of CVR Refining, LP, as compensation for services as an officer on December 18, 2015. These Incentive Units vest ratably in three annual installments beginning in December of each year following the grant date, subject to the terms of the award agreement. F2 · derivative.exercise_price: Each Incentive Unit reported herein represents the right to receive upon vesting, a cash payment equal to the average closing price of the common units of CVR Refining, LP for the 10 business days preceding the vesting date. F2 · price: Each Incentive Unit reported herein represents the right to receive upon vesting, a cash payment equal to the average closing price of the common units of CVR Refining, LP for the 10 business days preceding the vesting date. F5 · derivative.exercise_date: The Incentive Units were awarded to the reporting person by CVR Energy, Inc., an affiliate of CVR Refining, LP, as compensation for services as an officer on December 18, 2015. These Incentive Units vest ratably in three annual installments beginning in December of each year following the grant date, subject to the terms of the award agreement. F6 · derivative.expiration_date: The Incentive Units expire immediately following their vesting. Read SEC document |
| December 18, 2018 Filed Dec 18, 2018 18:44 UTC | CVR Refining, LP CVRR · Entity 12045 | Disposition to issuerCommon Units | 3,424 | $13.00 | $44,512.00 |
DisclosureSEC source: 0001558785-18-000081 · wf-form4_154517667464643.xml · nonDerivative · entry 6 DeVelasco Janice T · CIK 0001727220 · VP-Env., Health, Safety & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 F5 · security: The Incentive Units were awarded to the reporting person by CVR Energy, Inc., an affiliate of CVR Refining, LP, as compensation for services as an officer on December 18, 2015. These Incentive Units vest ratably in three annual installments beginning in December of each year following the grant date, subject to the terms of the award agreement. F3 · price: This price represents the average closing price of the common units of CVR Refining, LP for the 10 business days preceding the vesting date. Read SEC document |
| December 18, 2018 Filed Dec 18, 2018 18:44 UTC | CVR Refining, LP CVRR · Entity 12045 | Exercise / conversionCommon Units | 3,424 | $0.00 | $0.00 |
DisclosureSEC source: 0001558785-18-000081 · wf-form4_154517667464643.xml · nonDerivative · entry 5 DeVelasco Janice T · CIK 0001727220 · VP-Env., Health, Safety & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: The Incentive Units were awarded to the reporting person by CVR Energy, Inc., an affiliate of CVR Refining, LP, as compensation for services as an officer on December 18, 2015. These Incentive Units vest ratably in three annual installments beginning in December of each year following the grant date, subject to the terms of the award agreement. F2 · price: Each Incentive Unit reported herein represents the right to receive upon vesting, a cash payment equal to the average closing price of the common units of CVR Refining, LP for the 10 business days preceding the vesting date. Read SEC document |
| December 16, 2018 Filed Dec 18, 2018 18:44 UTC | CVR Refining, LP CVRR · Entity 12045 | Exercise / conversionIncentive Units · Derivative | 7,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001558785-18-000081 · wf-form4_154517667464643.xml · derivative · entry 8 DeVelasco Janice T · CIK 0001727220 · VP-Env., Health, Safety & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,793 Underlying: Common Units · 7,793 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The Incentive Units were awarded to the reporting person by CVR Energy, Inc., an affiliate of CVR Refining, LP, as compensation for services as an officer on December 31, 2016. These Incentive Units vest ratably in three annual installments beginning in December of each year following the grant date, subject to the terms of the award agreement. F2 · derivative.exercise_price: Each Incentive Unit reported herein represents the right to receive upon vesting, a cash payment equal to the average closing price of the common units of CVR Refining, LP for the 10 business days preceding the vesting date. F2 · price: Each Incentive Unit reported herein represents the right to receive upon vesting, a cash payment equal to the average closing price of the common units of CVR Refining, LP for the 10 business days preceding the vesting date. F4 · derivative.exercise_date: The Incentive Units were awarded to the reporting person by CVR Energy, Inc., an affiliate of CVR Refining, LP, as compensation for services as an officer on December 31, 2016. These Incentive Units vest ratably in three annual installments beginning in December of each year following the grant date, subject to the terms of the award agreement. F6 · derivative.expiration_date: The Incentive Units expire immediately following their vesting. Read SEC document |
| December 16, 2018 Filed Dec 18, 2018 18:44 UTC | CVR Refining, LP CVRR · Entity 12045 | Disposition to issuerCommon Units | 7,793 | $13.30 | $103,646.90 |
DisclosureSEC source: 0001558785-18-000081 · wf-form4_154517667464643.xml · nonDerivative · entry 4 DeVelasco Janice T · CIK 0001727220 · VP-Env., Health, Safety & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 F4 · security: The Incentive Units were awarded to the reporting person by CVR Energy, Inc., an affiliate of CVR Refining, LP, as compensation for services as an officer on December 31, 2016. These Incentive Units vest ratably in three annual installments beginning in December of each year following the grant date, subject to the terms of the award agreement. F3 · price: This price represents the average closing price of the common units of CVR Refining, LP for the 10 business days preceding the vesting date. Read SEC document |
| December 16, 2018 Filed Dec 18, 2018 18:44 UTC | CVR Refining, LP CVRR · Entity 12045 | Exercise / conversionCommon Units | 7,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001558785-18-000081 · wf-form4_154517667464643.xml · nonDerivative · entry 3 DeVelasco Janice T · CIK 0001727220 · VP-Env., Health, Safety & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The Incentive Units were awarded to the reporting person by CVR Energy, Inc., an affiliate of CVR Refining, LP, as compensation for services as an officer on December 31, 2016. These Incentive Units vest ratably in three annual installments beginning in December of each year following the grant date, subject to the terms of the award agreement. F2 · price: Each Incentive Unit reported herein represents the right to receive upon vesting, a cash payment equal to the average closing price of the common units of CVR Refining, LP for the 10 business days preceding the vesting date. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 18:44 UTC | CVR Refining, LP CVRR · Entity 12045 | Exercise / conversionIncentive Units · Derivative | 5,886 | $0.00 | $0.00 |
DisclosureSEC source: 0001558785-18-000081 · wf-form4_154517667464643.xml · derivative · entry 7 DeVelasco Janice T · CIK 0001727220 · VP-Env., Health, Safety & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,770 Underlying: Common Units · 5,886 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Incentive Units were awarded to the reporting person by CVR Energy, Inc., an affiliate of CVR Refining, LP, as compensation for services as an officer on December 29, 2017. These Incentive Units vest ratably in three annual installments beginning in December of each year following the grant date, subject to the terms of the award agreement. F2 · derivative.exercise_price: Each Incentive Unit reported herein represents the right to receive upon vesting, a cash payment equal to the average closing price of the common units of CVR Refining, LP for the 10 business days preceding the vesting date. F2 · price: Each Incentive Unit reported herein represents the right to receive upon vesting, a cash payment equal to the average closing price of the common units of CVR Refining, LP for the 10 business days preceding the vesting date. F1 · derivative.exercise_date: The Incentive Units were awarded to the reporting person by CVR Energy, Inc., an affiliate of CVR Refining, LP, as compensation for services as an officer on December 29, 2017. These Incentive Units vest ratably in three annual installments beginning in December of each year following the grant date, subject to the terms of the award agreement. F6 · derivative.expiration_date: The Incentive Units expire immediately following their vesting. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 18:44 UTC | CVR Refining, LP CVRR · Entity 12045 | Disposition to issuerCommon Units | 5,886 | $13.30 | $78,283.80 |
DisclosureSEC source: 0001558785-18-000081 · wf-form4_154517667464643.xml · nonDerivative · entry 2 DeVelasco Janice T · CIK 0001727220 · VP-Env., Health, Safety & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 F1 · security: The Incentive Units were awarded to the reporting person by CVR Energy, Inc., an affiliate of CVR Refining, LP, as compensation for services as an officer on December 29, 2017. These Incentive Units vest ratably in three annual installments beginning in December of each year following the grant date, subject to the terms of the award agreement. F3 · price: This price represents the average closing price of the common units of CVR Refining, LP for the 10 business days preceding the vesting date. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 18:44 UTC | CVR Refining, LP CVRR · Entity 12045 | Exercise / conversionCommon Units | 5,886 | $0.00 | $0.00 |
DisclosureSEC source: 0001558785-18-000081 · wf-form4_154517667464643.xml · nonDerivative · entry 1 DeVelasco Janice T · CIK 0001727220 · VP-Env., Health, Safety & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Incentive Units were awarded to the reporting person by CVR Energy, Inc., an affiliate of CVR Refining, LP, as compensation for services as an officer on December 29, 2017. These Incentive Units vest ratably in three annual installments beginning in December of each year following the grant date, subject to the terms of the award agreement. F2 · price: Each Incentive Unit reported herein represents the right to receive upon vesting, a cash payment equal to the average closing price of the common units of CVR Refining, LP for the 10 business days preceding the vesting date. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 17:57 UTC | CVR ENERGY INC CVI · Entity 4008 | GrantIncentive Units · Derivative | 4,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001376139-18-000084 · wf-form4_154517383289125.xml · derivative · entry 1 DeVelasco Janice T · CIK 0001727220 · VP-Env., Health, Safety & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,415 Underlying: Common Stock · 4,415 shares Expires not disclosed F1 · security: The Incentive Units were awarded to the reporting person by CVR Energy, Inc. as compensation for services as an officer on December 14, 2018. These Incentive Units vest ratably in three annual installments beginning in December of each year following the grant date, subject to the terms of the award agreement. F2 · derivative.exercise_price: Each Incentive Unit reported herein represents the right to receive upon vesting, a cash payment equal to the average closing price of the common stock of CVR Energy, Inc. for the 10 trading days preceding the vesting date. The Incentive Units expire immediately following their vesting. F2 · price: Each Incentive Unit reported herein represents the right to receive upon vesting, a cash payment equal to the average closing price of the common stock of CVR Energy, Inc. for the 10 trading days preceding the vesting date. The Incentive Units expire immediately following their vesting. F1 · derivative.exercise_date: The Incentive Units were awarded to the reporting person by CVR Energy, Inc. as compensation for services as an officer on December 14, 2018. These Incentive Units vest ratably in three annual installments beginning in December of each year following the grant date, subject to the terms of the award agreement. F2 · derivative.expiration_date: Each Incentive Unit reported herein represents the right to receive upon vesting, a cash payment equal to the average closing price of the common stock of CVR Energy, Inc. for the 10 trading days preceding the vesting date. The Incentive Units expire immediately following their vesting. Read SEC document |
| November 14, 2018 Filed Jan 15, 2019 17:02 UTC | CVR Refining, LP CVRR · Entity 12045 | PurchaseCommon Units | 236.2079 | $16.72 | $3,948.50 |
DisclosureSEC source: 0001558785-19-000005 · wf-form4_154758972377650.xml · nonDerivative · entry 4 DeVelasco Janice T · CIK 0001727220 · VP-Env., Health, Safety & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,623.3374 F1 · date: The Common Units were acquired in connection with a distribution reinvestment election previously made by the reporting person. A Form 4 relating to the acquisition of these Common Units was not timely filed by the Reporting Person due to an administrative error. F1 · kind: The Common Units were acquired in connection with a distribution reinvestment election previously made by the reporting person. A Form 4 relating to the acquisition of these Common Units was not timely filed by the Reporting Person due to an administrative error. Read SEC document |
| August 14, 2018 Filed Jan 15, 2019 17:02 UTC | CVR Refining, LP CVRR · Entity 12045 | PurchaseCommon Units | 146.5709 | $19.09 | $2,798.40 |
DisclosureSEC source: 0001558785-19-000005 · wf-form4_154758972377650.xml · nonDerivative · entry 3 DeVelasco Janice T · CIK 0001727220 · VP-Env., Health, Safety & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,387.1295 F1 · date: The Common Units were acquired in connection with a distribution reinvestment election previously made by the reporting person. A Form 4 relating to the acquisition of these Common Units was not timely filed by the Reporting Person due to an administrative error. F1 · kind: The Common Units were acquired in connection with a distribution reinvestment election previously made by the reporting person. A Form 4 relating to the acquisition of these Common Units was not timely filed by the Reporting Person due to an administrative error. Read SEC document |
| May 15, 2018 Filed Jan 15, 2019 17:02 UTC | CVR Refining, LP CVRR · Entity 12045 | PurchaseCommon Units | 107.6537 | $19.58 | $2,107.77 |
DisclosureSEC source: 0001558785-19-000005 · wf-form4_154758972377650.xml · nonDerivative · entry 2 DeVelasco Janice T · CIK 0001727220 · VP-Env., Health, Safety & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,240.5586 F1 · date: The Common Units were acquired in connection with a distribution reinvestment election previously made by the reporting person. A Form 4 relating to the acquisition of these Common Units was not timely filed by the Reporting Person due to an administrative error. F1 · kind: The Common Units were acquired in connection with a distribution reinvestment election previously made by the reporting person. A Form 4 relating to the acquisition of these Common Units was not timely filed by the Reporting Person due to an administrative error. Read SEC document |
| March 13, 2018 Filed Jan 15, 2019 17:02 UTC | CVR Refining, LP CVRR · Entity 12045 | PurchaseCommon Units | 132.9049 | $16.72 | $2,221.66 |
DisclosureSEC source: 0001558785-19-000005 · wf-form4_154758972377650.xml · nonDerivative · entry 1 DeVelasco Janice T · CIK 0001727220 · VP-Env., Health, Safety & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,132.9049 F1 · date: The Common Units were acquired in connection with a distribution reinvestment election previously made by the reporting person. A Form 4 relating to the acquisition of these Common Units was not timely filed by the Reporting Person due to an administrative error. F1 · kind: The Common Units were acquired in connection with a distribution reinvestment election previously made by the reporting person. A Form 4 relating to the acquisition of these Common Units was not timely filed by the Reporting Person due to an administrative error. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.