Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COLGATE PALMOLIVE COCL · Entity 2972 | Director | December 31, 2018 | February 01, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COLGATE PALMOLIVE CO
Report date December 31, 2018 · Filed February 01, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 208,018 |
Ending reported balance
After 2018-08-27 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-08-23 · Gift · Disposed 338 · Balance 208,167 F1: Bona fide gifts. Row 2 · 2018-08-27 · Gift · Disposed 149 · Balance 208,018 F1: Bona fide gifts. |
Filing footnotes · ownership attribution and instrument terms
F1: Bona fide gifts.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AETNA INC /PA/
Report date November 28, 2018 · Filed November 28, 2018
Section 16 reporting ended · disclosed 2018-11-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2018-11-28 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2018-11-07 · Gift · Disposed 29,416 · Balance 17,210 Row 2 · 2018-11-08 · Gift · Disposed 17,000 · Balance 210 Row 3 · 2018-11-28 · Disposition to issuer · Disposed 210 · Balance 0 F1: Converted pursuant to the merger agreement (the "Merger Agreement") between CVS Health Corporation ("CVS Health") and Aetna Inc. ("Aetna") into $145 in cash and 0.8378 shares of CVS Health Common Stock for each share of Aetna Common Stock. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-11-28 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-11-28 · Disposition to issuer · Disposed 61,884.659 · Balance 0 F2: Units accrued under the Non-Employee Director Compensation Plan (the "Plan") pursuant to deferral of Director Fees and other compensation due upon termination. These Units were canceled pursuant to the terms of the Plan in exchange for an amount (the "Unit Amount") in cash for each Unit equal to the closing price of Aetna Common Stock on the closing date under the Merger Agreement. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-11-28 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-11-28 · Disposition to issuer · Disposed 38,052 · Balance 0 F3: Previously reported Units granted under the Plan. These Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Unit equal to the Unit Amount. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-11-28 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-11-28 · Disposition to issuer · Disposed 990 · Balance 0 F4: Restricted Stock Units granted under the Plan on May 18, 2018. These Restricted Stock Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Restricted Stock Unit equal to the closing price of Aetna Common Stock on the closing date under the Merger Agreement |
| Deferred Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-11-28 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-11-28 · Disposition to issuer · Disposed 8,103.6418 · Balance 0 F5: Deferred Restricted Stock Units accrued under the Plan pursuant to the deferral of Restricted Stock Unit grants. These Deferred Restricted Stock Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Deferred Stock Unit equal to the closing price of Aetna Common Stock on the closing date under the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Converted pursuant to the merger agreement (the "Merger Agreement") between CVS Health Corporation ("CVS Health") and Aetna Inc. ("Aetna") into $145 in cash and 0.8378 shares of CVS Health Common Stock for each share of Aetna Common Stock.
F2: Units accrued under the Non-Employee Director Compensation Plan (the "Plan") pursuant to deferral of Director Fees and other compensation due upon termination. These Units were canceled pursuant to the terms of the Plan in exchange for an amount (the "Unit Amount") in cash for each Unit equal to the closing price of Aetna Common Stock on the closing date under the Merger Agreement.
F3: Previously reported Units granted under the Plan. These Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Unit equal to the Unit Amount.
F4: Restricted Stock Units granted under the Plan on May 18, 2018. These Restricted Stock Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Restricted Stock Unit equal to the closing price of Aetna Common Stock on the closing date under the Merger Agreement
F5: Deferred Restricted Stock Units accrued under the Plan pursuant to the deferral of Restricted Stock Unit grants. These Deferred Restricted Stock Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Deferred Stock Unit equal to the closing price of Aetna Common Stock on the closing date under the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 28, 2018 Filed Nov 28, 2018 16:40 UTC | AETNA INC /PA/ AET · Entity 107289 | Disposition to issuerDeferred Restricted Stock Units · Derivative | 8,103.6418 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001122304-18-000173 · edgar.xml · derivative · entry 7 HANCOCK ELLEN M · CIK 0001182210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,103.6418 shares Expires not disclosed F5 · derivative.exercise_price: Deferred Restricted Stock Units accrued under the Plan pursuant to the deferral of Restricted Stock Unit grants. These Deferred Restricted Stock Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Deferred Stock Unit equal to the closing price of Aetna Common Stock on the closing date under the Merger Agreement. F5 · price: Deferred Restricted Stock Units accrued under the Plan pursuant to the deferral of Restricted Stock Unit grants. These Deferred Restricted Stock Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Deferred Stock Unit equal to the closing price of Aetna Common Stock on the closing date under the Merger Agreement. F5 · derivative.exercise_date: Deferred Restricted Stock Units accrued under the Plan pursuant to the deferral of Restricted Stock Unit grants. These Deferred Restricted Stock Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Deferred Stock Unit equal to the closing price of Aetna Common Stock on the closing date under the Merger Agreement. F5 · derivative.expiration_date: Deferred Restricted Stock Units accrued under the Plan pursuant to the deferral of Restricted Stock Unit grants. These Deferred Restricted Stock Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Deferred Stock Unit equal to the closing price of Aetna Common Stock on the closing date under the Merger Agreement. Read SEC document |
| November 28, 2018 Filed Nov 28, 2018 16:40 UTC | AETNA INC /PA/ AET · Entity 107289 | Disposition to issuerRestricted Stock Units · Derivative | 990 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001122304-18-000173 · edgar.xml · derivative · entry 6 HANCOCK ELLEN M · CIK 0001182210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 990 shares Expires not disclosed F4 · derivative.exercise_price: Restricted Stock Units granted under the Plan on May 18, 2018. These Restricted Stock Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Restricted Stock Unit equal to the closing price of Aetna Common Stock on the closing date under the Merger Agreement F4 · price: Restricted Stock Units granted under the Plan on May 18, 2018. These Restricted Stock Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Restricted Stock Unit equal to the closing price of Aetna Common Stock on the closing date under the Merger Agreement F4 · derivative.exercise_date: Restricted Stock Units granted under the Plan on May 18, 2018. These Restricted Stock Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Restricted Stock Unit equal to the closing price of Aetna Common Stock on the closing date under the Merger Agreement F4 · derivative.expiration_date: Restricted Stock Units granted under the Plan on May 18, 2018. These Restricted Stock Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Restricted Stock Unit equal to the closing price of Aetna Common Stock on the closing date under the Merger Agreement Read SEC document |
| November 28, 2018 Filed Nov 28, 2018 16:40 UTC | AETNA INC /PA/ AET · Entity 107289 | Disposition to issuerPhantom Stock Units · Derivative | 38,052 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001122304-18-000173 · edgar.xml · derivative · entry 5 HANCOCK ELLEN M · CIK 0001182210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,052 shares Expires not disclosed F3 · derivative.exercise_price: Previously reported Units granted under the Plan. These Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Unit equal to the Unit Amount. F3 · price: Previously reported Units granted under the Plan. These Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Unit equal to the Unit Amount. F3 · derivative.exercise_date: Previously reported Units granted under the Plan. These Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Unit equal to the Unit Amount. F3 · derivative.expiration_date: Previously reported Units granted under the Plan. These Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Unit equal to the Unit Amount. Read SEC document |
| November 28, 2018 Filed Nov 28, 2018 16:40 UTC | AETNA INC /PA/ AET · Entity 107289 | Disposition to issuerPhantom Stock Units · Derivative | 61,884.659 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001122304-18-000173 · edgar.xml · derivative · entry 4 HANCOCK ELLEN M · CIK 0001182210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 61,884.659 shares Expires not disclosed F2 · derivative.exercise_price: Units accrued under the Non-Employee Director Compensation Plan (the "Plan") pursuant to deferral of Director Fees and other compensation due upon termination. These Units were canceled pursuant to the terms of the Plan in exchange for an amount (the "Unit Amount") in cash for each Unit equal to the closing price of Aetna Common Stock on the closing date under the Merger Agreement. F2 · price: Units accrued under the Non-Employee Director Compensation Plan (the "Plan") pursuant to deferral of Director Fees and other compensation due upon termination. These Units were canceled pursuant to the terms of the Plan in exchange for an amount (the "Unit Amount") in cash for each Unit equal to the closing price of Aetna Common Stock on the closing date under the Merger Agreement. F2 · derivative.exercise_date: Units accrued under the Non-Employee Director Compensation Plan (the "Plan") pursuant to deferral of Director Fees and other compensation due upon termination. These Units were canceled pursuant to the terms of the Plan in exchange for an amount (the "Unit Amount") in cash for each Unit equal to the closing price of Aetna Common Stock on the closing date under the Merger Agreement. F2 · derivative.expiration_date: Units accrued under the Non-Employee Director Compensation Plan (the "Plan") pursuant to deferral of Director Fees and other compensation due upon termination. These Units were canceled pursuant to the terms of the Plan in exchange for an amount (the "Unit Amount") in cash for each Unit equal to the closing price of Aetna Common Stock on the closing date under the Merger Agreement. Read SEC document |
| November 28, 2018 Filed Nov 28, 2018 16:40 UTC | AETNA INC /PA/ AET · Entity 107289 | Disposition to issuerCommon Stock | 210 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001122304-18-000173 · edgar.xml · nonDerivative · entry 3 HANCOCK ELLEN M · CIK 0001182210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Converted pursuant to the merger agreement (the "Merger Agreement") between CVS Health Corporation ("CVS Health") and Aetna Inc. ("Aetna") into $145 in cash and 0.8378 shares of CVS Health Common Stock for each share of Aetna Common Stock. Read SEC document |
| November 08, 2018 Filed Nov 28, 2018 16:40 UTC | AETNA INC /PA/ AET · Entity 107289 | GiftCommon Stock | 17,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001122304-18-000173 · edgar.xml · nonDerivative · entry 2 HANCOCK ELLEN M · CIK 0001182210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210 Read SEC document |
| November 07, 2018 Filed Nov 28, 2018 16:40 UTC | AETNA INC /PA/ AET · Entity 107289 | GiftCommon Stock | 29,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001122304-18-000173 · edgar.xml · nonDerivative · entry 1 HANCOCK ELLEN M · CIK 0001182210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,210 Read SEC document |
| August 27, 2018 Filed Feb 1, 2019 21:36 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GiftCommon Stock | 149 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001658 · doc5.xml · nonDerivative · entry 2 HANCOCK ELLEN M · CIK 0001182210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,018 F1 · kind: Bona fide gifts. Read SEC document |
| August 23, 2018 Filed Feb 1, 2019 21:36 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GiftCommon Stock | 338 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001658 · doc5.xml · nonDerivative · entry 1 HANCOCK ELLEN M · CIK 0001182210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,167 F1 · kind: Bona fide gifts. Read SEC document |
| May 21, 2018 Filed May 22, 2018 16:07 UTC | AETNA INC /PA/ AET · Entity 107289 | Exercise / conversionRestricted Stock Units · Derivative | 1,203 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001122304-18-000096 · edgar.xml · derivative · entry 4 HANCOCK ELLEN M · CIK 0001182210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,203 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Units convert to Common Stock on a one-for-one basis. F1 · price: Units convert to Common Stock on a one-for-one basis. F3 · derivative.exercise_date: Units granted under the Plan. Subject to terms of the Plan, Units vested in four substantially equal installments on August 18, 2017, November 18, 2017, February 18, 2018, and May 18, 2018, with payment of the Units deferred until May 21, 2018. F3 · derivative.expiration_date: Units granted under the Plan. Subject to terms of the Plan, Units vested in four substantially equal installments on August 18, 2017, November 18, 2017, February 18, 2018, and May 18, 2018, with payment of the Units deferred until May 21, 2018. Read SEC document |
| May 21, 2018 Filed May 22, 2018 16:07 UTC | AETNA INC /PA/ AET · Entity 107289 | Exercise / conversionCommon Stock | 1,203 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001122304-18-000096 · edgar.xml · nonDerivative · entry 2 HANCOCK ELLEN M · CIK 0001182210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Units convert to Common Stock on a one-for-one basis. Read SEC document |
| May 18, 2018 Filed May 22, 2018 16:07 UTC | AETNA INC /PA/ AET · Entity 107289 | GrantRestricted Stock Units · Derivative | 990 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001122304-18-000096 · edgar.xml · derivative · entry 3 HANCOCK ELLEN M · CIK 0001182210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 990 Underlying: Common Stock · 990 shares Expires not disclosed F1 · derivative.exercise_price: Units convert to Common Stock on a one-for-one basis. F1 · price: Units convert to Common Stock on a one-for-one basis. F2 · derivative.exercise_date: Restricted Stock Units ("Units") granted under the Aetna Inc. 2010 Non-Employee Director Compensation Plan (the "Plan"). Subject to terms of the Plan, Units will vest in four substantially equal installments on August 18, 2018, November 18, 2018, February 18, 2019, and May 18, 2019, with payment of the Units deferred until May 20, 2019. Upon payment date, Units will be issued in Common Stock. F2 · derivative.expiration_date: Restricted Stock Units ("Units") granted under the Aetna Inc. 2010 Non-Employee Director Compensation Plan (the "Plan"). Subject to terms of the Plan, Units will vest in four substantially equal installments on August 18, 2018, November 18, 2018, February 18, 2019, and May 18, 2019, with payment of the Units deferred until May 20, 2019. Upon payment date, Units will be issued in Common Stock. Read SEC document |
| May 14, 2018 Filed May 16, 2018 20:43 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GrantStock Option (Right to Buy) · Derivative | 6,329 | $0.00 Strike: $62.04 | $0.00 |
DisclosureSEC source: 0001225208-18-009471 · doc4.xml · derivative · entry 2 HANCOCK ELLEN M · CIK 0001182210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,329 Underlying: Common Stock · 6,329 shares Expires 2024-05-14 F2 · kind: Annual director stock option grant under the issuer's incentive compensation plan. F3 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the May 14, 2018 grant date. Read SEC document |
| May 14, 2018 Filed May 16, 2018 20:43 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GrantCommon Stock | 2,901 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-009471 · doc4.xml · nonDerivative · entry 1 HANCOCK ELLEN M · CIK 0001182210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,756 F1 · kind: Annual director stock grant under the issuer's incentive compensation plan. Read SEC document |
| May 04, 2018 Filed May 22, 2018 16:07 UTC | AETNA INC /PA/ AET · Entity 107289 | GiftCommon Stock | 1,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001122304-18-000096 · edgar.xml · nonDerivative · entry 1 HANCOCK ELLEN M · CIK 0001182210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,423 Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 21:34 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Exercise / conversionStock Option (Right to Buy) · Derivative | 7,000 | $0.00 Strike: $49.50 | $0.00 |
DisclosureSEC source: 0001225208-18-002090 · doc4.xml · derivative · entry 3 HANCOCK ELLEN M · CIK 0001182210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,000 shares Expires 2018-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of stock options awarded under the issuer's Non-Employee Director Stock Option Plan. F4 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the May 14, 2012 grant date. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 21:34 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | SaleCommon Stock | 4,676 | $74.12 | $346,580.91 |
DisclosureSEC source: 0001225208-18-002090 · doc4.xml · nonDerivative · entry 2 HANCOCK ELLEN M · CIK 0001182210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,387 F2 · kind: Sale of shares with proceeds delivered to the issuer for payment of the exercise price of options under the issuer's Non-Employee Director Stock Option Plan and the related tax withholding. F3 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $74.02 to $74.15, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 21:34 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Exercise / conversionCommon Stock | 7,000 | $49.50 | $346,500.00 |
DisclosureSEC source: 0001225208-18-002090 · doc4.xml · nonDerivative · entry 1 HANCOCK ELLEN M · CIK 0001182210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,063 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of stock options awarded under the issuer's Non-Employee Director Stock Option Plan. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:48 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,357 | $0.00 Strike: $67.19 | $0.00 |
DisclosureSEC source: 0001225208-17-013249 · doc4.xml · derivative · entry 4 HANCOCK ELLEN M · CIK 0001182210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,357 shares Expires 2020-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise of stock options awarded under the issuer's Non-Employee Director Stock Option Plan. F5 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the May 12, 2014 grant date. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:48 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | SaleCommon Stock | 5,057 | $71.91 | $363,664.04 |
DisclosureSEC source: 0001225208-17-013249 · doc4.xml · nonDerivative · entry 3 HANCOCK ELLEN M · CIK 0001182210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,567 F3 · kind: Sale of shares with proceeds delivered to the issuer for payment of the exercise price of options under the issuer's Non-Employee Director Stock Option Plan. F4 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $71.91 to $71.915, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:48 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Exercise / conversionCommon Stock | 5,357 | $67.19 | $359,936.83 |
DisclosureSEC source: 0001225208-17-013249 · doc4.xml · nonDerivative · entry 2 HANCOCK ELLEN M · CIK 0001182210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise of stock options awarded under the issuer's Non-Employee Director Stock Option Plan. Read SEC document |
| June 30, 2017 Filed Aug 3, 2017 20:48 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GiftCommon Stock | 1,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-013249 · doc4.xml · nonDerivative · entry 1 HANCOCK ELLEN M · CIK 0001182210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,777 F1 · kind: Bona fide gift. Read SEC document |
| June 27, 2017 Filed Jun 28, 2017 16:08 UTC | AETNA INC /PA/ AET · Entity 107289 | GiftCommon Stock | 661 | $0.00 | $0.00 |
DisclosureSEC source: 0001122304-17-000081 · edgar.xml · nonDerivative · entry 2 HANCOCK ELLEN M · CIK 0001182210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,169 Read SEC document |
| June 26, 2017 Filed Jun 28, 2017 16:08 UTC | AETNA INC /PA/ AET · Entity 107289 | GiftCommon Stock | 661 | $0.00 | $0.00 |
DisclosureSEC source: 0001122304-17-000081 · edgar.xml · nonDerivative · entry 1 HANCOCK ELLEN M · CIK 0001182210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,830 Read SEC document |
| May 22, 2017 Filed May 23, 2017 16:28 UTC | AETNA INC /PA/ AET · Entity 107289 | Exercise / conversionRestricted Stock Units · Derivative | 1,537 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001122304-17-000057 · edgar.xml · derivative · entry 3 HANCOCK ELLEN M · CIK 0001182210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,537 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Units convert to Common Stock on a one-for-one basis. F1 · price: Units convert to Common Stock on a one-for-one basis. F3 · derivative.exercise_date: Units granted under the Plan. Subject to terms of the Plan, Units vested in four equal installments on August 20, 2016; November 20, 2016; February 20, 2017, and May 20, 2017, with payment of the Units deferred until May 22, 2017. F3 · derivative.expiration_date: Units granted under the Plan. Subject to terms of the Plan, Units vested in four equal installments on August 20, 2016; November 20, 2016; February 20, 2017, and May 20, 2017, with payment of the Units deferred until May 22, 2017. Read SEC document |
| May 22, 2017 Filed May 23, 2017 16:28 UTC | AETNA INC /PA/ AET · Entity 107289 | Exercise / conversionCommon Stock | 1,537 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001122304-17-000057 · edgar.xml · nonDerivative · entry 1 HANCOCK ELLEN M · CIK 0001182210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Units convert to Common Stock on a one-for-one basis. Read SEC document |
| May 19, 2017 Filed May 23, 2017 16:28 UTC | AETNA INC /PA/ AET · Entity 107289 | GrantRestricted Stock Units · Derivative | 1,203 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001122304-17-000057 · edgar.xml · derivative · entry 2 HANCOCK ELLEN M · CIK 0001182210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,203 Underlying: Common Stock · 1,203 shares Expires not disclosed F1 · derivative.exercise_price: Units convert to Common Stock on a one-for-one basis. F1 · price: Units convert to Common Stock on a one-for-one basis. F2 · derivative.exercise_date: Restricted Stock Units ("Units") granted under the Aetna Inc. 2010 Non-Employee Director Compensation Plan (the "Plan"). Subject to terms of the Plan, Units will vest in four substantially equal installments on August 19, 2017; November 19, 2017; February 19, 2018, and May 19, 2018, with payment of the Units deferred until May 21, 2018. Upon payment date, Units will be issued in Common Stock. F2 · derivative.expiration_date: Restricted Stock Units ("Units") granted under the Aetna Inc. 2010 Non-Employee Director Compensation Plan (the "Plan"). Subject to terms of the Plan, Units will vest in four substantially equal installments on August 19, 2017; November 19, 2017; February 19, 2018, and May 19, 2018, with payment of the Units deferred until May 21, 2018. Upon payment date, Units will be issued in Common Stock. Read SEC document |
| May 15, 2017 Filed May 18, 2017 00:48 UTC Amendment | COLGATE PALMOLIVE CO CL · Entity 2972 | GrantStock Option (Right to Buy) · Derivative | 5,703 | $0.00 Strike: $71.65 | $0.00 |
DisclosureSEC source: 0001225208-17-010017 · doc4a.xml · derivative · entry 5 HANCOCK ELLEN M · CIK 0001182210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,703 Underlying: Common Stock · 5,703 shares Expires 2023-05-15 F7 · kind: Annual director stock option grant under the issuer's incentive compensation plan. F8 · derivative.exercise_date: Option becomes exercisable in one-third increments beginning on the first anniversary of the grant date. Read SEC document |
| May 15, 2017 Filed May 18, 2017 00:48 UTC Amendment | COLGATE PALMOLIVE CO CL · Entity 2972 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,780 | $0.00 Strike: $60.45 | $0.00 |
DisclosureSEC source: 0001225208-17-010017 · doc4a.xml · derivative · entry 4 HANCOCK ELLEN M · CIK 0001182210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,780 shares Expires 2019-05-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise of stock options awarded under the issuer's incentive compensation plan. F6 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the May 13, 2013 grant date. Read SEC document |
| May 15, 2017 Filed May 18, 2017 00:48 UTC Amendment | COLGATE PALMOLIVE CO CL · Entity 2972 | SaleCommon Stock | 4,920 | $71.75 | $353,012.95 |
DisclosureSEC source: 0001225208-17-010017 · doc4a.xml · nonDerivative · entry 3 HANCOCK ELLEN M · CIK 0001182210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,174 F4 · kind: Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's incentive compensation plan. F5 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $71.75 to $71.76, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 15, 2017 Filed May 18, 2017 00:48 UTC Amendment | COLGATE PALMOLIVE CO CL · Entity 2972 | GrantCommon Stock | 2,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010017 · doc4a.xml · nonDerivative · entry 2 HANCOCK ELLEN M · CIK 0001182210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,094 F3 · kind: Annual director stock grant under the issuer's incentive compensation plan. Read SEC document |
| May 15, 2017 Filed May 18, 2017 00:48 UTC Amendment | COLGATE PALMOLIVE CO CL · Entity 2972 | Exercise / conversionCommon Stock | 5,780 | $60.45 | $349,401.00 |
DisclosureSEC source: 0001225208-17-010017 · doc4a.xml · nonDerivative · entry 1 HANCOCK ELLEN M · CIK 0001182210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This amendment is filed solely to report the transactions that were inadvertently omitted from the Reporting Person's Form 4 filed on May 17, 2017. F2 · kind: Exercise of stock options awarded under the issuer's incentive compensation plan. Read SEC document |
| December 13, 2016 Filed Feb 7, 2017 16:31 UTC | AETNA INC /PA/ AET · Entity 107289 | GiftCommon Stock | 780 | $0.00 | $0.00 |
DisclosureSEC source: 0001122304-17-000011 · edgar.xml · nonDerivative · entry 2 HANCOCK ELLEN M · CIK 0001182210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,954 Read SEC document |
| November 02, 2016 Filed Feb 7, 2017 16:31 UTC | AETNA INC /PA/ AET · Entity 107289 | GiftCommon Stock | 974 | $0.00 | $0.00 |
DisclosureSEC source: 0001122304-17-000011 · edgar.xml · nonDerivative · entry 1 HANCOCK ELLEN M · CIK 0001182210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,734 Read SEC document |
| July 15, 2016 Filed Feb 14, 2017 21:01 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GiftCommon Stock | 2,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-17-000394 · edgar.xml · nonDerivative · entry 1 HANCOCK ELLEN M · CIK 0001182210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,328 F1 · kind: Bona fide gift. F1 · price: Bona fide gift. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.