Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | Director | July 24, 2018 | July 25, 2018 |
| Elevance Health, Inc.ELV · Entity 2934 | Director | May 13, 2026 | May 15, 2026 |
| L3HARRIS TECHNOLOGIES, INC. /DE/LHX · Entity 610 | Director | May 11, 2026 | May 12, 2026 |
| NEXTERA ENERGY INCNEE · Entity 2855 | Director · Exec Chairman · Director of Sub | March 15, 2013 | March 18, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date July 24, 2018 · Filed July 25, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 45,190 |
Last balance in matching sequence
After 2018-07-24 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2018-07-24 · Exercise / conversion · Acquired 16,446 · Balance 61,636 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 3, 2018, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Row 2 · 2018-07-24 · Sale · Disposed 16,446 · Balance 45,190 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 3, 2018, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $16.93 · Expires 2019-04-22 | Direct | 0 |
Reported balance
After 2018-07-24 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-07-24 · Exercise / conversion · Disposed 16,446 · Balance 0 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 3, 2018, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| Common StockSEC Table I · non-derivative | IndirectBy Hay Family Limited Partnership | 1,806 |
Reported balance
Holding disclosure · report date 2018-07-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,806 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 3, 2018, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Elevance Health, Inc.
Report date May 13, 2026 · Filed May 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,070 |
Reported balance
After 2026-05-13 transaction · row 1
1 source rowRow 1 · 2026-05-13 · Grant · Acquired 563 · Balance 12,070 F1: Deferred stock units accrued under the Elevance Health, Inc. ("Company") Board of Directors Compensation Program. F2: The deferred stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferred stock units accrued under the Elevance Health, Inc. ("Company") Board of Directors Compensation Program.
F2: The deferred stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.
L3HARRIS TECHNOLOGIES, INC. /DE/
Report date May 11, 2026 · Filed May 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 7,419.34 |
Reported balance
After 2026-05-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-11 · Grant · Acquired 661 · Balance 7,419.34 F1: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on May 11, 2027, subject to the non-employee director's continued service and the terms and conditions of the director share unit agreement. Pursuant to a prior election to defer such units upon vesting, such units will be settled in shares of common of stock upon the reporting person's separation from service with the Issuer. F2: Includes 89.29 phantom stock units acquired through dividend credits since last reported by the reporting person. |
| Common Stock Par Value $1.00SEC Table I · non-derivative | IndirectBy grantor retained annuity trust | 14,078 |
Reported balance
Holding disclosure · report date 2026-05-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 14,078 F3: Shares previously reported as indirectly held by the Hay Second Family Limited Partnership were contributed by the reporting person to a grantor retained annuity trust on 12/12/2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on May 11, 2027, subject to the non-employee director's continued service and the terms and conditions of the director share unit agreement. Pursuant to a prior election to defer such units upon vesting, such units will be settled in shares of common of stock upon the reporting person's separation from service with the Issuer.
F2: Includes 89.29 phantom stock units acquired through dividend credits since last reported by the reporting person.
F3: Shares previously reported as indirectly held by the Hay Second Family Limited Partnership were contributed by the reporting person to a grantor retained annuity trust on 12/12/2025.
NEXTERA ENERGY INC
Report date March 15, 2013 · Filed March 18, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 278,139 |
Reported balance
After 2013-03-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2013-03-15 · Gift · Disposed 97,384 · Balance 278,139 F1: Transfer of shares to Hay Second Family Limited Partnership, the sole general partner of which is an entity controlled by the reporting person and his spouse and the limited partners of which are the reporting person and his spouse, as tenants by the entirety. F2: No consideration was paid or received in connection with the transfer of shares. F3: Includes 203,655 shares deferred until the reporting person's retirement. |
| Common StockSEC Table I · non-derivative | IndirectBy Hay Second Family Limited Partnership | 213,883 |
Reported balance
After 2013-03-15 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2013-03-15 · Gift · Acquired 97,384 · Balance 213,883 F1: Transfer of shares to Hay Second Family Limited Partnership, the sole general partner of which is an entity controlled by the reporting person and his spouse and the limited partners of which are the reporting person and his spouse, as tenants by the entirety. F2: No consideration was paid or received in connection with the transfer of shares. F4: The sole general partner is an entity controlled by the reporting person and his spouse and the limited partners are the reporting person and his spouse, as tenants by the entirety. |
| Common StockSEC Table I · non-derivative | IndirectBy grantor retained annuity trusts | 54,999 |
Reported balance
After 2013-03-15 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2013-03-15 · Sale · Disposed 60,000 · Balance 54,999 F5: Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2012. F6: Weighted average sale price. 60,000 shares sold through a trade order executed by a broker-dealer at prices ranging from $73.66 to $74.53 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer. |
| Common StockSEC Table I · non-derivative | IndirectBy Hay Family Limited Partnership | 143,416 |
Reported balance
Holding disclosure · report date 2013-03-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 143,416 |
| Common StockSEC Table I · non-derivative | IndirectBy Retirement Savings Plans Trust | 4,402 |
Reported balance
Holding disclosure · report date 2013-03-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 4,402 |
Filing footnotes · ownership attribution and instrument terms
F1: Transfer of shares to Hay Second Family Limited Partnership, the sole general partner of which is an entity controlled by the reporting person and his spouse and the limited partners of which are the reporting person and his spouse, as tenants by the entirety.
F2: No consideration was paid or received in connection with the transfer of shares.
F3: Includes 203,655 shares deferred until the reporting person's retirement.
F4: The sole general partner is an entity controlled by the reporting person and his spouse and the limited partners are the reporting person and his spouse, as tenants by the entirety.
F5: Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2012.
F6: Weighted average sale price. 60,000 shares sold through a trade order executed by a broker-dealer at prices ranging from $73.66 to $74.53 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2006 Filed Dec 6, 2006 01:42 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 188 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-06-067781 · rrd138381.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,610 F1 · price: Pursuant to the terms and conditions of the Agreement and Plan of Merger, dated as of March 12, 2006 (the "Merger Agreement"), between Capital One Financial Corporation ("Capital One") and North Fork Bancorporation Inc. ("North Fork"), at the effective time of the merger on December 1st, 2006, each outstanding share of North Fork common stock was converted into the right to receive either $28.144 in cash or 0.3692 of a share of Capital One common stock, at the election of each North Fork stockholder and subject to proration as described in the Merger Agreement. The amounts of Capital One common stock disclosed were received by the reporting person in consideration for his North Fork holdings. Read SEC document |
| June 12, 2006 Filed Jun 13, 2006 20:39 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | SaleCommon Stock | 1,795 | $41.76 | $74,959.20 |
DisclosureSEC source: 0001182705-06-000010 · edgar.xml · nonDerivative · entry 14 HAY LEWIS III · CIK 0001182705 · Director · President, CEO and Chairman · Dir/Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Indirect · By Hay Family Limited Partnership Disclosed balance after: 123,211 F1 · kind: Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2006. Read SEC document |
| June 12, 2006 Filed Jun 13, 2006 20:39 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | SaleCommon Stock | 7,600 | $41.75 | $317,300.00 |
DisclosureSEC source: 0001182705-06-000010 · edgar.xml · nonDerivative · entry 13 HAY LEWIS III · CIK 0001182705 · Director · President, CEO and Chairman · Dir/Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Indirect · By Hay Family Limited Partnership Disclosed balance after: 125,006 F1 · kind: Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2006. Read SEC document |
| June 12, 2006 Filed Jun 13, 2006 20:39 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | SaleCommon Stock | 9,600 | $41.82 | $401,472.00 |
DisclosureSEC source: 0001182705-06-000010 · edgar.xml · nonDerivative · entry 12 HAY LEWIS III · CIK 0001182705 · Director · President, CEO and Chairman · Dir/Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,489 F1 · kind: Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2006. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| June 12, 2006 Filed Jun 13, 2006 20:39 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | SaleCommon Stock | 2,200 | $41.79 | $91,938.00 |
DisclosureSEC source: 0001182705-06-000010 · edgar.xml · nonDerivative · entry 11 HAY LEWIS III · CIK 0001182705 · Director · President, CEO and Chairman · Dir/Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,089 F1 · kind: Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2006. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| June 12, 2006 Filed Jun 13, 2006 20:39 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | SaleCommon Stock | 1,300 | $41.80 | $54,340.00 |
DisclosureSEC source: 0001182705-06-000010 · edgar.xml · nonDerivative · entry 10 HAY LEWIS III · CIK 0001182705 · Director · President, CEO and Chairman · Dir/Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,289 F1 · kind: Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2006. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| June 12, 2006 Filed Jun 13, 2006 20:39 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | SaleCommon Stock | 600 | $41.83 | $25,098.00 |
DisclosureSEC source: 0001182705-06-000010 · edgar.xml · nonDerivative · entry 9 HAY LEWIS III · CIK 0001182705 · Director · President, CEO and Chairman · Dir/Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,589 F1 · kind: Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2006. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| June 12, 2006 Filed Jun 13, 2006 20:39 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | SaleCommon Stock | 1,905 | $41.84 | $79,705.20 |
DisclosureSEC source: 0001182705-06-000010 · edgar.xml · nonDerivative · entry 8 HAY LEWIS III · CIK 0001182705 · Director · President, CEO and Chairman · Dir/Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,189 F1 · kind: Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2006. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| June 12, 2006 Filed Jun 13, 2006 20:39 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | SaleCommon Stock | 4,600 | $41.78 | $192,188.00 |
DisclosureSEC source: 0001182705-06-000010 · edgar.xml · nonDerivative · entry 7 HAY LEWIS III · CIK 0001182705 · Director · President, CEO and Chairman · Dir/Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,094 F1 · kind: Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2006. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| June 12, 2006 Filed Jun 13, 2006 20:39 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | SaleCommon Stock | 400 | $41.76 | $16,704.00 |
DisclosureSEC source: 0001182705-06-000010 · edgar.xml · nonDerivative · entry 6 HAY LEWIS III · CIK 0001182705 · Director · President, CEO and Chairman · Dir/Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,694 F1 · kind: Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2006. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| June 12, 2006 Filed Jun 13, 2006 20:39 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | SaleCommon Stock | 4,000 | $41.71 | $166,840.00 |
DisclosureSEC source: 0001182705-06-000010 · edgar.xml · nonDerivative · entry 5 HAY LEWIS III · CIK 0001182705 · Director · President, CEO and Chairman · Dir/Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,094 F1 · kind: Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2006. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| June 12, 2006 Filed Jun 13, 2006 20:39 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | SaleCommon Stock | 3,800 | $41.72 | $158,536.00 |
DisclosureSEC source: 0001182705-06-000010 · edgar.xml · nonDerivative · entry 4 HAY LEWIS III · CIK 0001182705 · Director · President, CEO and Chairman · Dir/Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,094 F1 · kind: Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2006. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| June 12, 2006 Filed Jun 13, 2006 20:39 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | SaleCommon Stock | 2,200 | $41.77 | $91,894.00 |
DisclosureSEC source: 0001182705-06-000010 · edgar.xml · nonDerivative · entry 3 HAY LEWIS III · CIK 0001182705 · Director · President, CEO and Chairman · Dir/Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,894 F1 · kind: Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2006. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| June 12, 2006 Filed Jun 13, 2006 20:39 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | SaleCommon Stock | 6,400 | $41.74 | $267,136.00 |
DisclosureSEC source: 0001182705-06-000010 · edgar.xml · nonDerivative · entry 2 HAY LEWIS III · CIK 0001182705 · Director · President, CEO and Chairman · Dir/Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,094 F1 · kind: Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2006. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| June 12, 2006 Filed Jun 13, 2006 20:39 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | SaleCommon Stock | 3,600 | $41.75 | $150,300.00 |
DisclosureSEC source: 0001182705-06-000010 · edgar.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director · President, CEO and Chairman · Dir/Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,494 F1 · kind: Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2006. F2 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| May 31, 2006 Filed Jun 2, 2006 20:34 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantDirector Stock Option (Right to Buy) · Derivative | 3,400 | $0.00 Strike: $82.62 | $0.00 |
DisclosureSEC source: 0000927628-06-000053 · hay904.xml · derivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,400 Underlying: Common Stock · 3,400 shares Expires 2016-05-30 Read SEC document |
| May 01, 2006 Filed May 3, 2006 22:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-06-000044 · hay894.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,422 F1 · security: Restricted Stock Units which vest in their entirety on May 1, 2007. F2 · balance_after: Includes 82 shares that were transferred from the reporting person's indirect holdings on May 17, 2004. Read SEC document |
| March 07, 2006 Filed Mar 8, 2006 14:13 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | Tax withholdingCommon Stock | 7,290 | $39.67 | $289,194.30 |
DisclosureSEC source: 0001182705-06-000008 · edgar.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director · President, CEO and Chairman · Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,094 F1 · kind: Restricted stock withheld by Issuer to satisfy tax withholding obligations on vesting of restricted stock granted 03/07/2003. F2 · balance_after: Includes 203,655 shares deferred until reporting person's retirement. Read SEC document |
| February 16, 2006 Filed Feb 21, 2006 15:11 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | GrantEmployee Stock Option (Right to Buy) · Derivative | 90,000 | $0.00 Strike: $41.76 | $0.00 |
DisclosureSEC source: 0001182705-06-000006 · edgar.xml · derivative · entry 12 HAY LEWIS III · CIK 0001182705 · Director · President, CEO and Chairman · Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2016-02-16 F11 · price: Not applicable. F10 · derivative.exercise_date: Options to buy 30,000 shares become exercisable on each of 02/16/2007, 02/16/2008 and 02/16/2009. Read SEC document |
| February 16, 2006 Filed Feb 21, 2006 15:11 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | GrantPhantom Shares · Derivative | 3,201 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001182705-06-000006 · edgar.xml · derivative · entry 5 HAY LEWIS III · CIK 0001182705 · Director · President, CEO and Chairman · Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,975 Underlying: Common Stock · Not disclosed shares Expires not disclosed F6 · derivative.exercise_price: Phantom shares are annually credited to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the FPL Group, Inc. Supplemental Executive Retirement Plan in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Thrift Plan ("Thrift Plan") plus (b) theoretical earnings, by (c) the closing price of the Issuer's common stock on the last business day of the relevant year ($41.56 in 2005). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries. F6 · price: Phantom shares are annually credited to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the FPL Group, Inc. Supplemental Executive Retirement Plan in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Thrift Plan ("Thrift Plan") plus (b) theoretical earnings, by (c) the closing price of the Issuer's common stock on the last business day of the relevant year ($41.56 in 2005). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries. F6 · derivative.exercise_date: Phantom shares are annually credited to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the FPL Group, Inc. Supplemental Executive Retirement Plan in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Thrift Plan ("Thrift Plan") plus (b) theoretical earnings, by (c) the closing price of the Issuer's common stock on the last business day of the relevant year ($41.56 in 2005). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries. F6 · derivative.expiration_date: Phantom shares are annually credited to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the FPL Group, Inc. Supplemental Executive Retirement Plan in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Thrift Plan ("Thrift Plan") plus (b) theoretical earnings, by (c) the closing price of the Issuer's common stock on the last business day of the relevant year ($41.56 in 2005). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries. F6 · derivative.underlying_shares: Phantom shares are annually credited to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the FPL Group, Inc. Supplemental Executive Retirement Plan in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Thrift Plan ("Thrift Plan") plus (b) theoretical earnings, by (c) the closing price of the Issuer's common stock on the last business day of the relevant year ($41.56 in 2005). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries. Read SEC document |
| February 16, 2006 Filed Feb 21, 2006 15:11 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | GrantCommon Stock | 169,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001182705-06-000006 · edgar.xml · nonDerivative · entry 2 HAY LEWIS III · CIK 0001182705 · Director · President, CEO and Chairman · Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,384 F3 · kind: Reporting person deferred until his retirement receipt of these shares acquired in settlement of performance share awards (which were not derivative securities) under Issuer's Amended and Restated Long Term Incentive Plan, exempt under Rule 16b-3. F3 · shares: Reporting person deferred until his retirement receipt of these shares acquired in settlement of performance share awards (which were not derivative securities) under Issuer's Amended and Restated Long Term Incentive Plan, exempt under Rule 16b-3. F11 · price: Not applicable. F4 · balance_after: Includes 203,655 shares deferred until the reporting person's retirement. Read SEC document |
| February 16, 2006 Filed Feb 21, 2006 15:11 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | GrantCommon Stock | 67,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001182705-06-000006 · edgar.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director · President, CEO and Chairman · Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,303 F1 · kind: Restricted stock grant made pursuant to Issuer's Amended and Restated Long Term Incentive Plan, exempt under Rule 16b-3. F11 · price: Not applicable. F2 · balance_after: Includes 34,574 shares deferred until the reporting person's retirement. Read SEC document |
| February 15, 2006 Filed Feb 16, 2006 16:44 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | Tax withholdingCommon Stock | 7,006 | $41.59 | $291,379.54 |
DisclosureSEC source: 0001182705-06-000004 · edgar.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director · President, CEO and Chairman · Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,303 F1 · kind: Restricted stock withheld by Issuer to satisfy tax withholding obligations on vesting of restricted stock granted 02/13/2003 and 02/12/2004. F2 · balance_after: Includes 34,574 shares deferred until reporting person's retirement. Read SEC document |
| January 02, 2006 Filed Jan 3, 2006 21:57 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | Tax withholdingCommon Stock | 5,431 | $41.56 | $225,712.36 |
DisclosureSEC source: 0001182705-06-000002 · edgar.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director · President, CEO and Chairman · Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,309 F1 · kind: Restricted stock withheld by Issuer to satisfy tax withholding obligations on vesting of restricted stock granted 01/03/2005. F4 · price: Closing price of Issuer's common stock on the NYSE on December 30, 2005, the last trading date prior to the reported transaction, which is Fair Market Value under the Issuer's Amended and Restated Long Term Incentive Plan. F2 · balance_after: Includes 34,574 shares deferred until the reporting person's retirement. Read SEC document |
| July 25, 2005 Filed Jul 26, 2005 19:08 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | GiftCommon Stock | 59,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001182705-05-000016 · edgar.xml · nonDerivative · entry 2 HAY LEWIS III · CIK 0001182705 · Director · Chairman/President/CEO · Dir/Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Indirect · By Hay Family Limited Partnership Disclosed balance after: 132,606 F1 · kind: Transfer of shares to Hay Family Limited Partnership, the sole general partner of which is an entity controlled by the reporting person and the limited partners of which are the reporting person and his wife. F2 · price: Not applicable. F5 · balance_after: Reflects the Stock Split, which resulted in the acquisition by the Hay Family Limited Partnership of 36,650 shares of Issuer common stock. Read SEC document |
| July 25, 2005 Filed Jul 26, 2005 19:08 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | GiftCommon Stock | 59,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001182705-05-000016 · edgar.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director · Chairman/President/CEO · Dir/Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,740 F1 · kind: Transfer of shares to Hay Family Limited Partnership, the sole general partner of which is an entity controlled by the reporting person and the limited partners of which are the reporting person and his wife. F2 · price: Not applicable. F3 · balance_after: Reflects the March 15, 2005 two-for-one split of the Issuer's common stock (the "Stock Split"), which resulted in the acquisition by the reporting person directly of 123,523 shares of Issuer common stock (including 17,287 shares deferred until the reporting person's retirement). F4 · balance_after: Includes 34,574 shares (reflecting the Stock Split) deferred until the reporting person's retirement. Read SEC document |
| April 30, 2005 Filed May 3, 2005 19:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-05-000053 · hay630.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,340 F1 · security: Restricted Stock Units which vest in their entirety on April 30, 2006. Read SEC document |
| March 07, 2005 Filed Mar 8, 2005 20:14 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | Tax withholdingCommon Stock | 3,645 | $81.80 | $298,161.00 |
DisclosureSEC source: 0001182705-05-000014 · edgar.xml · nonDerivative · entry 3 HAY LEWIS III · CIK 0001182705 · Director · Chairman/President/CEO · Dir/Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,523 F1 · kind: Restricted stock withheld by Issuer to satisfy tax withholding obligation on vesting of restricted stock which was granted on March 7, 2003. F2 · balance_after: Includes 17,287 shares deferred until reporting person's retirement. Read SEC document |
| February 17, 2005 Filed Feb 19, 2005 02:59 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | GrantPhantom Shares · Derivative | 1,562 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001182705-05-000012 · edgar.xml · derivative · entry 4 HAY LEWIS III · CIK 0001182705 · Director · Chairman/President/CEO · Dir/Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,387 Underlying: Common Stock · Not disclosed shares Expires not disclosed F4 · derivative.exercise_price: Phantom shares credited to a Supplemental Matching Contribution Account for the reporting person pursuant to the FPL Group, Inc. Supplemental Executive Retirement Plan. Phantom shares represent the number of phantom shares of FPL Group, Inc. common stock credited to the reporting person if the phantom shares had been invested in FPL Group's company stock fund in its Thrift Plan during fiscal year 2004 based on share prices ranging from $60.97 to $75.95. Amount shown constitutes the difference between the balance at 12/31/04 and the balance at 12/31/03. Includes cash dividends that would be payable on the phantom shares if the reporting person was the record holder of the number of shares of FPL Group, Inc. common stock equal to the phantom shares. Shares of phantom stock are payable in cash following the reporting person's termination of employment with FPL Group, Inc. This filing is not an admission that the phantom shares are derivative securities. F4 · price: Phantom shares credited to a Supplemental Matching Contribution Account for the reporting person pursuant to the FPL Group, Inc. Supplemental Executive Retirement Plan. Phantom shares represent the number of phantom shares of FPL Group, Inc. common stock credited to the reporting person if the phantom shares had been invested in FPL Group's company stock fund in its Thrift Plan during fiscal year 2004 based on share prices ranging from $60.97 to $75.95. Amount shown constitutes the difference between the balance at 12/31/04 and the balance at 12/31/03. Includes cash dividends that would be payable on the phantom shares if the reporting person was the record holder of the number of shares of FPL Group, Inc. common stock equal to the phantom shares. Shares of phantom stock are payable in cash following the reporting person's termination of employment with FPL Group, Inc. This filing is not an admission that the phantom shares are derivative securities. F4 · derivative.exercise_date: Phantom shares credited to a Supplemental Matching Contribution Account for the reporting person pursuant to the FPL Group, Inc. Supplemental Executive Retirement Plan. Phantom shares represent the number of phantom shares of FPL Group, Inc. common stock credited to the reporting person if the phantom shares had been invested in FPL Group's company stock fund in its Thrift Plan during fiscal year 2004 based on share prices ranging from $60.97 to $75.95. Amount shown constitutes the difference between the balance at 12/31/04 and the balance at 12/31/03. Includes cash dividends that would be payable on the phantom shares if the reporting person was the record holder of the number of shares of FPL Group, Inc. common stock equal to the phantom shares. Shares of phantom stock are payable in cash following the reporting person's termination of employment with FPL Group, Inc. This filing is not an admission that the phantom shares are derivative securities. F4 · derivative.expiration_date: Phantom shares credited to a Supplemental Matching Contribution Account for the reporting person pursuant to the FPL Group, Inc. Supplemental Executive Retirement Plan. Phantom shares represent the number of phantom shares of FPL Group, Inc. common stock credited to the reporting person if the phantom shares had been invested in FPL Group's company stock fund in its Thrift Plan during fiscal year 2004 based on share prices ranging from $60.97 to $75.95. Amount shown constitutes the difference between the balance at 12/31/04 and the balance at 12/31/03. Includes cash dividends that would be payable on the phantom shares if the reporting person was the record holder of the number of shares of FPL Group, Inc. common stock equal to the phantom shares. Shares of phantom stock are payable in cash following the reporting person's termination of employment with FPL Group, Inc. This filing is not an admission that the phantom shares are derivative securities. F4 · derivative.underlying_shares: Phantom shares credited to a Supplemental Matching Contribution Account for the reporting person pursuant to the FPL Group, Inc. Supplemental Executive Retirement Plan. Phantom shares represent the number of phantom shares of FPL Group, Inc. common stock credited to the reporting person if the phantom shares had been invested in FPL Group's company stock fund in its Thrift Plan during fiscal year 2004 based on share prices ranging from $60.97 to $75.95. Amount shown constitutes the difference between the balance at 12/31/04 and the balance at 12/31/03. Includes cash dividends that would be payable on the phantom shares if the reporting person was the record holder of the number of shares of FPL Group, Inc. common stock equal to the phantom shares. Shares of phantom stock are payable in cash following the reporting person's termination of employment with FPL Group, Inc. This filing is not an admission that the phantom shares are derivative securities. Read SEC document |
| February 17, 2005 Filed Feb 19, 2005 02:59 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | GrantCommon Stock | 7,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001182705-05-000012 · edgar.xml · nonDerivative · entry 3 HAY LEWIS III · CIK 0001182705 · Director · Chairman/President/CEO · Dir/Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,168 F1 · kind: Reporting person deferred receipt of these shares acquired in settlement of performance share awards (which were not derivative securities) under Amended and Restated Long Term Incentive Plan of Issuer, exempt under Rule 16b-3, until his retirement. F1 · shares: Reporting person deferred receipt of these shares acquired in settlement of performance share awards (which were not derivative securities) under Amended and Restated Long Term Incentive Plan of Issuer, exempt under Rule 16b-3, until his retirement. F2 · price: Not applicable. F3 · balance_after: Includes 17,287 shares deferred until the reporting person's retirement. Read SEC document |
| February 15, 2005 Filed Feb 17, 2005 01:59 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | Tax withholdingCommon Stock | 2,823 | $79.81 | $225,303.63 |
DisclosureSEC source: 0001182705-05-000010 · edgar.xml · nonDerivative · entry 3 HAY LEWIS III · CIK 0001182705 · Director · Chairman/President/CEO · Dir/Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,951 F1 · kind: Restricted stock withheld by Issuer to satisfy tax withholding obligations on vesting of restricted stock which were granted on February 13, 2003 and February 12, 2004. F2 · balance_after: Receipt of 10,070 shares deferred until the reporting person's retirement. Read SEC document |
| February 11, 2005 Filed Feb 14, 2005 22:47 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | Tax withholdingCommon Stock | 992 | $78.75 | $78,120.00 |
DisclosureSEC source: 0001182705-05-000008 · edgar.xml · nonDerivative · entry 3 HAY LEWIS III · CIK 0001182705 · Director · Chairman/President/CEO · Dir/Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,774 F1 · kind: Restricted stock withheld by Issuer to satisfy tax withholding obligation on vesting of restricted stock which was granted on February 11, 2002. F2 · balance_after: Receipt of 10,070 shares deferred until the reporting person's retirement. Read SEC document |
| January 03, 2005 Filed Jan 5, 2005 21:59 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | GrantEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $73.90 | $0.00 |
DisclosureSEC source: 0001182705-05-000005 · edgar.xml · derivative · entry 10 HAY LEWIS III · CIK 0001182705 · Director · Chairman/President/CEO · Dir/Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2015-01-03 F2 · price: Not applicable. F10 · derivative.exercise_date: The option shall vest as to 16,667 shares (on a cumulative basis) on each anniversary of the date of grant beginning on the first anniversary of the date of grant. Read SEC document |
| January 03, 2005 Filed Jan 5, 2005 21:59 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001182705-05-000005 · edgar.xml · nonDerivative · entry 3 HAY LEWIS III · CIK 0001182705 · Director · Chairman/President/CEO · Dir/Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,766 F1 · kind: Restricted stock grant made pursuant to the Amended and Restated Long Term Incentive Plan of the Issuer, exempt under Rule 16b-3. F2 · price: Not applicable. F3 · balance_after: Receipt of 10,070 shares deferred until the reporting person's retirement. Read SEC document |
| June 16, 2004 Filed Jun 17, 2004 19:07 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | Tax withholdingCommon Stock | 882 | $63.75 | $56,227.50 |
DisclosureSEC source: 0001182705-04-000010 · edgar.xml · nonDerivative · entry 3 HAY LEWIS III · CIK 0001182705 · Director · Chairman/President/CEO · Dir/Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,766 F1 · kind: Restricted stock withheld by Issuer to satisfy tax withholding obligation on vesting of restricted stock which was granted on September 17, 2001. F2 · balance_after: Receipt of 10,070 shares deferred until reporting person's retirement. Read SEC document |
| March 07, 2004 Filed Mar 8, 2004 23:46 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | Tax withholdingCommon Stock | 3,645 | $68.08 | $248,151.60 |
DisclosureSEC source: 0001182705-04-000008 · edgar.xml · nonDerivative · entry 3 HAY LEWIS III · CIK 0001182705 · Director · Chairman/President/CEO · Dir/Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,648 F2 · kind: Restricted stock withheld by Issuer to satisfy tax withholding obligation on vesting of restricted stock which was granted on March 7, 2003. F3 · balance_after: Receipt of 10,070 shares deferred until reporting person's retirement. Read SEC document |
| February 15, 2004 Filed Feb 18, 2004 02:23 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | Tax withholdingCommon Stock | 1,555 | $65.05 | $101,152.75 |
DisclosureSEC source: 0001182705-04-000006 · edgar.xml · nonDerivative · entry 3 HAY LEWIS III · CIK 0001182705 · Director · Chairman/President/CEO · Dir/Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,293 F2 · kind: Restricted stock withheld by Issuer to satisfy tax withholding obligation on vesting of restricted stock which was granted on February 13, 2003. F3 · balance_after: Receipt of 10,070 shares deferred until reporting person's retirement. Read SEC document |
| February 14, 2004 Filed Feb 18, 2004 02:23 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | GrantPhantom Shares · Derivative | 1,586 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001182705-04-000006 · edgar.xml · derivative · entry 4 HAY LEWIS III · CIK 0001182705 · Director · Chairman/President/CEO · Dir/Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,824 Underlying: Common Stock · Not disclosed shares Expires not disclosed F4 · derivative.exercise_price: Phantom shares credited to a Supplemental Matching Contribution Account for the reporting person pursuant to the FPL Group, Inc. Supplemental Executive Retirement Plan. Phantom shares represent the number of phantom shares of FPL Group, Inc. common stock credited to the reporting person if the phantom shares had been invested in FPL Group's company stock fund in its Thrift Plan during fiscal year 2003 based on share prices ranging from $54.20 to $67.83. Amount shown constitutes the difference between the balance at 12/31/03 and the balance at 12/31/02. Includes cash dividends that would be payable on the phantom shares if the reporting person was the record holder of the number of shares of FPL Group, Inc. common stock equal to the phantom shares. Shares of phantom stock are payable in cash following the reporting person's termination of employment with FPL Group, Inc. This filing is not an admission that the phantom shares are derivative securities. F4 · price: Phantom shares credited to a Supplemental Matching Contribution Account for the reporting person pursuant to the FPL Group, Inc. Supplemental Executive Retirement Plan. Phantom shares represent the number of phantom shares of FPL Group, Inc. common stock credited to the reporting person if the phantom shares had been invested in FPL Group's company stock fund in its Thrift Plan during fiscal year 2003 based on share prices ranging from $54.20 to $67.83. Amount shown constitutes the difference between the balance at 12/31/03 and the balance at 12/31/02. Includes cash dividends that would be payable on the phantom shares if the reporting person was the record holder of the number of shares of FPL Group, Inc. common stock equal to the phantom shares. Shares of phantom stock are payable in cash following the reporting person's termination of employment with FPL Group, Inc. This filing is not an admission that the phantom shares are derivative securities. F4 · derivative.exercise_date: Phantom shares credited to a Supplemental Matching Contribution Account for the reporting person pursuant to the FPL Group, Inc. Supplemental Executive Retirement Plan. Phantom shares represent the number of phantom shares of FPL Group, Inc. common stock credited to the reporting person if the phantom shares had been invested in FPL Group's company stock fund in its Thrift Plan during fiscal year 2003 based on share prices ranging from $54.20 to $67.83. Amount shown constitutes the difference between the balance at 12/31/03 and the balance at 12/31/02. Includes cash dividends that would be payable on the phantom shares if the reporting person was the record holder of the number of shares of FPL Group, Inc. common stock equal to the phantom shares. Shares of phantom stock are payable in cash following the reporting person's termination of employment with FPL Group, Inc. This filing is not an admission that the phantom shares are derivative securities. F4 · derivative.expiration_date: Phantom shares credited to a Supplemental Matching Contribution Account for the reporting person pursuant to the FPL Group, Inc. Supplemental Executive Retirement Plan. Phantom shares represent the number of phantom shares of FPL Group, Inc. common stock credited to the reporting person if the phantom shares had been invested in FPL Group's company stock fund in its Thrift Plan during fiscal year 2003 based on share prices ranging from $54.20 to $67.83. Amount shown constitutes the difference between the balance at 12/31/03 and the balance at 12/31/02. Includes cash dividends that would be payable on the phantom shares if the reporting person was the record holder of the number of shares of FPL Group, Inc. common stock equal to the phantom shares. Shares of phantom stock are payable in cash following the reporting person's termination of employment with FPL Group, Inc. This filing is not an admission that the phantom shares are derivative securities. F4 · derivative.underlying_shares: Phantom shares credited to a Supplemental Matching Contribution Account for the reporting person pursuant to the FPL Group, Inc. Supplemental Executive Retirement Plan. Phantom shares represent the number of phantom shares of FPL Group, Inc. common stock credited to the reporting person if the phantom shares had been invested in FPL Group's company stock fund in its Thrift Plan during fiscal year 2003 based on share prices ranging from $54.20 to $67.83. Amount shown constitutes the difference between the balance at 12/31/03 and the balance at 12/31/02. Includes cash dividends that would be payable on the phantom shares if the reporting person was the record holder of the number of shares of FPL Group, Inc. common stock equal to the phantom shares. Shares of phantom stock are payable in cash following the reporting person's termination of employment with FPL Group, Inc. This filing is not an admission that the phantom shares are derivative securities. Read SEC document |
| February 12, 2004 Filed Feb 14, 2004 02:45 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | GrantEmployee Stock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $64.92 | $0.00 |
DisclosureSEC source: 0001182705-04-000004 · edgar.xml · derivative · entry 10 HAY LEWIS III · CIK 0001182705 · Director · Chairman/President/CEO · Dir/Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2014-02-12 F9 · derivative.exercise_date: The option shall vest as to 25,000 shares (on a cumulative basis) on each anniversary of the date of grant beginning on the first anniversary of the date of grant. Read SEC document |
| February 12, 2004 Filed Feb 14, 2004 02:45 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | GrantCommon Stock | 8,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001182705-04-000004 · edgar.xml · nonDerivative · entry 4 HAY LEWIS III · CIK 0001182705 · Director · Chairman/President/CEO · Dir/Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,848 F2 · kind: Acquired in settlement of performance share awards (which were not derivative securities) under Amended and Restated Long Term Incentive Plan of Issuer, exempt under Rule 16b-3. F3 · balance_after: Receipt of 10,070 shares deferred until reporting person's retirement. Read SEC document |
| February 12, 2004 Filed Feb 14, 2004 02:45 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | GrantCommon Stock | 19,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001182705-04-000004 · edgar.xml · nonDerivative · entry 3 HAY LEWIS III · CIK 0001182705 · Director · Chairman/President/CEO · Dir/Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,378 F1 · kind: Restricted stock grant made pursuant to the Amended and Restated Long Term Incentive Plan of the Issuer, exempt under Rule 16b-3. Read SEC document |
| February 11, 2004 Filed Feb 13, 2004 17:48 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | Tax withholdingCommon Stock | 1,555 | $65.20 | $101,386.00 |
DisclosureSEC source: 0001182705-04-000002 · edgar.xml · nonDerivative · entry 3 HAY LEWIS III · CIK 0001182705 · Director · Chairman/President/CEO · Dir/Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,128 F1 · kind: Restricted stock withheld by Issuer to satisfy tax withholding obligation on vesting of restricted stock which was granted on February 11, 2002. F2 · balance_after: Receipt of 1,600 shares deferred until reporting person's retirement. Read SEC document |
| November 14, 2003 Filed Nov 18, 2003 23:58 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantDirector Stock Option (Right to Buy) · Derivative | 11,200 | $0.00 Strike: $59.65 | $0.00 |
DisclosureSEC source: 0001242043-03-000123 · hay284.xml · derivative · entry 3 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,200 Underlying: Common Stock · 11,200 shares Expires 2013-11-14 F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on November 14, 2004 and annually from that date thereafter. Read SEC document |
| November 14, 2003 Filed Nov 18, 2003 23:58 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 840 | $0.00 | $0.00 |
DisclosureSEC source: 0001242043-03-000123 · hay284.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 840 F1 · security: Restricted Stock Units which vest in their entirety on November 14, 2006. Read SEC document |
| July 22, 2003 Filed Jul 23, 2003 20:42 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | OtherCommon Stock | 31,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001182705-03-000014 · edgar.xml · nonDerivative · entry 2 HAY LEWIS III · CIK 0001182705 · Director · Chairman/President/CEO · Dir/Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Indirect · By Hay Family Limited Partnership Disclosed balance after: 36,650 F1 · kind: Transfer of shares to Hay Family Limited Partnership, the sole general partner of which is an entity controlled by the reporting person and the limited partners of which are the reporting person and his wife. Read SEC document |
| July 22, 2003 Filed Jul 23, 2003 20:42 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | OtherCommon Stock | 31,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001182705-03-000014 · edgar.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director · Chairman/President/CEO · Dir/Chairman/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,683 F1 · kind: Transfer of shares to Hay Family Limited Partnership, the sole general partner of which is an entity controlled by the reporting person and the limited partners of which are the reporting person and his wife. F2 · balance_after: Receipt of 1,600 shares deferred until reporting person's retirement. F3 · balance_after: As of July 22, 2003, the reporting person indirectly beneficially owns 648 shares of FPL Group, Inc. common stock through the Thrift Plan Trust. Read SEC document |
| June 16, 2003 Filed Jun 18, 2003 01:58 UTC | NEXTERA ENERGY INC FPL · Entity 2855 | Tax withholdingCommon Stock | 1,215 | $66.98 | $81,380.70 |
DisclosureSEC source: 0001182705-03-000010 · edgar.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director · Chairman/President/CEO · Dir/Chairman/Pres/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,333 F1 · kind: Restricted stock withheld by Issuer to satisfy tax withholding obligation on vesting of restricted stock which was granted on September 17, 2001. F2 · balance_after: Receipt of 1,600 shares deferred until reporting person's retirement. F3 · balance_after: As of June 16, 2003, the reporting person indirectly beneficially owns (i) 630 shares of FPL Group, Inc. common stock through the Thrift Plan Trust and (ii) 5,000 shares of FPL Group, Inc. common stock through the Hay Family Limited Partnership. Read SEC document |
| June 16, 2003 Filed Jun 18, 2003 19:39 UTC Amendment | NEXTERA ENERGY INC FPL · Entity 2855 | Tax withholdingCommon Stock | 1,215 | $67.00 | $81,405.00 |
DisclosureSEC source: 0001182705-03-000012 · edgar.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director · Chairman/President/CEO · Dir/Chairman/Pres/CEO of Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,333 F2 · kind: Restricted stock withheld by Issuer to satisfy tax withholding obligation on vesting of restricted stock which was granted on September 17, 2001. F1 · price: This amended Form 4 is being filed only to correct the price per share of the restricted stock withheld by Issuer to satisfy the tax withholding obligation of the reporting person in connection with vesting of restricted stock which was granted on September 17, 2001. Such price per share was understated by $0.02 as the result of an inadvertent error in computation in the original Form 4 of the reporting person filed with the Securities and Exchange Commission on June 18, 2003, which is hereby amended. All other transaction information was correctly reported in the original Form 4 and there have been no additional transactions to report. F3 · balance_after: Receipt of 1,600 shares deferred until reporting person's retirement. F4 · balance_after: As of June 16, 2003, the reporting person indirectly beneficially owns (i) 630 shares of FPL Group, Inc. common stock through the Thrift Plan Trust and (ii) 5,000 shares of FPL Group, Inc. common stock through the Hay Family Limited Partnership. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.