Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Legend Oil & Gas, Ltd.LOGL · Entity 177266 | Director · 10% owner | May 27, 2016 | April 04, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Legend Oil & Gas, Ltd.
Report date May 27, 2016 · Filed April 04, 2017 · Amendment
Jointly reported with Hillair Capital Investments LP, Hillair Capital Management LLC
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 604,155,998 |
Reported balance
After 2015-05-01 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2015-05-01 · Purchase · Acquired 604,155,998 · Balance 604,155,998 F1: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. |
| Series B Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.03 | Direct | 321,456,675 |
Reported balance
After 2015-10-21 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2015-10-21 · Purchase · Acquired 321,456,675 · Balance 321,456,675 F2: The Series B Convertible Preferred Stock does not have an expiration date. F1: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. |
| Original Issue Discount Senior Convertible DebentureSEC Table II · derivative / convertible security · Conversion / exercise price $0.03 · Expires 2018-03-01 | Direct | 369,436,675 |
Reported balance
After 2016-01-29 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2016-01-29 · Purchase · Acquired 47,980,000 · Balance 369,436,675 F1: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. |
| Original Issue Discount Senior Convertible DebentureSEC Table II · derivative / convertible security · Conversion / exercise price $0.03 · Expires 2018-03-01 | Direct | 383,129,608 |
Reported balance
After 2016-03-25 transaction · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · 2016-03-25 · Purchase · Acquired 13,692,933 · Balance 383,129,608 F1: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. |
| Original Issue Discount Senior Convertible DebentureSEC Table II · derivative / convertible security · Conversion / exercise price $0.03 · Expires 2018-03-01 | Direct | 421,469,808 |
Reported balance
After 2016-04-07 transaction · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · 2016-04-07 · Purchase · Acquired 38,340,200 · Balance 421,469,808 F1: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. |
| Original Issue Discount Senior Convertible DebentureSEC Table II · derivative / convertible security · Conversion / exercise price $0.03 · Expires 2018-03-01 | Direct | 436,805,888 |
Reported balance
After 2016-05-27 transaction · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · 2016-05-27 · Purchase · Acquired 15,336,080 · Balance 436,805,888 F1: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. |
| Original Issue Discount Senior Convertible DebentureSEC Table II · derivative / convertible security · Conversion / exercise price $0.03 · Expires 2018-03-01 | Direct | 447,805,888 |
Reported balance
After 2016-07-05 transaction · row 7
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 7 · 2016-07-05 · Purchase · Acquired 11,000,000 · Balance 447,805,888 F1: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. |
| Original Issue Discount Senior Convertible DebentureSEC Table II · derivative / convertible security · Conversion / exercise price $0.03 · Expires 2018-03-01 | Direct | 466,139,221 |
Reported balance
After 2016-07-27 transaction · row 8
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 8 · 2016-07-27 · Purchase · Acquired 18,333,333 · Balance 466,139,221 F1: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. |
| Original Issue Discount Senior Convertible DebentureSEC Table II · derivative / convertible security · Conversion / exercise price $0.03 · Expires 2018-03-01 | Direct | 478,972,554 |
Reported balance
After 2016-08-22 transaction · row 9
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 9 · 2016-08-22 · Purchase · Acquired 12,833,333 · Balance 478,972,554 F1: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. |
| Original Issue Discount Senior Convertible DebentureSEC Table II · derivative / convertible security · Conversion / exercise price $0.03 · Expires 2018-03-01 | Direct | 493,639,220 |
Reported balance
After 2016-10-31 transaction · row 10
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 10 · 2016-10-31 · Purchase · Acquired 14,666,666 · Balance 493,639,220 F1: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. |
| Original Issue Discount Senior Convertible DebentureSEC Table II · derivative / convertible security · Conversion / exercise price $0.03 · Expires 2018-03-01 | Direct | 506,472,553 |
Reported balance
After 2016-11-29 transaction · row 11
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 11 · 2016-11-29 · Purchase · Acquired 10,083,333 · Balance 506,472,553 F1: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. |
| Original Issue Discount Senior Convertible DebentureSEC Table II · derivative / convertible security · Conversion / exercise price $0.03 · Expires 2018-03-01 | Direct | 517,472,553 |
Reported balance
After 2016-12-16 transaction · row 12
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 12 · 2016-12-16 · Purchase · Acquired 11,000,000 · Balance 517,472,553 F1: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. |
| Original Issue Discount Senior Convertible DebentureSEC Table II · derivative / convertible security · Conversion / exercise price $0.03 · Expires 2018-03-01 | Direct | 530,305,886 |
Reported balance
After 2017-01-03 transaction · row 13
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 13 · 2017-01-03 · Purchase · Acquired 12,833,333 · Balance 530,305,886 F1: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. |
| Original Issue Discount Senior Convertible DebentureSEC Table II · derivative / convertible security · Conversion / exercise price $0.03 · Expires 2018-03-01 | Direct | 555,972,552 |
Reported balance
After 2017-01-25 transaction · row 14
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 14 · 2017-01-25 · Purchase · Acquired 25,666,666 · Balance 555,972,552 F1: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. |
| Original Issue Discount Senior Convertible DebentureSEC Table II · derivative / convertible security · Conversion / exercise price $0.03 · Expires 2018-03-01 | Direct | 577,972,552 |
Reported balance
After 2017-04-03 transaction · row 15
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 15 · 2017-04-03 · Purchase · Acquired 22,000,000 · Balance 577,972,552 F1: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.
F2: The Series B Convertible Preferred Stock does not have an expiration date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
OLENOX INDUSTRIES INC.
Report date January 31, 2019 · Filed February 04, 2019
Jointly reported with Hillair Capital Investments LP, Hillair Capital Management LLC
Section 16 reporting ended · disclosed 2019-02-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 407,998 |
Last balance in matching sequence
After 2019-02-01 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2019-01-31 · Sale · Disposed 100 · Balance 434,397 F2: The securities reported herein are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Investments"), and indirectly by Hillair Capital Management LLC ("Hillair Management"), as the investment advisor of Hillair Investments, and Sean M. McAvoy ("Mr. McAvoy"), as the manager of Hillair Management. Hillair Management and Mr. McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Row 2 · 2019-02-01 · Sale · Disposed 26,399 · Balance 407,998 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.00 to $3.06, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F2: The securities reported herein are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Investments"), and indirectly by Hillair Capital Management LLC ("Hillair Management"), as the investment advisor of Hillair Investments, and Sean M. McAvoy ("Mr. McAvoy"), as the manager of Hillair Management. Hillair Management and Mr. McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.00 to $3.06, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F2: The securities reported herein are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Investments"), and indirectly by Hillair Capital Management LLC ("Hillair Management"), as the investment advisor of Hillair Investments, and Sean M. McAvoy ("Mr. McAvoy"), as the manager of Hillair Management. Hillair Management and Mr. McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2019 Filed Feb 4, 2019 22:44 UTC | OLENOX INDUSTRIES INC. SGBX · Entity 8524 | SaleCommon Stock | 26,399 | $3.01 | $79,460.99 |
DisclosureSEC source: 0001144204-19-004877 · tv512387_4.xml · nonDerivative · entry 2 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,998 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.00 to $3.06, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · ownership.direct: The securities reported herein are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Investments"), and indirectly by Hillair Capital Management LLC ("Hillair Management"), as the investment advisor of Hillair Investments, and Sean M. McAvoy ("Mr. McAvoy"), as the manager of Hillair Management. Hillair Management and Mr. McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 22:44 UTC | OLENOX INDUSTRIES INC. SGBX · Entity 8524 | SaleCommon Stock | 100 | $3.02 | $302.00 |
DisclosureSEC source: 0001144204-19-004877 · tv512387_4.xml · nonDerivative · entry 1 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434,397 F2 · ownership.direct: The securities reported herein are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Investments"), and indirectly by Hillair Capital Management LLC ("Hillair Management"), as the investment advisor of Hillair Investments, and Sean M. McAvoy ("Mr. McAvoy"), as the manager of Hillair Management. Hillair Management and Mr. McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| January 14, 2019 Filed Jan 15, 2019 17:16 UTC | OLENOX INDUSTRIES INC. SGBX · Entity 8524 | SaleCommon Stock | 9,800 | $3.20 | $31,360.00 |
DisclosureSEC source: 0001144204-19-001703 · tv511054_4.xml · nonDerivative · entry 2 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434,497 F1 · ownership.direct: The securities reported herein are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Investments"), and indirectly by Hillair Capital Management LLC ("Hillair Management"), as the investment advisor of Hillair Investments, and Sean M. McAvoy ("Mr. McAvoy"), as the manager of Hillair Management. Hillair Management and Mr. McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 17:16 UTC | OLENOX INDUSTRIES INC. SGBX · Entity 8524 | SaleCommon Stock | 761 | $3.21 | $2,442.81 |
DisclosureSEC source: 0001144204-19-001703 · tv511054_4.xml · nonDerivative · entry 1 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,297 F1 · ownership.direct: The securities reported herein are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Investments"), and indirectly by Hillair Capital Management LLC ("Hillair Management"), as the investment advisor of Hillair Investments, and Sean M. McAvoy ("Mr. McAvoy"), as the manager of Hillair Management. Hillair Management and Mr. McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| January 09, 2019 Filed Jan 11, 2019 21:47 UTC | OLENOX INDUSTRIES INC. SGBX · Entity 8524 | SaleCommon Stock | 25,000 | $3.04 | $76,000.00 |
DisclosureSEC source: 0001144204-19-001454 · tv510931_4.xml · nonDerivative · entry 1 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445,058 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.01 to $3.05, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · ownership.direct: The securities reported herein are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Investments"), and indirectly by Hillair Capital Management LLC ("Hillair Management"), as the investment advisor of Hillair Investments, and Sean M. McAvoy ("Mr. McAvoy"), as the manager of Hillair Management. Hillair Management and Mr. McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 22:52 UTC | OLENOX INDUSTRIES INC. SGBX · Entity 8524 | SaleCommon Stock | 49,500 | $3.60 | $178,200.00 |
DisclosureSEC source: 0001144204-18-063418 · tv508610_4.xml · nonDerivative · entry 2 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,058 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.52 to $3.68, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · ownership.direct: The securities reported herein are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Investments"), and indirectly by Hillair Capital Management LLC ("Hillair Management"), as the investment advisor of Hillair Investments, and Sean M. McAvoy ("Mr. McAvoy"), as the manager of Hillair Management. Hillair Management and Mr. McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 22:52 UTC | OLENOX INDUSTRIES INC. SGBX · Entity 8524 | SaleCommon Stock | 85,299 | $3.40 | $289,675.40 |
DisclosureSEC source: 0001144204-18-063418 · tv508610_4.xml · nonDerivative · entry 1 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 519,558 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.55 to $3.85, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · ownership.direct: The securities reported herein are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Investments"), and indirectly by Hillair Capital Management LLC ("Hillair Management"), as the investment advisor of Hillair Investments, and Sean M. McAvoy ("Mr. McAvoy"), as the manager of Hillair Management. Hillair Management and Mr. McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 15:49 UTC | OLENOX INDUSTRIES INC. SGBX · Entity 8524 | SaleCommon Stock | 644 | $4.32 | $2,782.08 |
DisclosureSEC source: 0001144204-18-056946 · tv506086_form4.xml · nonDerivative · entry 1 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 604,857 F1 · ownership.direct: The securities reported herein are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Investments"), and indirectly by Hillair Capital Management LLC ("Hillair Management"), as the investment advisor of Hillair Investments, and Sean M. McAvoy ("Mr. McAvoy"), as the manager of Hillair Management. Hillair Management and Mr. McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| September 26, 2018 Filed Sep 27, 2018 19:39 UTC | OLENOX INDUSTRIES INC. SGBX · Entity 8524 | SaleCommon Stock | 4,806 | $4.32 | $20,761.92 |
DisclosureSEC source: 0001144204-18-051181 · tv503658_form4.xml · nonDerivative · entry 1 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 605,501 F1 · ownership.direct: The securities reported herein are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Investments"), and indirectly by Hillair Capital Management LLC ("Hillair Management"), as the investment advisor of Hillair Investments, and Sean M. McAvoy ("Mr. McAvoy"), as the manager of Hillair Management. Hillair Management and Mr. McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| September 25, 2018 Filed Sep 26, 2018 18:56 UTC | OLENOX INDUSTRIES INC. SGBX · Entity 8524 | SaleCommon Stock | 7,620 | $4.28 | $32,611.31 |
DisclosureSEC source: 0001144204-18-050892 · tv503560_form4.xml · nonDerivative · entry 1 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 610,307 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.22 to $4.32, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · ownership.direct: The securities reported herein are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Investments"), and indirectly by Hillair Capital Management LLC ("Hillair Management"), as the investment advisor of Hillair Investments, and Sean M. McAvoy ("Mr. McAvoy"), as the manager of Hillair Management. Hillair Management and Mr. McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 14:18 UTC | OLENOX INDUSTRIES INC. SGBX · Entity 8524 | SaleCommon Stock | 6,880 | $4.22 | $29,033.60 |
DisclosureSEC source: 0001144204-18-049605 · tv502933_form4.xml · nonDerivative · entry 1 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 617,927 F1 · ownership.direct: The securities reported herein are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Investments"), and indirectly by Hillair Capital Management LLC ("Hillair Management"), as the investment advisor of Hillair Investments, and Sean M. McAvoy ("Mr. McAvoy"), as the manager of Hillair Management. Hillair Management and Mr. McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 15:32 UTC | OLENOX INDUSTRIES INC. SGBX · Entity 8524 | SaleCommon Stock | 20,050 | $4.07 | $81,603.50 |
DisclosureSEC source: 0001144204-18-049445 · tv502868_form4.xml · nonDerivative · entry 1 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 624,807 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.02 to $4.22, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · ownership.direct: The securities reported herein are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Investments"), and indirectly by Hillair Capital Management LLC ("Hillair Management"), as the investment advisor of Hillair Investments, and Sean M. McAvoy ("Mr. McAvoy"), as the manager of Hillair Management. Hillair Management and Mr. McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 21:12 UTC | OLENOX INDUSTRIES INC. SGBX · Entity 8524 | GrantCommon Stock | 5,591 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-009868 · ownership.xml · nonDerivative · entry 1 McAvoy Sean M · CIK 0001642615 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,591 F1 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest in full on the earlier of (i) July 26, 2019 and (ii) the date of the 2019 annual meeting of stockholders, subject to the reporting person's continued service as a director of the issuer through such date, and are payable six months after the termination of the reporting person from the issuer's board of directors or death or disability. The number of RSUs was determined by dividing $30,000 by the average closing price of the issuer's common stock as listed on the Nasdaq Capital Market for the ten trading days immediately preceding and including the RSU grant date (rounded down to the nearest number of whole shares). Read SEC document |
| August 31, 2017 Filed Jan 5, 2018 18:58 UTC | OLENOX INDUSTRIES INC. SGBX · Entity 8524 | OtherStock Option (right to buy) · Derivative | 11,203 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-18-000162 · f4083117hillaircap_sgblock.xml · derivative · entry 2 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,131 Underlying: Common Stock · 11,203 shares Expires 2026-10-31 F1 · kind: Pursuant to a Participation Agreement, dated August 31, 2017, between Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Investments"), acting through its general partner, Hillair Capital Advisors LLC, and HSPL Holdings, LLC ("HSPL"), Hillair Investments agreed to transfer to HSPL (i) 315,238 shares of the issuer's common stock and (ii) options to purchase 11,203 shares of the issuer's common stock, as soon as reasonably practicable after certain lock-up restrictions on such shares expire, in exchange for HSPL's withdrawal of participation in the master fund managed by Hillair Investments. F2 · price: The shares and options were distributed in-kind from Hillair Investments to HSPL in partial satisfaction of a withdrawal from the master fund managed by Hillair Investments. F5 · derivative.exercise_date: The options have vested in their entirety and are fully exercisable. F4 · ownership.direct: The securities reported herein are owned directly by Hillair Investments, and indirectly by Hillair Capital Management LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| August 31, 2017 Filed Jan 5, 2018 18:58 UTC | OLENOX INDUSTRIES INC. SGBX · Entity 8524 | OtherCommon Stock | 315,238 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-000162 · f4083117hillaircap_sgblock.xml · nonDerivative · entry 1 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 622,726 F1 · kind: Pursuant to a Participation Agreement, dated August 31, 2017, between Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Investments"), acting through its general partner, Hillair Capital Advisors LLC, and HSPL Holdings, LLC ("HSPL"), Hillair Investments agreed to transfer to HSPL (i) 315,238 shares of the issuer's common stock and (ii) options to purchase 11,203 shares of the issuer's common stock, as soon as reasonably practicable after certain lock-up restrictions on such shares expire, in exchange for HSPL's withdrawal of participation in the master fund managed by Hillair Investments. F2 · price: The shares and options were distributed in-kind from Hillair Investments to HSPL in partial satisfaction of a withdrawal from the master fund managed by Hillair Investments. F3 · balance_after: Increase in share number due to the inadvertent omission of 345 shares held by the reporting persons from prior reports. F4 · ownership.direct: The securities reported herein are owned directly by Hillair Investments, and indirectly by Hillair Capital Management LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| June 27, 2017 Filed Jun 29, 2017 20:15 UTC | OLENOX INDUSTRIES INC. SGBX · Entity 8524 | PurchaseCommon Stock | 110,000 | $5.00 | $550,000.00 |
DisclosureSEC source: 0001213900-17-006980 · f4062717hillair_sgblocks.xml · nonDerivative · entry 1 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 937,619 F1 · shares: The Reporting Persons purchased the shares in connection with the public offering of the issuer's common stock pursuant to the prospectus, dated June 21, 2017, and accompanying registration statement on Form S-1/A, dated June 16, 2017. F2 · ownership.direct: The securities reported herein are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Management LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 23:37 UTC | OLENOX INDUSTRIES INC. SGBX · Entity 8524 | ConversionSeries A Convertible Preferred Stock · Derivative | 1,117,480 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001213900-17-006812 · f4111716hillaircap_sgblocks.xml · derivative · entry 7 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,117,480 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: As previously reported by Hillair Capital, the Series A Convertible Preferred Stock became convertible on June 30, 2016 and had a perpetual duration. In connection with the issuer's public offering of common stock, the Series A Convertible Preferred Stock converted into common stock at a conversion ratio of 1:1. F6 · derivative.expiration_date: As previously reported by Hillair Capital, the Series A Convertible Preferred Stock became convertible on June 30, 2016 and had a perpetual duration. In connection with the issuer's public offering of common stock, the Series A Convertible Preferred Stock converted into common stock at a conversion ratio of 1:1. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 23:37 UTC | OLENOX INDUSTRIES INC. SGBX · Entity 8524 | ConversionSenior Convertible Secured Debentures · Derivative | 375,758 | $3.75 Strike: $3.75 | $1,409,092.50 |
DisclosureSEC source: 0001213900-17-006812 · f4111716hillaircap_sgblocks.xml · derivative · entry 6 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,909 Underlying: Common Stock · 375,758 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: As previously reported by Hillair Capital, the June 2016 Senior Convertible Secured Debenture became convertible on June 30, 2016 and expires on June 30, 2018, in the amount of $2,500,000 in principal amount plus any accrued and unpaid interest. F5 · derivative.expiration_date: As previously reported by Hillair Capital, the June 2016 Senior Convertible Secured Debenture became convertible on June 30, 2016 and expires on June 30, 2018, in the amount of $2,500,000 in principal amount plus any accrued and unpaid interest. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 23:37 UTC | OLENOX INDUSTRIES INC. SGBX · Entity 8524 | ConversionSenior Convertible Secured Debentures · Derivative | 140,909 | $3.75 Strike: $3.75 | $528,408.75 |
DisclosureSEC source: 0001213900-17-006812 · f4111716hillaircap_sgblocks.xml · derivative · entry 5 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,091 Underlying: Common Stock · 140,909 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The November 2016 Senior Convertible Secured Debenture became convertible on November 17, 2016 and expires on June 30, 2018, in the amount of $937,500 in principal amount plus any accrued and unpaid interest. F3 · derivative.expiration_date: The November 2016 Senior Convertible Secured Debenture became convertible on November 17, 2016 and expires on June 30, 2018, in the amount of $937,500 in principal amount plus any accrued and unpaid interest. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 23:37 UTC | OLENOX INDUSTRIES INC. SGBX · Entity 8524 | SaleCommon Stock | 815,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-17-006812 · f4111716hillaircap_sgblocks.xml · nonDerivative · entry 3 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 827,619 F9 · price: On June 21, 2017, Hillair Capital transferred 815,000 shares to certain non-affiliate limited partners as a distribution in kind. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 23:37 UTC | OLENOX INDUSTRIES INC. SGBX · Entity 8524 | ConversionCommon Stock | 1,117,480 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-17-006812 · f4111716hillaircap_sgblocks.xml · nonDerivative · entry 2 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,642,619 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: As previously reported by Hillair Capital, the Series A Convertible Preferred Stock became convertible on June 30, 2016 and had a perpetual duration. In connection with the issuer's public offering of common stock, the Series A Convertible Preferred Stock converted into common stock at a conversion ratio of 1:1. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 23:37 UTC | OLENOX INDUSTRIES INC. SGBX · Entity 8524 | ConversionCommon Stock | 516,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-17-006812 · f4111716hillaircap_sgblocks.xml · nonDerivative · entry 1 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In connection with the issuer's public offering of common stock, a portion of each of the June 2016 and November 2016 Senior Convertible Secured Debentures, as described herein, were converted into common stock at a conversion ratio of 3.75:1 in an aggregate amount of 516,667 shares. F2 · ownership.direct: The securities reported herein are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Management LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 11:50 UTC Amendment | Legend Oil & Gas, Ltd. LOGL · Entity 177266 | PurchaseOriginal Issue Discount Senior Convertible Debenture · Derivative | 22,000,000 | $660,000.00 Strike: $0.03 | $14,520,000,000,000.00 |
DisclosureSEC source: 0001144204-17-018765 · v463495_form4a.xml · derivative · entry 15 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 577,972,552 Underlying: Common Stock · 22,000,000 shares Expires 2018-03-01 F1 · ownership.direct: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 11:54 UTC Amendment | Legend Oil & Gas, Ltd. LOGL · Entity 177266 | PurchaseOriginal Issue Discount Senior Convertible Debenture · Derivative | 25,666,666 | $770,000.00 Strike: $0.03 | $19,763,332,820,000.00 |
DisclosureSEC source: 0001144204-17-004232 · v457755_form4a.xml · derivative · entry 14 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 555,972,552 Underlying: Common Stock · 25,666,666 shares Expires 2018-03-01 F1 · ownership.direct: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| January 25, 2017 Filed Apr 4, 2017 11:50 UTC Amendment | Legend Oil & Gas, Ltd. LOGL · Entity 177266 | PurchaseOriginal Issue Discount Senior Convertible Debenture · Derivative | 25,666,666 | $770,000.00 Strike: $0.03 | $19,763,332,820,000.00 |
DisclosureSEC source: 0001144204-17-018765 · v463495_form4a.xml · derivative · entry 14 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 555,972,552 Underlying: Common Stock · 25,666,666 shares Expires 2018-03-01 F1 · ownership.direct: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| January 03, 2017 Filed Jan 11, 2017 11:49 UTC Amendment | Legend Oil & Gas, Ltd. LOGL · Entity 177266 | PurchaseOriginal Issue Discount Senior Convertible Debenture · Derivative | 12,833,333 | $385,000.00 Strike: $0.03 | $4,940,833,205,000.00 |
DisclosureSEC source: 0001144204-17-001756 · v456694_form4a.xml · derivative · entry 11 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,805,887 Underlying: Common Stock · 12,833,333 shares Expires 2018-03-01 F1 · ownership.direct: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| January 03, 2017 Filed Jan 27, 2017 11:54 UTC Amendment | Legend Oil & Gas, Ltd. LOGL · Entity 177266 | PurchaseOriginal Issue Discount Senior Convertible Debenture · Derivative | 12,833,333 | $385,000.00 Strike: $0.03 | $4,940,833,205,000.00 |
DisclosureSEC source: 0001144204-17-004232 · v457755_form4a.xml · derivative · entry 13 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,305,886 Underlying: Common Stock · 12,833,333 shares Expires 2018-03-01 F1 · ownership.direct: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| January 03, 2017 Filed Apr 4, 2017 11:50 UTC Amendment | Legend Oil & Gas, Ltd. LOGL · Entity 177266 | PurchaseOriginal Issue Discount Senior Convertible Debenture · Derivative | 12,833,333 | $385,000.00 Strike: $0.03 | $4,940,833,205,000.00 |
DisclosureSEC source: 0001144204-17-018765 · v463495_form4a.xml · derivative · entry 13 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,305,886 Underlying: Common Stock · 12,833,333 shares Expires 2018-03-01 F1 · ownership.direct: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| December 28, 2016 Filed Jun 23, 2017 23:37 UTC | OLENOX INDUSTRIES INC. SGBX · Entity 8524 | GrantStock Option (right to buy) · Derivative | 33,334 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-17-006812 · f4111716hillaircap_sgblocks.xml · derivative · entry 8 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,334 Underlying: Common Stock · 33,334 shares Expires 2026-10-31 F7 · kind: The options, issued pursuant to the issuer's Stock Option Plan, were transferred to Hillair Capital from Neal Kaufman and Sean McAvoy, current directors of the issuer (collectively, the "Transferors"), on December 28, 2016. Each of Messrs. Kaufman and McAvoy transferred 16,667 options to Hillair Capital. F8 · derivative.exercise_date: Each of the options, originally reported by the Transferors on November 3, 2016, vests in equal installments of 4,167 underlying shares of common stock on the last day of each fiscal quarter following the date of original grant until the options are 100% vested. Read SEC document |
| December 28, 2016 Filed Jun 23, 2017 23:35 UTC | OLENOX INDUSTRIES INC. SGBX · Entity 8524 | OtherStock Option (right to buy) · Derivative | 16,667 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-17-006809 · f4122816mcavoy_sgblocks.xml · derivative · entry 1 McAvoy Sean M · CIK 0001642615 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,667 shares Expires 2016-10-31 F1 · derivative.exercise_price: The exercise price and number of underlying shares of common stock reported herein reflect a 3-for-1 reverse stock split of the issuer's common stock and preferred stock effected on February 28, 2017. F2 · kind: The Reporting Person assigned the options to Hillair Capital Investments LP, a Cayman Islands limited partnership, an affiliate of the Reporting Person. F4 · price: The options were granted under the issuer's stock incentive plan and without payment of consideration in connection with the reporting person's service as a director. F3 · derivative.exercise_date: The options vest, subject to the Reporting Person's continued role as director, as to 25% of the underlying shares on the last day of each fiscal quarter following the date of grant until the options are 100% vested. Read SEC document |
| December 16, 2016 Filed Jan 11, 2017 11:49 UTC Amendment | Legend Oil & Gas, Ltd. LOGL · Entity 177266 | PurchaseOriginal Issue Discount Senior Convertible Debenture · Derivative | 11,000,000 | $330,000.00 Strike: $0.03 | $3,630,000,000,000.00 |
DisclosureSEC source: 0001144204-17-001756 · v456694_form4a.xml · derivative · entry 10 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 489,972,554 Underlying: Common Stock · 11,000,000 shares Expires 2018-03-01 F1 · ownership.direct: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| December 16, 2016 Filed Jan 27, 2017 11:54 UTC Amendment | Legend Oil & Gas, Ltd. LOGL · Entity 177266 | PurchaseOriginal Issue Discount Senior Convertible Debenture · Derivative | 11,000,000 | $330,000.00 Strike: $0.03 | $3,630,000,000,000.00 |
DisclosureSEC source: 0001144204-17-004232 · v457755_form4a.xml · derivative · entry 12 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,472,553 Underlying: Common Stock · 11,000,000 shares Expires 2018-03-01 F1 · ownership.direct: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| December 16, 2016 Filed Apr 4, 2017 11:50 UTC Amendment | Legend Oil & Gas, Ltd. LOGL · Entity 177266 | PurchaseOriginal Issue Discount Senior Convertible Debenture · Derivative | 11,000,000 | $330,000.00 Strike: $0.03 | $3,630,000,000,000.00 |
DisclosureSEC source: 0001144204-17-018765 · v463495_form4a.xml · derivative · entry 12 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,472,553 Underlying: Common Stock · 11,000,000 shares Expires 2018-03-01 F1 · ownership.direct: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| November 29, 2016 Filed Jan 27, 2017 11:54 UTC Amendment | Legend Oil & Gas, Ltd. LOGL · Entity 177266 | PurchaseOriginal Issue Discount Senior Convertible Debenture · Derivative | 10,083,333 | $302,500.00 Strike: $0.03 | $3,050,208,232,500.00 |
DisclosureSEC source: 0001144204-17-004232 · v457755_form4a.xml · derivative · entry 11 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506,472,553 Underlying: Common Stock · 12,833,333 shares Expires 2018-03-01 F1 · ownership.direct: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| November 29, 2016 Filed Apr 4, 2017 11:50 UTC Amendment | Legend Oil & Gas, Ltd. LOGL · Entity 177266 | PurchaseOriginal Issue Discount Senior Convertible Debenture · Derivative | 10,083,333 | $302,500.00 Strike: $0.03 | $3,050,208,232,500.00 |
DisclosureSEC source: 0001144204-17-018765 · v463495_form4a.xml · derivative · entry 11 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506,472,553 Underlying: Common Stock · 12,833,333 shares Expires 2018-03-01 F1 · ownership.direct: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| November 17, 2016 Filed Jun 23, 2017 23:37 UTC | OLENOX INDUSTRIES INC. SGBX · Entity 8524 | GrantSenior Convertible Secured Debentures · Derivative | 250,000 | $3.75 Strike: $3.75 | $937,500.00 |
DisclosureSEC source: 0001213900-17-006812 · f4111716hillaircap_sgblocks.xml · derivative · entry 4 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires not disclosed F3 · derivative.exercise_date: The November 2016 Senior Convertible Secured Debenture became convertible on November 17, 2016 and expires on June 30, 2018, in the amount of $937,500 in principal amount plus any accrued and unpaid interest. F3 · derivative.expiration_date: The November 2016 Senior Convertible Secured Debenture became convertible on November 17, 2016 and expires on June 30, 2018, in the amount of $937,500 in principal amount plus any accrued and unpaid interest. F4 · derivative.underlying_shares: The number of underlying shares of common stock reported in Column 7 reflects a 3-for-1 reverse stock split of the issuer's common stock and preferred stock effected on February 28, 2017. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 22:33 UTC | OLENOX INDUSTRIES INC. SGBX*** · Entity 8524 | GrantStock Options (right to buy) · Derivative | 50,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001213900-16-017963 · f4110116mcavoy_sgblocks.xml · derivative · entry 1 McAvoy Sean M · CIK 0001642615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2026-10-31 F1 · derivative.exercise_price: The options are exercisable at the greater of $1.00 and fair market value, which will be determined within 90 days of the date of grant. F2 · kind: The options were issued pursuant to the Issuer's Stock Option Plan. F3 · derivative.exercise_date: The options vest, subject to the Reporting Person's continued role as a director, in equal installments of 12,500 underlying shares of common stock on the last day of each fiscal quarter following the date of grant until the options are 100% vested. Read SEC document |
| October 31, 2016 Filed Jan 27, 2017 11:54 UTC Amendment | Legend Oil & Gas, Ltd. LOGL · Entity 177266 | PurchaseOriginal Issue Discount Senior Convertible Debenture · Derivative | 14,666,666 | $440,000.00 Strike: $0.03 | $6,453,333,040,000.00 |
DisclosureSEC source: 0001144204-17-004232 · v457755_form4a.xml · derivative · entry 10 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,639,220 Underlying: Common Stock · 14,666,666 shares Expires 2018-03-01 F1 · ownership.direct: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| October 31, 2016 Filed Apr 4, 2017 11:50 UTC Amendment | Legend Oil & Gas, Ltd. LOGL · Entity 177266 | PurchaseOriginal Issue Discount Senior Convertible Debenture · Derivative | 14,666,666 | $440,000.00 Strike: $0.03 | $6,453,333,040,000.00 |
DisclosureSEC source: 0001144204-17-018765 · v463495_form4a.xml · derivative · entry 10 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,639,220 Underlying: Common Stock · 14,666,666 shares Expires 2018-03-01 F1 · ownership.direct: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| August 22, 2016 Filed Jan 11, 2017 11:49 UTC Amendment | Legend Oil & Gas, Ltd. LOGL · Entity 177266 | PurchaseOriginal Issue Discount Senior Convertible Debenture · Derivative | 12,833,333 | $385,000.00 Strike: $0.03 | $4,940,833,205,000.00 |
DisclosureSEC source: 0001144204-17-001756 · v456694_form4a.xml · derivative · entry 9 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,972,554 Underlying: Common Stock · 12,833,333 shares Expires 2018-03-01 F1 · ownership.direct: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| August 22, 2016 Filed Jan 27, 2017 11:54 UTC Amendment | Legend Oil & Gas, Ltd. LOGL · Entity 177266 | PurchaseOriginal Issue Discount Senior Convertible Debenture · Derivative | 12,833,333 | $385,000.00 Strike: $0.03 | $4,940,833,205,000.00 |
DisclosureSEC source: 0001144204-17-004232 · v457755_form4a.xml · derivative · entry 9 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,972,554 Underlying: Common Stock · 12,833,333 shares Expires 2018-03-01 F1 · ownership.direct: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| August 22, 2016 Filed Apr 4, 2017 11:50 UTC Amendment | Legend Oil & Gas, Ltd. LOGL · Entity 177266 | PurchaseOriginal Issue Discount Senior Convertible Debenture · Derivative | 12,833,333 | $385,000.00 Strike: $0.03 | $4,940,833,205,000.00 |
DisclosureSEC source: 0001144204-17-018765 · v463495_form4a.xml · derivative · entry 9 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,972,554 Underlying: Common Stock · 12,833,333 shares Expires 2018-03-01 F1 · ownership.direct: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| July 27, 2016 Filed Jan 11, 2017 11:49 UTC Amendment | Legend Oil & Gas, Ltd. LOGL · Entity 177266 | PurchaseOriginal Issue Discount Senior Convertible Debenture · Derivative | 18,333,333 | $550,000.00 Strike: $0.03 | $10,083,333,150,000.00 |
DisclosureSEC source: 0001144204-17-001756 · v456694_form4a.xml · derivative · entry 8 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,139,221 Underlying: Common Stock · 18,333,333 shares Expires 2018-03-01 F1 · ownership.direct: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| July 27, 2016 Filed Jan 27, 2017 11:54 UTC Amendment | Legend Oil & Gas, Ltd. LOGL · Entity 177266 | PurchaseOriginal Issue Discount Senior Convertible Debenture · Derivative | 18,333,333 | $550,000.00 Strike: $0.03 | $10,083,333,150,000.00 |
DisclosureSEC source: 0001144204-17-004232 · v457755_form4a.xml · derivative · entry 8 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,139,221 Underlying: Common Stock · 18,333,333 shares Expires 2018-03-01 F1 · ownership.direct: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| July 27, 2016 Filed Apr 4, 2017 11:50 UTC Amendment | Legend Oil & Gas, Ltd. LOGL · Entity 177266 | PurchaseOriginal Issue Discount Senior Convertible Debenture · Derivative | 18,333,333 | $550,000.00 Strike: $0.03 | $10,083,333,150,000.00 |
DisclosureSEC source: 0001144204-17-018765 · v463495_form4a.xml · derivative · entry 8 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,139,221 Underlying: Common Stock · 18,333,333 shares Expires 2018-03-01 F1 · ownership.direct: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| July 05, 2016 Filed Jan 11, 2017 11:49 UTC Amendment | Legend Oil & Gas, Ltd. LOGL · Entity 177266 | PurchaseOriginal Issue Discount Senior Convertible Debenture · Derivative | 11,000,000 | $330,000.00 Strike: $0.03 | $3,630,000,000,000.00 |
DisclosureSEC source: 0001144204-17-001756 · v456694_form4a.xml · derivative · entry 7 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,805,888 Underlying: Common Stock · 11,000,000 shares Expires 2018-03-01 F1 · ownership.direct: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| July 05, 2016 Filed Jan 27, 2017 11:54 UTC Amendment | Legend Oil & Gas, Ltd. LOGL · Entity 177266 | PurchaseOriginal Issue Discount Senior Convertible Debenture · Derivative | 11,000,000 | $330,000.00 Strike: $0.03 | $3,630,000,000,000.00 |
DisclosureSEC source: 0001144204-17-004232 · v457755_form4a.xml · derivative · entry 7 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,805,888 Underlying: Common Stock · 11,000,000 shares Expires 2018-03-01 F1 · ownership.direct: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| July 05, 2016 Filed Apr 4, 2017 11:50 UTC Amendment | Legend Oil & Gas, Ltd. LOGL · Entity 177266 | PurchaseOriginal Issue Discount Senior Convertible Debenture · Derivative | 11,000,000 | $330,000.00 Strike: $0.03 | $3,630,000,000,000.00 |
DisclosureSEC source: 0001144204-17-018765 · v463495_form4a.xml · derivative · entry 7 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,805,888 Underlying: Common Stock · 11,000,000 shares Expires 2018-03-01 F1 · ownership.direct: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| May 27, 2016 Filed Jan 11, 2017 11:49 UTC Amendment | Legend Oil & Gas, Ltd. LOGL · Entity 177266 | PurchaseOriginal Issue Discount Senior Convertible Debenture · Derivative | 15,336,080 | $460,082.00 Strike: $0.03 | $7,055,854,358,560.00 |
DisclosureSEC source: 0001144204-17-001756 · v456694_form4a.xml · derivative · entry 6 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,805,888 Underlying: Common Stock · 15,336,080 shares Expires 2018-03-01 F1 · ownership.direct: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| May 27, 2016 Filed Jan 27, 2017 11:54 UTC Amendment | Legend Oil & Gas, Ltd. LOGL · Entity 177266 | PurchaseOriginal Issue Discount Senior Convertible Debenture · Derivative | 15,336,080 | $460,082.00 Strike: $0.03 | $7,055,854,358,560.00 |
DisclosureSEC source: 0001144204-17-004232 · v457755_form4a.xml · derivative · entry 6 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,805,888 Underlying: Common Stock · 15,336,080 shares Expires 2018-03-01 F1 · ownership.direct: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.