organization · Reporting owner
Hillair Capital Management LLC
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Legend Oil & Gas, Ltd.LOGL · Entity 177266 | 10% owner | May 27, 2016 | April 04, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Legend Oil & Gas, Ltd.
Report date May 27, 2016 · Filed April 04, 2017 · Amendment
Jointly reported with Hillair Capital Investments LP, McAvoy Sean M
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 604,155,998 |
Reported balance
After 2015-05-01 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2015-05-01 · Purchase · Acquired 604,155,998 · Balance 604,155,998 F1: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. |
| Series B Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.03 | Direct | 321,456,675 |
Reported balance
After 2015-10-21 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2015-10-21 · Purchase · Acquired 321,456,675 · Balance 321,456,675 F2: The Series B Convertible Preferred Stock does not have an expiration date. F1: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. |
| Original Issue Discount Senior Convertible DebentureSEC Table II · derivative / convertible security · Conversion / exercise price $0.03 · Expires 2018-03-01 | Direct | 369,436,675 |
Reported balance
After 2016-01-29 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2016-01-29 · Purchase · Acquired 47,980,000 · Balance 369,436,675 F1: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. |
| Original Issue Discount Senior Convertible DebentureSEC Table II · derivative / convertible security · Conversion / exercise price $0.03 · Expires 2018-03-01 | Direct | 383,129,608 |
Reported balance
After 2016-03-25 transaction · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · 2016-03-25 · Purchase · Acquired 13,692,933 · Balance 383,129,608 F1: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. |
| Original Issue Discount Senior Convertible DebentureSEC Table II · derivative / convertible security · Conversion / exercise price $0.03 · Expires 2018-03-01 | Direct | 421,469,808 |
Reported balance
After 2016-04-07 transaction · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · 2016-04-07 · Purchase · Acquired 38,340,200 · Balance 421,469,808 F1: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. |
| Original Issue Discount Senior Convertible DebentureSEC Table II · derivative / convertible security · Conversion / exercise price $0.03 · Expires 2018-03-01 | Direct | 436,805,888 |
Reported balance
After 2016-05-27 transaction · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · 2016-05-27 · Purchase · Acquired 15,336,080 · Balance 436,805,888 F1: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. |
| Original Issue Discount Senior Convertible DebentureSEC Table II · derivative / convertible security · Conversion / exercise price $0.03 · Expires 2018-03-01 | Direct | 447,805,888 |
Reported balance
After 2016-07-05 transaction · row 7
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 7 · 2016-07-05 · Purchase · Acquired 11,000,000 · Balance 447,805,888 F1: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. |
| Original Issue Discount Senior Convertible DebentureSEC Table II · derivative / convertible security · Conversion / exercise price $0.03 · Expires 2018-03-01 | Direct | 466,139,221 |
Reported balance
After 2016-07-27 transaction · row 8
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 8 · 2016-07-27 · Purchase · Acquired 18,333,333 · Balance 466,139,221 F1: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. |
| Original Issue Discount Senior Convertible DebentureSEC Table II · derivative / convertible security · Conversion / exercise price $0.03 · Expires 2018-03-01 | Direct | 478,972,554 |
Reported balance
After 2016-08-22 transaction · row 9
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 9 · 2016-08-22 · Purchase · Acquired 12,833,333 · Balance 478,972,554 F1: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. |
| Original Issue Discount Senior Convertible DebentureSEC Table II · derivative / convertible security · Conversion / exercise price $0.03 · Expires 2018-03-01 | Direct | 493,639,220 |
Reported balance
After 2016-10-31 transaction · row 10
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 10 · 2016-10-31 · Purchase · Acquired 14,666,666 · Balance 493,639,220 F1: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. |
| Original Issue Discount Senior Convertible DebentureSEC Table II · derivative / convertible security · Conversion / exercise price $0.03 · Expires 2018-03-01 | Direct | 506,472,553 |
Reported balance
After 2016-11-29 transaction · row 11
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 11 · 2016-11-29 · Purchase · Acquired 10,083,333 · Balance 506,472,553 F1: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. |
| Original Issue Discount Senior Convertible DebentureSEC Table II · derivative / convertible security · Conversion / exercise price $0.03 · Expires 2018-03-01 | Direct | 517,472,553 |
Reported balance
After 2016-12-16 transaction · row 12
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 12 · 2016-12-16 · Purchase · Acquired 11,000,000 · Balance 517,472,553 F1: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. |
| Original Issue Discount Senior Convertible DebentureSEC Table II · derivative / convertible security · Conversion / exercise price $0.03 · Expires 2018-03-01 | Direct | 530,305,886 |
Reported balance
After 2017-01-03 transaction · row 13
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 13 · 2017-01-03 · Purchase · Acquired 12,833,333 · Balance 530,305,886 F1: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. |
| Original Issue Discount Senior Convertible DebentureSEC Table II · derivative / convertible security · Conversion / exercise price $0.03 · Expires 2018-03-01 | Direct | 555,972,552 |
Reported balance
After 2017-01-25 transaction · row 14
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 14 · 2017-01-25 · Purchase · Acquired 25,666,666 · Balance 555,972,552 F1: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. |
| Original Issue Discount Senior Convertible DebentureSEC Table II · derivative / convertible security · Conversion / exercise price $0.03 · Expires 2018-03-01 | Direct | 577,972,552 |
Reported balance
After 2017-04-03 transaction · row 15
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 15 · 2017-04-03 · Purchase · Acquired 22,000,000 · Balance 577,972,552 F1: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.
F2: The Series B Convertible Preferred Stock does not have an expiration date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
OLENOX INDUSTRIES INC.
Report date January 31, 2019 · Filed February 04, 2019
Jointly reported with Hillair Capital Investments LP, McAvoy Sean M
Section 16 reporting ended · disclosed 2019-02-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 407,998 |
Last balance in matching sequence
After 2019-02-01 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2019-01-31 · Sale · Disposed 100 · Balance 434,397 F2: The securities reported herein are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Investments"), and indirectly by Hillair Capital Management LLC ("Hillair Management"), as the investment advisor of Hillair Investments, and Sean M. McAvoy ("Mr. McAvoy"), as the manager of Hillair Management. Hillair Management and Mr. McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Row 2 · 2019-02-01 · Sale · Disposed 26,399 · Balance 407,998 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.00 to $3.06, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F2: The securities reported herein are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Investments"), and indirectly by Hillair Capital Management LLC ("Hillair Management"), as the investment advisor of Hillair Investments, and Sean M. McAvoy ("Mr. McAvoy"), as the manager of Hillair Management. Hillair Management and Mr. McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.00 to $3.06, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F2: The securities reported herein are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Investments"), and indirectly by Hillair Capital Management LLC ("Hillair Management"), as the investment advisor of Hillair Investments, and Sean M. McAvoy ("Mr. McAvoy"), as the manager of Hillair Management. Hillair Management and Mr. McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 07, 2016 Filed Apr 4, 2017 11:50 UTC Amendment | Legend Oil & Gas, Ltd. LOGL · Entity 177266 | PurchaseOriginal Issue Discount Senior Convertible Debenture · Derivative | 38,340,200 | $1,150,206.00 Strike: $0.03 | $44,099,128,081,200.00 |
DisclosureSEC source: 0001144204-17-018765 · v463495_form4a.xml · derivative · entry 5 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,469,808 Underlying: Common Stock · 38,340,200 shares Expires 2018-03-01 F1 · ownership.direct: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| March 25, 2016 Filed Jan 11, 2017 11:49 UTC Amendment | Legend Oil & Gas, Ltd. LOGL · Entity 177266 | PurchaseOriginal Issue Discount Senior Convertible Debenture · Derivative | 13,692,933 | $410,788.00 Strike: $0.03 | $5,624,892,561,204.00 |
DisclosureSEC source: 0001144204-17-001756 · v456694_form4a.xml · derivative · entry 4 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,129,608 Underlying: Common Stock · 13,692,933 shares Expires 2018-03-01 F1 · ownership.direct: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| March 25, 2016 Filed Jan 27, 2017 11:54 UTC Amendment | Legend Oil & Gas, Ltd. LOGL · Entity 177266 | PurchaseOriginal Issue Discount Senior Convertible Debenture · Derivative | 13,692,933 | $410,788.00 Strike: $0.03 | $5,624,892,561,204.00 |
DisclosureSEC source: 0001144204-17-004232 · v457755_form4a.xml · derivative · entry 4 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,129,608 Underlying: Common Stock · 13,692,933 shares Expires 2018-03-01 F1 · ownership.direct: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| March 25, 2016 Filed Apr 4, 2017 11:50 UTC Amendment | Legend Oil & Gas, Ltd. LOGL · Entity 177266 | PurchaseOriginal Issue Discount Senior Convertible Debenture · Derivative | 13,692,933 | $410,788.00 Strike: $0.03 | $5,624,892,561,204.00 |
DisclosureSEC source: 0001144204-17-018765 · v463495_form4a.xml · derivative · entry 4 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,129,608 Underlying: Common Stock · 13,692,933 shares Expires 2018-03-01 F1 · ownership.direct: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| January 29, 2016 Filed Jan 11, 2017 11:49 UTC Amendment | Legend Oil & Gas, Ltd. LOGL · Entity 177266 | PurchaseOriginal Issue Discount Senior Convertible Debenture · Derivative | 47,980,000 | $1,439,400.00 Strike: $0.03 | $69,062,412,000,000.00 |
DisclosureSEC source: 0001144204-17-001756 · v456694_form4a.xml · derivative · entry 3 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,436,675 Underlying: Common Stock · 47,980,000 shares Expires 2018-03-01 F1 · ownership.direct: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| January 29, 2016 Filed Jan 27, 2017 11:54 UTC Amendment | Legend Oil & Gas, Ltd. LOGL · Entity 177266 | PurchaseOriginal Issue Discount Senior Convertible Debenture · Derivative | 47,980,000 | $1,439,400.00 Strike: $0.03 | $69,062,412,000,000.00 |
DisclosureSEC source: 0001144204-17-004232 · v457755_form4a.xml · derivative · entry 3 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,436,675 Underlying: Common Stock · 47,980,000 shares Expires 2018-03-01 F1 · ownership.direct: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| January 29, 2016 Filed Apr 4, 2017 11:50 UTC Amendment | Legend Oil & Gas, Ltd. LOGL · Entity 177266 | PurchaseOriginal Issue Discount Senior Convertible Debenture · Derivative | 47,980,000 | $1,439,400.00 Strike: $0.03 | $69,062,412,000,000.00 |
DisclosureSEC source: 0001144204-17-018765 · v463495_form4a.xml · derivative · entry 3 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,436,675 Underlying: Common Stock · 47,980,000 shares Expires 2018-03-01 F1 · ownership.direct: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| October 21, 2015 Filed Jan 11, 2017 11:49 UTC Amendment | Legend Oil & Gas, Ltd. LOGL · Entity 177266 | PurchaseSeries B Convertible Preferred Stock · Derivative | 321,456,675 | $1,000.00 Strike: $0.03 | $321,456,675,000.00 |
DisclosureSEC source: 0001144204-17-001756 · v456694_form4a.xml · derivative · entry 2 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,456,675 Underlying: Common Stock · 321,456,675 shares Expires not disclosed F2 · derivative.expiration_date: The Series B Convertible Preferred Stock does not have an expiration date. F1 · ownership.direct: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| October 21, 2015 Filed Jan 27, 2017 11:54 UTC Amendment | Legend Oil & Gas, Ltd. LOGL · Entity 177266 | PurchaseSeries B Convertible Preferred Stock · Derivative | 321,456,675 | $1,000.00 Strike: $0.03 | $321,456,675,000.00 |
DisclosureSEC source: 0001144204-17-004232 · v457755_form4a.xml · derivative · entry 2 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,456,675 Underlying: Common Stock · 321,456,675 shares Expires not disclosed F2 · derivative.expiration_date: The Series B Convertible Preferred Stock does not have an expiration date. F1 · ownership.direct: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| October 21, 2015 Filed Apr 4, 2017 11:50 UTC Amendment | Legend Oil & Gas, Ltd. LOGL · Entity 177266 | PurchaseSeries B Convertible Preferred Stock · Derivative | 321,456,675 | $1,000.00 Strike: $0.03 | $321,456,675,000.00 |
DisclosureSEC source: 0001144204-17-018765 · v463495_form4a.xml · derivative · entry 2 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,456,675 Underlying: Common Stock · 321,456,675 shares Expires not disclosed F2 · derivative.expiration_date: The Series B Convertible Preferred Stock does not have an expiration date. F1 · ownership.direct: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| May 01, 2015 Filed Jan 11, 2017 11:49 UTC Amendment | Legend Oil & Gas, Ltd. LOGL · Entity 177266 | PurchaseCommon Stock | 604,155,998 | $0.03 | $18,124,679.94 |
DisclosureSEC source: 0001144204-17-001756 · v456694_form4a.xml · nonDerivative · entry 1 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 604,155,998 F1 · ownership.direct: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| May 01, 2015 Filed Jan 27, 2017 11:54 UTC Amendment | Legend Oil & Gas, Ltd. LOGL · Entity 177266 | PurchaseCommon Stock | 604,155,998 | $0.03 | $18,124,679.94 |
DisclosureSEC source: 0001144204-17-004232 · v457755_form4a.xml · nonDerivative · entry 1 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 604,155,998 F1 · ownership.direct: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| May 01, 2015 Filed Apr 4, 2017 11:50 UTC Amendment | Legend Oil & Gas, Ltd. LOGL · Entity 177266 | PurchaseCommon Stock | 604,155,998 | $0.03 | $18,124,679.94 |
DisclosureSEC source: 0001144204-17-018765 · v463495_form4a.xml · nonDerivative · entry 1 Hillair Capital Investments LP · CIK 0001536125 · 10% owner Hillair Capital Management LLC · CIK 0001642616 · 10% owner McAvoy Sean M · CIK 0001642615 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 604,155,998 F1 · ownership.direct: The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.