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MENDELSON JASON A

Disclosed activity across 2 companies

Tapewire entity
160655
SEC CIK
0001248191

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2019-02-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectMobius Technology Ventures VI, L.P.1,112,508 Reported balance After 2019-02-01 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2019-02-01 · Sale · Disposed 97,386 · Balance 1,112,508

F1: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $10.02 - $10.88 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI").

F6: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectSOFTBANK U.S. Ventures VI L.P.1,193,203 Reported balance After 2019-02-01 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2019-02-01 · Sale · Disposed 104,451 · Balance 1,193,203

F1: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $10.02 - $10.88 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank").

F6: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectMobius Technology Ventures Side Fund VI L.P.45,495 Reported balance After 2019-02-01 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2019-02-01 · Sale · Disposed 3,983 · Balance 45,495

F1: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $10.02 - $10.88 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund").

F6: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectMobius Technology Ventures Advisors Fund VI L.P.43,343 Reported balance After 2019-02-01 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2019-02-01 · Sale · Disposed 3,793 · Balance 43,343

F1: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $10.02 - $10.88 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund").

F6: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $10.02 - $10.88 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI").

F3: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank").

F4: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund").

F5: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund").

F6: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.

Section 16 reporting ended · disclosed 2018-07-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy: Foundry Group Select Fund, L.P.1,251,589 Reported balance After 2018-07-09 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2018-07-09 · Other · Disposed 718,257 · Balance 1,251,589

F1: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundry Group Select Fund, L.P. effected following the close of the trading market on July 9, 2018 without consideration to its limited partners and its general partner, Foundry Select Fund GP, LLC.

F2: The shares are held by Foundry Group Select Fund, L.P. The general partner of Foundry Group Select Fund, L.P. is Foundry Select Fund GP, LLC and has voting and dispositive power over these shares. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Select Fund GP, LLC and share voting and dispositive power over these shares. Each of Foundry Select Fund GP, LLC, Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his or its respective pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy: Foundry Venture Capital 2007, L.P.3,104,753 Reported balance After 2018-07-09 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2018-07-09 · Other · Disposed 1,781,743 · Balance 3,104,753

F3: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundry Venture Capital 2007, L.P. effected following the close of the trading market on July 9, 2018 without consideration to its limited partners and its general partner, Foundry Venture 2007, LLC.

F4: The shares are held by Foundry Venture Capital 2007, L.P. The general partner of Foundry Venture Capital 2007, L.P. is Foundry Venture 2007, LLC and has voting and dispositive power over these shares. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Venture 2007, LLC and share voting and dispositive power over these shares. Each of Foundry Venture 2007, LLC, Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his or its respective pecuniary interest therein.

Common StockSEC Table I · non-derivativeDirect399,111 Reported balance After 2018-07-09 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2018-07-09 · Other · Acquired 399,111 · Balance 399,111

F5: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundry Venture Capital 2007, L.P. described in footnote 3 above. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Venture 2007, LLC and share voting and dispositive power over these shares. Each of Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his respective pecuniary interest therein.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-07-09 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2018-07-09 · Other · Disposed 399,111 · Balance 0

F6: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundry Venture 2007, LLC effected following the close of the trading market on July 9, 2018 without consideration to its members. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Venture 2007, LLC and share voting and dispositive power over these shares. Each of Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his respective pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundry Group Select Fund, L.P. effected following the close of the trading market on July 9, 2018 without consideration to its limited partners and its general partner, Foundry Select Fund GP, LLC.

F2: The shares are held by Foundry Group Select Fund, L.P. The general partner of Foundry Group Select Fund, L.P. is Foundry Select Fund GP, LLC and has voting and dispositive power over these shares. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Select Fund GP, LLC and share voting and dispositive power over these shares. Each of Foundry Select Fund GP, LLC, Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his or its respective pecuniary interest therein.

F3: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundry Venture Capital 2007, L.P. effected following the close of the trading market on July 9, 2018 without consideration to its limited partners and its general partner, Foundry Venture 2007, LLC.

F4: The shares are held by Foundry Venture Capital 2007, L.P. The general partner of Foundry Venture Capital 2007, L.P. is Foundry Venture 2007, LLC and has voting and dispositive power over these shares. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Venture 2007, LLC and share voting and dispositive power over these shares. Each of Foundry Venture 2007, LLC, Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his or its respective pecuniary interest therein.

F5: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundry Venture Capital 2007, L.P. described in footnote 3 above. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Venture 2007, LLC and share voting and dispositive power over these shares. Each of Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his respective pecuniary interest therein.

F6: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundry Venture 2007, LLC effected following the close of the trading market on July 9, 2018 without consideration to its members. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Venture 2007, LLC and share voting and dispositive power over these shares. Each of Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his respective pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 27, 2018 Filed Jan 23, 2019 21:26 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass B Common Stock · Derivative 55,540 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 34

MOBIUS VI LLC · CIK 0001116442 · 10% owner

MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner

MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner

MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner

SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner

FELD BRADLEY A · CIK 0001065270 · 10% owner

MENDELSON JASON A · CIK 0001248191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mobius Technology Ventures Side Fund VI L.P.

Disclosed balance after: 55,540

Underlying: Class A Common Stock · 55,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F9 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F9 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F5 · ownership.nature: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund").

F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.

Read SEC document
July 27, 2018 Filed Jan 23, 2019 21:26 UTC Bloom Energy Corp BE · Entity 2659 ConversionSeries C Convertible Preferred Stock · Derivative 55,540 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 33

MOBIUS VI LLC · CIK 0001116442 · 10% owner

MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner

MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner

MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner

SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner

FELD BRADLEY A · CIK 0001065270 · 10% owner

MENDELSON JASON A · CIK 0001248191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mobius Technology Ventures Side Fund VI L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 55,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date.

F8 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date.

F8 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date.

F5 · ownership.nature: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund").

F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.

Read SEC document
July 27, 2018 Filed Jan 23, 2019 21:26 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass B Common Stock · Derivative 4,484 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 32

MOBIUS VI LLC · CIK 0001116442 · 10% owner

MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner

MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner

MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner

SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner

FELD BRADLEY A · CIK 0001065270 · 10% owner

MENDELSON JASON A · CIK 0001248191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SOFTBANK U.S. Ventures VI L.P.

Disclosed balance after: 1,531,414

Underlying: Class A Common Stock · 4,484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F9 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F9 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F4 · ownership.nature: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank").

F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.

Read SEC document
July 27, 2018 Filed Jan 23, 2019 21:26 UTC Bloom Energy Corp BE · Entity 2659 ConversionSeries F Convertible Preferred Stock · Derivative 4,484 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 31

MOBIUS VI LLC · CIK 0001116442 · 10% owner

MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner

MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner

MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner

SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner

FELD BRADLEY A · CIK 0001065270 · 10% owner

MENDELSON JASON A · CIK 0001248191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SOFTBANK U.S. Ventures VI L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 4,484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date.

F8 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date.

F8 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date.

F4 · ownership.nature: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank").

F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.

Read SEC document
July 27, 2018 Filed Jan 23, 2019 21:26 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass B Common Stock · Derivative 39,446 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 30

MOBIUS VI LLC · CIK 0001116442 · 10% owner

MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner

MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner

MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner

SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner

FELD BRADLEY A · CIK 0001065270 · 10% owner

MENDELSON JASON A · CIK 0001248191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SOFTBANK U.S. Ventures VI L.P.

Disclosed balance after: 1,526,930

Underlying: Class A Common Stock · 39,446 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F9 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F9 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F4 · ownership.nature: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank").

F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.

Read SEC document
July 27, 2018 Filed Jan 23, 2019 21:26 UTC Bloom Energy Corp BE · Entity 2659 ConversionSeries E Convertible Preferred Stock · Derivative 39,446 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 29

MOBIUS VI LLC · CIK 0001116442 · 10% owner

MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner

MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner

MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner

SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner

FELD BRADLEY A · CIK 0001065270 · 10% owner

MENDELSON JASON A · CIK 0001248191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SOFTBANK U.S. Ventures VI L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 39,446 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date.

F8 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date.

F8 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date.

F4 · ownership.nature: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank").

F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.

Read SEC document
July 27, 2018 Filed Jan 23, 2019 21:26 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass B Common Stock · Derivative 30,902 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 28

MOBIUS VI LLC · CIK 0001116442 · 10% owner

MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner

MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner

MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner

SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner

FELD BRADLEY A · CIK 0001065270 · 10% owner

MENDELSON JASON A · CIK 0001248191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SOFTBANK U.S. Ventures VI L.P.

Disclosed balance after: 1,487,484

Underlying: Class A Common Stock · 30,902 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F9 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F9 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F4 · ownership.nature: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank").

F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.

Read SEC document
July 27, 2018 Filed Jan 23, 2019 21:26 UTC Bloom Energy Corp BE · Entity 2659 ConversionSeries D Convertible Preferred Stock · Derivative 30,902 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 27

MOBIUS VI LLC · CIK 0001116442 · 10% owner

MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner

MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner

MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner

SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner

FELD BRADLEY A · CIK 0001065270 · 10% owner

MENDELSON JASON A · CIK 0001248191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SOFTBANK U.S. Ventures VI L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 30,902 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date.

F8 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date.

F8 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date.

F4 · ownership.nature: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank").

F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.

Read SEC document
July 27, 2018 Filed Jan 23, 2019 21:26 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass B Common Stock · Derivative 1,456,582 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 26

MOBIUS VI LLC · CIK 0001116442 · 10% owner

MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner

MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner

MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner

SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner

FELD BRADLEY A · CIK 0001065270 · 10% owner

MENDELSON JASON A · CIK 0001248191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SOFTBANK U.S. Ventures VI L.P.

Disclosed balance after: 1,456,582

Underlying: Class A Common Stock · 1,456,582 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F9 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F9 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F4 · ownership.nature: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank").

F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.

Read SEC document
July 27, 2018 Filed Jan 23, 2019 21:26 UTC Bloom Energy Corp BE · Entity 2659 ConversionSeries C Convertible Preferred Stock · Derivative 1,456,582 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 25

MOBIUS VI LLC · CIK 0001116442 · 10% owner

MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner

MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner

MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner

SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner

FELD BRADLEY A · CIK 0001065270 · 10% owner

MENDELSON JASON A · CIK 0001248191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SOFTBANK U.S. Ventures VI L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 1,456,582 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date.

F8 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date.

F8 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date.

F4 · ownership.nature: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank").

F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.

Read SEC document
July 27, 2018 Filed Jan 23, 2019 21:26 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass B Common Stock · Derivative 4,180 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 24

MOBIUS VI LLC · CIK 0001116442 · 10% owner

MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner

MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner

MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner

SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner

FELD BRADLEY A · CIK 0001065270 · 10% owner

MENDELSON JASON A · CIK 0001248191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mobius Technology Ventures VI, L.P.

Disclosed balance after: 1,427,843

Underlying: Class A Common Stock · 4,180 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F9 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F9 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F3 · ownership.nature: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI").

F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.

Read SEC document
July 27, 2018 Filed Jan 23, 2019 21:26 UTC Bloom Energy Corp BE · Entity 2659 ConversionSeries F Convertible Preferred Stock · Derivative 4,180 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 23

MOBIUS VI LLC · CIK 0001116442 · 10% owner

MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner

MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner

MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner

SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner

FELD BRADLEY A · CIK 0001065270 · 10% owner

MENDELSON JASON A · CIK 0001248191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mobius Technology Ventures VI, L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 4,180 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date.

F8 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date.

F8 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date.

F3 · ownership.nature: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI").

F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.

Read SEC document
July 27, 2018 Filed Jan 23, 2019 21:26 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass B Common Stock · Derivative 36,778 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 22

MOBIUS VI LLC · CIK 0001116442 · 10% owner

MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner

MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner

MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner

SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner

FELD BRADLEY A · CIK 0001065270 · 10% owner

MENDELSON JASON A · CIK 0001248191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mobius Technology Ventures VI, L.P.

Disclosed balance after: 1,423,663

Underlying: Class A Common Stock · 36,778 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F9 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F9 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F3 · ownership.nature: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI").

F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.

Read SEC document
July 27, 2018 Filed Jan 23, 2019 21:26 UTC Bloom Energy Corp BE · Entity 2659 ConversionSeries E Convertible Preferred Stock · Derivative 36,778 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 21

MOBIUS VI LLC · CIK 0001116442 · 10% owner

MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner

MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner

MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner

SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner

FELD BRADLEY A · CIK 0001065270 · 10% owner

MENDELSON JASON A · CIK 0001248191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mobius Technology Ventures VI, L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 36,778 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date.

F8 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date.

F8 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date.

F3 · ownership.nature: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI").

F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.

Read SEC document
July 27, 2018 Filed Jan 23, 2019 21:26 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass B Common Stock · Derivative 28,812 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 20

MOBIUS VI LLC · CIK 0001116442 · 10% owner

MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner

MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner

MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner

SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner

FELD BRADLEY A · CIK 0001065270 · 10% owner

MENDELSON JASON A · CIK 0001248191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mobius Technology Ventures VI, L.P.

Disclosed balance after: 1,386,885

Underlying: Class A Common Stock · 28,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F9 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F9 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F3 · ownership.nature: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI").

F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.

Read SEC document
July 27, 2018 Filed Jan 23, 2019 21:26 UTC Bloom Energy Corp BE · Entity 2659 ConversionSeries D Convertible Preferred Stock · Derivative 28,812 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 19

MOBIUS VI LLC · CIK 0001116442 · 10% owner

MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner

MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner

MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner

SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner

FELD BRADLEY A · CIK 0001065270 · 10% owner

MENDELSON JASON A · CIK 0001248191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mobius Technology Ventures VI, L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 28,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date.

F8 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date.

F8 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date.

F3 · ownership.nature: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI").

F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.

Read SEC document
July 27, 2018 Filed Jan 23, 2019 21:26 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass B Common Stock · Derivative 1,358,073 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 18

MOBIUS VI LLC · CIK 0001116442 · 10% owner

MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner

MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner

MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner

SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner

FELD BRADLEY A · CIK 0001065270 · 10% owner

MENDELSON JASON A · CIK 0001248191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mobius Technology Ventures VI, L.P.

Disclosed balance after: 1,358,073

Underlying: Class A Common Stock · 1,358,073 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F9 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F9 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F3 · ownership.nature: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI").

F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.

Read SEC document
July 27, 2018 Filed Jan 23, 2019 21:26 UTC Bloom Energy Corp BE · Entity 2659 ConversionSeries C Convertible Preferred Stock · Derivative 1,358,073 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 17

MOBIUS VI LLC · CIK 0001116442 · 10% owner

MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner

MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner

MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner

SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner

FELD BRADLEY A · CIK 0001065270 · 10% owner

MENDELSON JASON A · CIK 0001248191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mobius Technology Ventures VI, L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 1,358,073 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date.

F8 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date.

F8 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date.

F3 · ownership.nature: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI").

F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.

Read SEC document
July 09, 2018 Filed Jul 11, 2018 16:30 UTC SendGrid, Inc. SEND · Entity 160560 OtherCommon Stock 399,111 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042335 · doc4.xml · nonDerivative · entry 4

Foundry Venture 2007, LLC · CIK 0001644897 · 10% owner

Foundry Group Select Fund, L.P. · CIK 0001581766 · 10% owner

Foundry Select Fund GP, LLC · CIK 0001581764 · 10% owner

Foundry Venture Capital 2007, L.P. · CIK 0001644896 · 10% owner

FELD BRADLEY A · CIK 0001065270 · 10% owner

Levine Seth · CIK 0001644983 · 10% owner

MCINTYRE RYAN A · CIK 0001248148 · 10% owner

MENDELSON JASON A · CIK 0001248191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F6 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundry Venture 2007, LLC effected following the close of the trading market on July 9, 2018 without consideration to its members. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Venture 2007, LLC and share voting and dispositive power over these shares. Each of Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his respective pecuniary interest therein.

Read SEC document
July 09, 2018 Filed Jul 11, 2018 16:30 UTC SendGrid, Inc. SEND · Entity 160560 OtherCommon Stock 399,111 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042335 · doc4.xml · nonDerivative · entry 3

Foundry Venture 2007, LLC · CIK 0001644897 · 10% owner

Foundry Group Select Fund, L.P. · CIK 0001581766 · 10% owner

Foundry Select Fund GP, LLC · CIK 0001581764 · 10% owner

Foundry Venture Capital 2007, L.P. · CIK 0001644896 · 10% owner

FELD BRADLEY A · CIK 0001065270 · 10% owner

Levine Seth · CIK 0001644983 · 10% owner

MCINTYRE RYAN A · CIK 0001248148 · 10% owner

MENDELSON JASON A · CIK 0001248191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,111

F5 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundry Venture Capital 2007, L.P. described in footnote 3 above. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Venture 2007, LLC and share voting and dispositive power over these shares. Each of Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his respective pecuniary interest therein.

Read SEC document
July 09, 2018 Filed Jul 11, 2018 16:30 UTC SendGrid, Inc. SEND · Entity 160560 OtherCommon Stock 1,781,743 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042335 · doc4.xml · nonDerivative · entry 2

Foundry Venture 2007, LLC · CIK 0001644897 · 10% owner

Foundry Group Select Fund, L.P. · CIK 0001581766 · 10% owner

Foundry Select Fund GP, LLC · CIK 0001581764 · 10% owner

Foundry Venture Capital 2007, L.P. · CIK 0001644896 · 10% owner

FELD BRADLEY A · CIK 0001065270 · 10% owner

Levine Seth · CIK 0001644983 · 10% owner

MCINTYRE RYAN A · CIK 0001248148 · 10% owner

MENDELSON JASON A · CIK 0001248191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Foundry Venture Capital 2007, L.P.

Disclosed balance after: 3,104,753

F3 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundry Venture Capital 2007, L.P. effected following the close of the trading market on July 9, 2018 without consideration to its limited partners and its general partner, Foundry Venture 2007, LLC.

F4 · ownership.nature: The shares are held by Foundry Venture Capital 2007, L.P. The general partner of Foundry Venture Capital 2007, L.P. is Foundry Venture 2007, LLC and has voting and dispositive power over these shares. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Venture 2007, LLC and share voting and dispositive power over these shares. Each of Foundry Venture 2007, LLC, Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his or its respective pecuniary interest therein.

Read SEC document
July 09, 2018 Filed Jul 11, 2018 16:30 UTC SendGrid, Inc. SEND · Entity 160560 OtherCommon Stock 718,257 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042335 · doc4.xml · nonDerivative · entry 1

Foundry Venture 2007, LLC · CIK 0001644897 · 10% owner

Foundry Group Select Fund, L.P. · CIK 0001581766 · 10% owner

Foundry Select Fund GP, LLC · CIK 0001581764 · 10% owner

Foundry Venture Capital 2007, L.P. · CIK 0001644896 · 10% owner

FELD BRADLEY A · CIK 0001065270 · 10% owner

Levine Seth · CIK 0001644983 · 10% owner

MCINTYRE RYAN A · CIK 0001248148 · 10% owner

MENDELSON JASON A · CIK 0001248191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Foundry Group Select Fund, L.P.

Disclosed balance after: 1,251,589

F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundry Group Select Fund, L.P. effected following the close of the trading market on July 9, 2018 without consideration to its limited partners and its general partner, Foundry Select Fund GP, LLC.

F2 · ownership.nature: The shares are held by Foundry Group Select Fund, L.P. The general partner of Foundry Group Select Fund, L.P. is Foundry Select Fund GP, LLC and has voting and dispositive power over these shares. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Select Fund GP, LLC and share voting and dispositive power over these shares. Each of Foundry Select Fund GP, LLC, Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his or its respective pecuniary interest therein.

Read SEC document
April 10, 2018 Filed Apr 11, 2018 16:38 UTC SendGrid, Inc. SEND · Entity 160560 SaleCommon Stock 2,094,213 $22.86 $47,873,709.18
Disclosure

SEC source: 0001209191-18-024639 · doc4.xml · nonDerivative · entry 2

Foundry Venture 2007, LLC · CIK 0001644897 · 10% owner

Foundry Group Select Fund, L.P. · CIK 0001581766 · 10% owner

Foundry Select Fund GP, LLC · CIK 0001581764 · 10% owner

Foundry Venture Capital 2007, L.P. · CIK 0001644896 · 10% owner

FELD BRADLEY A · CIK 0001065270 · 10% owner

Levine Seth · CIK 0001644983 · 10% owner

MCINTYRE RYAN A · CIK 0001248148 · 10% owner

MENDELSON JASON A · CIK 0001248191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Foundry Venture Capital 2007, L.P.

Disclosed balance after: 4,886,496

F1 · kind: The Reporting Persons sold shares to the underwriters in connection with the closing of the Issuer's follow-on public offering. The reported sale price reflects the price at which the Reporting Persons sold shares to the underwriters, which is net of underwriting commissions.

F3 · ownership.nature: The shares are held by Foundry Venture Capital 2007, L.P. The general partner of Foundry Venture Capital 2007, L.P. is Foundry Venture 2007,LLC and has voting and dispositive power over these shares. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Venture 2007, LLC and share voting and dispositive power over these shares. Each of Foundry Venture 2007, LLC, Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his or its respective pecuniary interest therein.

Read SEC document
April 10, 2018 Filed Apr 11, 2018 16:38 UTC SendGrid, Inc. SEND · Entity 160560 SaleCommon Stock 858,505 $22.86 $19,625,424.30
Disclosure

SEC source: 0001209191-18-024639 · doc4.xml · nonDerivative · entry 1

Foundry Venture 2007, LLC · CIK 0001644897 · 10% owner

Foundry Group Select Fund, L.P. · CIK 0001581766 · 10% owner

Foundry Select Fund GP, LLC · CIK 0001581764 · 10% owner

Foundry Venture Capital 2007, L.P. · CIK 0001644896 · 10% owner

FELD BRADLEY A · CIK 0001065270 · 10% owner

Levine Seth · CIK 0001644983 · 10% owner

MCINTYRE RYAN A · CIK 0001248148 · 10% owner

MENDELSON JASON A · CIK 0001248191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Foundry Group Select Fund, L.P.

Disclosed balance after: 1,969,846

F1 · kind: The Reporting Persons sold shares to the underwriters in connection with the closing of the Issuer's follow-on public offering. The reported sale price reflects the price at which the Reporting Persons sold shares to the underwriters, which is net of underwriting commissions.

F2 · ownership.nature: The shares are held by Foundry Group Select Fund, L.P. The general partner of Foundry Group Select Fund, L.P. is Foundry Select Fund GP, LLC and has voting and dispositive power over these shares. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Select Fund GP, LLC and share voting and dispositive power over these shares. Each of Foundry Select Fund GP, LLC, Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his or its respective pecuniary interest therein.

Read SEC document
November 17, 2017 Filed Nov 17, 2017 17:05 UTC SendGrid, Inc. SEND · Entity 160560 ConversionSeries Preferred Stock · Derivative 490,503 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-061540 · doc4.xml · derivative · entry 12

Foundry Venture 2007, LLC · CIK 0001644897 · 10% owner

Foundry Group Select Fund, L.P. · CIK 0001581766 · 10% owner

Foundry Select Fund GP, LLC · CIK 0001581764 · 10% owner

Foundry Venture Capital 2007, L.P. · CIK 0001644896 · 10% owner

FELD BRADLEY A · CIK 0001065270 · 10% owner

Levine Seth · CIK 0001644983 · 10% owner

MCINTYRE RYAN A · CIK 0001248148 · 10% owner

MENDELSON JASON A · CIK 0001248191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Foundry Group Select Fund, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 490,503 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock converted into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering, on a one-for-one basis and had no expiration date.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock converted into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering, on a one-for-one basis and had no expiration date.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock converted into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering, on a one-for-one basis and had no expiration date.

F2 · ownership.nature: The shares are held by Foundry Group Select Fund, L.P. The general partner of Foundry Group Select Fund, L.P. is Foundry Select Fund GP, LLC and has voting and dispositive power over these shares. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Select Fund GP, LLC and share voting and dispositive power over these shares. Each of Foundry Select Fund GP, LLC, Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his or its respective pecuniary interest therein.

Read SEC document
November 17, 2017 Filed Nov 17, 2017 17:05 UTC SendGrid, Inc. SEND · Entity 160560 ConversionSeries C Preferred Stock · Derivative 1,306,620 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-061540 · doc4.xml · derivative · entry 11

Foundry Venture 2007, LLC · CIK 0001644897 · 10% owner

Foundry Group Select Fund, L.P. · CIK 0001581766 · 10% owner

Foundry Select Fund GP, LLC · CIK 0001581764 · 10% owner

Foundry Venture Capital 2007, L.P. · CIK 0001644896 · 10% owner

FELD BRADLEY A · CIK 0001065270 · 10% owner

Levine Seth · CIK 0001644983 · 10% owner

MCINTYRE RYAN A · CIK 0001248148 · 10% owner

MENDELSON JASON A · CIK 0001248191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Foundry Group Select Fund, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 1,306,620 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock converted into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering, on a one-for-one basis and had no expiration date.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock converted into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering, on a one-for-one basis and had no expiration date.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock converted into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering, on a one-for-one basis and had no expiration date.

F2 · ownership.nature: The shares are held by Foundry Group Select Fund, L.P. The general partner of Foundry Group Select Fund, L.P. is Foundry Select Fund GP, LLC and has voting and dispositive power over these shares. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Select Fund GP, LLC and share voting and dispositive power over these shares. Each of Foundry Select Fund GP, LLC, Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his or its respective pecuniary interest therein.

Read SEC document
November 17, 2017 Filed Nov 17, 2017 17:05 UTC SendGrid, Inc. SEND · Entity 160560 ConversionSeries B Preferred Stock · Derivative 1,735,537 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-061540 · doc4.xml · derivative · entry 10

Foundry Venture 2007, LLC · CIK 0001644897 · 10% owner

Foundry Group Select Fund, L.P. · CIK 0001581766 · 10% owner

Foundry Select Fund GP, LLC · CIK 0001581764 · 10% owner

Foundry Venture Capital 2007, L.P. · CIK 0001644896 · 10% owner

FELD BRADLEY A · CIK 0001065270 · 10% owner

Levine Seth · CIK 0001644983 · 10% owner

MCINTYRE RYAN A · CIK 0001248148 · 10% owner

MENDELSON JASON A · CIK 0001248191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Foundry Venture Capital 2007, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 1,735,537 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock converted into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering, on a one-for-one basis and had no expiration date.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock converted into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering, on a one-for-one basis and had no expiration date.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock converted into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering, on a one-for-one basis and had no expiration date.

F3 · ownership.nature: The shares are held by Foundry Venture Capital 2007, L.P. The general partner of Foundry Venture Capital 2007, L.P. is Foundry Venture 2007,LLC and has voting and dispositive power over these shares. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Venture 2007, LLC and share voting and dispositive power over these shares. Each of Foundry Venture 2007, LLC, Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his or its respective pecuniary interest therein.

Read SEC document
November 17, 2017 Filed Nov 17, 2017 17:05 UTC SendGrid, Inc. SEND · Entity 160560 ConversionSeries A-1 Preferred Stock · Derivative 5,245,172 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-061540 · doc4.xml · derivative · entry 9

Foundry Venture 2007, LLC · CIK 0001644897 · 10% owner

Foundry Group Select Fund, L.P. · CIK 0001581766 · 10% owner

Foundry Select Fund GP, LLC · CIK 0001581764 · 10% owner

Foundry Venture Capital 2007, L.P. · CIK 0001644896 · 10% owner

FELD BRADLEY A · CIK 0001065270 · 10% owner

Levine Seth · CIK 0001644983 · 10% owner

MCINTYRE RYAN A · CIK 0001248148 · 10% owner

MENDELSON JASON A · CIK 0001248191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Foundry Venture Capital 2007, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 5,245,172 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock converted into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering, on a one-for-one basis and had no expiration date.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock converted into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering, on a one-for-one basis and had no expiration date.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock converted into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering, on a one-for-one basis and had no expiration date.

F3 · ownership.nature: The shares are held by Foundry Venture Capital 2007, L.P. The general partner of Foundry Venture Capital 2007, L.P. is Foundry Venture 2007,LLC and has voting and dispositive power over these shares. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Venture 2007, LLC and share voting and dispositive power over these shares. Each of Foundry Venture 2007, LLC, Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his or its respective pecuniary interest therein.

Read SEC document
November 17, 2017 Filed Nov 17, 2017 17:05 UTC SendGrid, Inc. SEND · Entity 160560 ConversionSeries A-1 Preferred Stock · Derivative 16,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-061540 · doc4.xml · derivative · entry 8

Foundry Venture 2007, LLC · CIK 0001644897 · 10% owner

Foundry Group Select Fund, L.P. · CIK 0001581766 · 10% owner

Foundry Select Fund GP, LLC · CIK 0001581764 · 10% owner

Foundry Venture Capital 2007, L.P. · CIK 0001644896 · 10% owner

FELD BRADLEY A · CIK 0001065270 · 10% owner

Levine Seth · CIK 0001644983 · 10% owner

MCINTYRE RYAN A · CIK 0001248148 · 10% owner

MENDELSON JASON A · CIK 0001248191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Foundry Group Select Fund, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 16,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock converted into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering, on a one-for-one basis and had no expiration date.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock converted into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering, on a one-for-one basis and had no expiration date.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock converted into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering, on a one-for-one basis and had no expiration date.

F2 · ownership.nature: The shares are held by Foundry Group Select Fund, L.P. The general partner of Foundry Group Select Fund, L.P. is Foundry Select Fund GP, LLC and has voting and dispositive power over these shares. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Select Fund GP, LLC and share voting and dispositive power over these shares. Each of Foundry Select Fund GP, LLC, Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his or its respective pecuniary interest therein.

Read SEC document
November 17, 2017 Filed Nov 17, 2017 17:05 UTC SendGrid, Inc. SEND · Entity 160560 ConversionSeries A Preferred Stock · Derivative 47,111 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-061540 · doc4.xml · derivative · entry 7

Foundry Venture 2007, LLC · CIK 0001644897 · 10% owner

Foundry Group Select Fund, L.P. · CIK 0001581766 · 10% owner

Foundry Select Fund GP, LLC · CIK 0001581764 · 10% owner

Foundry Venture Capital 2007, L.P. · CIK 0001644896 · 10% owner

FELD BRADLEY A · CIK 0001065270 · 10% owner

Levine Seth · CIK 0001644983 · 10% owner

MCINTYRE RYAN A · CIK 0001248148 · 10% owner

MENDELSON JASON A · CIK 0001248191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Foundry Group Select Fund, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 47,111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock converted into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering, on a one-for-one basis and had no expiration date.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock converted into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering, on a one-for-one basis and had no expiration date.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock converted into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering, on a one-for-one basis and had no expiration date.

F2 · ownership.nature: The shares are held by Foundry Group Select Fund, L.P. The general partner of Foundry Group Select Fund, L.P. is Foundry Select Fund GP, LLC and has voting and dispositive power over these shares. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Select Fund GP, LLC and share voting and dispositive power over these shares. Each of Foundry Select Fund GP, LLC, Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his or its respective pecuniary interest therein.

Read SEC document
November 17, 2017 Filed Nov 17, 2017 17:05 UTC SendGrid, Inc. SEND · Entity 160560 ConversionCommon Stock 1,735,537 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-061540 · doc4.xml · nonDerivative · entry 6

Foundry Venture 2007, LLC · CIK 0001644897 · 10% owner

Foundry Group Select Fund, L.P. · CIK 0001581766 · 10% owner

Foundry Select Fund GP, LLC · CIK 0001581764 · 10% owner

Foundry Venture Capital 2007, L.P. · CIK 0001644896 · 10% owner

FELD BRADLEY A · CIK 0001065270 · 10% owner

Levine Seth · CIK 0001644983 · 10% owner

MCINTYRE RYAN A · CIK 0001248148 · 10% owner

MENDELSON JASON A · CIK 0001248191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Foundry Venture Capital 2007, L.P.

Disclosed balance after: 6,980,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock converted into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering, on a one-for-one basis and had no expiration date.

Read SEC document
November 17, 2017 Filed Nov 17, 2017 17:05 UTC SendGrid, Inc. SEND · Entity 160560 ConversionCommon Stock 5,245,172 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-061540 · doc4.xml · nonDerivative · entry 5

Foundry Venture 2007, LLC · CIK 0001644897 · 10% owner

Foundry Group Select Fund, L.P. · CIK 0001581766 · 10% owner

Foundry Select Fund GP, LLC · CIK 0001581764 · 10% owner

Foundry Venture Capital 2007, L.P. · CIK 0001644896 · 10% owner

FELD BRADLEY A · CIK 0001065270 · 10% owner

Levine Seth · CIK 0001644983 · 10% owner

MCINTYRE RYAN A · CIK 0001248148 · 10% owner

MENDELSON JASON A · CIK 0001248191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Foundry Venture Capital 2007, L.P.

Disclosed balance after: 5,245,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock converted into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering, on a one-for-one basis and had no expiration date.

Read SEC document
November 17, 2017 Filed Nov 17, 2017 17:05 UTC SendGrid, Inc. SEND · Entity 160560 ConversionCommon Stock 490,503 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-061540 · doc4.xml · nonDerivative · entry 4

Foundry Venture 2007, LLC · CIK 0001644897 · 10% owner

Foundry Group Select Fund, L.P. · CIK 0001581766 · 10% owner

Foundry Select Fund GP, LLC · CIK 0001581764 · 10% owner

Foundry Venture Capital 2007, L.P. · CIK 0001644896 · 10% owner

FELD BRADLEY A · CIK 0001065270 · 10% owner

Levine Seth · CIK 0001644983 · 10% owner

MCINTYRE RYAN A · CIK 0001248148 · 10% owner

MENDELSON JASON A · CIK 0001248191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Foundry Group Select Fund, L.P.

Disclosed balance after: 2,828,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock converted into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering, on a one-for-one basis and had no expiration date.

F2 · ownership.nature: The shares are held by Foundry Group Select Fund, L.P. The general partner of Foundry Group Select Fund, L.P. is Foundry Select Fund GP, LLC and has voting and dispositive power over these shares. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Select Fund GP, LLC and share voting and dispositive power over these shares. Each of Foundry Select Fund GP, LLC, Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his or its respective pecuniary interest therein.

Read SEC document
November 17, 2017 Filed Nov 17, 2017 17:05 UTC SendGrid, Inc. SEND · Entity 160560 ConversionCommon Stock 1,306,620 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-061540 · doc4.xml · nonDerivative · entry 3

Foundry Venture 2007, LLC · CIK 0001644897 · 10% owner

Foundry Group Select Fund, L.P. · CIK 0001581766 · 10% owner

Foundry Select Fund GP, LLC · CIK 0001581764 · 10% owner

Foundry Venture Capital 2007, L.P. · CIK 0001644896 · 10% owner

FELD BRADLEY A · CIK 0001065270 · 10% owner

Levine Seth · CIK 0001644983 · 10% owner

MCINTYRE RYAN A · CIK 0001248148 · 10% owner

MENDELSON JASON A · CIK 0001248191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Foundry Group Select Fund, L.P.

Disclosed balance after: 2,337,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock converted into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering, on a one-for-one basis and had no expiration date.

F2 · ownership.nature: The shares are held by Foundry Group Select Fund, L.P. The general partner of Foundry Group Select Fund, L.P. is Foundry Select Fund GP, LLC and has voting and dispositive power over these shares. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Select Fund GP, LLC and share voting and dispositive power over these shares. Each of Foundry Select Fund GP, LLC, Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his or its respective pecuniary interest therein.

Read SEC document
November 17, 2017 Filed Nov 17, 2017 17:05 UTC SendGrid, Inc. SEND · Entity 160560 ConversionCommon Stock 16,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-061540 · doc4.xml · nonDerivative · entry 2

Foundry Venture 2007, LLC · CIK 0001644897 · 10% owner

Foundry Group Select Fund, L.P. · CIK 0001581766 · 10% owner

Foundry Select Fund GP, LLC · CIK 0001581764 · 10% owner

Foundry Venture Capital 2007, L.P. · CIK 0001644896 · 10% owner

FELD BRADLEY A · CIK 0001065270 · 10% owner

Levine Seth · CIK 0001644983 · 10% owner

MCINTYRE RYAN A · CIK 0001248148 · 10% owner

MENDELSON JASON A · CIK 0001248191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Foundry Group Select Fund, L.P.

Disclosed balance after: 1,031,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock converted into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering, on a one-for-one basis and had no expiration date.

F2 · ownership.nature: The shares are held by Foundry Group Select Fund, L.P. The general partner of Foundry Group Select Fund, L.P. is Foundry Select Fund GP, LLC and has voting and dispositive power over these shares. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Select Fund GP, LLC and share voting and dispositive power over these shares. Each of Foundry Select Fund GP, LLC, Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his or its respective pecuniary interest therein.

Read SEC document
November 17, 2017 Filed Nov 17, 2017 17:05 UTC SendGrid, Inc. SEND · Entity 160560 ConversionCommon Stock 47,111 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-061540 · doc4.xml · nonDerivative · entry 1

Foundry Venture 2007, LLC · CIK 0001644897 · 10% owner

Foundry Group Select Fund, L.P. · CIK 0001581766 · 10% owner

Foundry Select Fund GP, LLC · CIK 0001581764 · 10% owner

Foundry Venture Capital 2007, L.P. · CIK 0001644896 · 10% owner

FELD BRADLEY A · CIK 0001065270 · 10% owner

Levine Seth · CIK 0001644983 · 10% owner

MCINTYRE RYAN A · CIK 0001248148 · 10% owner

MENDELSON JASON A · CIK 0001248191 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Foundry Group Select Fund, L.P.

Disclosed balance after: 1,014,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock converted into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering, on a one-for-one basis and had no expiration date.

F2 · ownership.nature: The shares are held by Foundry Group Select Fund, L.P. The general partner of Foundry Group Select Fund, L.P. is Foundry Select Fund GP, LLC and has voting and dispositive power over these shares. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Select Fund GP, LLC and share voting and dispositive power over these shares. Each of Foundry Select Fund GP, LLC, Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his or its respective pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.