Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Bloom Energy Corp
Report date February 01, 2019 · Filed February 04, 2019
Jointly reported with MOBIUS VI LLC, MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P, MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P, MOBIUS TECHNOLOGY VENTURES VI LP, SOFTBANK U S VENTURES VI L P, FELD BRADLEY A
Section 16 reporting ended · disclosed 2019-02-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectMobius Technology Ventures VI, L.P. | 1,112,508 |
Reported balance
After 2019-02-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-02-01 · Sale · Disposed 97,386 · Balance 1,112,508 F1: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $10.02 - $10.88 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI"). F6: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSOFTBANK U.S. Ventures VI L.P. | 1,193,203 |
Reported balance
After 2019-02-01 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2019-02-01 · Sale · Disposed 104,451 · Balance 1,193,203 F1: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $10.02 - $10.88 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank"). F6: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectMobius Technology Ventures Side Fund VI L.P. | 45,495 |
Reported balance
After 2019-02-01 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2019-02-01 · Sale · Disposed 3,983 · Balance 45,495 F1: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $10.02 - $10.88 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F4: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). F6: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectMobius Technology Ventures Advisors Fund VI L.P. | 43,343 |
Reported balance
After 2019-02-01 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2019-02-01 · Sale · Disposed 3,793 · Balance 43,343 F1: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $10.02 - $10.88 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F5: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). F6: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $10.02 - $10.88 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI").
F3: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank").
F4: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund").
F5: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund").
F6: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.
SendGrid, Inc.
Report date July 09, 2018 · Filed July 11, 2018
Jointly reported with Foundry Venture 2007, LLC, Foundry Group Select Fund, L.P., Foundry Select Fund GP, LLC, Foundry Venture Capital 2007, L.P., FELD BRADLEY A, Levine Seth, MCINTYRE RYAN A
Section 16 reporting ended · disclosed 2018-07-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy: Foundry Group Select Fund, L.P. | 1,251,589 |
Reported balance
After 2018-07-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-07-09 · Other · Disposed 718,257 · Balance 1,251,589 F1: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundry Group Select Fund, L.P. effected following the close of the trading market on July 9, 2018 without consideration to its limited partners and its general partner, Foundry Select Fund GP, LLC. F2: The shares are held by Foundry Group Select Fund, L.P. The general partner of Foundry Group Select Fund, L.P. is Foundry Select Fund GP, LLC and has voting and dispositive power over these shares. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Select Fund GP, LLC and share voting and dispositive power over these shares. Each of Foundry Select Fund GP, LLC, Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his or its respective pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy: Foundry Venture Capital 2007, L.P. | 3,104,753 |
Reported balance
After 2018-07-09 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-07-09 · Other · Disposed 1,781,743 · Balance 3,104,753 F3: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundry Venture Capital 2007, L.P. effected following the close of the trading market on July 9, 2018 without consideration to its limited partners and its general partner, Foundry Venture 2007, LLC. F4: The shares are held by Foundry Venture Capital 2007, L.P. The general partner of Foundry Venture Capital 2007, L.P. is Foundry Venture 2007, LLC and has voting and dispositive power over these shares. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Venture 2007, LLC and share voting and dispositive power over these shares. Each of Foundry Venture 2007, LLC, Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his or its respective pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 399,111 |
Reported balance
After 2018-07-09 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2018-07-09 · Other · Acquired 399,111 · Balance 399,111 F5: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundry Venture Capital 2007, L.P. described in footnote 3 above. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Venture 2007, LLC and share voting and dispositive power over these shares. Each of Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his respective pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-07-09 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2018-07-09 · Other · Disposed 399,111 · Balance 0 F6: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundry Venture 2007, LLC effected following the close of the trading market on July 9, 2018 without consideration to its members. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Venture 2007, LLC and share voting and dispositive power over these shares. Each of Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundry Group Select Fund, L.P. effected following the close of the trading market on July 9, 2018 without consideration to its limited partners and its general partner, Foundry Select Fund GP, LLC.
F2: The shares are held by Foundry Group Select Fund, L.P. The general partner of Foundry Group Select Fund, L.P. is Foundry Select Fund GP, LLC and has voting and dispositive power over these shares. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Select Fund GP, LLC and share voting and dispositive power over these shares. Each of Foundry Select Fund GP, LLC, Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his or its respective pecuniary interest therein.
F3: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundry Venture Capital 2007, L.P. effected following the close of the trading market on July 9, 2018 without consideration to its limited partners and its general partner, Foundry Venture 2007, LLC.
F4: The shares are held by Foundry Venture Capital 2007, L.P. The general partner of Foundry Venture Capital 2007, L.P. is Foundry Venture 2007, LLC and has voting and dispositive power over these shares. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Venture 2007, LLC and share voting and dispositive power over these shares. Each of Foundry Venture 2007, LLC, Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his or its respective pecuniary interest therein.
F5: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundry Venture Capital 2007, L.P. described in footnote 3 above. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Venture 2007, LLC and share voting and dispositive power over these shares. Each of Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his respective pecuniary interest therein.
F6: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundry Venture 2007, LLC effected following the close of the trading market on July 9, 2018 without consideration to its members. Brad Feld, Seth Levine, Ryan McIntyre and Jason Mendelson are the managing members of Foundry Venture 2007, LLC and share voting and dispositive power over these shares. Each of Mr. Feld, Mr. Levine, Mr. McIntyre and Mr. Mendelson disclaims beneficial ownership of the shares except to the extent of his respective pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2019 Filed Feb 4, 2019 20:01 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 3,793 | $10.45 | $39,636.85 |
DisclosureSEC source: 0000899243-19-002542 · doc4.xml · nonDerivative · entry 4 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Advisors Fund VI L.P. Disclosed balance after: 43,343 F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $10.02 - $10.88 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F5 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). F6 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 20:01 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 3,983 | $10.45 | $41,622.35 |
DisclosureSEC source: 0000899243-19-002542 · doc4.xml · nonDerivative · entry 3 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Side Fund VI L.P. Disclosed balance after: 45,495 F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $10.02 - $10.88 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F4 · ownership.nature: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). F6 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 20:01 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 104,451 | $10.45 | $1,091,512.95 |
DisclosureSEC source: 0000899243-19-002542 · doc4.xml · nonDerivative · entry 2 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SOFTBANK U.S. Ventures VI L.P. Disclosed balance after: 1,193,203 F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $10.02 - $10.88 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank"). F6 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 20:01 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 97,386 | $10.45 | $1,017,683.70 |
DisclosureSEC source: 0000899243-19-002542 · doc4.xml · nonDerivative · entry 1 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures VI, L.P. Disclosed balance after: 1,112,508 F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $10.02 - $10.88 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI"). F6 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| January 28, 2019 Filed Jan 28, 2019 19:13 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 593 | $11.07 | $6,564.51 |
DisclosureSEC source: 0000899243-19-002070 · doc4.xml · nonDerivative · entry 12 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Advisors Fund VI L.P. Disclosed balance after: 47,136 F3 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.00 - $11.45 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F7 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). F8 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| January 28, 2019 Filed Jan 28, 2019 19:13 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 623 | $11.07 | $6,896.61 |
DisclosureSEC source: 0000899243-19-002070 · doc4.xml · nonDerivative · entry 11 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Side Fund VI L.P. Disclosed balance after: 49,478 F3 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.00 - $11.45 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F6 · ownership.nature: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). F8 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| January 28, 2019 Filed Jan 28, 2019 19:13 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 16,329 | $11.07 | $180,762.03 |
DisclosureSEC source: 0000899243-19-002070 · doc4.xml · nonDerivative · entry 10 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SOFTBANK U.S. Ventures VI L.P. Disclosed balance after: 1,297,654 F3 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.00 - $11.45 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F5 · ownership.nature: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank"). F8 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| January 28, 2019 Filed Jan 28, 2019 19:13 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 15,225 | $11.07 | $168,540.75 |
DisclosureSEC source: 0000899243-19-002070 · doc4.xml · nonDerivative · entry 9 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures VI, L.P. Disclosed balance after: 1,205,714 F3 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.00 - $11.45 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F4 · ownership.nature: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI"). F8 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| January 25, 2019 Filed Jan 28, 2019 19:13 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 2,016 | $11.60 | $23,385.60 |
DisclosureSEC source: 0000899243-19-002070 · doc4.xml · nonDerivative · entry 8 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Advisors Fund VI L.P. Disclosed balance after: 47,729 F2 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.28 - $11.89 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F7 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). F8 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| January 25, 2019 Filed Jan 28, 2019 19:13 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 2,117 | $11.60 | $24,557.20 |
DisclosureSEC source: 0000899243-19-002070 · doc4.xml · nonDerivative · entry 7 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Side Fund VI L.P. Disclosed balance after: 50,101 F2 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.28 - $11.89 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F6 · ownership.nature: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). F8 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| January 25, 2019 Filed Jan 28, 2019 19:13 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 55,528 | $11.60 | $644,124.80 |
DisclosureSEC source: 0000899243-19-002070 · doc4.xml · nonDerivative · entry 6 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SOFTBANK U.S. Ventures VI L.P. Disclosed balance after: 1,313,983 F2 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.28 - $11.89 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F5 · ownership.nature: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank"). F8 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| January 25, 2019 Filed Jan 28, 2019 19:13 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 51,772 | $11.60 | $600,555.20 |
DisclosureSEC source: 0000899243-19-002070 · doc4.xml · nonDerivative · entry 5 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures VI, L.P. Disclosed balance after: 1,220,939 F2 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.28 - $11.89 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F4 · ownership.nature: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI"). F8 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 19:13 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 2,341 | $11.61 | $27,179.01 |
DisclosureSEC source: 0000899243-19-002070 · doc4.xml · nonDerivative · entry 4 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Advisors Fund VI L.P. Disclosed balance after: 49,745 F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.40 - $12.05 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F7 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). F8 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 19:13 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 2,458 | $11.61 | $28,537.38 |
DisclosureSEC source: 0000899243-19-002070 · doc4.xml · nonDerivative · entry 3 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Side Fund VI L.P Disclosed balance after: 52,218 F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.40 - $12.05 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F6 · ownership.nature: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). F8 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 19:13 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 64,467 | $11.61 | $748,461.87 |
DisclosureSEC source: 0000899243-19-002070 · doc4.xml · nonDerivative · entry 2 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SOFTBANK U.S. Ventures VI L.P. Disclosed balance after: 1,369,511 F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.40 - $12.05 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F5 · ownership.nature: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank"). F8 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 19:13 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 60,107 | $11.61 | $697,842.27 |
DisclosureSEC source: 0000899243-19-002070 · doc4.xml · nonDerivative · entry 1 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures VI, L.P. Disclosed balance after: 1,272,711 F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.40 - $12.05 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F4 · ownership.nature: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI"). F8 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| January 23, 2019 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 827 | $11.94 | $9,874.38 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 16 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Advisors Fund VI L.P. Disclosed balance after: 52,086 F2 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.82 - $12.08 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F6 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). Read SEC document |
| January 23, 2019 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 869 | $11.94 | $10,375.86 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 15 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Side Fund VI L.P. Disclosed balance after: 54,676 F2 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.82 - $12.08 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F5 · ownership.nature: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). Read SEC document |
| January 23, 2019 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 22,782 | $11.94 | $272,017.08 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 14 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SOFTBANK U.S. Ventures VI L.P. Disclosed balance after: 1,433,978 F2 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.82 - $12.08 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F4 · ownership.nature: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank"). Read SEC document |
| January 23, 2019 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 21,241 | $11.94 | $253,617.54 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 13 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures VI, L.P. Disclosed balance after: 1,332,818 F2 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.82 - $12.08 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI"). Read SEC document |
| January 22, 2019 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 1 | $12.42 | $12.42 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 12 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Advisors Fund VI L.P. Disclosed balance after: 52,913 F6 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). Read SEC document |
| January 22, 2019 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 2 | $12.42 | $24.84 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 11 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Side Fund VI L.P. Disclosed balance after: 55,545 F5 · ownership.nature: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). Read SEC document |
| January 22, 2019 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 51 | $12.42 | $633.42 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 10 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SOFTBANK U.S. Ventures VI L.P. Disclosed balance after: 1,456,760 F4 · ownership.nature: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank"). Read SEC document |
| January 22, 2019 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 46 | $12.42 | $571.32 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 9 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures VI, L.P. Disclosed balance after: 1,354,059 F3 · ownership.nature: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI"). Read SEC document |
| January 22, 2019 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 2,710 | $11.86 | $32,140.60 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 8 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Advisors Fund VI L.P. Disclosed balance after: 52,914 F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.40 to $12.39 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F6 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). Read SEC document |
| January 22, 2019 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 2,845 | $11.86 | $33,741.70 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 7 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Side Fund VI L.P. Disclosed balance after: 55,547 F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.40 to $12.39 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F5 · ownership.nature: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). Read SEC document |
| January 22, 2019 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 74,603 | $11.86 | $884,791.58 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 6 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SOFTBANK U.S. Ventures VI L.P. Disclosed balance after: 1,456,811 F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.40 to $12.39 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F4 · ownership.nature: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank"). Read SEC document |
| January 22, 2019 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 69,558 | $11.86 | $824,957.88 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 5 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures VI, L.P. Disclosed balance after: 1,354,105 F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.40 to $12.39 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI"). Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 21:27 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B Common Stock · Derivative | 55,624 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001821 · doc4.xml · derivative · entry 6 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures Advisors Fund VI L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 55,624 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F7 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F7 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F4 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). F5 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 21:27 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B Common Stock · Derivative | 58,392 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001821 · doc4.xml · derivative · entry 5 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures Side Fund VI L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 58,392 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F7 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F7 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F3 · ownership.nature: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). F4 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 21:27 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B Common Stock · Derivative | 1,531,414 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001821 · doc4.xml · derivative · entry 4 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SOFTBANK U.S. Ventures VI L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 1,531,414 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F7 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F7 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F2 · ownership.nature: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank"). F5 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 21:27 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B Common Stock · Derivative | 1,427,843 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001821 · doc4.xml · derivative · entry 3 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures VI, L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 1,427,843 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F7 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F7 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F1 · ownership.nature: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI"). F5 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 55,624 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 4 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Advisors Fund VI L.P. Disclosed balance after: 55,624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 58,392 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 3 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Side Fund VI L.P. Disclosed balance after: 58,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · ownership.nature: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 1,531,414 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 2 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SOFTBANK U.S. Ventures VI L.P. Disclosed balance after: 1,531,414 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · ownership.nature: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank"). Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 1,423,663 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 1 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures VI, L.P. Disclosed balance after: 1,423,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI"). Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:27 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B Common Stock · Derivative | 162 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001821 · doc4.xml · derivative · entry 2 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures Advisors Fund VI L.P. Disclosed balance after: 55,624 Underlying: Class A Common Stock · 162 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F7 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F7 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F4 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). F5 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:27 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionSeries F Convertible Preferred Stock · Derivative | 162 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001821 · doc4.xml · derivative · entry 1 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures Advisors Fund VI L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 162 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F6 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F6 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F4 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). F5 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B Common Stock · Derivative | 1,432 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 46 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures Advisors Fund VI L.P Disclosed balance after: 55,462 Underlying: Class A Common Stock · 1,432 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F6 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionSeries E Convertible Preferred Stock · Derivative | 1,432 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 45 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures Advisors Fund VI L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 1,432 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F6 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B Common Stock · Derivative | 1,122 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 44 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures Advisors Fund VI L.P. Disclosed balance after: 54,030 Underlying: Class A Common Stock · 1,122 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F6 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionSeries D Convertible Preferred Stock · Derivative | 1,122 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 43 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures Advisors Fund VI L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 1,122 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F6 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B Common Stock · Derivative | 52,908 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 42 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures Advisors Fund VI L.P. Disclosed balance after: 52,908 Underlying: Class A Common Stock · 52,908 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F6 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionSeries C Convertible Preferred Stock · Derivative | 52,908 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 41 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures Advisors Fund VI L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 52,908 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F6 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B Common Stock · Derivative | 170 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 40 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures Side Fund VI L.P. Disclosed balance after: 58,392 Underlying: Class A Common Stock · 170 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F5 · ownership.nature: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionSeries F Convertible Preferred Stock · Derivative | 170 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 39 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures Side Fund VI L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 170 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F5 · ownership.nature: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B Common Stock · Derivative | 1,504 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 38 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures Side Fund VI L.P. Disclosed balance after: 58,222 Underlying: Class A Common Stock · 1,504 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F5 · ownership.nature: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionSeries E Convertible Preferred Stock · Derivative | 1,504 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 37 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures Side Fund VI L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 1,504 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F5 · ownership.nature: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B Common Stock · Derivative | 1,178 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 36 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures Side Fund VI L.P. Disclosed balance after: 56,718 Underlying: Class A Common Stock · 1,178 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F5 · ownership.nature: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionSeries D Convertible Preferred Stock · Derivative | 1,178 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 35 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures Side Fund VI L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 1,178 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F5 · ownership.nature: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.