Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LOWES COMPANIES INCLOW · Entity 2896 | EVP, Chief Financial Officer | September 18, 2018 | September 20, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LOWES COMPANIES INC
Report date September 18, 2018 · Filed September 20, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 36,654.3342 |
Ending reported balance
After 2018-09-19 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2018-09-18 · Exercise / conversion · Acquired 13,500 · Balance 63,099.3342 Row 2 · 2018-09-18 · Sale · Disposed 13,500 · Balance 49,599.3342 F1: This transaction was executed in multiple trades at prices ranging from $114.56 to $114.6603. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Row 3 · 2018-09-18 · Sale · Disposed 2,235 · Balance 47,364.3342 Row 4 · 2018-09-19 · Gift · Disposed 10,710 · Balance 36,654.3342 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.38 | Direct | 13,500 |
Reported balance
After 2018-09-18 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-09-18 · Exercise / conversion · Disposed 13,500 · Balance 13,500 F3: The option vested in three annual installments beginning on March 1, 2014. F4: This option expires on March 1, 2023. |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) Plan | 8,159.003 |
Reported balance
Holding disclosure · report date 2018-09-18 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 8,159.003 F2: The information provided for the shares held by the 401(k) Plan in this report is based on a plan statement dated as of August 31, 2018. |
| Common StockSEC Table I · non-derivative | Indirectby IRA | 839.902 |
Reported balance
Holding disclosure · report date 2018-09-18 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 839.902 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $114.56 to $114.6603. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: The information provided for the shares held by the 401(k) Plan in this report is based on a plan statement dated as of August 31, 2018.
F3: The option vested in three annual installments beginning on March 1, 2014.
F4: This option expires on March 1, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 19, 2018 Filed Sep 20, 2018 11:55 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GiftCommon Stock | 10,710 | $0.00 | $0.00 |
DisclosureSEC source: 0000060667-18-000165 · wf-form4_153744449618094.xml · nonDerivative · entry 4 CROOM MARSHALL A · CIK 0001257629 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,654.3342 Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 11:55 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 13,500 | $0.00 Strike: $38.38 | $0.00 |
DisclosureSEC source: 0000060667-18-000165 · wf-form4_153744449618094.xml · derivative · entry 7 CROOM MARSHALL A · CIK 0001257629 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 Underlying: Common Stock · 13,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in three annual installments beginning on March 1, 2014. F4 · derivative.expiration_date: This option expires on March 1, 2023. Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 11:55 UTC | LOWES COMPANIES INC LOW · Entity 2896 | SaleCommon Stock | 2,235 | $114.68 | $256,306.67 |
DisclosureSEC source: 0000060667-18-000165 · wf-form4_153744449618094.xml · nonDerivative · entry 3 CROOM MARSHALL A · CIK 0001257629 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,364.3342 Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 11:55 UTC | LOWES COMPANIES INC LOW · Entity 2896 | SaleCommon Stock | 13,500 | $114.60 | $1,547,128.35 |
DisclosureSEC source: 0000060667-18-000165 · wf-form4_153744449618094.xml · nonDerivative · entry 2 CROOM MARSHALL A · CIK 0001257629 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,599.3342 F1 · price: This transaction was executed in multiple trades at prices ranging from $114.56 to $114.6603. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 11:55 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Exercise / conversionCommon Stock | 13,500 | $38.38 | $518,130.00 |
DisclosureSEC source: 0000060667-18-000165 · wf-form4_153744449618094.xml · nonDerivative · entry 1 CROOM MARSHALL A · CIK 0001257629 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,099.3342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 12:31 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Tax withholdingCommon Stock | 1,395 | $113.89 | $158,876.55 |
DisclosureSEC source: 0000060667-18-000161 · wf-form4_153727389855036.xml · nonDerivative · entry 1 CROOM MARSHALL A · CIK 0001257629 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,599.3342 F1 · shares: Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of restricted shares granted on September 15, 2015. F2 · balance_after: Direct holdings include 131 shares acquired under the Lowe's Employee Stock Purchase Plan. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 12:22 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 26,270 | $0.00 Strike: $84.59 | $0.00 |
DisclosureSEC source: 0000060667-18-000077 · wf-form4_152284451909748.xml · derivative · entry 4 CROOM MARSHALL A · CIK 0001257629 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,270 Underlying: Common Stock · 26,270 shares Expires 2028-04-02 F3 · derivative.exercise_date: The option vests in three annual installments beginning on April 2, 2019. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 12:22 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantCommon Stock | 6,340 | $0.00 | $0.00 |
DisclosureSEC source: 0000060667-18-000077 · wf-form4_152284451909748.xml · nonDerivative · entry 1 CROOM MARSHALL A · CIK 0001257629 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,863.3342 F1 · shares: Restricted stock granted pursuant to 2006 Long-Term Incentive Plan. The shares will fully vest on April 2, 2021. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 11:49 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Exercise / conversionPerformance Share Units · Derivative | 2,830 | $0.00 | $0.00 |
DisclosureSEC source: 0000060667-18-000060 · wf-form4_152275618411612.xml · derivative · entry 5 CROOM MARSHALL A · CIK 0001257629 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,830 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: At the vest date, the performance share units earned converted into an equivalent number of shares of the Issuer's common stock. F5 · derivative.exercise_date: At the vest date, the performance share units earned converted into an equivalent number of shares of the Issuer's common stock. F5 · derivative.expiration_date: At the vest date, the performance share units earned converted into an equivalent number of shares of the Issuer's common stock. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 11:49 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Tax withholdingCommon Stock | 848 | $87.75 | $74,412.00 |
DisclosureSEC source: 0000060667-18-000060 · wf-form4_152275618411612.xml · nonDerivative · entry 2 CROOM MARSHALL A · CIK 0001257629 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,523.3342 F3 · shares: Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of performance share units granted on April 1, 2015. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 11:49 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Exercise / conversionCommon Stock | 2,830 | $0.00 | $0.00 |
DisclosureSEC source: 0000060667-18-000060 · wf-form4_152275618411612.xml · nonDerivative · entry 1 CROOM MARSHALL A · CIK 0001257629 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,371.3342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share unit represented a contingent right to receive one share of the Issuer's common stock upon the achievement of certain pre-established metrics over the three-year performance period ending at the end of fiscal 2017. F2 · balance_after: Direct holdings include 149 shares acquired under the Lowe's Employee Stock Purchase Plan. Read SEC document |
| March 22, 2018 Filed Mar 23, 2018 11:32 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantPerformance Share Units · Derivative | 2,830 | $0.00 | $0.00 |
DisclosureSEC source: 0000060667-18-000026 · wf-form4_152180470926125.xml · derivative · entry 1 CROOM MARSHALL A · CIK 0001257629 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,830 Underlying: Common Stock · 2,830 shares Expires not disclosed F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of the Issuer's common stock. The performance share units were granted on April 1, 2015 and were subject to the achievement of certain pre-established metrics over the three-year performance period ending at the end of fiscal 2017. On March 22, 2018, the Compensation Committee of the Issuer's Board of Directors certified the performance metrics and determined the number of performance share units that were earned. The performance share units continue to be subject to a service condition that will be satisfied on April 1, 2018. F1 · derivative.exercise_date: Each performance share unit represents a contingent right to receive one share of the Issuer's common stock. The performance share units were granted on April 1, 2015 and were subject to the achievement of certain pre-established metrics over the three-year performance period ending at the end of fiscal 2017. On March 22, 2018, the Compensation Committee of the Issuer's Board of Directors certified the performance metrics and determined the number of performance share units that were earned. The performance share units continue to be subject to a service condition that will be satisfied on April 1, 2018. F1 · derivative.expiration_date: Each performance share unit represents a contingent right to receive one share of the Issuer's common stock. The performance share units were granted on April 1, 2015 and were subject to the achievement of certain pre-established metrics over the three-year performance period ending at the end of fiscal 2017. On March 22, 2018, the Compensation Committee of the Issuer's Board of Directors certified the performance metrics and determined the number of performance share units that were earned. The performance share units continue to be subject to a service condition that will be satisfied on April 1, 2018. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 12:22 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Tax withholdingCommon Stock | 1,902 | $77.99 | $148,336.98 |
DisclosureSEC source: 0000060667-17-000146 · wf-form4_150582372776419.xml · nonDerivative · entry 1 CROOM MARSHALL A · CIK 0001257629 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,392.3342 F1 · shares: Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of restricted shares granted on September 15, 2014. F2 · balance_after: Direct holdings include 158 shares acquired under the Lowe's Employee Stock Purchase Plan. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 12:51 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 21,540 | $0.00 Strike: $82.21 | $0.00 |
DisclosureSEC source: 0000060667-17-000066 · wf-form4_149131028377117.xml · derivative · entry 7 CROOM MARSHALL A · CIK 0001257629 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,540 Underlying: Common Stock · 21,540 shares Expires 2027-04-01 F6 · derivative.exercise_date: The option vests in three annual installments beginning on April 1, 2018. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 12:51 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Exercise / conversionPerformance Share Units · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000060667-17-000066 · wf-form4_149131028377117.xml · derivative · entry 6 CROOM MARSHALL A · CIK 0001257629 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: At the vest date, the performance share units earned converted into an equivalent number of shares of the Issuer's common stock. F5 · derivative.exercise_date: At the vest date, the performance share units earned converted into an equivalent number of shares of the Issuer's common stock. F5 · derivative.expiration_date: At the vest date, the performance share units earned converted into an equivalent number of shares of the Issuer's common stock. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 12:51 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantCommon Stock | 5,080 | $0.00 | $0.00 |
DisclosureSEC source: 0000060667-17-000066 · wf-form4_149131028377117.xml · nonDerivative · entry 3 CROOM MARSHALL A · CIK 0001257629 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,136.3342 F3 · shares: Restricted stock granted pursuant to 2006 Long-Term Incentive Plan. The shares will fully vest on April 1, 2020. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 12:51 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Tax withholdingCommon Stock | 2,838 | $82.21 | $233,311.98 |
DisclosureSEC source: 0000060667-17-000066 · wf-form4_149131028377117.xml · nonDerivative · entry 2 CROOM MARSHALL A · CIK 0001257629 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,056.3342 F2 · shares: Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of performance share units granted on April 1, 2014. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 12:51 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Exercise / conversionCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000060667-17-000066 · wf-form4_149131028377117.xml · nonDerivative · entry 1 CROOM MARSHALL A · CIK 0001257629 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,894.3342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share unit represented a contingent right to receive one share of the Issuer's common stock upon the achievement of certain pre-established metrics over the three-year performance period ending at the end of fiscal 2016. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 12:52 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 12,700 | $0.00 Strike: $28.38 | $0.00 |
DisclosureSEC source: 0000060667-17-000043 · wf-form4_149122390645495.xml · derivative · entry 6 CROOM MARSHALL A · CIK 0001257629 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,700 shares Expires 2019-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in three annual installments beginning on March 1, 2013. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 12:52 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GiftCommon Stock | 4,885 | $0.00 | $0.00 |
DisclosureSEC source: 0000060667-17-000043 · wf-form4_149122390645495.xml · nonDerivative · entry 3 CROOM MARSHALL A · CIK 0001257629 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,894.3342 Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 12:52 UTC | LOWES COMPANIES INC LOW · Entity 2896 | SaleCommon Stock | 12,700 | $82.14 | $1,043,176.73 |
DisclosureSEC source: 0000060667-17-000043 · wf-form4_149122390645495.xml · nonDerivative · entry 2 CROOM MARSHALL A · CIK 0001257629 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,779.3342 F2 · price: This transaction was executed in multiple trades at prices ranging from $82.12 to $82.171. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 12:52 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Exercise / conversionCommon Stock | 12,700 | $28.38 | $360,426.00 |
DisclosureSEC source: 0000060667-17-000043 · wf-form4_149122390645495.xml · nonDerivative · entry 1 CROOM MARSHALL A · CIK 0001257629 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,479.3342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Direct holdings include 177 shares acquired under the Lowe's Employee Stock Purchase Plan. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 13:29 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantPerformance Share Units · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000060667-17-000022 · wf-form4_148828853938611.xml · derivative · entry 1 CROOM MARSHALL A · CIK 0001257629 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires not disclosed F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of the Issuer's common stock. The performance share units were granted on April 1, 2014 and were subject to the achievement of certain pre-established metrics over the three-year performance period ending at the end of fiscal 2016. On February 27, 2017, the Compensation Committee of the Issuer's Board of Directors certified the performance metrics and determined the number of performance share units that were earned. The performance share units continue to be subject to a service condition that will be satisfied on April 1, 2017. F1 · derivative.exercise_date: Each performance share unit represents a contingent right to receive one share of the Issuer's common stock. The performance share units were granted on April 1, 2014 and were subject to the achievement of certain pre-established metrics over the three-year performance period ending at the end of fiscal 2016. On February 27, 2017, the Compensation Committee of the Issuer's Board of Directors certified the performance metrics and determined the number of performance share units that were earned. The performance share units continue to be subject to a service condition that will be satisfied on April 1, 2017. F1 · derivative.expiration_date: Each performance share unit represents a contingent right to receive one share of the Issuer's common stock. The performance share units were granted on April 1, 2014 and were subject to the achievement of certain pre-established metrics over the three-year performance period ending at the end of fiscal 2016. On February 27, 2017, the Compensation Committee of the Issuer's Board of Directors certified the performance metrics and determined the number of performance share units that were earned. The performance share units continue to be subject to a service condition that will be satisfied on April 1, 2017. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 13:55 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,300 | $0.00 Strike: $28.38 | $0.00 |
DisclosureSEC source: 0000060667-16-000409 · wf-form4_148051412115267.xml · derivative · entry 6 CROOM MARSHALL A · CIK 0001257629 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,700 Underlying: Common Stock · 6,300 shares Expires 2019-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in three annual installments beginning on March 1, 2013. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 13:55 UTC | LOWES COMPANIES INC LOW · Entity 2896 | SaleCommon Stock | 6,300 | $71.52 | $450,596.16 |
DisclosureSEC source: 0000060667-16-000409 · wf-form4_148051412115267.xml · nonDerivative · entry 3 CROOM MARSHALL A · CIK 0001257629 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,602.3342 Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 13:55 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Exercise / conversionCommon Stock | 6,300 | $28.38 | $178,794.00 |
DisclosureSEC source: 0000060667-16-000409 · wf-form4_148051412115267.xml · nonDerivative · entry 2 CROOM MARSHALL A · CIK 0001257629 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,902.3342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 13:55 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GiftCommon Stock | 8,032 | $0.00 | $0.00 |
DisclosureSEC source: 0000060667-16-000409 · wf-form4_148051412115267.xml · nonDerivative · entry 1 CROOM MARSHALL A · CIK 0001257629 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,602.3342 Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 10:58 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Tax withholdingCommon Stock | 3,346 | $70.95 | $237,398.70 |
DisclosureSEC source: 0000060667-16-000375 · edgardoc.xml · nonDerivative · entry 2 CROOM MARSHALL A · CIK 0001257629 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,634.3342 F3 · shares: Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of restricted shares granted on September 16, 2013. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 10:58 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 15,370 | $0.00 Strike: $71.31 | $0.00 |
DisclosureSEC source: 0000060667-16-000375 · edgardoc.xml · derivative · entry 5 CROOM MARSHALL A · CIK 0001257629 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,370 Underlying: Common Stock · 15,370 shares Expires 2026-09-15 F4 · derivative.exercise_date: The option vests in three annual installments beginning on September 15, 2017. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 10:58 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantCommon Stock | 3,330 | $0.00 | $0.00 |
DisclosureSEC source: 0000060667-16-000375 · edgardoc.xml · nonDerivative · entry 1 CROOM MARSHALL A · CIK 0001257629 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,980.3342 F1 · shares: Restricted stock granted pursuant to 2006 Long-Term Incentive Plan. The shares will fully vest on September 15, 2019. F2 · balance_after: Direct holdings include 155 shares acquired under the Lowe's Employee Stock Purchase Plan. Read SEC document |
| March 16, 2016 Filed Mar 18, 2016 15:50 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,300 | $0.00 Strike: $28.38 | $0.00 |
DisclosureSEC source: 0000060667-16-000270 · edgardoc.xml · derivative · entry 7 CROOM MARSHALL A · CIK 0001257629 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,000 Underlying: Common Stock · 6,300 shares Expires 2019-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in three annual installments beginning on March 1, 2013. Read SEC document |
| March 16, 2016 Filed Mar 18, 2016 15:50 UTC | LOWES COMPANIES INC LOW · Entity 2896 | SaleCommon Stock | 6,300 | $74.05 | $466,532.01 |
DisclosureSEC source: 0000060667-16-000270 · edgardoc.xml · nonDerivative · entry 4 CROOM MARSHALL A · CIK 0001257629 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,495.3342 F2 · price: This transaction was executed in multiple trades at prices ranging from $74.05 to $74.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 16, 2016 Filed Mar 18, 2016 15:50 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Exercise / conversionCommon Stock | 6,300 | $28.38 | $178,794.00 |
DisclosureSEC source: 0000060667-16-000270 · edgardoc.xml · nonDerivative · entry 3 CROOM MARSHALL A · CIK 0001257629 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,795.3342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2016 Filed Mar 18, 2016 15:50 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GiftCommon Stock | 2,800 | $0.00 | $0.00 |
DisclosureSEC source: 0000060667-16-000270 · edgardoc.xml · nonDerivative · entry 2 CROOM MARSHALL A · CIK 0001257629 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,495.3342 Read SEC document |
| March 16, 2016 Filed Mar 18, 2016 15:50 UTC | LOWES COMPANIES INC LOW · Entity 2896 | SaleCommon Stock | 4,008 | $74.15 | $297,195.20 |
DisclosureSEC source: 0000060667-16-000270 · edgardoc.xml · nonDerivative · entry 1 CROOM MARSHALL A · CIK 0001257629 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,295.3342 F1 · price: This transaction was executed in multiple trades at prices ranging from $74.15 to $74.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 17:27 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Exercise / conversionPerformance Share Units · Derivative | 8,216 | $0.00 | $0.00 |
DisclosureSEC source: 0000060667-16-000264 · edgardoc.xml · derivative · entry 6 CROOM MARSHALL A · CIK 0001257629 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,216 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: At the vest date, the performance share units earned converted into an equivalent number of shares of the Issuer's common stock. F5 · derivative.exercise_date: At the vest date, the performance share units earned converted into an equivalent number of shares of the Issuer's common stock. F5 · derivative.expiration_date: At the vest date, the performance share units earned converted into an equivalent number of shares of the Issuer's common stock. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 17:27 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Tax withholdingCommon Stock | 1,992 | $69.04 | $137,527.68 |
DisclosureSEC source: 0000060667-16-000264 · edgardoc.xml · nonDerivative · entry 3 CROOM MARSHALL A · CIK 0001257629 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,303.3342 F4 · shares: Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of restricted shares granted on March 1, 2013. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 17:27 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Tax withholdingCommon Stock | 2,735 | $69.04 | $188,824.40 |
DisclosureSEC source: 0000060667-16-000264 · edgardoc.xml · nonDerivative · entry 2 CROOM MARSHALL A · CIK 0001257629 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,295.3342 F3 · shares: Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of performance share units granted on March 1, 2013. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 17:27 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Exercise / conversionCommon Stock | 8,216 | $0.00 | $0.00 |
DisclosureSEC source: 0000060667-16-000264 · edgardoc.xml · nonDerivative · entry 1 CROOM MARSHALL A · CIK 0001257629 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,030.3342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share unit represented a contingent right to receive one share of the Issuer's common stock upon the achievement of certain pre-established metrics over the three-year performance period ending at the end of fiscal 2015. F2 · balance_after: Direct holdings include 163 shares acquired under the Lowe's Employee Stock Purchase Plan. Read SEC document |
| February 25, 2016 Filed Feb 29, 2016 17:18 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantPerformance Share Units · Derivative | 8,216 | $0.00 | $0.00 |
DisclosureSEC source: 0000060667-16-000238 · edgardoc.xml · derivative · entry 1 CROOM MARSHALL A · CIK 0001257629 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,216 Underlying: Common Stock · 8,216 shares Expires not disclosed F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of the Issuer's common stock. The performance share units were granted on March 1, 2013 and were subject to the achievement of certain pre-established metrics over the three-year performance period ending at the end of fiscal 2015. On February 25, 2016, the Compensation Committee of the Issuer's Board of Directors certified the performance metrics and determined the number of performance share units that were earned. The performance share units continue to be subject to a service condition that will be satisfied on March 1, 2016. F1 · derivative.exercise_date: Each performance share unit represents a contingent right to receive one share of the Issuer's common stock. The performance share units were granted on March 1, 2013 and were subject to the achievement of certain pre-established metrics over the three-year performance period ending at the end of fiscal 2015. On February 25, 2016, the Compensation Committee of the Issuer's Board of Directors certified the performance metrics and determined the number of performance share units that were earned. The performance share units continue to be subject to a service condition that will be satisfied on March 1, 2016. F1 · derivative.expiration_date: Each performance share unit represents a contingent right to receive one share of the Issuer's common stock. The performance share units were granted on March 1, 2013 and were subject to the achievement of certain pre-established metrics over the three-year performance period ending at the end of fiscal 2015. On February 25, 2016, the Compensation Committee of the Issuer's Board of Directors certified the performance metrics and determined the number of performance share units that were earned. The performance share units continue to be subject to a service condition that will be satisfied on March 1, 2016. Read SEC document |
| September 15, 2015 Filed Sep 17, 2015 13:39 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 12,260 | $0.00 Strike: $69.44 | $0.00 |
DisclosureSEC source: 0000060667-15-000157 · edgardoc.xml · derivative · entry 4 CROOM MARSHALL A · CIK 0001257629 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,260 Underlying: Common Stock · 12,260 shares Expires 2025-09-15 F3 · derivative.exercise_date: The option vests in three annual installments beginning on September 15, 2016. Read SEC document |
| September 15, 2015 Filed Sep 17, 2015 13:39 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantCommon Stock | 3,630 | $0.00 | $0.00 |
DisclosureSEC source: 0000060667-15-000157 · edgardoc.xml · nonDerivative · entry 1 CROOM MARSHALL A · CIK 0001257629 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,651.3342 F1 · shares: Restricted stock granted pursuant to 2006 Long-Term Incentive Plan. The shares will fully vest on September 15, 2018. F2 · balance_after: Direct holdings include 178 shares acquired under the Lowe's Employee Stock Purchase Plan. Read SEC document |
| March 17, 2015 Filed Mar 18, 2015 14:06 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 12,700 | $0.00 Strike: $28.38 | $0.00 |
DisclosureSEC source: 0000060667-15-000051 · edgardoc.xml · derivative · entry 7 CROOM MARSHALL A · CIK 0001257629 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,300 Underlying: Common Stock · 12,700 shares Expires 2019-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in three annual installments beginning on March 1, 2013. Read SEC document |
| March 17, 2015 Filed Mar 18, 2015 14:06 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GiftCommon Stock | 5,835 | $0.00 | $0.00 |
DisclosureSEC source: 0000060667-15-000051 · edgardoc.xml · nonDerivative · entry 4 CROOM MARSHALL A · CIK 0001257629 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,843.3342 Read SEC document |
| March 17, 2015 Filed Mar 18, 2015 14:06 UTC | LOWES COMPANIES INC LOW · Entity 2896 | SaleCommon Stock | 12,700 | $74.81 | $950,126.37 |
DisclosureSEC source: 0000060667-15-000051 · edgardoc.xml · nonDerivative · entry 3 CROOM MARSHALL A · CIK 0001257629 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,678.3342 F1 · price: This transaction was executed in multiple trades at prices ranging from $74.81 to $74.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 17, 2015 Filed Mar 18, 2015 14:06 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Exercise / conversionCommon Stock | 12,700 | $28.38 | $360,426.00 |
DisclosureSEC source: 0000060667-15-000051 · edgardoc.xml · nonDerivative · entry 2 CROOM MARSHALL A · CIK 0001257629 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,378.3342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 17, 2015 Filed Mar 18, 2015 14:06 UTC | LOWES COMPANIES INC LOW · Entity 2896 | SaleCommon Stock | 8,956 | $74.76 | $669,564.89 |
DisclosureSEC source: 0000060667-15-000051 · edgardoc.xml · nonDerivative · entry 1 CROOM MARSHALL A · CIK 0001257629 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,678.3342 Read SEC document |
| March 01, 2015 Filed Mar 2, 2015 16:47 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Exercise / conversionPerformance Share Units · Derivative | 5,427 | $0.00 | $0.00 |
DisclosureSEC source: 0000060667-15-000041 · edgardoc.xml · derivative · entry 7 CROOM MARSHALL A · CIK 0001257629 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,427 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: At the vest date, the performance share units earned converted into an equivalent number of shares of the Issuer's common stock. F4 · derivative.exercise_date: At the vest date, the performance share units earned converted into an equivalent number of shares of the Issuer's common stock. F4 · derivative.expiration_date: At the vest date, the performance share units earned converted into an equivalent number of shares of the Issuer's common stock. Read SEC document |
| March 01, 2015 Filed Mar 2, 2015 16:47 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Tax withholdingCommon Stock | 2,650 | $74.09 | $196,338.50 |
DisclosureSEC source: 0000060667-15-000041 · edgardoc.xml · nonDerivative · entry 3 CROOM MARSHALL A · CIK 0001257629 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,634.3342 F2 · shares: Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of restricted shares granted on March 1, 2012. Read SEC document |
| March 01, 2015 Filed Mar 2, 2015 16:47 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Tax withholdingCommon Stock | 1,821 | $74.09 | $134,917.89 |
DisclosureSEC source: 0000060667-15-000041 · edgardoc.xml · nonDerivative · entry 2 CROOM MARSHALL A · CIK 0001257629 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,284.3342 F1 · shares: Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of performance share units granted on March 1, 2012. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.