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FERNANDES ANTHONY G

Disclosed activity across 2 companies

Tapewire entity
160545
SEC CIK
0001173585

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ABM INDUSTRIES INC /DE/ABM · Entity 4290DirectorFebruary 04, 2019February 07, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ABM INDUSTRIES INC /DE/

Report date February 04, 2019 · Filed February 07, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect48,405 Reported balance After 2019-02-04 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2019-02-04 · Grant · Acquired 181 · Balance 48,405

F1: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2: Includes 966 unvested RSUs, 33,901 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.

Filing footnotes · ownership attribution and instrument terms

F1: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2: Includes 966 unvested RSUs, 33,901 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Baker Hughes Holdings LLC

Report date July 03, 2017 · Filed July 03, 2017

Section 16 reporting ended · disclosed 2017-07-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $1.00 Par ValueSEC Table I · non-derivativeDirect0 Reported balance After 2017-07-03 transaction · row 1
1 source row

Row 1 · 2017-07-03 · Disposition to issuer · Disposed 49,190 · Balance 0

F1: On the closing date (the "Closing Date") of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 30, 2016, among General Electric Company, a New York corporation, Baker Hughes Incorporated, a Delaware corporation ("BHI"), the Issuer and certain subsidiaries of BHI, as amended by that certain Amendment to Transaction Agreement and Plan of Merger dated as of March 27, 2017 (the "Transaction Agreement"), each outstanding share of common stock of the Issuer ("BHI Common Stock"), whether restricted or unrestricted, was cancelled and converted into the right to receive (a) one share of Class A common stock of Baker Hughes, a GE Company ("BHGE Common Stock") and (b) a special one-time cash dividend of $17.50 per share of BHGE Common Stock (the "Special Dividend").

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $82.28 · Expires 2017-07-24Direct0 Reported balance After 2017-07-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-07-03 · Disposition to issuer · Disposed 303 · Balance 0

F2: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $69.92 · Expires 2018-01-23Direct0 Reported balance After 2017-07-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-07-03 · Disposition to issuer · Disposed 357 · Balance 0

F2: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $77.20 · Expires 2018-08-11Direct0 Reported balance After 2017-07-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-07-03 · Disposition to issuer · Disposed 323 · Balance 0

F2: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.18 · Expires 2019-01-21Direct0 Reported balance After 2017-07-03 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-07-03 · Disposition to issuer · Disposed 1,028 · Balance 0

F2: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.52 · Expires 2019-07-22Direct0 Reported balance After 2017-07-03 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2017-07-03 · Disposition to issuer · Disposed 759 · Balance 0

F2: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.28 · Expires 2020-01-19Direct0 Reported balance After 2017-07-03 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2017-07-03 · Conversion · Disposed 634 · Balance 0

F2: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $49.17 · Expires 2020-07-21Direct0 Reported balance After 2017-07-03 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2017-07-03 · Disposition to issuer · Disposed 1,155 · Balance 0

F2: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $62.32 · Expires 2021-01-26Direct0 Reported balance After 2017-07-03 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2017-07-03 · Disposition to issuer · Disposed 1,077 · Balance 0

F2: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $77.00 · Expires 2021-07-19Direct0 Reported balance After 2017-07-03 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2017-07-03 · Disposition to issuer · Disposed 871 · Balance 0

F2: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.44 · Expires 2022-01-25Direct0 Reported balance After 2017-07-03 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2017-07-03 · Disposition to issuer · Disposed 1,700 · Balance 0

F2: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.30 · Expires 2022-07-16Direct0 Reported balance After 2017-07-03 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2017-07-03 · Disposition to issuer · Disposed 2,053 · Balance 0

F2: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-07-03 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2017-07-03 · Disposition to issuer · Disposed 2,751 · Balance 0

F3: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

Filing footnotes · ownership attribution and instrument terms

F1: On the closing date (the "Closing Date") of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 30, 2016, among General Electric Company, a New York corporation, Baker Hughes Incorporated, a Delaware corporation ("BHI"), the Issuer and certain subsidiaries of BHI, as amended by that certain Amendment to Transaction Agreement and Plan of Merger dated as of March 27, 2017 (the "Transaction Agreement"), each outstanding share of common stock of the Issuer ("BHI Common Stock"), whether restricted or unrestricted, was cancelled and converted into the right to receive (a) one share of Class A common stock of Baker Hughes, a GE Company ("BHGE Common Stock") and (b) a special one-time cash dividend of $17.50 per share of BHGE Common Stock (the "Special Dividend").

F2: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

F3: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 04, 2019 Filed Feb 7, 2019 02:26 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 GrantCommon Stock 181 $34.50 $6,244.50
Disclosure

SEC source: 0001225208-19-001931 · doc4.xml · nonDerivative · entry 1

FERNANDES ANTHONY G · CIK 0001173585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,405

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 966 unvested RSUs, 33,901 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 21:59 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 GrantCommon Stock 223 $31.59 $7,044.57
Disclosure

SEC source: 0001567619-18-005299 · doc1.xml · nonDerivative · entry 1

FERNANDES ANTHONY G · CIK 0001173585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,226

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 6,693 unvested RSUs and 33,725 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.

Read SEC document
August 06, 2018 Filed Aug 7, 2018 21:12 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 GrantCommon Stock 223 $31.40 $7,002.20
Disclosure

SEC source: 0001140361-18-035857 · doc1.xml · nonDerivative · entry 1

FERNANDES ANTHONY G · CIK 0001173585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,003

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 6,656 unvested RSUs and 33,539 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.

Read SEC document
May 07, 2018 Filed May 8, 2018 19:17 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 GrantCommon Stock 231 $30.14 $6,962.34
Disclosure

SEC source: 0001140361-18-022173 · doc1.xml · nonDerivative · entry 1

FERNANDES ANTHONY G · CIK 0001173585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,781

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 6,620 unvested RSUs and 33,353 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.

Read SEC document
February 05, 2018 Filed Feb 6, 2018 20:27 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 GrantCommon Stock 198 $34.96 $6,922.08
Disclosure

SEC source: 0001140361-18-005331 · doc1.xml · nonDerivative · entry 1

FERNANDES ANTHONY G · CIK 0001173585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,538

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 7,889 unvested RSUs and 31,841 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.

Read SEC document
January 04, 2018 Filed Jan 5, 2018 16:14 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 GrantCommon Stock 3,261 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-001029 · doc1.xml · nonDerivative · entry 1

FERNANDES ANTHONY G · CIK 0001173585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,341

F1 · shares: Annual grant of restricted stock units (RSUs) to non-employee directors granted under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. All RSUs vest on the first anniversary of the grant date. Dividend equivalent rights will accrue.

F2 · balance_after: Includes 10,188 unvested RSUs and 31,683 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 13:57 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 GrantCommon Stock 161 $40.63 $6,541.43
Disclosure

SEC source: 0001140361-17-041332 · doc1.xml · nonDerivative · entry 1

FERNANDES ANTHONY G · CIK 0001173585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,080

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 6,927 unvested RSUs and 31,683 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.

Read SEC document
August 07, 2017 Filed Aug 8, 2017 12:29 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 GrantCommon Stock 146 $44.70 $6,526.20
Disclosure

SEC source: 0001140361-17-030493 · doc1.xml · nonDerivative · entry 1

FERNANDES ANTHONY G · CIK 0001173585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,919

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 6,899 unvested RSUs and 31,550 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.

Read SEC document
July 03, 2017 Filed Jul 3, 2017 20:58 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerRestricted Stock Units · Derivative 2,751 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-022555 · form4.xml · derivative · entry 13

FERNANDES ANTHONY G · CIK 0001173585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 2,751 shares

Expires not disclosed

F3 · derivative.exercise_price: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F3 · price: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F3 · derivative.exercise_date: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F3 · derivative.expiration_date: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

Read SEC document
July 03, 2017 Filed Jul 3, 2017 20:58 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerStock Option (Right to Buy) · Derivative 2,053 Not disclosed Strike: $39.30 Not disclosed
Disclosure

SEC source: 0001127602-17-022555 · form4.xml · derivative · entry 12

FERNANDES ANTHONY G · CIK 0001173585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 2,053 shares

Expires 2022-07-16

F2 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

F2 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Read SEC document
July 03, 2017 Filed Jul 3, 2017 20:58 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerStock Option (Right to Buy) · Derivative 1,700 Not disclosed Strike: $47.44 Not disclosed
Disclosure

SEC source: 0001127602-17-022555 · form4.xml · derivative · entry 11

FERNANDES ANTHONY G · CIK 0001173585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 1,700 shares

Expires 2022-01-25

F2 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

F2 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Read SEC document
July 03, 2017 Filed Jul 3, 2017 20:58 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerStock Option (Right to Buy) · Derivative 871 Not disclosed Strike: $77.00 Not disclosed
Disclosure

SEC source: 0001127602-17-022555 · form4.xml · derivative · entry 10

FERNANDES ANTHONY G · CIK 0001173585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 871 shares

Expires 2021-07-19

F2 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

F2 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

Read SEC document
July 03, 2017 Filed Jul 3, 2017 20:58 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerStock Option (Right to Buy) · Derivative 1,077 Not disclosed Strike: $62.32 Not disclosed
Disclosure

SEC source: 0001127602-17-022555 · form4.xml · derivative · entry 9

FERNANDES ANTHONY G · CIK 0001173585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 1,077 shares

Expires 2021-01-26

F2 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

F2 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

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July 03, 2017 Filed Jul 3, 2017 20:58 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerStock Option (Right to Buy) · Derivative 1,155 Not disclosed Strike: $49.17 Not disclosed
Disclosure

SEC source: 0001127602-17-022555 · form4.xml · derivative · entry 8

FERNANDES ANTHONY G · CIK 0001173585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 1,155 shares

Expires 2020-07-21

F2 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

F2 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

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July 03, 2017 Filed Jul 3, 2017 20:58 UTC Baker Hughes Holdings LLC BHI · Entity 50098 ConversionStock Option (Right to Buy) · Derivative 634 Not disclosed Strike: $47.28 Not disclosed
Disclosure

SEC source: 0001127602-17-022555 · form4.xml · derivative · entry 7

FERNANDES ANTHONY G · CIK 0001173585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 634 shares

Expires 2020-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

F2 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

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July 03, 2017 Filed Jul 3, 2017 20:58 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerStock Option (Right to Buy) · Derivative 759 Not disclosed Strike: $39.52 Not disclosed
Disclosure

SEC source: 0001127602-17-022555 · form4.xml · derivative · entry 6

FERNANDES ANTHONY G · CIK 0001173585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 759 shares

Expires 2019-07-22

F2 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

F2 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

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July 03, 2017 Filed Jul 3, 2017 20:58 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerStock Option (Right to Buy) · Derivative 1,028 Not disclosed Strike: $29.18 Not disclosed
Disclosure

SEC source: 0001127602-17-022555 · form4.xml · derivative · entry 5

FERNANDES ANTHONY G · CIK 0001173585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 1,028 shares

Expires 2019-01-21

F2 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

F2 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

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July 03, 2017 Filed Jul 3, 2017 20:58 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerStock Option (Right to Buy) · Derivative 323 Not disclosed Strike: $77.20 Not disclosed
Disclosure

SEC source: 0001127602-17-022555 · form4.xml · derivative · entry 4

FERNANDES ANTHONY G · CIK 0001173585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 323 shares

Expires 2018-08-11

F2 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

F2 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

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July 03, 2017 Filed Jul 3, 2017 20:58 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerStock Option (Right to Buy) · Derivative 357 Not disclosed Strike: $69.92 Not disclosed
Disclosure

SEC source: 0001127602-17-022555 · form4.xml · derivative · entry 3

FERNANDES ANTHONY G · CIK 0001173585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 357 shares

Expires 2018-01-23

F2 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

F2 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

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July 03, 2017 Filed Jul 3, 2017 20:58 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerStock Option (Right to Buy) · Derivative 303 Not disclosed Strike: $82.28 Not disclosed
Disclosure

SEC source: 0001127602-17-022555 · form4.xml · derivative · entry 2

FERNANDES ANTHONY G · CIK 0001173585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 303 shares

Expires 2017-07-24

F2 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

F2 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

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July 03, 2017 Filed Jul 3, 2017 20:58 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerCommon Stock, $1.00 Par Value 49,190 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-022555 · form4.xml · nonDerivative · entry 1

FERNANDES ANTHONY G · CIK 0001173585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: On the closing date (the "Closing Date") of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 30, 2016, among General Electric Company, a New York corporation, Baker Hughes Incorporated, a Delaware corporation ("BHI"), the Issuer and certain subsidiaries of BHI, as amended by that certain Amendment to Transaction Agreement and Plan of Merger dated as of March 27, 2017 (the "Transaction Agreement"), each outstanding share of common stock of the Issuer ("BHI Common Stock"), whether restricted or unrestricted, was cancelled and converted into the right to receive (a) one share of Class A common stock of Baker Hughes, a GE Company ("BHGE Common Stock") and (b) a special one-time cash dividend of $17.50 per share of BHGE Common Stock (the "Special Dividend").

F1 · price: On the closing date (the "Closing Date") of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 30, 2016, among General Electric Company, a New York corporation, Baker Hughes Incorporated, a Delaware corporation ("BHI"), the Issuer and certain subsidiaries of BHI, as amended by that certain Amendment to Transaction Agreement and Plan of Merger dated as of March 27, 2017 (the "Transaction Agreement"), each outstanding share of common stock of the Issuer ("BHI Common Stock"), whether restricted or unrestricted, was cancelled and converted into the right to receive (a) one share of Class A common stock of Baker Hughes, a GE Company ("BHGE Common Stock") and (b) a special one-time cash dividend of $17.50 per share of BHGE Common Stock (the "Special Dividend").

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May 01, 2017 Filed May 2, 2017 10:03 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 GrantCommon Stock 149 $43.39 $6,465.11
Disclosure

SEC source: 0001140361-17-017757 · doc1.xml · nonDerivative · entry 1

FERNANDES ANTHONY G · CIK 0001173585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,773

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 6,872 unvested RSUs and 31,431 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.

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February 06, 2017 Filed Feb 7, 2017 15:26 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 GrantCommon Stock 159 $40.40 $6,423.60
Disclosure

SEC source: 0001140361-17-004841 · doc1.xml · nonDerivative · entry 1

FERNANDES ANTHONY G · CIK 0001173585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,624

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 9,356 unvested RSUs and 29,932 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.

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January 30, 2017 Filed Jan 30, 2017 21:24 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Exercise / conversionRestricted Stock Units · Derivative 4,286 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-002862 · form4.xml · derivative · entry 3

FERNANDES ANTHONY G · CIK 0001173585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 4,286 shares

Expires 2017-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.

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January 30, 2017 Filed Jan 30, 2017 21:24 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Exercise / conversionCommon Stock, $1.00 Par Value 4,286 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-002862 · form4.xml · nonDerivative · entry 1

FERNANDES ANTHONY G · CIK 0001173585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.

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January 26, 2017 Filed Jan 30, 2017 21:24 UTC Baker Hughes Holdings LLC BHI · Entity 50098 GrantRestricted Stock Units · Derivative 2,751 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-002862 · form4.xml · derivative · entry 2

FERNANDES ANTHONY G · CIK 0001173585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,751

Underlying: Common Stock, $1.00 Par Value · 2,751 shares

Expires 2018-01-26

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.

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January 10, 2017 Filed Jan 12, 2017 11:46 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 GrantCommon Stock 2,779 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-001616 · doc1.xml · nonDerivative · entry 1

FERNANDES ANTHONY G · CIK 0001173585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,465

F1 · shares: Annual grant of restricted stock units (RSUs) to non-employee directors granted under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. RSUs vest ratably over three years on each of the first, second and third anniversaries of the grant date. Dividend equivalent rights will accrue

F2 · balance_after: Includes 9323 unvested RSUs and 29,806 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.

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November 07, 2016 Filed Nov 9, 2016 10:59 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 GrantCommon Stock 159 $39.00 $6,201.00
Disclosure

SEC source: 0001140361-16-085504 · doc1.xml · nonDerivative · entry 1

FERNANDES ANTHONY G · CIK 0001173585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,686

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 7,919 unvested RSUs and 29,806 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.