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Carlson Randolph K

Disclosed activity across 1 company

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160543
SEC CIK
0001482921

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CIRRUS LOGIC, INC.CRUS · Entity 3854VP of Supply ChainFebruary 04, 2019February 06, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CIRRUS LOGIC, INC.

Report date February 04, 2019 · Filed February 06, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-02-04 transaction · row 1
1 source row

Row 1 · 2019-02-04 · Sale · Disposed 10,848 · Balance 0

F1: The price reported in Table 1 - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.41 to $37.52. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Table 1 - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.41 to $37.52. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 04, 2019 Filed Feb 6, 2019 23:18 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 10,848 $37.43 $405,988.57
Disclosure

SEC source: 0001273902-19-000003 · edgardoc.xml · nonDerivative · entry 1

Carlson Randolph K · CIK 0001482921 · VP of Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Table 1 - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.41 to $37.52. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Read SEC document
November 04, 2018 Filed Nov 7, 2018 00:10 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionRestricted Stock Units · Derivative 6,667 $0.00 $0.00
Disclosure

SEC source: 0001273902-18-000050 · edgardoc.xml · derivative · entry 3

Carlson Randolph K · CIK 0001482921 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 6,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock unit vested on November 4, 2018, and the Company withheld sufficient shares for payment of required tax withholdings.

F2 · derivative.expiration_date: Expiration date of 11/04/18

Read SEC document
November 04, 2018 Filed Nov 7, 2018 00:10 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 6,667 $0.00 $0.00
Disclosure

SEC source: 0001273902-18-000050 · edgardoc.xml · nonDerivative · entry 2

Carlson Randolph K · CIK 0001482921 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2018 Filed Nov 7, 2018 00:10 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Tax withholdingCommon Stock 1,624 $41.50 $67,396.00
Disclosure

SEC source: 0001273902-18-000050 · edgardoc.xml · nonDerivative · entry 1

Carlson Randolph K · CIK 0001482921 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,181

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:52 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 7,265 $42.03 $305,353.76
Disclosure

SEC source: 0001273902-18-000006 · edgardoc.xml · nonDerivative · entry 1

Carlson Randolph K · CIK 0001482921 · VP of Supply Chain Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,805

F1 · price: The price reported in Table 1 - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.02 to $42.04. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Read SEC document
November 01, 2017 Filed Nov 2, 2017 21:09 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001273902-17-000105 · edgardoc.xml · derivative · entry 4

Carlson Randolph K · CIK 0001482921 · VP of Supply Chain Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,667

Underlying: Common Stock · 4,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cirrus Logic common stock.

F4 · derivative.exercise_date: 100% of the restricted stock units will vest on 11/1/20, the 3-year anniversary of the grant date.

F4 · derivative.expiration_date: 100% of the restricted stock units will vest on 11/1/20, the 3-year anniversary of the grant date.

Read SEC document
November 01, 2017 Filed Nov 2, 2017 21:09 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantPerformance Shares · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001273902-17-000105 · edgardoc.xml · derivative · entry 3

Carlson Randolph K · CIK 0001482921 · VP of Supply Chain Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,013

Underlying: Common Stock · 3,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance-based Restricted Stock Unit ("RSU's") represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based RSU's is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 1, 2017, and ending on November 1, 2020.

F2 · derivative.exercise_date: Each Performance-based Restricted Stock Unit ("RSU's") represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based RSU's is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 1, 2017, and ending on November 1, 2020.

F2 · derivative.expiration_date: Each Performance-based Restricted Stock Unit ("RSU's") represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based RSU's is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 1, 2017, and ending on November 1, 2020.

Read SEC document
November 01, 2017 Filed Nov 2, 2017 21:09 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantNon-Qualified Stock Option (right to buy) · Derivative 10,206 $0.00 Strike: $55.72 $0.00
Disclosure

SEC source: 0001273902-17-000105 · edgardoc.xml · derivative · entry 2

Carlson Randolph K · CIK 0001482921 · VP of Supply Chain Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,206

Underlying: Common Stock · 10,206 shares

Expires 2027-11-01

F1 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares will vest on 11/1/18; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 11/1/21.

Read SEC document
November 01, 2017 Filed Nov 2, 2017 21:09 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantIncentive Stock Option (right to buy) · Derivative 1,794 $0.00 Strike: $55.72 $0.00
Disclosure

SEC source: 0001273902-17-000105 · edgardoc.xml · derivative · entry 1

Carlson Randolph K · CIK 0001482921 · VP of Supply Chain Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,794

Underlying: Common Stock · 1,794 shares

Expires 2027-11-01

F1 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares will vest on 11/1/18; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 11/1/21.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 23:54 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001273902-17-000083 · edgardoc.xml · derivative · entry 3

Carlson Randolph K · CIK 0001482921 · VP of Supply Chain Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,667

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock unit vested on October 1, 2017, and the Company withheld sufficient shares for payment of required tax withholdings.

F2 · derivative.expiration_date: Expiration date of 10/01/17

Read SEC document
October 01, 2017 Filed Oct 3, 2017 23:54 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001273902-17-000083 · edgardoc.xml · nonDerivative · entry 2

Carlson Randolph K · CIK 0001482921 · VP of Supply Chain Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 23:54 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Tax withholdingCommon Stock 4,195 $53.32 $223,677.40
Disclosure

SEC source: 0001273902-17-000083 · edgardoc.xml · nonDerivative · entry 1

Carlson Randolph K · CIK 0001482921 · VP of Supply Chain Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,070

Read SEC document
August 08, 2017 Filed Aug 10, 2017 20:56 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $38.99 $0.00
Disclosure

SEC source: 0001273902-17-000065 · edgardoc.xml · derivative · entry 15

Carlson Randolph K · CIK 0001482921 · VP of Supply Chain Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2022-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares vested on 10/3/2012; the remaining shares vested monthly over the following 36 months so that the option was fully vested and exercisable on 10/3/2015.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 20:56 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,265 $0.00 Strike: $23.34 $0.00
Disclosure

SEC source: 0001273902-17-000065 · edgardoc.xml · derivative · entry 14

Carlson Randolph K · CIK 0001482921 · VP of Supply Chain Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,265 shares

Expires 2023-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares vested on 10/2/2013; the remaining shares vested monthly over the following 36 months so that the option was fully vested and exercisable on 10/2/2016.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 20:56 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,077 $0.00 Strike: $20.37 $0.00
Disclosure

SEC source: 0001273902-17-000065 · edgardoc.xml · derivative · entry 13

Carlson Randolph K · CIK 0001482921 · VP of Supply Chain Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,622

Underlying: Common Stock · 14,077 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares vested on 10/1/2014; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 10/1/2017.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 20:56 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 11,901 $0.00 Strike: $23.34 $0.00
Disclosure

SEC source: 0001273902-17-000065 · edgardoc.xml · derivative · entry 12

Carlson Randolph K · CIK 0001482921 · VP of Supply Chain Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 834

Underlying: Common Stock · 11,901 shares

Expires 2023-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares vested on 10/2/2013; the remaining shares vested monthly over the following 36 months so that the option was fully vested and exercisable on 10/2/2016.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 20:56 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 89 $0.00 Strike: $20.37 $0.00
Disclosure

SEC source: 0001273902-17-000065 · edgardoc.xml · derivative · entry 11

Carlson Randolph K · CIK 0001482921 · VP of Supply Chain Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,212

Underlying: Common Stock · 89 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares vested on 10/1/2014; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 10/1/2017.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 20:56 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 11,901 $57.10 $679,598.27
Disclosure

SEC source: 0001273902-17-000065 · edgardoc.xml · nonDerivative · entry 10

Carlson Randolph K · CIK 0001482921 · VP of Supply Chain Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,265

F1 · price: The price reported in Table 1 - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.84 to 57.24. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 20:56 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 11,901 $23.34 $277,769.34
Disclosure

SEC source: 0001273902-17-000065 · edgardoc.xml · nonDerivative · entry 9

Carlson Randolph K · CIK 0001482921 · VP of Supply Chain Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 20:56 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 89 $57.10 $5,082.28
Disclosure

SEC source: 0001273902-17-000065 · edgardoc.xml · nonDerivative · entry 8

Carlson Randolph K · CIK 0001482921 · VP of Supply Chain Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,265

F1 · price: The price reported in Table 1 - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.84 to 57.24. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 20:56 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 89 $20.37 $1,812.93
Disclosure

SEC source: 0001273902-17-000065 · edgardoc.xml · nonDerivative · entry 7

Carlson Randolph K · CIK 0001482921 · VP of Supply Chain Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 20:56 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 14,077 $57.10 $803,857.23
Disclosure

SEC source: 0001273902-17-000065 · edgardoc.xml · nonDerivative · entry 6

Carlson Randolph K · CIK 0001482921 · VP of Supply Chain Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,265

F1 · price: The price reported in Table 1 - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.84 to 57.24. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 20:56 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 14,077 $20.37 $286,748.49
Disclosure

SEC source: 0001273902-17-000065 · edgardoc.xml · nonDerivative · entry 5

Carlson Randolph K · CIK 0001482921 · VP of Supply Chain Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 20:56 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 7,265 $57.10 $414,862.74
Disclosure

SEC source: 0001273902-17-000065 · edgardoc.xml · nonDerivative · entry 4

Carlson Randolph K · CIK 0001482921 · VP of Supply Chain Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,265

F1 · price: The price reported in Table 1 - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.84 to 57.24. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 20:56 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 7,265 $23.34 $169,565.10
Disclosure

SEC source: 0001273902-17-000065 · edgardoc.xml · nonDerivative · entry 3

Carlson Randolph K · CIK 0001482921 · VP of Supply Chain Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 20:56 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 20,000 $57.10 $1,142,086.00
Disclosure

SEC source: 0001273902-17-000065 · edgardoc.xml · nonDerivative · entry 2

Carlson Randolph K · CIK 0001482921 · VP of Supply Chain Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,265

F1 · price: The price reported in Table 1 - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.84 to 57.24. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 20:56 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 20,000 $38.99 $779,800.00
Disclosure

SEC source: 0001273902-17-000065 · edgardoc.xml · nonDerivative · entry 1

Carlson Randolph K · CIK 0001482921 · VP of Supply Chain Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2017 Filed May 10, 2017 21:50 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $15.41 $0.00
Disclosure

SEC source: 0001273902-17-000034 · edgardoc.xml · derivative · entry 3

Carlson Randolph K · CIK 0001482921 · VP of Supply Chain Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2021-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares vested on 10/5/2012; the remaining shares vested monthly over the following 36 months so that the option was fully vested and exercisable on 10/5/2015.

Read SEC document
May 08, 2017 Filed May 10, 2017 21:50 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 30,000 $63.12 $1,893,660.00
Disclosure

SEC source: 0001273902-17-000034 · edgardoc.xml · nonDerivative · entry 2

Carlson Randolph K · CIK 0001482921 · VP of Supply Chain Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,265

F1 · price: The price reported in Table 1 - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.05 to 63.35. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Read SEC document
May 08, 2017 Filed May 10, 2017 21:50 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 30,000 $15.41 $462,300.00
Disclosure

SEC source: 0001273902-17-000034 · edgardoc.xml · nonDerivative · entry 1

Carlson Randolph K · CIK 0001482921 · VP of Supply Chain Divisi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 22:16 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 17,880 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0001273902-17-000019 · edgardoc.xml · derivative · entry 3

Carlson Randolph K · CIK 0001482921 · VP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,880 shares

Expires 2020-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested on a 4-year schedule: 25% of the shares became exercisable on 10/06/2011; the remaining 75% of the shares vested at a rate of 1/36th per month over the following 36 months so that the option was fully vested and exercisable on 10/06/2014.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 22:16 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 17,880 $55.98 $1,000,884.85
Disclosure

SEC source: 0001273902-17-000019 · edgardoc.xml · nonDerivative · entry 2

Carlson Randolph K · CIK 0001482921 · VP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,265

F1 · price: The price reported in Table 1 - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.40 to $56.27. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 22:16 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 17,880 $16.25 $290,550.00
Disclosure

SEC source: 0001273902-17-000019 · edgardoc.xml · nonDerivative · entry 1

Carlson Randolph K · CIK 0001482921 · VP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 19:26 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 7,265 $53.63 $389,603.06
Disclosure

SEC source: 0001273902-16-000294 · edgardoc.xml · nonDerivative · entry 1

Carlson Randolph K · CIK 0001482921 · VP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,265

F1 · price: The price reported in Table I - Column 4 is a weighted average price. 6,865 shares were sold at $53.6278 and the remaining 400 shares were sold at a price of $53.62.

Read SEC document
November 02, 2016 Filed Nov 5, 2016 00:35 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001273902-16-000275 · edgardoc.xml · derivative · entry 4

Carlson Randolph K · CIK 0001482921 · VP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,667

Underlying: Common Stock · 4,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cirrus Logic common stock.

F4 · derivative.exercise_date: 100% of the restricted stock units will vest on 11/2/19, the 3-year anniversary of the grant date.

F4 · derivative.expiration_date: 100% of the restricted stock units will vest on 11/2/19, the 3-year anniversary of the grant date.

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November 02, 2016 Filed Nov 5, 2016 00:35 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantPerformance Shares · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001273902-16-000275 · edgardoc.xml · derivative · entry 3

Carlson Randolph K · CIK 0001482921 · VP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,013

Underlying: Common Stock · 3,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance-based Restricted Stock Unit ("RSU's") represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based RSU's is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 2, 2016, and ending on November 2, 2019.

F2 · derivative.exercise_date: Each Performance-based Restricted Stock Unit ("RSU's") represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based RSU's is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 2, 2016, and ending on November 2, 2019.

F2 · derivative.expiration_date: Each Performance-based Restricted Stock Unit ("RSU's") represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based RSU's is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 2, 2016, and ending on November 2, 2019.

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November 02, 2016 Filed Nov 5, 2016 00:35 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantNon-Qualified Stock Option (right to buy) · Derivative 8,825 $0.00 Strike: $54.65 $0.00
Disclosure

SEC source: 0001273902-16-000275 · edgardoc.xml · derivative · entry 2

Carlson Randolph K · CIK 0001482921 · VP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,825

Underlying: Common Stock · 8,825 shares

Expires 2026-11-02

F1 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares will vest on 11/2/17; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 11/2/20.

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November 02, 2016 Filed Nov 5, 2016 00:35 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantIncentive Stock Option (right to buy) · Derivative 3,175 $0.00 Strike: $54.65 $0.00
Disclosure

SEC source: 0001273902-16-000275 · edgardoc.xml · derivative · entry 1

Carlson Randolph K · CIK 0001482921 · VP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,175

Underlying: Common Stock · 3,175 shares

Expires 2026-11-02

F1 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares will vest on 11/2/17; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 11/2/20.

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October 02, 2016 Filed Oct 4, 2016 23:46 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001273902-16-000241 · edgardoc.xml · derivative · entry 3

Carlson Randolph K · CIK 0001482921 · VP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock unit vested on October 2, 2016, and the Company withheld sufficient shares for payment of required tax withholdings.

F2 · derivative.expiration_date: Expiration date of 10/02/16.

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October 02, 2016 Filed Oct 4, 2016 23:46 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001273902-16-000241 · edgardoc.xml · nonDerivative · entry 2

Carlson Randolph K · CIK 0001482921 · VP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 02, 2016 Filed Oct 4, 2016 23:46 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Tax withholdingCommon Stock 2,735 $53.15 $145,365.25
Disclosure

SEC source: 0001273902-16-000241 · edgardoc.xml · nonDerivative · entry 1

Carlson Randolph K · CIK 0001482921 · VP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,530

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.