Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HOME BANCSHARES INCHOMB · Entity 3809 | Director · HOMB CEO & President | December 31, 2018 | February 08, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HOME BANCSHARES INC
Report date December 31, 2018 · Filed February 08, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 55,162 |
Reported balance
Holding disclosure · report date 2018-12-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 55,162 |
| Common StockSEC Table I · non-derivative | Direct | 237,435.68 |
Reported balance
Holding disclosure · report date 2018-12-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 237,435.68 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 40,968.3176 |
Reported balance
Holding disclosure · report date 2018-12-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 40,968.3176 F1: Reflects the dollar value of the reporting person's units in a unitized stock fund under the Home BancShares, Inc. 401(k) Plan as of December 31, 2018, divided by the closing price of Home BancShares common stock on that date. The unitized stock fund consists of Home BancShares common stock and a reserve of cash in amounts that vary from time to time. |
| Common Stock - Performance BasedSEC Table I · non-derivative | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2018-12-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 10,000 F2: The Performance Stock awarded on July 19, 2018 will vest in 33 1/3% installments over three years beginning on the third annual anniversary of the date that the performance goal is met. |
| Performance Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $23.32 · Expires 2028-07-19 | Direct | 20,000 |
Reported balance
Holding disclosure · report date 2018-12-31 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 20,000 F3: The Performance Stock Option awarded on July 19, 2018 is exercisable in five equal annual installments beginning on the first annual anniversary of the date that the performance goal is met. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the dollar value of the reporting person's units in a unitized stock fund under the Home BancShares, Inc. 401(k) Plan as of December 31, 2018, divided by the closing price of Home BancShares common stock on that date. The unitized stock fund consists of Home BancShares common stock and a reserve of cash in amounts that vary from time to time.
F2: The Performance Stock awarded on July 19, 2018 will vest in 33 1/3% installments over three years beginning on the third annual anniversary of the date that the performance goal is met.
F3: The Performance Stock Option awarded on July 19, 2018 is exercisable in five equal annual installments beginning on the first annual anniversary of the date that the performance goal is met.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 19, 2018 Filed Jul 23, 2018 20:25 UTC | HOME BANCSHARES INC HOMB · Entity 3809 | GrantPerformance Stock Option · Derivative | 20,000 | $0.00 Strike: $23.32 | $0.00 |
DisclosureSEC source: 0000899243-18-020407 · doc4.xml · derivative · entry 5 Sims Randall · CIK 0001365238 · Director · HOMB CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2028-07-19 F3 · derivative.exercise_date: The Performance Stock Option awarded on July 19, 2018 is exercisable in five equal annual installments beginning on the first annual anniversary of the date that the performance goal is met. Read SEC document |
| July 19, 2018 Filed Jul 23, 2018 20:25 UTC | HOME BANCSHARES INC HOMB · Entity 3809 | GrantCommon Stock - Performance Based | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-020407 · doc4.xml · nonDerivative · entry 1 Sims Randall · CIK 0001365238 · Director · HOMB CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · balance_after: The Performance Stock awarded on July 19, 2018 will vest in 33 1/3% installments over three years beginning on the third annual anniversary of the date that the performance goal is met. Read SEC document |
| February 09, 2018 Filed Jul 23, 2018 20:25 UTC | HOME BANCSHARES INC HOMB · Entity 3809 | GiftCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-020407 · doc4.xml · nonDerivative · entry 2 Sims Randall · CIK 0001365238 · Director · HOMB CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,435.68 Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 21:49 UTC | HOME BANCSHARES INC HOMB · Entity 3809 | SaleCommon Stock | 10,154 | $28.50 | $289,401.18 |
DisclosureSEC source: 0000899243-16-035538 · doc4.xml · nonDerivative · entry 1 Sims Randall · CIK 0001365238 · Director · HOMB CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 55,162 Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 19:17 UTC | HOME BANCSHARES INC HOMB · Entity 3809 | SaleCommon Stock | 12,200 | $25.46 | $310,662.02 |
DisclosureSEC source: 0000899243-16-033662 · doc4.xml · nonDerivative · entry 6 Sims Randall · CIK 0001365238 · Director · HOMB CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 65,316 F1 · balance_after: The reporting person received shares as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 18, 2016 and made payable June 8, 2016. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 19:17 UTC | HOME BANCSHARES INC HOMB · Entity 3809 | SaleCommon Stock | 10,000 | $25.40 | $254,003.00 |
DisclosureSEC source: 0000899243-16-033662 · doc4.xml · nonDerivative · entry 5 Sims Randall · CIK 0001365238 · Director · HOMB CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 77,516 F1 · balance_after: The reporting person received shares as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 18, 2016 and made payable June 8, 2016. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 19:17 UTC | HOME BANCSHARES INC HOMB · Entity 3809 | SaleCommon Stock | 10,000 | $25.77 | $257,663.00 |
DisclosureSEC source: 0000899243-16-033662 · doc4.xml · nonDerivative · entry 4 Sims Randall · CIK 0001365238 · Director · HOMB CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 87,516 F1 · balance_after: The reporting person received shares as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 18, 2016 and made payable June 8, 2016. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 19:17 UTC | HOME BANCSHARES INC HOMB · Entity 3809 | SaleCommon Stock | 10,000 | $25.45 | $254,492.00 |
DisclosureSEC source: 0000899243-16-033662 · doc4.xml · nonDerivative · entry 3 Sims Randall · CIK 0001365238 · Director · HOMB CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 97,516 F1 · balance_after: The reporting person received shares as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 18, 2016 and made payable June 8, 2016. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 19:17 UTC | HOME BANCSHARES INC HOMB · Entity 3809 | SaleCommon Stock | 7,800 | $25.57 | $199,431.96 |
DisclosureSEC source: 0000899243-16-033662 · doc4.xml · nonDerivative · entry 2 Sims Randall · CIK 0001365238 · Director · HOMB CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 107,516 F1 · balance_after: The reporting person received shares as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 18, 2016 and made payable June 8, 2016. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 19:17 UTC | HOME BANCSHARES INC HOMB · Entity 3809 | SaleCommon Stock | 8,000 | $24.99 | $199,920.00 |
DisclosureSEC source: 0000899243-16-033662 · doc4.xml · nonDerivative · entry 1 Sims Randall · CIK 0001365238 · Director · HOMB CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: The reporting person received shares as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 18, 2016 and made payable June 8, 2016. F2 · balance_after: The Performance Stock awarded on August 2, 2012 will "cliff" vest on the third annual anniversary of the date that the performance goal is met. The performance goal was met on September 30, 2013 and therefore "cliff" vested 100% on September 30, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.