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Pilc Roger J

Disclosed activity across 1 company

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160301
SEC CIK
0001578439

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PITNEY BOWES INC /DE/PBI · Entity 4392Exec VP & Chief Innov OfficerFebruary 12, 2019February 14, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PITNEY BOWES INC /DE/

Report date February 12, 2019 · Filed February 14, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect51,860.6969 Ending reported balance After 2019-02-12 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2019-02-12 · Exercise / conversion · Acquired 12,158 · Balance 56,117.6969

Row 2 · 2019-02-12 · Tax withholding · Disposed 4,257 · Balance 51,860.6969

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-02-12 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-02-12 · Exercise / conversion · Disposed 3,369 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.

F2: The third vesting of the three traunches vesting.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect4,306 Reported balance After 2019-02-12 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-02-12 · Exercise / conversion · Disposed 4,306 · Balance 4,306

F1: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.

F3: The second vesting of the three traunches vesting.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect8,966 Reported balance After 2019-02-12 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-02-12 · Exercise / conversion · Disposed 4,483 · Balance 8,966

F1: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.

F4: The first vesting of the three traunches vesting.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.

F2: The third vesting of the three traunches vesting.

F3: The second vesting of the three traunches vesting.

F4: The first vesting of the three traunches vesting.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 12, 2019 Filed Feb 14, 2019 15:00 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 Exercise / conversionRestricted Stock Unit · Derivative 4,483 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000959 · primarydocument.xml · derivative · entry 5

Pilc Roger J · CIK 0001578439 · Exec VP & Chief Innov Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,966

Underlying: Common Stock · 4,483 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.

F4 · derivative.exercise_date: The first vesting of the three traunches vesting.

F4 · derivative.expiration_date: The first vesting of the three traunches vesting.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 15:00 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 Exercise / conversionRestricted Stock Unit · Derivative 4,306 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000959 · primarydocument.xml · derivative · entry 4

Pilc Roger J · CIK 0001578439 · Exec VP & Chief Innov Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,306

Underlying: Common Stock · 4,306 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.

F3 · derivative.exercise_date: The second vesting of the three traunches vesting.

F3 · derivative.expiration_date: The second vesting of the three traunches vesting.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 15:00 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 Exercise / conversionRestricted Stock Unit · Derivative 3,369 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000959 · primarydocument.xml · derivative · entry 3

Pilc Roger J · CIK 0001578439 · Exec VP & Chief Innov Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,369 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.

F2 · derivative.exercise_date: The third vesting of the three traunches vesting.

F2 · derivative.expiration_date: The third vesting of the three traunches vesting.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 15:00 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 Tax withholdingCommon Stock 4,257 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000959 · primarydocument.xml · nonDerivative · entry 2

Pilc Roger J · CIK 0001578439 · Exec VP & Chief Innov Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,860.6969

Read SEC document
February 12, 2019 Filed Feb 14, 2019 15:00 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 Exercise / conversionCommon Stock 12,158 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000959 · primarydocument.xml · nonDerivative · entry 1

Pilc Roger J · CIK 0001578439 · Exec VP & Chief Innov Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,117.6969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 13:24 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 GrantStock Option · Derivative 95,477 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000806 · primarydocument.xml · derivative · entry 2

Pilc Roger J · CIK 0001578439 · Exec VP & Chief Innov Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,374

Underlying: Common Stock · 95,477 shares

Expires 2029-02-05

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F4 · derivative.exercise_price: The grant price for the stock option was calculated at 100% of the closing price on February 5, 2019 which was $6.60.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 13:24 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 GrantRestricted Stock Units · Derivative 28,788 $6.60 $190,000.80
Disclosure

SEC source: 0001562180-19-000806 · primarydocument.xml · derivative · entry 1

Pilc Roger J · CIK 0001578439 · Exec VP & Chief Innov Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,212

Underlying: Common Stock · 28,788 shares

Expires not disclosed

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 23:44 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 Exercise / conversionRestricted Stock Units · Derivative 2,651 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001020 · primarydocument.xml · derivative · entry 6

Pilc Roger J · CIK 0001578439 · Exec VP & Chief Innov Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,651 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F6 · derivative.exercise_date: The final of three vesting traunches vested.

F6 · derivative.expiration_date: The final of three vesting traunches vested.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 23:44 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 Exercise / conversionRestricted Stock Units · Derivative 3,369 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001020 · primarydocument.xml · derivative · entry 5

Pilc Roger J · CIK 0001578439 · Exec VP & Chief Innov Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,369

Underlying: Common Stock · 3,369 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F5 · derivative.exercise_date: The second vesting of three tranches vesting.

F5 · derivative.expiration_date: The second vesting of three tranches vesting.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 23:44 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 Exercise / conversionRestricted Stock Units · Derivative 4,306 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001020 · primarydocument.xml · derivative · entry 4

Pilc Roger J · CIK 0001578439 · Exec VP & Chief Innov Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,312

Underlying: Common Stock · 4,306 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F4 · derivative.exercise_date: The first vesting of three tranches vesting.

F4 · derivative.expiration_date: The first vesting of three tranches vesting.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 23:44 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 Exercise / conversionPerformance Stock Units · Derivative 2,763 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001020 · primarydocument.xml · derivative · entry 3

Pilc Roger J · CIK 0001578439 · Exec VP & Chief Innov Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,763 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F3 · derivative.exercise_date: The performance stock units (PSUs) represent a contingent right to receive Pitney Bowes common stock with a 3 year cliff vesting. The shares that will vest are based on the pre-established performance standards set by the Board upon making each award, and could result in more of less shares being issued at the time of the vesting due to the pre-established performance standards. Depending on market-based and nonmarket-based factors, such as achievement of pre-established financial metrics, the resulting number of shares released can range from zero to 200% of the grant, subject to the per individual share grant limit imposed by the Stock Plan.

F3 · derivative.expiration_date: The performance stock units (PSUs) represent a contingent right to receive Pitney Bowes common stock with a 3 year cliff vesting. The shares that will vest are based on the pre-established performance standards set by the Board upon making each award, and could result in more of less shares being issued at the time of the vesting due to the pre-established performance standards. Depending on market-based and nonmarket-based factors, such as achievement of pre-established financial metrics, the resulting number of shares released can range from zero to 200% of the grant, subject to the per individual share grant limit imposed by the Stock Plan.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 23:44 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 Tax withholdingCommon Stock 4,310 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001020 · primarydocument.xml · nonDerivative · entry 2

Pilc Roger J · CIK 0001578439 · Exec VP & Chief Innov Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,414.5799

Read SEC document
February 13, 2018 Filed Feb 15, 2018 23:44 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 Exercise / conversionCommon Stock 13,089 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001020 · primarydocument.xml · nonDerivative · entry 1

Pilc Roger J · CIK 0001578439 · Exec VP & Chief Innov Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,724.5799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 2,763 shares of performance stock units that vested on February 13, 2018 upon the satisfaction of pre-established performance standards. The remaining 10,326 shares represent the settlement of restricted stock units upon vesting of such units granted in February 2015, 2016 and 2017.

Read SEC document
February 05, 2018 Filed Feb 6, 2018 22:05 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 GrantStock Option · Derivative 68,826 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000649 · primarydocument.xml · derivative · entry 3

Pilc Roger J · CIK 0001578439 · Exec VP & Chief Innov Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,897

Underlying: Common Stock · 68,826 shares

Expires 2028-02-05

F5 · derivative.exercise_price: The grant price for the stock option was calculated at 100% of the closing price on February 5, 2018 which was $12.64.

Read SEC document
February 05, 2018 Filed Feb 6, 2018 22:05 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 GrantPerformance Stock Units · Derivative 40,348 $12.64 $509,998.72
Disclosure

SEC source: 0001562180-18-000649 · primarydocument.xml · derivative · entry 2

Pilc Roger J · CIK 0001578439 · Exec VP & Chief Innov Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,052

Underlying: Common Stock · 40,348 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive Pitney Bowes common stock based upon pre-determined performance factors.

F4 · derivative.exercise_date: The performance stock units (PSUs) represent a contingent right to receive Pitney Bowes common stock with a 3 year cliff vesting. The shares that will vest are based on the pre-established performance standards set by the Board upon making each award, and could result in more of less shares being issued at the time of the vesting due to the pre-established performance standards. Depending on financial performance, the resulting number of shares released can range from zero to a maximum of 200% of grant.

F4 · derivative.expiration_date: The performance stock units (PSUs) represent a contingent right to receive Pitney Bowes common stock with a 3 year cliff vesting. The shares that will vest are based on the pre-established performance standards set by the Board upon making each award, and could result in more of less shares being issued at the time of the vesting due to the pre-established performance standards. Depending on financial performance, the resulting number of shares released can range from zero to a maximum of 200% of grant.

Read SEC document
February 05, 2018 Filed Feb 6, 2018 22:05 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 GrantRestricted Stock Units · Derivative 13,449 $12.64 $169,995.36
Disclosure

SEC source: 0001562180-18-000649 · primarydocument.xml · derivative · entry 1

Pilc Roger J · CIK 0001578439 · Exec VP & Chief Innov Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,750

Underlying: Common Stock · 13,449 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F2 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

F2 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:00 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 Exercise / conversionRestricted Stock Units · Derivative 3,369 $13.33 $44,908.77
Disclosure

SEC source: 0001562180-17-000706 · primarydocument.xml · derivative · entry 4

Pilc Roger J · CIK 0001578439 · Exec VP & Chief Innov Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,738

Underlying: Common Stock · 3,369 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F3 · derivative.exercise_date: The first vesting of the three traunches vesting.

F3 · derivative.expiration_date: The first vesting of the three traunches vesting.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:00 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 Exercise / conversionRestricted Stock Units · Derivative 2,650 $13.33 $35,324.50
Disclosure

SEC source: 0001562180-17-000706 · primarydocument.xml · derivative · entry 3

Pilc Roger J · CIK 0001578439 · Exec VP & Chief Innov Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,651

Underlying: Common Stock · 2,650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F2 · derivative.exercise_date: The second vesting of the three traunches vesting.

F2 · derivative.expiration_date: The second vesting of the three traunches vesting.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:00 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 Tax withholdingCommon Stock 2,068 $13.33 $27,566.44
Disclosure

SEC source: 0001562180-17-000706 · primarydocument.xml · nonDerivative · entry 2

Pilc Roger J · CIK 0001578439 · Exec VP & Chief Innov Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,896.7692

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:00 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 Exercise / conversionCommon Stock 6,019 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-000706 · primarydocument.xml · nonDerivative · entry 1

Pilc Roger J · CIK 0001578439 · Exec VP & Chief Innov Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,964.7692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 18:32 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 Exercise / conversionPerformance Stock Units · Derivative 7,806 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-17-000565 · primarydocument.xml · derivative · entry 9

Pilc Roger J · CIK 0001578439 · Exec VP & Chief Innov Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,806 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Vesting of performance awards due to the pre-established performance standards being met.

F9 · derivative.expiration_date: Vesting of performance awards due to the pre-established performance standards being met.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 18:32 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 Exercise / conversionRestricted Stock Units · Derivative 1,995 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-17-000565 · primarydocument.xml · derivative · entry 8

Pilc Roger J · CIK 0001578439 · Exec VP & Chief Innov Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The final vesting of the three traunches vested.

F8 · derivative.expiration_date: The final vesting of the three traunches vested.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 18:32 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 Exercise / conversionRestricted Stock Units · Derivative 3,460 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-17-000565 · primarydocument.xml · derivative · entry 7

Pilc Roger J · CIK 0001578439 · Exec VP & Chief Innov Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The final vesting of the four traunches vested.

F7 · derivative.expiration_date: The final vesting of the four traunches vested.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 18:32 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 Tax withholdingCommon Stock 4,852 $13.17 $63,900.84
Disclosure

SEC source: 0001562180-17-000565 · primarydocument.xml · nonDerivative · entry 2

Pilc Roger J · CIK 0001578439 · Exec VP & Chief Innov Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,945.7692

Read SEC document
February 07, 2017 Filed Feb 8, 2017 18:32 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 Exercise / conversionCommon Stock 13,261 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-000565 · primarydocument.xml · nonDerivative · entry 1

Pilc Roger J · CIK 0001578439 · Exec VP & Chief Innov Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,797.7692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 18:32 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 GrantRestricted Stock Units · Derivative 37,994 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-000565 · primarydocument.xml · derivative · entry 6

Pilc Roger J · CIK 0001578439 · Exec VP & Chief Innov Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,775

Underlying: Common Stock · 37,994 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F6 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will cliff vest 100% on the second Tuesday in February 2020.

F6 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will cliff vest 100% on the second Tuesday in February 2020.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 18:32 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 GrantStock Option · Derivative 85,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-000565 · primarydocument.xml · derivative · entry 5

Pilc Roger J · CIK 0001578439 · Exec VP & Chief Innov Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,071

Underlying: Common Stock · 85,000 shares

Expires 2027-02-06

F5 · derivative.exercise_price: The grant price for the stock option was calculated at 100% of the closing price on February 6, 2017 which was $13.16.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 18:32 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 GrantPerformance Stock Units · Derivative 38,754 $13.16 $510,002.64
Disclosure

SEC source: 0001562180-17-000565 · primarydocument.xml · derivative · entry 4

Pilc Roger J · CIK 0001578439 · Exec VP & Chief Innov Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,083

Underlying: Common Stock · 38,754 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive Pitney Bowes common stock based upon pre-determined performance factors.

F4 · derivative.exercise_date: The performance stock units (PSUs) represent a contingent right to receive Pitney Bowes common stock with a 3 year cliff vesting. The shares that will vest are based on the pre-established performance standards set by the Board upon making each award, and could result in more of less shares being issued at the time of the vesting due to the pre-established performance standards. Depending on financial performance, the resulting number of shares released can range from zero to a maximum of 200% of grant.

F4 · derivative.expiration_date: The performance stock units (PSUs) represent a contingent right to receive Pitney Bowes common stock with a 3 year cliff vesting. The shares that will vest are based on the pre-established performance standards set by the Board upon making each award, and could result in more of less shares being issued at the time of the vesting due to the pre-established performance standards. Depending on financial performance, the resulting number of shares released can range from zero to a maximum of 200% of grant.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 18:32 UTC PITNEY BOWES INC /DE/ PBI · Entity 4392 GrantRestricted Stock Units · Derivative 12,918 $13.16 $170,000.88
Disclosure

SEC source: 0001562180-17-000565 · primarydocument.xml · derivative · entry 3

Pilc Roger J · CIK 0001578439 · Exec VP & Chief Innov Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,781

Underlying: Common Stock · 12,918 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F2 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

F2 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.