Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Mandiant, Inc.MNDT · Entity 123878 | Director | February 14, 2022 | February 16, 2022 |
| ServiceNow, Inc.NOW · Entity 2869 | Director | February 01, 2019 | February 05, 2019 |
| VEEVA SYSTEMS INCVEEV · Entity 2124 | Director | June 01, 2022 | June 02, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Mandiant, Inc.
Report date February 14, 2022 · Filed February 16, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,075 |
Ending reported balance
After 2022-02-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-02-14 · Exercise / conversion · Acquired 78,000 · Balance 83,075 Row 2 · 2022-02-14 · Sale · Disposed 78,000 · Balance 5,075 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2021. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.33 to $18.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2). |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.48 · Expires 2022-09-11 | Direct | 0 |
Reported balance
After 2022-02-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-02-14 · Exercise / conversion · Disposed 78,000 · Balance 0 F4: The shares subject to this option are fully vested and exercisable. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 136,625 |
Reported balance
Holding disclosure · report date 2022-02-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 136,625 F3: Shares held of record by the Codd Revocable Trust Dtd March 6, 1998, for which the Reporting Person serves as a trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2021.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.33 to $18.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
F3: Shares held of record by the Codd Revocable Trust Dtd March 6, 1998, for which the Reporting Person serves as a trustee.
F4: The shares subject to this option are fully vested and exercisable.
ServiceNow, Inc.
Report date February 01, 2019 · Filed February 05, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,428 |
Ending reported balance
After 2019-02-01 transaction · row 12
12 source rows · reconciled sequenceRow 1 · 2019-02-01 · Exercise / conversion · Acquired 50,000 · Balance 78,428 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Row 2 · 2019-02-01 · Sale · Disposed 1,500 · Balance 76,928 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2: Represents the aggregate of sales effected on the same day at different prices pursuant to the 10b5-1 trading plan noted in footnote (1). F3: Represents the weighted average sales price per share. The shares sold at prices ranging from $217.10 to $218.07 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Row 3 · 2019-02-01 · Sale · Disposed 4,900 · Balance 72,028 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2: Represents the aggregate of sales effected on the same day at different prices pursuant to the 10b5-1 trading plan noted in footnote (1). F4: Represents the weighted average sales price per share. The shares sold at prices ranging from $218.39 to $219.38 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Row 4 · 2019-02-01 · Sale · Disposed 20,879 · Balance 51,149 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2: Represents the aggregate of sales effected on the same day at different prices pursuant to the 10b5-1 trading plan noted in footnote (1). F5: Represents the weighted average sales price per share. The shares sold at prices ranging from $219.39 to $220.38 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Row 5 · 2019-02-01 · Sale · Disposed 22,121 · Balance 29,028 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2: Represents the aggregate of sales effected on the same day at different prices pursuant to the 10b5-1 trading plan noted in footnote (1). F6: Represents the weighted average sales price per share. The shares sold at prices ranging from $220.43 to $221.385 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Row 6 · 2019-02-01 · Sale · Disposed 600 · Balance 28,428 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2: Represents the aggregate of sales effected on the same day at different prices pursuant to the 10b5-1 trading plan noted in footnote (1). F7: Represents the weighted average sales price per share. The shares sold at prices ranging from $221.50 to $221.64 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Row 7 · 2019-02-01 · Exercise / conversion · Acquired 50,000 · Balance 78,428 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Row 8 · 2019-02-01 · Sale · Disposed 2,108 · Balance 76,320 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2: Represents the aggregate of sales effected on the same day at different prices pursuant to the 10b5-1 trading plan noted in footnote (1). F3: Represents the weighted average sales price per share. The shares sold at prices ranging from $217.10 to $218.07 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Row 9 · 2019-02-01 · Sale · Disposed 5,505 · Balance 70,815 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2: Represents the aggregate of sales effected on the same day at different prices pursuant to the 10b5-1 trading plan noted in footnote (1). F8: Represents the weighted average sales price per share. The shares sold at prices ranging from $218.25 to $219.21 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Row 10 · 2019-02-01 · Sale · Disposed 19,392 · Balance 51,423 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2: Represents the aggregate of sales effected on the same day at different prices pursuant to the 10b5-1 trading plan noted in footnote (1). F9: Represents the weighted average sales price per share. The shares sold at prices ranging from $219.26 to $220.24 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Row 11 · 2019-02-01 · Sale · Disposed 21,594 · Balance 29,829 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2: Represents the aggregate of sales effected on the same day at different prices pursuant to the 10b5-1 trading plan noted in footnote (1). F10: Represents the weighted average sales price per share. The shares sold at prices ranging from $220.26 to $221.245 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Row 12 · 2019-02-01 · Sale · Disposed 1,401 · Balance 28,428 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2: Represents the aggregate of sales effected on the same day at different prices pursuant to the 10b5-1 trading plan noted in footnote (1). F11: Represents the weighted average sales price per share. The shares sold at prices ranging from $221.28 to $221.64 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. |
| Director Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.40 · Expires 2022-02-02 | Direct | 50,000 |
Reported balance
After 2019-02-01 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2019-02-01 · Exercise / conversion · Disposed 50,000 · Balance 50,000 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F12: This stock option grant is fully vested. |
| Director Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.40 · Expires 2022-02-02 | Direct | 0 |
Reported balance
After 2019-02-01 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2019-02-01 · Exercise / conversion · Disposed 50,000 · Balance 0 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F12: This stock option grant is fully vested. |
| Common StockSEC Table I · non-derivative | IndirectBy Codd Revocable Trust | 475 |
Reported balance
Holding disclosure · report date 2019-02-01 · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · Balance 475 |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: Represents the aggregate of sales effected on the same day at different prices pursuant to the 10b5-1 trading plan noted in footnote (1).
F3: Represents the weighted average sales price per share. The shares sold at prices ranging from $217.10 to $218.07 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F4: Represents the weighted average sales price per share. The shares sold at prices ranging from $218.39 to $219.38 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F5: Represents the weighted average sales price per share. The shares sold at prices ranging from $219.39 to $220.38 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F6: Represents the weighted average sales price per share. The shares sold at prices ranging from $220.43 to $221.385 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F7: Represents the weighted average sales price per share. The shares sold at prices ranging from $221.50 to $221.64 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F8: Represents the weighted average sales price per share. The shares sold at prices ranging from $218.25 to $219.21 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F9: Represents the weighted average sales price per share. The shares sold at prices ranging from $219.26 to $220.24 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F10: Represents the weighted average sales price per share. The shares sold at prices ranging from $220.26 to $221.245 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F11: Represents the weighted average sales price per share. The shares sold at prices ranging from $221.28 to $221.64 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F12: This stock option grant is fully vested.
VEEVA SYSTEMS INC
Report date June 01, 2022 · Filed June 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 663 |
Reported balance
After 2022-06-01 transaction · row 1
1 source rowRow 1 · 2022-06-01 · Exercise / conversion · Acquired 221 · Balance 663 F1: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under theAct. F2: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-06-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-06-01 · Exercise / conversion · Disposed 221 · Balance 0 F2: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. F1: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under theAct. F4: On June 23, 2021, the Reporting Person was granted 884 RSUs under the Issuer's 2013 Equity Incentive Plan, of which 1/4 of the RSUs vested on September 1, 2021, with the remaining RSUs vesting equally on a quarterly basis thereafter, subject to continued service on the Issuer's board of directors on the applicable vesting date. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Codd Revocable Trust dtd 03/06/98 | 15,757 |
Reported balance
Holding disclosure · report date 2022-06-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 15,757 F3: Shares held by the Codd Revocable Trust dtd 03/06/98 (the "Codd Trust"). The Reporting Person is a trustee and beneficiary of the Codd Trust, and may be deemed to share voting and dispositive power with regard to the reported shares held by the Codd Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under theAct.
F2: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F3: Shares held by the Codd Revocable Trust dtd 03/06/98 (the "Codd Trust"). The Reporting Person is a trustee and beneficiary of the Codd Trust, and may be deemed to share voting and dispositive power with regard to the reported shares held by the Codd Trust.
F4: On June 23, 2021, the Reporting Person was granted 884 RSUs under the Issuer's 2013 Equity Incentive Plan, of which 1/4 of the RSUs vested on September 1, 2021, with the remaining RSUs vesting equally on a quarterly basis thereafter, subject to continued service on the Issuer's board of directors on the applicable vesting date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Rocket Fuel Inc.
Report date September 06, 2017 · Filed September 06, 2017
Section 16 reporting ended · disclosed 2017-09-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-09-06 transaction · row 1
1 source rowRow 1 · 2017-09-06 · Disposition to issuer · Disposed 13,905 · Balance 0 F1: Each outstanding share of the common stock of the Issuer was converted into the right to receive $2.60 per share in cash, as described in the Merger Agreement. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2017-09-06 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-09-06 · Disposition to issuer · Disposed 100,000 · Balance 0 F1: Each outstanding share of the common stock of the Issuer was converted into the right to receive $2.60 per share in cash, as described in the Merger Agreement. F2: Held of record by The Codd Revocable Trust dated March 6, 1998, as to which the Reporting Person shares voting and investment power with his spouse as co-trustee. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.00 · Expires 2023-09-19 | Direct | 0 |
Reported balance
After 2017-09-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-09-06 · Disposition to issuer · Disposed 3,750 · Balance 0 F3: Each outstanding option of the Issuer was either (1) cancelled and converted automatically into the right to receive $2.60 per share in cash, (2) cancelled without any cash payment or other consideration, or (3) assumed and converted automatically into the right to receive $2.60 per share in cash, as described in the Merger Agreement. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.59 · Expires 2024-06-09 | Direct | 0 |
Reported balance
After 2017-09-06 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-09-06 · Disposition to issuer · Disposed 6,000 · Balance 0 F3: Each outstanding option of the Issuer was either (1) cancelled and converted automatically into the right to receive $2.60 per share in cash, (2) cancelled without any cash payment or other consideration, or (3) assumed and converted automatically into the right to receive $2.60 per share in cash, as described in the Merger Agreement. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.47 · Expires 2025-06-08 | Direct | 0 |
Reported balance
After 2017-09-06 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-09-06 · Disposition to issuer · Disposed 17,582 · Balance 0 F3: Each outstanding option of the Issuer was either (1) cancelled and converted automatically into the right to receive $2.60 per share in cash, (2) cancelled without any cash payment or other consideration, or (3) assumed and converted automatically into the right to receive $2.60 per share in cash, as described in the Merger Agreement. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.24 · Expires 2026-06-14 | Direct | 0 |
Reported balance
After 2017-09-06 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-09-06 · Disposition to issuer · Disposed 67,060 · Balance 0 F3: Each outstanding option of the Issuer was either (1) cancelled and converted automatically into the right to receive $2.60 per share in cash, (2) cancelled without any cash payment or other consideration, or (3) assumed and converted automatically into the right to receive $2.60 per share in cash, as described in the Merger Agreement. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.68 · Expires 2027-06-13 | Direct | 0 |
Reported balance
After 2017-09-06 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-09-06 · Disposition to issuer · Disposed 55,090 · Balance 0 F3: Each outstanding option of the Issuer was either (1) cancelled and converted automatically into the right to receive $2.60 per share in cash, (2) cancelled without any cash payment or other consideration, or (3) assumed and converted automatically into the right to receive $2.60 per share in cash, as described in the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Each outstanding share of the common stock of the Issuer was converted into the right to receive $2.60 per share in cash, as described in the Merger Agreement.
F2: Held of record by The Codd Revocable Trust dated March 6, 1998, as to which the Reporting Person shares voting and investment power with his spouse as co-trustee.
F3: Each outstanding option of the Issuer was either (1) cancelled and converted automatically into the right to receive $2.60 per share in cash, (2) cancelled without any cash payment or other consideration, or (3) assumed and converted automatically into the right to receive $2.60 per share in cash, as described in the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2022 Filed Jun 2, 2022 19:45 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | Exercise / conversionRestricted Stock Units · Derivative | 221 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-016099 · wf-form4_165421350558941.xml · derivative · entry 3 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 221 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under theAct. F4 · derivative.exercise_date: On June 23, 2021, the Reporting Person was granted 884 RSUs under the Issuer's 2013 Equity Incentive Plan, of which 1/4 of the RSUs vested on September 1, 2021, with the remaining RSUs vesting equally on a quarterly basis thereafter, subject to continued service on the Issuer's board of directors on the applicable vesting date. F4 · derivative.expiration_date: On June 23, 2021, the Reporting Person was granted 884 RSUs under the Issuer's 2013 Equity Incentive Plan, of which 1/4 of the RSUs vested on September 1, 2021, with the remaining RSUs vesting equally on a quarterly basis thereafter, subject to continued service on the Issuer's board of directors on the applicable vesting date. Read SEC document |
| June 01, 2022 Filed Jun 2, 2022 19:45 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | Exercise / conversionClass A Common Stock | 221 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-016099 · wf-form4_165421350558941.xml · nonDerivative · entry 1 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under theAct. F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| April 06, 2022 Filed Apr 8, 2022 17:17 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | Exercise / conversionStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $27.14 | $0.00 |
DisclosureSEC source: 0001628280-22-008845 · wf-form4_164945260799554.xml · derivative · entry 6 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 20,000 shares Expires 2025-06-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F6 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| April 06, 2022 Filed Apr 8, 2022 17:17 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | SaleClass A Common Stock | 55 | $208.62 | $11,474.28 |
DisclosureSEC source: 0001628280-22-008845 · wf-form4_164945260799554.xml · nonDerivative · entry 4 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442 F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $208.62 to $208.63 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 06, 2022 Filed Apr 8, 2022 17:17 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | SaleClass A Common Stock | 4,630 | $207.98 | $962,943.23 |
DisclosureSEC source: 0001628280-22-008845 · wf-form4_164945260799554.xml · nonDerivative · entry 3 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $207.60 to $208.43 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 06, 2022 Filed Apr 8, 2022 17:17 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | SaleClass A Common Stock | 15,315 | $206.88 | $3,168,400.89 |
DisclosureSEC source: 0001628280-22-008845 · wf-form4_164945260799554.xml · nonDerivative · entry 2 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,127 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $206.50 to $207.45 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 06, 2022 Filed Apr 8, 2022 17:17 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | Exercise / conversionClass A Common Stock | 20,000 | $27.14 | $542,800.00 |
DisclosureSEC source: 0001628280-22-008845 · wf-form4_164945260799554.xml · nonDerivative · entry 1 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,442 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 18:52 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | Exercise / conversionRestricted Stock Units · Derivative | 221 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-005008 · wf-form4_164635150451348.xml · derivative · entry 3 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221 Underlying: Class A Common Stock · 221 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under theAct. F4 · derivative.exercise_date: On June 23, 2021, the Reporting Person was granted 884 RSUs under the Issuer's 2013 Equity Incentive Plan, of which 1/4 of the RSUs vested on September 1, 2021, with the remaining RSUs vesting equally on a quarterly basis thereafter, subject to continued service on the Issuer's board of directors on the applicable vesting date. F4 · derivative.expiration_date: On June 23, 2021, the Reporting Person was granted 884 RSUs under the Issuer's 2013 Equity Incentive Plan, of which 1/4 of the RSUs vested on September 1, 2021, with the remaining RSUs vesting equally on a quarterly basis thereafter, subject to continued service on the Issuer's board of directors on the applicable vesting date. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 18:52 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | Exercise / conversionClass A Common Stock | 221 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-005008 · wf-form4_164635150451348.xml · nonDerivative · entry 1 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under theAct. F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 18:11 UTC | Mandiant, Inc. MNDT · Entity 123878 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 78,000 | $0.00 Strike: $2.48 | $0.00 |
DisclosureSEC source: 0001209191-22-010276 · doc4.xml · derivative · entry 4 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 78,000 shares Expires 2022-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares subject to this option are fully vested and exercisable. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 18:11 UTC | Mandiant, Inc. MNDT · Entity 123878 | SaleCommon Stock | 78,000 | $18.63 | $1,453,459.80 |
DisclosureSEC source: 0001209191-22-010276 · doc4.xml · nonDerivative · entry 2 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,075 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.33 to $18.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2). Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 18:11 UTC | Mandiant, Inc. MNDT · Entity 123878 | Exercise / conversionCommon Stock | 78,000 | $2.48 | $193,440.00 |
DisclosureSEC source: 0001209191-22-010276 · doc4.xml · nonDerivative · entry 1 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,075 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 17:46 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | ConversionClass B Common Stock · Derivative | 11,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-025625 · wf-form4_164073159883087.xml · derivative · entry 6 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 11,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect after the closing of the IPO. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023. F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect after the closing of the IPO. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect after the closing of the IPO. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 17:46 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | GrantClass B Common Stock · Derivative | 11,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-025625 · wf-form4_164073159883087.xml · derivative · entry 5 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,625 Underlying: Class A Common Stock · 11,625 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect after the closing of the IPO. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023. F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect after the closing of the IPO. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect after the closing of the IPO. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 17:46 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | Exercise / conversionStock Option (right to purchase) · Derivative | 11,625 | $0.00 Strike: $1.11 | $0.00 |
DisclosureSEC source: 0001628280-21-025625 · wf-form4_164073159883087.xml · derivative · entry 4 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 11,625 shares Expires 2022-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F4 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 17:46 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | SaleClass A Common Stock | 11,625 | $261.05 | $3,034,724.85 |
DisclosureSEC source: 0001628280-21-025625 · wf-form4_164073159883087.xml · nonDerivative · entry 2 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $261.00 to $261.43 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 17:46 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | ConversionClass A Common Stock | 11,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-025625 · wf-form4_164073159883087.xml · nonDerivative · entry 1 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 17:18 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | ConversionClass B Common Stock · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-025424 · wf-form4_164003870833254.xml · derivative · entry 4 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Codd Revocable Trust dtd 03/06/98 Disclosed balance after: 67,650 Underlying: Class A Common Stock · 6,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023. F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023. F2 · ownership.nature: Shares held by the Codd Revocable Trust dtd 03/06/98 (the "Codd Trust"). The Reporting Person is a trustee and beneficiary of the Codd Trust, and may be deemed to share voting and dispositive power with regard to the reported shares held by the Codd Trust. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 17:18 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | GiftClass A Common Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-025424 · wf-form4_164003870833254.xml · nonDerivative · entry 2 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Codd Revocable Trust dtd 03/06/98 Disclosed balance after: 15,757 F3 · kind: This was a bona fide gift with no payment in consideration. F3 · price: This was a bona fide gift with no payment in consideration. F2 · ownership.nature: Shares held by the Codd Revocable Trust dtd 03/06/98 (the "Codd Trust"). The Reporting Person is a trustee and beneficiary of the Codd Trust, and may be deemed to share voting and dispositive power with regard to the reported shares held by the Codd Trust. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 17:18 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | ConversionClass A Common Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-025424 · wf-form4_164003870833254.xml · nonDerivative · entry 1 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Codd Revocable Trust dtd 03/06/98 Disclosed balance after: 21,757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F2 · ownership.nature: Shares held by the Codd Revocable Trust dtd 03/06/98 (the "Codd Trust"). The Reporting Person is a trustee and beneficiary of the Codd Trust, and may be deemed to share voting and dispositive power with regard to the reported shares held by the Codd Trust. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 17:47 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | ConversionClass B Common Stock · Derivative | 11,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-025157 · wf-form4_163960843622181.xml · derivative · entry 10 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 11,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect after the closing of the IPO. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023. F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect after the closing of the IPO. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023. F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect after the closing of the IPO. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 17:47 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | GrantClass B Common Stock · Derivative | 11,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-025157 · wf-form4_163960843622181.xml · derivative · entry 9 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,500 Underlying: Class A Common Stock · 11,500 shares Expires not disclosed F9 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect after the closing of the IPO. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023. F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect after the closing of the IPO. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023. F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect after the closing of the IPO. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 17:47 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | Exercise / conversionStock Option (right to purchase) · Derivative | 11,500 | $0.00 Strike: $1.11 | $0.00 |
DisclosureSEC source: 0001628280-21-025157 · wf-form4_163960843622181.xml · derivative · entry 8 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,625 Underlying: Class B Common Stock · 11,500 shares Expires 2022-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F8 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 17:47 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | SaleClass A Common Stock | 2,775 | $270.82 | $751,538.27 |
DisclosureSEC source: 0001628280-21-025157 · wf-form4_163960843622181.xml · nonDerivative · entry 6 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221 F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $270.43 to $271.18 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 17:47 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | SaleClass A Common Stock | 2,717 | $269.95 | $733,453.61 |
DisclosureSEC source: 0001628280-21-025157 · wf-form4_163960843622181.xml · nonDerivative · entry 5 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,996 F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $269.4350 to $270.42 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 17:47 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | SaleClass A Common Stock | 2,019 | $268.83 | $542,764.14 |
DisclosureSEC source: 0001628280-21-025157 · wf-form4_163960843622181.xml · nonDerivative · entry 4 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,713 F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.42 to $269.4050 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 17:47 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | SaleClass A Common Stock | 2,582 | $268.02 | $692,033.06 |
DisclosureSEC source: 0001628280-21-025157 · wf-form4_163960843622181.xml · nonDerivative · entry 3 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,732 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $267.37 to $268.36 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 17:47 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | SaleClass A Common Stock | 1,407 | $266.91 | $375,536.60 |
DisclosureSEC source: 0001628280-21-025157 · wf-form4_163960843622181.xml · nonDerivative · entry 2 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,314 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.3150 to $267.28 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 17:47 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | ConversionClass A Common Stock | 11,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-025157 · wf-form4_163960843622181.xml · nonDerivative · entry 1 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,721 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 18:49 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | Exercise / conversionRestricted Stock Units · Derivative | 221 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-024542 · wf-form4_163857532767794.xml · derivative · entry 3 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442 Underlying: Class A Common Stock · 221 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under theAct. F5 · derivative.exercise_date: On June 23, 2021, the Reporting Person was granted 884 RSUs under the Issuer's 2013 Equity Incentive Plan, of which 1/4 of the RSUs vested on September 1, 2021, with the remaining RSUs vesting equally on a quarterly basis thereafter, subject to continued service on the Issuer's board of directors on the applicable vesting date. F5 · derivative.expiration_date: On June 23, 2021, the Reporting Person was granted 884 RSUs under the Issuer's 2013 Equity Incentive Plan, of which 1/4 of the RSUs vested on September 1, 2021, with the remaining RSUs vesting equally on a quarterly basis thereafter, subject to continued service on the Issuer's board of directors on the applicable vesting date. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 18:49 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | Exercise / conversionClass A Common Stock | 221 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-024542 · wf-form4_163857532767794.xml · nonDerivative · entry 1 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under theAct. F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · balance_after: Reflects 25 shares transferred from the Reporting Person's direct ownership to the Codd Trust, as defined below, prior to the date of earliest transaction reported herein. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 18:53 UTC | Mandiant, Inc. MNDT · Entity 123878 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $2.48 | $0.00 |
DisclosureSEC source: 0001209191-21-063951 · doc4.xml · derivative · entry 4 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,000 Underlying: Common Stock · 40,000 shares Expires 2022-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares subject to this option are fully vested and exercisable. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 18:53 UTC | Mandiant, Inc. MNDT · Entity 123878 | SaleCommon Stock | 40,000 | $18.05 | $721,964.00 |
DisclosureSEC source: 0001209191-21-063951 · doc4.xml · nonDerivative · entry 2 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,075 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2). Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 18:53 UTC | Mandiant, Inc. MNDT · Entity 123878 | Exercise / conversionCommon Stock | 40,000 | $2.48 | $99,200.00 |
DisclosureSEC source: 0001209191-21-063951 · doc4.xml · nonDerivative · entry 1 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,075 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2021 Filed Nov 4, 2021 21:19 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | ConversionClass B Common Stock · Derivative | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-021873 · wf-form4_163607513527348.xml · derivative · entry 4 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Codd Revocable Trust dtd 03/06/98 Disclosed balance after: 73,650 Underlying: Class A Common Stock · 7,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023. F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023. F3 · ownership.nature: Shares held by the Codd Revocable Trust dtd 03/06/98 (the "Codd Trust). The Reporting Person is a trustee and beneficiary of the Codd Trust, and may be deemed to share voting and dispositive power with regard to the reported shares held by the Codd Trust. Read SEC document |
| November 02, 2021 Filed Nov 4, 2021 21:19 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | GiftClass A Common Stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-021873 · wf-form4_163607513527348.xml · nonDerivative · entry 2 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Codd Revocable Trust dtd 03/06/98 Disclosed balance after: 15,732 F4 · kind: This was a bona fide gift with no payment in consideration. F4 · price: This was a bona fide gift with no payment in consideration. F3 · ownership.nature: Shares held by the Codd Revocable Trust dtd 03/06/98 (the "Codd Trust). The Reporting Person is a trustee and beneficiary of the Codd Trust, and may be deemed to share voting and dispositive power with regard to the reported shares held by the Codd Trust. Read SEC document |
| November 02, 2021 Filed Nov 4, 2021 21:19 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | ConversionClass A Common Stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-021873 · wf-form4_163607513527348.xml · nonDerivative · entry 1 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Codd Revocable Trust dtd 03/06/98 Disclosed balance after: 22,732 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F2 · balance_after: Reflects 750 shares transferred from the Reporting Person's direct ownership to the Codd Trust, as defined below, prior to the date of earliest transaction reported herein. F3 · ownership.nature: Shares held by the Codd Revocable Trust dtd 03/06/98 (the "Codd Trust). The Reporting Person is a trustee and beneficiary of the Codd Trust, and may be deemed to share voting and dispositive power with regard to the reported shares held by the Codd Trust. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 16:15 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | ConversionClass B Common Stock · Derivative | 23,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-018695 · wf-form4_163173688466366.xml · derivative · entry 7 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 23,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect after the closing of the IPO. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023. F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect after the closing of the IPO. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect after the closing of the IPO. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 16:15 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | GrantClass B Common Stock · Derivative | 23,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-018695 · wf-form4_163173688466366.xml · derivative · entry 6 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,125 Underlying: Class A Common Stock · 23,125 shares Expires not disclosed F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect after the closing of the IPO. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023. F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect after the closing of the IPO. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect after the closing of the IPO. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 16:15 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | Exercise / conversionStock Option (right to purchase) · Derivative | 23,125 | $0.00 Strike: $1.11 | $0.00 |
DisclosureSEC source: 0001628280-21-018695 · wf-form4_163173688466366.xml · derivative · entry 5 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,125 Underlying: Class B Common Stock · 23,125 shares Expires 2022-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F5 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 16:15 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | SaleClass A Common Stock | 412 | $300.03 | $123,610.59 |
DisclosureSEC source: 0001628280-21-018695 · wf-form4_163173688466366.xml · nonDerivative · entry 3 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 775 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $300.0000 to $300.1000 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 16:15 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | SaleClass A Common Stock | 22,713 | $299.24 | $6,796,590.42 |
DisclosureSEC source: 0001628280-21-018695 · wf-form4_163173688466366.xml · nonDerivative · entry 2 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,187 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $299.0000 to $299.9900 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 16:15 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | ConversionClass A Common Stock | 23,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-018695 · wf-form4_163173688466366.xml · nonDerivative · entry 1 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 16:09 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | Exercise / conversionRestricted Stock Units · Derivative | 221 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-018088 · wf-form4_163069974124657.xml · derivative · entry 3 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 663 Underlying: Class A Common Stock · 221 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under theAct. F4 · derivative.exercise_date: On June 23, 2021, the Reporting Person was granted 884 RSUs under the Issuer's 2013 Equity Incentive Plan, of which 1/4 of the RSUs vested on September 1, 2021, with the remaining RSUs vesting equally on a quarterly basis thereafter, subject to continued service on the Issuer's board of directors on the applicable vesting date. F4 · derivative.expiration_date: On June 23, 2021, the Reporting Person was granted 884 RSUs under the Issuer's 2013 Equity Incentive Plan, of which 1/4 of the RSUs vested on September 1, 2021, with the remaining RSUs vesting equally on a quarterly basis thereafter, subject to continued service on the Issuer's board of directors on the applicable vesting date. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 16:09 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | Exercise / conversionClass A Common Stock | 221 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-018088 · wf-form4_163069974124657.xml · nonDerivative · entry 1 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under theAct. F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| June 25, 2021 Filed Jun 25, 2021 16:28 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | Exercise / conversionRestricted Stock Units · Derivative | 277 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-012944 · wf-form4_162465285463049.xml · derivative · entry 3 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 277 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under theAct. F4 · derivative.exercise_date: On June 25, 2020, the Reporting Person was granted 1,109 RSUs under the Issuer's 2013 Equity Incentive Plan, of which 1/4 of the RSUs vested on September 25, 2020, with the remaining RSUs vesting equally on a quarterly basis thereafter, subject to continued service on the Issuer's board of directors on the applicable vesting date. F4 · derivative.expiration_date: On June 25, 2020, the Reporting Person was granted 1,109 RSUs under the Issuer's 2013 Equity Incentive Plan, of which 1/4 of the RSUs vested on September 25, 2020, with the remaining RSUs vesting equally on a quarterly basis thereafter, subject to continued service on the Issuer's board of directors on the applicable vesting date. Read SEC document |
| June 25, 2021 Filed Jun 25, 2021 16:28 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | Exercise / conversionClass A Common Stock | 277 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-012944 · wf-form4_162465285463049.xml · nonDerivative · entry 1 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under theAct. F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| June 23, 2021 Filed Jun 24, 2021 16:35 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | GrantRestricted Stock Units · Derivative | 884 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-012846 · wf-form4_162456688812356.xml · derivative · entry 3 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 884 Underlying: Class A Common Stock · 884 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: The RSUs were granted under the Issuer's 2013 Equity Incentive Plan. The Reporting Person vests ownership in the RSUs over one year, with 1/4 of the RSUs vesting on September 1, 2021, and the remaining RSUs vesting equally on a quarterly basis thereafter, subject to continued service by the Reporting Person to the Issuer. F3 · derivative.expiration_date: The RSUs were granted under the Issuer's 2013 Equity Incentive Plan. The Reporting Person vests ownership in the RSUs over one year, with 1/4 of the RSUs vesting on September 1, 2021, and the remaining RSUs vesting equally on a quarterly basis thereafter, subject to continued service by the Reporting Person to the Issuer. Read SEC document |
| June 11, 2021 Filed Jun 11, 2021 18:59 UTC | Mandiant, Inc. FEYE · Entity 123878 | GrantCommon Stock | 5,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-040022 · doc4.xml · nonDerivative · entry 1 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,075 F1 · shares: Represents shares underlying restricted stock units ("RSUs"). The RSUs will vest in full on the earlier of (i) the day prior to the Issuer's next annual meeting of stockholders held after the date of grant or (ii) the first anniversary of the date of grant, in each case subject to the Reporting Person's continued service through the applicable vesting date. F2 · balance_after: Reflects the reallocation of shares between direct and indirect ownership. Read SEC document |
| March 25, 2021 Filed Mar 26, 2021 16:59 UTC | VEEVA SYSTEMS INC VEEV · Entity 2124 | Exercise / conversionRestricted Stock Units · Derivative | 277 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023246 · doc4.xml · derivative · entry 3 CODD RONALD E F · CIK 0001201177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277 Underlying: Class A Common Stock · 277 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. F1 · date: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F4 · derivative.exercise_date: On June 25, 2020, the Reporting Person was granted 1,109 RSUs under the Issuer's 2013 Equity Incentive Plan, of which 1/4 of the RSUs vested on September 25, 2020, with the remaining RSUs vesting equally on a quarterly basis thereafter, subject to continued service on the Issuer's board of directors on the applicable vesting date. F4 · derivative.expiration_date: On June 25, 2020, the Reporting Person was granted 1,109 RSUs under the Issuer's 2013 Equity Incentive Plan, of which 1/4 of the RSUs vested on September 25, 2020, with the remaining RSUs vesting equally on a quarterly basis thereafter, subject to continued service on the Issuer's board of directors on the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.