Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ANTERO RESOURCES CorpAR · Entity 3448 | 10% owner | January 29, 2018 | February 16, 2018 |
| CHEMICAL & MINING CO OF CHILE INCSQM · Entity 3214 | 10% owner | March 28, 2016 | November 04, 2016 |
| RANGE RESOURCES CORPRRC · Entity 3534 | 10% owner | September 06, 2018 | September 21, 2018 |
| TURQUOISE HILL RESOURCES LTD.TRQ · Entity 169268 | 10% owner | February 01, 2018 | February 16, 2018 |
| Trekor Metals LtdTGB · Entity 4201 | 10% owner | February 19, 2016 | November 04, 2016 |
| Vital Energy, Inc.LPI] · Entity 71532 | 10% owner | February 14, 2019 | February 15, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ANTERO RESOURCES Corp
Report date January 29, 2018 · Filed February 16, 2018 · Amendment
Jointly reported with SailingStone Capital Partners LLC, SailingStone Holdings LLC, Settles Kenneth L Jr
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 57,786 |
Reported balance
Holding disclosure · report date 2018-01-29 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 57,786 F1: The Reporting Persons are filing this amendment to the Form 3 filed on February 8, 2018 to report only those shares in which they have a pecuniary interest under Rule 16a-1 as described herein. Kenneth Settles holds approximately 0.89% of the limited partnership interests of SailingStone Global Natural Resources Fund, L.P. (the "Fund"), and may be considered to have a pecuniary interest in the proportionate amount of the common stock of the Company held by the Fund, or 25,715 shares. MacKenzie Davis holds approximately 1.11% of the limited partnership interests of the Fund and may be considered to have a pecuniary interest in the proportionate amount of the common stock of the Company held by the Fund, or 32,071 shares. F2: Each of the Reporting Persons (other than Kenneth Settles and MacKenzie Davis to the extent set forth above), hereby disclaims beneficial ownership of the shares reported herein for purposes of Section 16 and for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Persons are filing this amendment to the Form 3 filed on February 8, 2018 to report only those shares in which they have a pecuniary interest under Rule 16a-1 as described herein. Kenneth Settles holds approximately 0.89% of the limited partnership interests of SailingStone Global Natural Resources Fund, L.P. (the "Fund"), and may be considered to have a pecuniary interest in the proportionate amount of the common stock of the Company held by the Fund, or 25,715 shares. MacKenzie Davis holds approximately 1.11% of the limited partnership interests of the Fund and may be considered to have a pecuniary interest in the proportionate amount of the common stock of the Company held by the Fund, or 32,071 shares.
F2: Each of the Reporting Persons (other than Kenneth Settles and MacKenzie Davis to the extent set forth above), hereby disclaims beneficial ownership of the shares reported herein for purposes of Section 16 and for any other purpose.
CHEMICAL & MINING CO OF CHILE INC
Report date March 28, 2016 · Filed November 04, 2016
Jointly reported with SailingStone Capital Partners LLC, SailingStone Holdings LLC, Settles Kenneth L Jr
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series B SharesSEC Table I · non-derivative | IndirectBy: SAILINGSTONE GLOBAL NATURAL RESOURCES FUND, L.P. | 32,529 |
Reported balance
Holding disclosure · report date 2016-03-28 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 32,529 F1: On March 28, 2016, the Reporting Persons determined to submit Edward J. Waitzer for re-election to the Board of Chemical & Mining Co of Chile Inc. (the "Company") at the April 26, 2016 shareholder meeting and to encourage other Series B shareholders to vote for him. Prior to this, for Section 16 of the Securities Exchange Act of 1934, as amended (the "1934 Act"), purposes, the Reporting Persons did not beneficially own more than 10% of any class of the Company's equity securities due to beneficial ownership exemptions under Rules 16a-1(a)(1)(v) and (vii) under the 1934 Act, as applicable, for shares of the Company held in accounts for which SailingStone Capital Partners LLC serves as investment adviser. On May 26, 2016 the Reporting Persons no longer sought to influence control of the Company and, accordingly, no longer beneficially owned more than 10% of any class of the Company's equity securities due to exemptions from beneficial ownership under Rules 16a-1(a)(1)(v) and (vii). F2: Kenneth Settles holds approximately 0.89% of the limited partnership interests of SailingStone Global Natural Resources Fund, L.P. a Delaware limited partnership ("GNR Fund"), and may be considered to have a pecuniary interest in the proportionate amount of the common stock of the Company held by GNR Fund, or 14,403 shares. MacKenzie Davis holds approximately 1.12% of the limited partnership interests of GNR Fund and may be considered to have a pecuniary interest in the proportionate amount of the common stock of the Company held by GNR Fund, or 18,126 shares. F3: Each of the Reporting Persons (other than Kenneth Settles and MacKenzie Davis to the extent set forth above), hereby disclaims beneficial ownership of the shares held by GNR Fund pursuant to Rule 16a-1(a)(4) under the 1934 and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 28, 2016, the Reporting Persons determined to submit Edward J. Waitzer for re-election to the Board of Chemical & Mining Co of Chile Inc. (the "Company") at the April 26, 2016 shareholder meeting and to encourage other Series B shareholders to vote for him. Prior to this, for Section 16 of the Securities Exchange Act of 1934, as amended (the "1934 Act"), purposes, the Reporting Persons did not beneficially own more than 10% of any class of the Company's equity securities due to beneficial ownership exemptions under Rules 16a-1(a)(1)(v) and (vii) under the 1934 Act, as applicable, for shares of the Company held in accounts for which SailingStone Capital Partners LLC serves as investment adviser. On May 26, 2016 the Reporting Persons no longer sought to influence control of the Company and, accordingly, no longer beneficially owned more than 10% of any class of the Company's equity securities due to exemptions from beneficial ownership under Rules 16a-1(a)(1)(v) and (vii).
F2: Kenneth Settles holds approximately 0.89% of the limited partnership interests of SailingStone Global Natural Resources Fund, L.P. a Delaware limited partnership ("GNR Fund"), and may be considered to have a pecuniary interest in the proportionate amount of the common stock of the Company held by GNR Fund, or 14,403 shares. MacKenzie Davis holds approximately 1.12% of the limited partnership interests of GNR Fund and may be considered to have a pecuniary interest in the proportionate amount of the common stock of the Company held by GNR Fund, or 18,126 shares.
F3: Each of the Reporting Persons (other than Kenneth Settles and MacKenzie Davis to the extent set forth above), hereby disclaims beneficial ownership of the shares held by GNR Fund pursuant to Rule 16a-1(a)(4) under the 1934 and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose.
RANGE RESOURCES CORP
Report date September 06, 2018 · Filed September 21, 2018
Jointly reported with SailingStone Capital Partners LLC, SailingStone Holdings LLC, Settles Kenneth L Jr
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectSee Footnotes | 68,893 |
Reported balance
After 2018-09-06 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-09-06 · Purchase · Acquired 483 · Balance 68,893 F1: Kenneth Settles holds approximately 0.84% of the limited partnership interests of SailingStone Global Natural Resources Fund, L.P. (the "Fund"), and may be considered to have a pecuniary interest in the proportionate amount of the common stock of Range Resources Corporation (the "Company") held by the Fund, or 30,501 shares. MacKenzie Davis holds approximately 1.05% of the limited partnership interests of the Fund and may be considered to have a pecuniary interest in the proportionate amount of the common stock of the Company held by the Fund, or 38,392 shares. F2: Each of the Reporting Persons (other than Kenneth Settles and MacKenzie Davis to the extent set forth above), hereby disclaims beneficial ownership of the shares reported herein for purposes of Section 16 and for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Kenneth Settles holds approximately 0.84% of the limited partnership interests of SailingStone Global Natural Resources Fund, L.P. (the "Fund"), and may be considered to have a pecuniary interest in the proportionate amount of the common stock of Range Resources Corporation (the "Company") held by the Fund, or 30,501 shares. MacKenzie Davis holds approximately 1.05% of the limited partnership interests of the Fund and may be considered to have a pecuniary interest in the proportionate amount of the common stock of the Company held by the Fund, or 38,392 shares.
F2: Each of the Reporting Persons (other than Kenneth Settles and MacKenzie Davis to the extent set forth above), hereby disclaims beneficial ownership of the shares reported herein for purposes of Section 16 and for any other purpose.
TURQUOISE HILL RESOURCES LTD.
Report date February 01, 2018 · Filed February 16, 2018 · Amendment
Jointly reported with SailingStone Capital Partners LLC, SailingStone Holdings LLC, Settles Kenneth L Jr
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2018-02-01 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance Not disclosed F1: The Reporting Persons are filing this amendment to the Form 3 filed on February 9, 2018 to withdraw the Form 3 because the Issuer is exempt from Section 16. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Persons are filing this amendment to the Form 3 filed on February 9, 2018 to withdraw the Form 3 because the Issuer is exempt from Section 16.
Trekor Metals Ltd
Report date February 19, 2016 · Filed November 04, 2016
Jointly reported with SailingStone Capital Partners LLC, SailingStone Holdings LLC, Settles Kenneth L Jr
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, no par valueSEC Table I · non-derivative | IndirectBy: SAILINGSTONE GLOBAL NATURAL RESOURCES FUND, L.P. | 1,045 |
Reported balance
Holding disclosure · report date 2016-02-19 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,045 F1: Kenneth Settles holds approximately 0.89% of the limited partnership interests of SailingStone Global Natural Resources Fund, L.P. a Delaware limited partnership ("GNR Fund"), and may be considered to have a pecuniary interest in the proportionate amount of the common stock of the Company held by GNR Fund, or 463 shares. MacKenzie Davis holds approximately 1.12% of the limited partnership interests of GNR Fund and may be considered to have a pecuniary interest in the proportionate amount of the common stock of the Company held by GNR Fund, or 582 shares. F2: Each of the Reporting Persons (other than Kenneth Settles and MacKenzie Davis to the extent set forth above), hereby disclaims beneficial ownership of the shares held by GNR Fund pursuant to Rule 16a-1(a)(4) under the 1934 and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Kenneth Settles holds approximately 0.89% of the limited partnership interests of SailingStone Global Natural Resources Fund, L.P. a Delaware limited partnership ("GNR Fund"), and may be considered to have a pecuniary interest in the proportionate amount of the common stock of the Company held by GNR Fund, or 463 shares. MacKenzie Davis holds approximately 1.12% of the limited partnership interests of GNR Fund and may be considered to have a pecuniary interest in the proportionate amount of the common stock of the Company held by GNR Fund, or 582 shares.
F2: Each of the Reporting Persons (other than Kenneth Settles and MacKenzie Davis to the extent set forth above), hereby disclaims beneficial ownership of the shares held by GNR Fund pursuant to Rule 16a-1(a)(4) under the 1934 and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose.
Vital Energy, Inc.
Report date February 14, 2019 · Filed February 15, 2019
Jointly reported with SailingStone Capital Partners LLC, SailingStone Holdings LLC, Settles Kenneth L Jr
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 91,005 |
Reported balance
Holding disclosure · report date 2019-02-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 91,005 F1: Kenneth Settles holds approximately 1.03% of the limited partnership interests of SailingStone Global Natural Resources Fund, L.P. (the "Fund"), and may be considered to have a pecuniary interest in the proportionate amount of the common stock of the Company held by the Fund, or 40,403 shares. MacKenzie Davis holds approximately 1.29% of the limited partnership interests of the Fund and may be considered to have a pecuniary interest in the proportionate amount of the common stock of the Company held by the Fund, or 50,602 shares. F2: Each of the Reporting Persons (other than Kenneth Settles and MacKenzie Davis to the extent set forth above), hereby disclaims beneficial ownership of the shares reported herein for purposes of Section 16 and for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Kenneth Settles holds approximately 1.03% of the limited partnership interests of SailingStone Global Natural Resources Fund, L.P. (the "Fund"), and may be considered to have a pecuniary interest in the proportionate amount of the common stock of the Company held by the Fund, or 40,403 shares. MacKenzie Davis holds approximately 1.29% of the limited partnership interests of the Fund and may be considered to have a pecuniary interest in the proportionate amount of the common stock of the Company held by the Fund, or 50,602 shares.
F2: Each of the Reporting Persons (other than Kenneth Settles and MacKenzie Davis to the extent set forth above), hereby disclaims beneficial ownership of the shares reported herein for purposes of Section 16 and for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 06, 2018 Filed Sep 21, 2018 20:51 UTC | RANGE RESOURCES CORP RRC · Entity 3534 | PurchaseCommon Stock, $0.01 par value | 483 | $14.90 | $7,196.70 |
DisclosureSEC source: 0000902664-18-003520 · ownership.xml · nonDerivative · entry 1 SailingStone Capital Partners LLC · CIK 0001608904 · 10% owner SailingStone Holdings LLC · CIK 0001685655 · 10% owner Davis MacKenzie B · CIK 0001685657 · 10% owner Settles Kenneth L Jr · CIK 0001685658 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 68,893 F1 · shares: Kenneth Settles holds approximately 0.84% of the limited partnership interests of SailingStone Global Natural Resources Fund, L.P. (the "Fund"), and may be considered to have a pecuniary interest in the proportionate amount of the common stock of Range Resources Corporation (the "Company") held by the Fund, or 30,501 shares. MacKenzie Davis holds approximately 1.05% of the limited partnership interests of the Fund and may be considered to have a pecuniary interest in the proportionate amount of the common stock of the Company held by the Fund, or 38,392 shares. F2 · shares: Each of the Reporting Persons (other than Kenneth Settles and MacKenzie Davis to the extent set forth above), hereby disclaims beneficial ownership of the shares reported herein for purposes of Section 16 and for any other purpose. F1 · ownership.nature: Kenneth Settles holds approximately 0.84% of the limited partnership interests of SailingStone Global Natural Resources Fund, L.P. (the "Fund"), and may be considered to have a pecuniary interest in the proportionate amount of the common stock of Range Resources Corporation (the "Company") held by the Fund, or 30,501 shares. MacKenzie Davis holds approximately 1.05% of the limited partnership interests of the Fund and may be considered to have a pecuniary interest in the proportionate amount of the common stock of the Company held by the Fund, or 38,392 shares. F2 · ownership.nature: Each of the Reporting Persons (other than Kenneth Settles and MacKenzie Davis to the extent set forth above), hereby disclaims beneficial ownership of the shares reported herein for purposes of Section 16 and for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.