person · Reporting owner
Stephenson Keith Dwayne
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cooper-Standard Holdings Inc.CPS · Entity 5544 | Executive VP and COO | February 14, 2019 | February 19, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cooper-Standard Holdings Inc.
Report date February 14, 2019 · Filed February 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 52,193 |
Reported balance
After 2019-02-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-02-14 · Grant · Acquired 3,694 · Balance 52,193 F1: On February 18, 2016, the reporting person was granted 4,150 Performance Units (PU's) under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated, and the Cooper-Standard Automotive Inc. Long-Term Incentive Plan. The performance goal is the company's return on invested capital (ROIC) for the three-year performance period. At the end of the performance period, the company had the option, at its discretion, to adjust the potential number of PU's that vested upwards or downwards based upon the performance goal achieved. F2: This is the number of common shares received based upon the performance-goal achieved at the end of the performance period. |
| Common stockSEC Table I · non-derivative | Direct | 51,126 |
Reported balance
After 2019-02-14 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-02-14 · Tax withholding · Disposed 1,067 · Balance 51,126 |
| Common stockSEC Table I · non-derivative | Direct | 54,426 |
Reported balance
After 2019-02-18 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2019-02-18 · Exercise / conversion · Acquired 3,300 · Balance 54,426 |
| Common stockSEC Table I · non-derivative | Direct | 53,482 |
Reported balance
After 2019-02-18 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2019-02-18 · Tax withholding · Disposed 944 · Balance 53,482 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $64.56 · Expires 2019-02-18 | Direct | 0 |
Reported balance
After 2019-02-18 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-02-18 · Exercise / conversion · Disposed 3,300 · Balance 0 F3: These are time-based restricted stock units (RSU's) granted to the reporting person on February 18, 2016, under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 18, 2016, the reporting person was granted 4,150 Performance Units (PU's) under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated, and the Cooper-Standard Automotive Inc. Long-Term Incentive Plan. The performance goal is the company's return on invested capital (ROIC) for the three-year performance period. At the end of the performance period, the company had the option, at its discretion, to adjust the potential number of PU's that vested upwards or downwards based upon the performance goal achieved.
F2: This is the number of common shares received based upon the performance-goal achieved at the end of the performance period.
F3: These are time-based restricted stock units (RSU's) granted to the reporting person on February 18, 2016, under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 21, 2017 Filed Feb 22, 2017 21:29 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Exercise / conversionEmployee stock options (right to buy) · Derivative | 13,000 | $0.00 Strike: $46.75 | $0.00 |
DisclosureSEC source: 0001515098-17-000006 · wf-form4_148779893299641.xml · derivative · entry 13 Stephenson Keith Dwayne · CIK 0001515098 · Executive VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 13,000 shares Expires 2021-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: These employee stock options were granted to the reporting person on March 15, 2011, under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan ("2011 Omnibus Incentive Plan"). Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 21:29 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Exercise / conversionEmployee stock options (right to buy) · Derivative | 7,569 | $0.00 Strike: $25.52 | $0.00 |
DisclosureSEC source: 0001515098-17-000006 · wf-form4_148779893299641.xml · derivative · entry 12 Stephenson Keith Dwayne · CIK 0001515098 · Executive VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,372 Underlying: Common stock · 7,569 shares Expires 2020-05-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: These restricted stock options in respect of warrants were granted to the reporting person on May 27, 2010, under the 2010 Cooper-Standard Holdings Inc. Management Incentive Plan. F3 · derivative.exercise_date: Assuming continued employment, one-fourth of the restricted options in respect of warrants shall vest (i) on each of the first four (4) anniversary dates of the date of grant and (ii) upon the exercise of certain outstanding warrants that have been issued in respect of the Company's common stock. The number of options that will vest under clause (ii) will be based on a formula that is tied to the percentage of warrants that are exercised. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 21:29 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Exercise / conversionEmployee stock options (right to buy) · Derivative | 48,000 | $0.00 Strike: $25.52 | $0.00 |
DisclosureSEC source: 0001515098-17-000006 · wf-form4_148779893299641.xml · derivative · entry 11 Stephenson Keith Dwayne · CIK 0001515098 · Executive VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 48,000 shares Expires 2020-05-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These restricted stock options were granted to the reporting person on May 27, 2010, under the 2010 Cooper-Standard Holdings Inc. Management Incentive Plan. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 21:29 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Tax withholdingCommon stock | 13,983 | $118.10 | $1,651,392.30 |
DisclosureSEC source: 0001515098-17-000006 · wf-form4_148779893299641.xml · nonDerivative · entry 10 Stephenson Keith Dwayne · CIK 0001515098 · Executive VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,650 Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 21:29 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Exercise / conversionCommon stock | 21,900 | $38.74 | $848,406.00 |
DisclosureSEC source: 0001515098-17-000006 · wf-form4_148779893299641.xml · nonDerivative · entry 9 Stephenson Keith Dwayne · CIK 0001515098 · Executive VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 21:29 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Tax withholdingCommon stock | 11,806 | $118.10 | $1,394,288.60 |
DisclosureSEC source: 0001515098-17-000006 · wf-form4_148779893299641.xml · nonDerivative · entry 8 Stephenson Keith Dwayne · CIK 0001515098 · Executive VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,733 Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 21:29 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Exercise / conversionCommon stock | 17,700 | $45.00 | $796,500.00 |
DisclosureSEC source: 0001515098-17-000006 · wf-form4_148779893299641.xml · nonDerivative · entry 7 Stephenson Keith Dwayne · CIK 0001515098 · Executive VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 21:29 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Tax withholdingCommon stock | 8,775 | $118.10 | $1,036,327.50 |
DisclosureSEC source: 0001515098-17-000006 · wf-form4_148779893299641.xml · nonDerivative · entry 6 Stephenson Keith Dwayne · CIK 0001515098 · Executive VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,839 Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 21:29 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Exercise / conversionCommon stock | 13,000 | $46.75 | $607,750.00 |
DisclosureSEC source: 0001515098-17-000006 · wf-form4_148779893299641.xml · nonDerivative · entry 5 Stephenson Keith Dwayne · CIK 0001515098 · Executive VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,614 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 21:29 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Tax withholdingCommon stock | 4,377 | $118.10 | $516,923.70 |
DisclosureSEC source: 0001515098-17-000006 · wf-form4_148779893299641.xml · nonDerivative · entry 4 Stephenson Keith Dwayne · CIK 0001515098 · Executive VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,614 Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 21:29 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Exercise / conversionCommon stock | 7,569 | $25.52 | $193,160.88 |
DisclosureSEC source: 0001515098-17-000006 · wf-form4_148779893299641.xml · nonDerivative · entry 3 Stephenson Keith Dwayne · CIK 0001515098 · Executive VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 21:29 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Tax withholdingCommon stock | 27,550 | $118.10 | $3,253,655.00 |
DisclosureSEC source: 0001515098-17-000006 · wf-form4_148779893299641.xml · nonDerivative · entry 2 Stephenson Keith Dwayne · CIK 0001515098 · Executive VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,422 Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 21:29 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Exercise / conversionCommon stock | 48,000 | $25.52 | $1,224,960.00 |
DisclosureSEC source: 0001515098-17-000006 · wf-form4_148779893299641.xml · nonDerivative · entry 1 Stephenson Keith Dwayne · CIK 0001515098 · Executive VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,972 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 20:11 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | GrantRestricted Stock Units · Derivative | 2,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001515098-17-000004 · wf-form4_148718944997814.xml · derivative · entry 4 Stephenson Keith Dwayne · CIK 0001515098 · Executive VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,131 Underlying: Common stock · 2,131 shares Expires 2020-02-13 F5 · security: These are restricted stock units (RSU's) granted to the reporting person under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated. F6 · derivative.exercise_price: The company, in its sole discretion, will settle such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested. F7 · derivative.exercise_date: Subject to the reporting person's continued employment with the company or its affiliate, these RSU's shall vest and no longer be subject to forfeiture on the third anniversary date of the grant. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 20:11 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | GrantEmployee stock options (right to buy) · Derivative | 10,272 | $0.00 Strike: $107.48 | $0.00 |
DisclosureSEC source: 0001515098-17-000004 · wf-form4_148718944997814.xml · derivative · entry 3 Stephenson Keith Dwayne · CIK 0001515098 · Executive VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,272 Underlying: Common stock · 10,272 shares Expires 2027-02-13 F3 · security: These are time-restricted employee stock options (right to buy) granted to the reporting person under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated. F4 · derivative.exercise_date: Subject to the reporting person's continued employment with the company or its affiliate, one third of the options shall vest on each of the first three anniversaries of the grant date. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 20:11 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Tax withholdingCommon stock | 1,228 | $107.48 | $131,985.44 |
DisclosureSEC source: 0001515098-17-000004 · wf-form4_148718944997814.xml · nonDerivative · entry 2 Stephenson Keith Dwayne · CIK 0001515098 · Executive VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,972 Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 20:11 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | GrantCommon stock | 3,837 | $107.48 | $412,400.76 |
DisclosureSEC source: 0001515098-17-000004 · wf-form4_148718944997814.xml · nonDerivative · entry 1 Stephenson Keith Dwayne · CIK 0001515098 · Executive VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,200 F1 · security: On March 20, 2014, the reporting person was granted 4,650 Performance Units (PU's) under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated, and the Cooper-Standard Automotive Inc. Long-Term Incentive Plan. The performance goal is the company's return on invested capital (ROIC) for the three-year performance period. At the end of the performance period, the company had the option, at its discretion, to adjust the potential number of PU's that vested upwards or downwards based upon the performance goal achieved. F2 · shares: This is the number of common shares received based upon the performance-goal achieved at the end of the performance period. Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 21:24 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Tax withholdingCommon stock | 12 | $106.40 | $1,276.80 |
DisclosureSEC source: 0001320461-17-000007 · wf-form4_148607067081641.xml · nonDerivative · entry 1 Stephenson Keith Dwayne · CIK 0001515098 · Executive VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,363 F1 · security: Common stock that vested upon the exercise of warrants by the warrant holders. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 19:32 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Tax withholdingCommon stock | 15 | $103.88 | $1,558.20 |
DisclosureSEC source: 0001515098-17-000002 · wf-form4_148355835959245.xml · nonDerivative · entry 1 Stephenson Keith Dwayne · CIK 0001515098 · Executive VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,375 F1 · security: Common stock that vested upon the exercise of warrants by the warrant holders. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 19:29 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Tax withholdingCommon stock | 4 | $95.92 | $383.68 |
DisclosureSEC source: 0001515098-16-000041 · wf-form4_148096616407117.xml · nonDerivative · entry 1 Stephenson Keith Dwayne · CIK 0001515098 · Executive VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,390 F1 · security: Common stock that vested upon the exercise of warrants by the warrant holders. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 14:41 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Tax withholdingCommon stock | 61 | $100.87 | $6,153.07 |
DisclosureSEC source: 0001515098-16-000039 · wf-form4_147559210394494.xml · nonDerivative · entry 1 Stephenson Keith Dwayne · CIK 0001515098 · Executive VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,394 F1 · security: Common stock that vested upon the exercise of warrants by the warrant holders. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 20:01 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Tax withholdingCommon stock | 285 | $99.09 | $28,240.65 |
DisclosureSEC source: 0001515098-16-000037 · wf-form4_147319205054320.xml · nonDerivative · entry 1 Stephenson Keith Dwayne · CIK 0001515098 · Executive VP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,455 F1 · security: Common stock that vested upon the exercise of warrants by the warrant holders. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.