Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KEYCORP /NEW/KEY · Entity 3220 | Co-Pres., Key Community Bank | February 17, 2019 | February 20, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KEYCORP /NEW/
Report date February 17, 2019 · Filed February 20, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 150,392 |
Ending reported balance
After 2019-02-18 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2019-02-17 · Exercise / conversion · Acquired 57,023 · Balance 146,151 F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Row 2 · 2019-02-17 · Tax withholding · Disposed 24,634 · Balance 121,517 Row 3 · 2019-02-18 · Grant · Acquired 52,986 · Balance 174,503 F2: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 15, 2016. Row 4 · 2019-02-18 · Tax withholding · Disposed 24,111 · Balance 150,392 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-02-17 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-02-17 · Exercise / conversion · Disposed 31,616 · Balance 0 F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F4: These restricted stock units, granted on February 16, 2015, vested in four equal annual installments ending on February 17, 2019. F5: Includes approximately 951 dividend-equivalent restricted stock units accrued between March and December 2018. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 10,802 |
Reported balance
After 2019-02-17 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-02-17 · Exercise / conversion · Disposed 10,802 · Balance 10,802 F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F6: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017. F7: Includes approximately 650 dividend-equivalent restricted stock units accrued between March and December 2018. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 14,980 |
Reported balance
After 2019-02-17 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-02-17 · Exercise / conversion · Disposed 7,492 · Balance 14,980 F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F8: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018. F9: Includes approximately 676 dividend-equivalent restricted stock units accrued between March and December 2018. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 21,335 |
Reported balance
After 2019-02-17 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-02-17 · Exercise / conversion · Disposed 7,113 · Balance 21,335 F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F10: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019. F11: Includes approximately 856 dividend-equivalent restricted stock units accrued between March and December 2018. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 68,532 |
Reported balance
After 2019-02-18 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-02-18 · Grant · Acquired 68,532 · Balance 68,532 F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F12: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020. |
| Common SharesSEC Table I · non-derivative | Indirect401(k) Plan | 6,959 |
Reported balance
Holding disclosure · report date 2019-02-17 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 6,959 F3: Reported as of February 8, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 15, 2016.
F3: Reported as of February 8, 2019.
F4: These restricted stock units, granted on February 16, 2015, vested in four equal annual installments ending on February 17, 2019.
F5: Includes approximately 951 dividend-equivalent restricted stock units accrued between March and December 2018.
F6: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.
F7: Includes approximately 650 dividend-equivalent restricted stock units accrued between March and December 2018.
F8: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.
F9: Includes approximately 676 dividend-equivalent restricted stock units accrued between March and December 2018.
F10: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.
F11: Includes approximately 856 dividend-equivalent restricted stock units accrued between March and December 2018.
F12: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 21, 2017 Filed Feb 23, 2017 21:40 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 48,000 | $6.12 | $293,760.00 |
DisclosureSEC source: 0001294671-17-000029 · edgar.xml · nonDerivative · entry 3 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:40 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 43,922 | $19.09 | $838,470.98 |
DisclosureSEC source: 0001294671-17-000029 · edgar.xml · nonDerivative · entry 2 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,546 Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:40 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 56,038 | $11.16 | $625,384.08 |
DisclosureSEC source: 0001294671-17-000029 · edgar.xml · nonDerivative · entry 1 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 22:02 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantOption to Buy · Derivative | 23,913 | $0.00 Strike: $18.96 | $0.00 |
DisclosureSEC source: 0001294671-17-000016 · edgar.xml · derivative · entry 9 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,913 Underlying: Common Shares · 23,913 shares Expires 2027-02-20 F13 · derivative.exercise_date: The options to buy, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 22:02 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantRestricted Stock Units · Derivative | 28,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-17-000016 · edgar.xml · derivative · entry 8 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,480 Underlying: Common Shares · 28,480 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F12 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018. F12 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:02 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 10,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-17-000016 · edgar.xml · derivative · entry 7 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,801 Underlying: Common Shares · 10,268 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F10 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017. F10 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017. F11 · balance_after: Includes approximately 1,031 dividend-equivalent restricted stock units accrued between March and December 2016. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:02 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 30,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-17-000016 · edgar.xml · derivative · entry 6 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,099 Underlying: Common Shares · 30,051 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F8 · derivative.exercise_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016. F8 · derivative.expiration_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016. F9 · balance_after: Includes approximately 2,263 dividend-equivalent restricted stock units accrued between March and December 2016. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:02 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 9,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-17-000016 · edgar.xml · derivative · entry 5 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,283 Underlying: Common Shares · 9,283 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F6 · derivative.exercise_date: These restricted stock units, granted on February 17, 2014, vest in four equal annual installments that began on February 17, 2015. F6 · derivative.expiration_date: These restricted stock units, granted on February 17, 2014, vest in four equal annual installments that began on February 17, 2015. F7 · balance_after: Includes approximately 466 dividend-equivalent restricted stock units accrued between March and December 2016. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:02 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 37,133 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-17-000016 · edgar.xml · derivative · entry 4 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 37,133 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F4 · shares: Includes approximately 2,165 dividend-equivalent restricted stock units accrued between June 2014 and December 2016. F5 · derivative.exercise_date: These restricted stock units, granted on February 17, 2014, vested in full on February 17, 2017. F5 · derivative.expiration_date: These restricted stock units, granted on February 17, 2014, vested in full on February 17, 2017. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:02 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 36,319 | $18.96 | $688,608.24 |
DisclosureSEC source: 0001294671-17-000016 · edgar.xml · nonDerivative · entry 2 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,430 Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:02 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 86,735 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-17-000016 · edgar.xml · nonDerivative · entry 1 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F2 · balance_after: Includes approximately 39 common shares acquired through dividend reinvestments in March 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.