Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KEYCORP /NEW/KEY · Entity 3220 | Co-Pres., Key Community Bank | February 17, 2019 | February 20, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KEYCORP /NEW/
Report date February 17, 2019 · Filed February 20, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 150,392 |
Ending reported balance
After 2019-02-18 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2019-02-17 · Exercise / conversion · Acquired 57,023 · Balance 146,151 F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Row 2 · 2019-02-17 · Tax withholding · Disposed 24,634 · Balance 121,517 Row 3 · 2019-02-18 · Grant · Acquired 52,986 · Balance 174,503 F2: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 15, 2016. Row 4 · 2019-02-18 · Tax withholding · Disposed 24,111 · Balance 150,392 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-02-17 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-02-17 · Exercise / conversion · Disposed 31,616 · Balance 0 F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F4: These restricted stock units, granted on February 16, 2015, vested in four equal annual installments ending on February 17, 2019. F5: Includes approximately 951 dividend-equivalent restricted stock units accrued between March and December 2018. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 10,802 |
Reported balance
After 2019-02-17 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-02-17 · Exercise / conversion · Disposed 10,802 · Balance 10,802 F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F6: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017. F7: Includes approximately 650 dividend-equivalent restricted stock units accrued between March and December 2018. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 14,980 |
Reported balance
After 2019-02-17 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-02-17 · Exercise / conversion · Disposed 7,492 · Balance 14,980 F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F8: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018. F9: Includes approximately 676 dividend-equivalent restricted stock units accrued between March and December 2018. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 21,335 |
Reported balance
After 2019-02-17 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-02-17 · Exercise / conversion · Disposed 7,113 · Balance 21,335 F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F10: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019. F11: Includes approximately 856 dividend-equivalent restricted stock units accrued between March and December 2018. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 68,532 |
Reported balance
After 2019-02-18 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-02-18 · Grant · Acquired 68,532 · Balance 68,532 F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F12: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020. |
| Common SharesSEC Table I · non-derivative | Indirect401(k) Plan | 6,959 |
Reported balance
Holding disclosure · report date 2019-02-17 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 6,959 F3: Reported as of February 8, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 15, 2016.
F3: Reported as of February 8, 2019.
F4: These restricted stock units, granted on February 16, 2015, vested in four equal annual installments ending on February 17, 2019.
F5: Includes approximately 951 dividend-equivalent restricted stock units accrued between March and December 2018.
F6: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.
F7: Includes approximately 650 dividend-equivalent restricted stock units accrued between March and December 2018.
F8: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.
F9: Includes approximately 676 dividend-equivalent restricted stock units accrued between March and December 2018.
F10: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.
F11: Includes approximately 856 dividend-equivalent restricted stock units accrued between March and December 2018.
F12: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 18, 2019 Filed Feb 20, 2019 21:55 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantRestricted Stock Units · Derivative | 68,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-19-000019 · edgar.xml · derivative · entry 10 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,532 Underlying: Common Shares · 68,532 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F12 · derivative.exercise_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020. F12 · derivative.expiration_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020. Read SEC document |
| February 18, 2019 Filed Feb 20, 2019 21:55 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 24,111 | $17.51 | $422,183.61 |
DisclosureSEC source: 0001294671-19-000019 · edgar.xml · nonDerivative · entry 4 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,392 Read SEC document |
| February 18, 2019 Filed Feb 20, 2019 21:55 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantCommon Shares | 52,986 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-19-000019 · edgar.xml · nonDerivative · entry 3 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,503 F2 · price: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 15, 2016. Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 21:55 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 7,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-19-000019 · edgar.xml · derivative · entry 9 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,335 Underlying: Common Shares · 7,113 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F10 · derivative.exercise_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019. F10 · derivative.expiration_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019. F11 · balance_after: Includes approximately 856 dividend-equivalent restricted stock units accrued between March and December 2018. Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 21:55 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 7,492 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-19-000019 · edgar.xml · derivative · entry 8 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,980 Underlying: Common Shares · 7,492 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F8 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018. F8 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018. F9 · balance_after: Includes approximately 676 dividend-equivalent restricted stock units accrued between March and December 2018. Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 21:55 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 10,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-19-000019 · edgar.xml · derivative · entry 7 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,802 Underlying: Common Shares · 10,802 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F6 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017. F6 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017. F7 · balance_after: Includes approximately 650 dividend-equivalent restricted stock units accrued between March and December 2018. Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 21:55 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 31,616 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-19-000019 · edgar.xml · derivative · entry 6 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 31,616 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F4 · derivative.exercise_date: These restricted stock units, granted on February 16, 2015, vested in four equal annual installments ending on February 17, 2019. F4 · derivative.expiration_date: These restricted stock units, granted on February 16, 2015, vested in four equal annual installments ending on February 17, 2019. F5 · derivative.underlying_shares: Includes approximately 951 dividend-equivalent restricted stock units accrued between March and December 2018. Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 21:55 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 24,634 | $17.51 | $431,341.34 |
DisclosureSEC source: 0001294671-19-000019 · edgar.xml · nonDerivative · entry 2 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,517 Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 21:55 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 57,023 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-19-000019 · edgar.xml · nonDerivative · entry 1 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 20:47 UTC | KEYCORP /NEW/ KEY · Entity 3220 | SaleCommon Shares | 46,360 | $21.32 | $988,395.20 |
DisclosureSEC source: 0001294671-18-000071 · edgar.xml · nonDerivative · entry 1 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,128 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.31 to $21.33. F2 · price: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 08, 2018 Filed May 10, 2018 20:01 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionOption to Buy · Derivative | 8,962 | $0.00 Strike: $11.16 | $0.00 |
DisclosureSEC source: 0001294671-18-000036 · edgar.xml · derivative · entry 4 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 8,962 shares Expires 2018-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vested in three equal annual installments ending on July 25, 2011. Read SEC document |
| May 08, 2018 Filed May 10, 2018 20:01 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 8,962 | $11.16 | $100,015.92 |
DisclosureSEC source: 0001294671-18-000036 · edgar.xml · nonDerivative · entry 2 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,488 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2018 Filed May 10, 2018 20:01 UTC | KEYCORP /NEW/ KEY · Entity 3220 | SaleCommon Shares | 10,000 | $19.83 | $198,300.00 |
DisclosureSEC source: 0001294671-18-000036 · edgar.xml · nonDerivative · entry 1 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,526 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.82 to $19.83. F2 · price: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 21:57 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GiftCommon Shares | 19,029 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-18-000028 · edgar.xml · nonDerivative · entry 1 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,526 Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 22:31 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantOption to Buy · Derivative | 23,437 | $0.00 Strike: $21.02 | $0.00 |
DisclosureSEC source: 0001294671-18-000015 · edgar.xml · derivative · entry 11 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,437 Underlying: Common Shares · 23,437 shares Expires 2028-02-19 F13 · derivative.exercise_date: The options to buy, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 22:31 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantRestricted Stock Units · Derivative | 27,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-18-000015 · edgar.xml · derivative · entry 10 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,592 Underlying: Common Shares · 27,592 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F12 · derivative.exercise_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019. F12 · derivative.expiration_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 22:31 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 19,344 | $21.02 | $406,610.88 |
DisclosureSEC source: 0001294671-18-000015 · edgar.xml · nonDerivative · entry 4 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,555 Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 22:31 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantCommon Shares | 42,654 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-18-000015 · edgar.xml · nonDerivative · entry 3 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,899 F2 · price: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 16, 2015. Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 22:31 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 7,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-18-000015 · edgar.xml · derivative · entry 9 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,797 Underlying: Common Shares · 7,267 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F10 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018. F10 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018. F11 · balance_after: Includes approximately 584 dividend-equivalent restricted stock units accrued between March and December 2017. Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 22:31 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 10,478 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-18-000015 · edgar.xml · derivative · entry 8 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,954 Underlying: Common Shares · 10,478 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F8 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017. F8 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017. F9 · balance_after: Includes approximately 631 dividend-equivalent restricted stock units accrued between March and December 2017. Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 22:31 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 30,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-18-000015 · edgar.xml · derivative · entry 7 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,665 Underlying: Common Shares · 30,665 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F6 · derivative.exercise_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016. F6 · derivative.expiration_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016. F7 · balance_after: Includes approximately 1,231 dividend-equivalent restricted stock units accrued between March and December 2017. Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 22:31 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 9,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-18-000015 · edgar.xml · derivative · entry 6 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 9,473 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F4 · derivative.exercise_date: These restricted stock units, granted on February 17, 2014, vested in four equal annual installments ending on February 17, 2018. F4 · derivative.expiration_date: These restricted stock units, granted on February 17, 2014, vested in four equal annual installments ending on February 17, 2018. F5 · derivative.underlying_shares: Includes approximately 190 dividend-equivalent restricted stock units accrued between March and December 2017. Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 22:31 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 24,833 | $21.02 | $521,989.66 |
DisclosureSEC source: 0001294671-18-000015 · edgar.xml · nonDerivative · entry 2 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,245 Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 22:31 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 57,883 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-18-000015 · edgar.xml · nonDerivative · entry 1 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Read SEC document |
| August 22, 2017 Filed Aug 24, 2017 20:18 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GiftCommon Shares | 17,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-17-000088 · edgar.xml · nonDerivative · entry 1 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,195 F1 · balance_after: Includes approximately 27 common shares acquired through dividend reinvestment in March 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:41 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 11,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-17-000032 · edgar.xml · derivative · entry 4 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 11,469 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F3 · shares: Includes approximately 361 dividend-equivalent restricted stock units accrued between March and December 2016. F4 · derivative.exercise_date: The restricted stock units, granted on March 1, 2013, vested in four equal annual installments ending on March 1, 2017. F4 · derivative.expiration_date: The restricted stock units, granted on March 1, 2013, vested in four equal annual installments ending on March 1, 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:41 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 5,500 | $19.36 | $106,480.00 |
DisclosureSEC source: 0001294671-17-000032 · edgar.xml · nonDerivative · entry 2 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,399 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:41 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 11,469 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-17-000032 · edgar.xml · nonDerivative · entry 1 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:40 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionOption to Buy · Derivative | 12,267 | $0.00 Strike: $10.49 | $0.00 |
DisclosureSEC source: 0001294671-17-000029 · edgar.xml · derivative · entry 26 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,798 Underlying: Common Shares · 12,267 shares Expires 2026-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: This option vests in four equal annual installments ending on February 17, 2020. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:40 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionOption to Buy · Derivative | 10,694 | $0.00 Strike: $12.92 | $0.00 |
DisclosureSEC source: 0001294671-17-000029 · edgar.xml · derivative · entry 25 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,564 Underlying: Common Shares · 10,694 shares Expires 2024-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: This option vests in four equal annual installments ending on February 17, 2018. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:40 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionOption to Buy · Derivative | 13,732 | $0.00 Strike: $9.33 | $0.00 |
DisclosureSEC source: 0001294671-17-000029 · edgar.xml · derivative · entry 24 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,577 Underlying: Common Shares · 13,732 shares Expires 2023-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: This option vests in four equal annual installments ending on March 1, 2017. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:40 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionOption to Buy · Derivative | 45,130 | $0.00 Strike: $7.98 | $0.00 |
DisclosureSEC source: 0001294671-17-000029 · edgar.xml · derivative · entry 23 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,531 Underlying: Common Shares · 45,130 shares Expires 2022-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: This option vested in four equal annual installments ending on March 2, 2016. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:40 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionOption to Buy · Derivative | 23,357 | $0.00 Strike: $8.59 | $0.00 |
DisclosureSEC source: 0001294671-17-000029 · edgar.xml · derivative · entry 22 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,282 Underlying: Common Shares · 23,357 shares Expires 2021-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: This option vested in four equal annual installments ending on May 19, 2015. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:40 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionOption to Buy · Derivative | 26,449 | $0.00 Strike: $8.42 | $0.00 |
DisclosureSEC source: 0001294671-17-000029 · edgar.xml · derivative · entry 21 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,752 Underlying: Common Shares · 26,449 shares Expires 2020-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This option vested in three equal annual installments ending on July 27, 2013. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:40 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionOption to Buy · Derivative | 48,000 | $0.00 Strike: $6.12 | $0.00 |
DisclosureSEC source: 0001294671-17-000029 · edgar.xml · derivative · entry 20 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 48,000 shares Expires 2019-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option, which was issued on June 12, 2009 in connection with KeyCorp's participation in the U.S. Treasury's Troubled Assets Relief Program ("TARP"), was fully vested on the date of grant, but not exercisable until KeyCorp's repayment of its TARP obligations (which occurred on the date shown). Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:40 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionOption to Buy · Derivative | 56,038 | $0.00 Strike: $11.16 | $0.00 |
DisclosureSEC source: 0001294671-17-000029 · edgar.xml · derivative · entry 19 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,962 Underlying: Common Shares · 56,038 shares Expires 2018-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option vested in three equal annual installments ending on July 25, 2011. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:40 UTC | KEYCORP /NEW/ KEY · Entity 3220 | SaleCommon Shares | 113,430 | $19.04 | $2,159,707.20 |
DisclosureSEC source: 0001294671-17-000029 · edgar.xml · nonDerivative · entry 17 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,430 F2 · price: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.09. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:40 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 9,389 | $19.10 | $179,329.90 |
DisclosureSEC source: 0001294671-17-000029 · edgar.xml · nonDerivative · entry 16 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,860 Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:40 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 12,267 | $10.49 | $128,680.83 |
DisclosureSEC source: 0001294671-17-000029 · edgar.xml · nonDerivative · entry 15 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,249 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:40 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 8,895 | $19.09 | $169,805.55 |
DisclosureSEC source: 0001294671-17-000029 · edgar.xml · nonDerivative · entry 14 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,982 Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:40 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 10,694 | $12.92 | $138,166.48 |
DisclosureSEC source: 0001294671-17-000029 · edgar.xml · nonDerivative · entry 13 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:40 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 10,091 | $19.02 | $191,930.82 |
DisclosureSEC source: 0001294671-17-000029 · edgar.xml · nonDerivative · entry 12 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,183 Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:40 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 13,732 | $9.33 | $128,119.56 |
DisclosureSEC source: 0001294671-17-000029 · edgar.xml · nonDerivative · entry 11 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:40 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 31,491 | $19.03 | $599,273.73 |
DisclosureSEC source: 0001294671-17-000029 · edgar.xml · nonDerivative · entry 10 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,542 Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:40 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 45,130 | $7.98 | $360,137.40 |
DisclosureSEC source: 0001294671-17-000029 · edgar.xml · nonDerivative · entry 9 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,033 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:40 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 16,686 | $19.04 | $317,701.44 |
DisclosureSEC source: 0001294671-17-000029 · edgar.xml · nonDerivative · entry 8 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,903 Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:40 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 23,357 | $8.59 | $200,636.63 |
DisclosureSEC source: 0001294671-17-000029 · edgar.xml · nonDerivative · entry 7 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,589 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:40 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 18,763 | $19.07 | $357,810.41 |
DisclosureSEC source: 0001294671-17-000029 · edgar.xml · nonDerivative · entry 6 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,232 Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:40 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 26,449 | $8.42 | $222,700.58 |
DisclosureSEC source: 0001294671-17-000029 · edgar.xml · nonDerivative · entry 5 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,995 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:40 UTC | KEYCORP /NEW/ KEY · Entity 3220 | SaleCommon Shares | 48,000 | $19.03 | $913,440.00 |
DisclosureSEC source: 0001294671-17-000029 · edgar.xml · nonDerivative · entry 4 Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,546 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.02 to $19.07. F2 · price: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.