Kerr Mercedes

SEC source: 0001209191-19-015129 · doc4.xml · nonDerivative · entry 1

Kerr Mercedes · CIK 0001681417 · EVP-Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,478

SEC source: 0001209191-19-011263 · doc4.xml · nonDerivative · entry 1

Kerr Mercedes · CIK 0001681417 · EVP-Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,478

F1 · shares: These shares represent restricted stock units that were granted without cash consideration on February 14, 2019 under the Welltower Inc. 2016 Long-Term Incentive Plan and 2019-2021 Long-Term Incentive Program. Each restricted stock unit will be settled in common stock upon vesting in four equal installments on January 15, 2020, January 15, 2021, January 15, 2022 and January 15, 2023.

F1 · price: These shares represent restricted stock units that were granted without cash consideration on February 14, 2019 under the Welltower Inc. 2016 Long-Term Incentive Plan and 2019-2021 Long-Term Incentive Program. Each restricted stock unit will be settled in common stock upon vesting in four equal installments on January 15, 2020, January 15, 2021, January 15, 2022 and January 15, 2023.

SEC source: 0001209191-19-009089 · doc4.xml · derivative · entry 6

Kerr Mercedes · CIK 0001681417 · EVP-Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,505

Underlying: Common · 8,507 shares

Expires 2019-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These deferred stock units were granted without cash consideration on August 1, 2017, under the Welltower Inc. 2016 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in two installments with 8,507 units having vested on February 7, 2019 and 8,505 units vesting on December 31, 2019.

F4 · derivative.exercise_date: These deferred stock units were granted without cash consideration on August 1, 2017, under the Welltower Inc. 2016 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in two installments with 8,507 units having vested on February 7, 2019 and 8,505 units vesting on December 31, 2019.

F4 · derivative.expiration_date: These deferred stock units were granted without cash consideration on August 1, 2017, under the Welltower Inc. 2016 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in two installments with 8,507 units having vested on February 7, 2019 and 8,505 units vesting on December 31, 2019.

F5 · derivative.underlying_shares: The reported transaction was a vesting of 8,507 deferred stock units on February 7, 2019, resulting in the issuance of 8,507 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

F4 · balance_after: These deferred stock units were granted without cash consideration on August 1, 2017, under the Welltower Inc. 2016 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in two installments with 8,507 units having vested on February 7, 2019 and 8,505 units vesting on December 31, 2019.

SEC source: 0001209191-19-009089 · doc4.xml · derivative · entry 5

Kerr Mercedes · CIK 0001681417 · EVP-Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,173

Underlying: Common · 12,088 shares

Expires 2019-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These deferred stock units were granted without cash consideration on February 24, 2017, under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan and the 2016-2018 Long-Term Incentive Program. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments with 12,088 units having vested on February 7, 2019, 12,088 units vesting on December 31, 2019 and 12,085 units vesting on December 31, 2020.

F2 · derivative.exercise_date: These deferred stock units were granted without cash consideration on February 24, 2017, under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan and the 2016-2018 Long-Term Incentive Program. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments with 12,088 units having vested on February 7, 2019, 12,088 units vesting on December 31, 2019 and 12,085 units vesting on December 31, 2020.

F2 · derivative.expiration_date: These deferred stock units were granted without cash consideration on February 24, 2017, under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan and the 2016-2018 Long-Term Incentive Program. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments with 12,088 units having vested on February 7, 2019, 12,088 units vesting on December 31, 2019 and 12,085 units vesting on December 31, 2020.

F3 · derivative.underlying_shares: The reported transaction was a vesting of 12,088 deferred stock units on February 7, 2019, resulting in the issuance of 12,088 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

F2 · balance_after: These deferred stock units were granted without cash consideration on February 24, 2017, under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan and the 2016-2018 Long-Term Incentive Program. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments with 12,088 units having vested on February 7, 2019, 12,088 units vesting on December 31, 2019 and 12,085 units vesting on December 31, 2020.

SEC source: 0001209191-19-009089 · doc4.xml · nonDerivative · entry 4

Kerr Mercedes · CIK 0001681417 · EVP-Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,483

F1 · shares: Shares withheld upon vesting to satisfy tax withholding obligation.

SEC source: 0001209191-19-009089 · doc4.xml · nonDerivative · entry 3

Kerr Mercedes · CIK 0001681417 · EVP-Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-19-009089 · doc4.xml · nonDerivative · entry 2

Kerr Mercedes · CIK 0001681417 · EVP-Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,194

F1 · shares: Shares withheld upon vesting to satisfy tax withholding obligation.

SEC source: 0001209191-19-009089 · doc4.xml · nonDerivative · entry 1

Kerr Mercedes · CIK 0001681417 · EVP-Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-19-011254 · doc4a.xml · nonDerivative · entry 1

Kerr Mercedes · CIK 0001681417 · EVP-Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,460

F1 · shares: Due to an administrative error, the original Form 4 timely filed on February 12, 2019 reporting the numbers of shares withheld upon vesting of deferred stock units to satisfy the tax withholding obligation were stated as 5,047, and the correct amount is 5,781.

SEC source: 0001209191-19-004342 · doc4.xml · nonDerivative · entry 1

Kerr Mercedes · CIK 0001681417 · EVP-Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,153

F1 · shares: Shares withheld upon vesting of restricted stock to satisfy tax withholding obligations.

SEC source: 0001209191-18-062489 · doc4.xml · derivative · entry 9

Kerr Mercedes · CIK 0001681417 · EVP-Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,552 shares

Expires 2022-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options, representing a right to purchase a total of 2,588 shares, became exercisable in five equal installments beginning on January 15, 2013.

SEC source: 0001209191-18-062489 · doc4.xml · derivative · entry 8

Kerr Mercedes · CIK 0001681417 · EVP-Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,239 shares

Expires 2021-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options, representing a right to purchase a total of 5,599 shares, became exercisable in five equal installments beginning on January 15, 2012.

SEC source: 0001209191-18-062489 · doc4.xml · derivative · entry 7

Kerr Mercedes · CIK 0001681417 · EVP-Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 551 shares

Expires 2020-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options, representing a right to purchase a total of 2,757 shares, became exercisable in five equal installments beginning on January 15, 2011.

SEC source: 0001209191-18-062489 · doc4.xml · nonDerivative · entry 6

Kerr Mercedes · CIK 0001681417 · EVP-Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,659

F1 · price: This transaction was executed in multiple trades at prices ranging from $73.133 to $73.160, inclusive. The price reported above is a weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-18-062489 · doc4.xml · nonDerivative · entry 5

Kerr Mercedes · CIK 0001681417 · EVP-Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-062489 · doc4.xml · nonDerivative · entry 4

Kerr Mercedes · CIK 0001681417 · EVP-Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,659

SEC source: 0001209191-18-062489 · doc4.xml · nonDerivative · entry 3

Kerr Mercedes · CIK 0001681417 · EVP-Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-062489 · doc4.xml · nonDerivative · entry 2

Kerr Mercedes · CIK 0001681417 · EVP-Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,659

SEC source: 0001209191-18-062489 · doc4.xml · nonDerivative · entry 1

Kerr Mercedes · CIK 0001681417 · EVP-Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-011490 · doc4.xml · nonDerivative · entry 1

Kerr Mercedes · CIK 0001681417 · EVP-Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,659

F1 · shares: These shares represent restricted stock units that were granted without cash consideration on February 15, 2018 under the Welltower Inc. 2016 Long-Term Incentive Plan and 2018-2020 Long-Term Incentive Program. Each restricted stock unit will be settled in common stock upon vesting in four equal installments on January 15, 2019, January 15, 2020, January 15, 2021 and January 15, 2022.

F1 · price: These shares represent restricted stock units that were granted without cash consideration on February 15, 2018 under the Welltower Inc. 2016 Long-Term Incentive Plan and 2018-2020 Long-Term Incentive Program. Each restricted stock unit will be settled in common stock upon vesting in four equal installments on January 15, 2019, January 15, 2020, January 15, 2021 and January 15, 2022.

SEC source: 0001209191-18-004105 · doc4.xml · nonDerivative · entry 1

Kerr Mercedes · CIK 0001681417 · EVP-Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,615

F1 · shares: Shares withheld upon vesting of restricted stock to satisfy tax withholding obligation.

SEC source: 0001209191-17-047505 · doc4.xml · derivative · entry 1

Kerr Mercedes · CIK 0001681417 · EVP-Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,788

Underlying: Common · 2,788 shares

Expires not disclosed

F1 · derivative.exercise_price: The performance-based restricted stock units were granted under the Welltower Inc. 2016 Long-Term Incentive Plan. Final shares amounts will be determined at the conclusion of the performance period based (2017-2018) on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock.

F1 · price: The performance-based restricted stock units were granted under the Welltower Inc. 2016 Long-Term Incentive Plan. Final shares amounts will be determined at the conclusion of the performance period based (2017-2018) on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock.

F1 · derivative.exercise_date: The performance-based restricted stock units were granted under the Welltower Inc. 2016 Long-Term Incentive Plan. Final shares amounts will be determined at the conclusion of the performance period based (2017-2018) on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock.

F1 · derivative.expiration_date: The performance-based restricted stock units were granted under the Welltower Inc. 2016 Long-Term Incentive Plan. Final shares amounts will be determined at the conclusion of the performance period based (2017-2018) on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock.

F1 · derivative.underlying_shares: The performance-based restricted stock units were granted under the Welltower Inc. 2016 Long-Term Incentive Plan. Final shares amounts will be determined at the conclusion of the performance period based (2017-2018) on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock.

SEC source: 0001209191-17-027120 · doc4.xml · derivative · entry 1

Kerr Mercedes · CIK 0001681417 · EVP-Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,531

Underlying: Common · 3,531 shares

Expires not disclosed

F1 · derivative.exercise_price: The performance-based restricted stock units granted under the Welltower Inc. 2016 Long-Term Incentive Plan are target shares as defined in the 2017-2019 Long-Term Incentive Program. Final shares amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock.

F1 · price: The performance-based restricted stock units granted under the Welltower Inc. 2016 Long-Term Incentive Plan are target shares as defined in the 2017-2019 Long-Term Incentive Program. Final shares amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock.

F1 · derivative.exercise_date: The performance-based restricted stock units granted under the Welltower Inc. 2016 Long-Term Incentive Plan are target shares as defined in the 2017-2019 Long-Term Incentive Program. Final shares amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock.

F1 · derivative.expiration_date: The performance-based restricted stock units granted under the Welltower Inc. 2016 Long-Term Incentive Plan are target shares as defined in the 2017-2019 Long-Term Incentive Program. Final shares amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock.

F1 · derivative.underlying_shares: The performance-based restricted stock units granted under the Welltower Inc. 2016 Long-Term Incentive Plan are target shares as defined in the 2017-2019 Long-Term Incentive Program. Final shares amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock.

SEC source: 0001209191-17-050440 · doc4a.xml · derivative · entry 1

Kerr Mercedes · CIK 0001681417 · EVP-Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,077

Underlying: Common · 3,077 shares

Expires not disclosed

F1 · derivative.exercise_price: The performance-based restricted stock units granted under the Welltower Inc. 2016 Long-Term Incentive Plan are target shares as defined in the 2017-2019 Long-Term Incentive Program. Final shares amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock. The original Form 4 filed on April 17, 2017 reported the target shares as 3,531 shares due to a clerical error.

F1 · price: The performance-based restricted stock units granted under the Welltower Inc. 2016 Long-Term Incentive Plan are target shares as defined in the 2017-2019 Long-Term Incentive Program. Final shares amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock. The original Form 4 filed on April 17, 2017 reported the target shares as 3,531 shares due to a clerical error.

F1 · derivative.exercise_date: The performance-based restricted stock units granted under the Welltower Inc. 2016 Long-Term Incentive Plan are target shares as defined in the 2017-2019 Long-Term Incentive Program. Final shares amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock. The original Form 4 filed on April 17, 2017 reported the target shares as 3,531 shares due to a clerical error.

F1 · derivative.expiration_date: The performance-based restricted stock units granted under the Welltower Inc. 2016 Long-Term Incentive Plan are target shares as defined in the 2017-2019 Long-Term Incentive Program. Final shares amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock. The original Form 4 filed on April 17, 2017 reported the target shares as 3,531 shares due to a clerical error.

F1 · derivative.underlying_shares: The performance-based restricted stock units granted under the Welltower Inc. 2016 Long-Term Incentive Plan are target shares as defined in the 2017-2019 Long-Term Incentive Program. Final shares amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock. The original Form 4 filed on April 17, 2017 reported the target shares as 3,531 shares due to a clerical error.

SEC source: 0001209191-17-015344 · doc4.xml · derivative · entry 1

Kerr Mercedes · CIK 0001681417 · EVP-Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,241

Underlying: Common · 5,241 shares

Expires not disclosed

F1 · derivative.exercise_price: The performance-based restricted stock units granted under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan are target shares as defined in the 2016-2018 Long-Term Incentive Plan. Final shares amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock.

F1 · price: The performance-based restricted stock units granted under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan are target shares as defined in the 2016-2018 Long-Term Incentive Plan. Final shares amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock.

F1 · derivative.exercise_date: The performance-based restricted stock units granted under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan are target shares as defined in the 2016-2018 Long-Term Incentive Plan. Final shares amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock.

F1 · derivative.expiration_date: The performance-based restricted stock units granted under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan are target shares as defined in the 2016-2018 Long-Term Incentive Plan. Final shares amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock.

F1 · derivative.underlying_shares: The performance-based restricted stock units granted under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan are target shares as defined in the 2016-2018 Long-Term Incentive Plan. Final shares amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock.

SEC source: 0001209191-17-003955 · doc4.xml · nonDerivative · entry 1

Kerr Mercedes · CIK 0001681417 · EVP-Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,545