Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COLGATE PALMOLIVE COCL · Entity 2972 | Vice Chairman | February 19, 2019 | February 21, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COLGATE PALMOLIVE CO
Report date February 19, 2019 · Filed February 21, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 407,294 |
Reported balance
After 2019-02-19 transaction · row 1
1 source rowRow 1 · 2019-02-19 · Sale · Disposed 6,060 · Balance 407,294 F1: Sale of shares with proceeds delivered to the issuer for payment of tax liability incident to vesting of a restricted stock unit award under the issuer's incentive compensation plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan. F2: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $66.34 to $66.38, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | IndirectBy Issuer's 401(k) Plan Trustee | 67,597 |
Reported balance
Holding disclosure · report date 2019-02-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 67,597 |
Filing footnotes · ownership attribution and instrument terms
F1: Sale of shares with proceeds delivered to the issuer for payment of tax liability incident to vesting of a restricted stock unit award under the issuer's incentive compensation plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan.
F2: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $66.34 to $66.38, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 19, 2019 Filed Feb 21, 2019 21:50 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | SaleCommon Stock | 6,060 | $66.37 | $402,174.32 |
DisclosureSEC source: 0001123292-19-000310 · edgar.xml · nonDerivative · entry 1 HICKEY DENNIS J · CIK 0001227248 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,294 F1 · kind: Sale of shares with proceeds delivered to the issuer for payment of tax liability incident to vesting of a restricted stock unit award under the issuer's incentive compensation plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $66.34 to $66.38, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 06, 2018 Filed Dec 10, 2018 21:38 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GiftCommon Stock | 425 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016389 · doc4.xml · nonDerivative · entry 2 HICKEY DENNIS J · CIK 0001227248 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,128 F2 · kind: Bona fide gift. Read SEC document |
| December 06, 2018 Filed Dec 10, 2018 21:38 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Tax withholdingCommon Stock | 381 | $63.23 | $24,090.63 |
DisclosureSEC source: 0001225208-18-016389 · doc4.xml · nonDerivative · entry 1 HICKEY DENNIS J · CIK 0001227248 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,553 F1 · kind: Payment of Medicare and income tax liability by withholding shares of stock from restricted stock units previously granted under the issuer's incentive compensation plan. The reporting person continues to hold the restricted stock units originally granted, less the amount of this required tax withholding. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 20:42 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GrantStock Option (Right to Buy) · Derivative | 117,511 | $0.00 Strike: $68.16 | $0.00 |
DisclosureSEC source: 0001225208-18-013493 · doc4.xml · derivative · entry 1 HICKEY DENNIS J · CIK 0001227248 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,511 Underlying: Common Stock · 117,511 shares Expires 2024-09-13 F1 · kind: Stock option award granted under the issuer's incentive compensation plan. F2 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 13, 2018 grant date. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 20:42 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Exercise / conversionStock Option (Right to Buy) · Derivative | 120,000 | $0.00 Strike: $52.27 | $0.00 |
DisclosureSEC source: 0001225208-18-012627 · doc4.xml · derivative · entry 4 HICKEY DENNIS J · CIK 0001227248 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 120,000 shares Expires 2018-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of stock options awarded under the issuer's employee stock option plan. F4 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the September 13, 2012 grant date. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 20:42 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | SaleCommon Stock | 120,000 | $65.72 | $7,886,040.00 |
DisclosureSEC source: 0001225208-18-012627 · doc4.xml · nonDerivative · entry 2 HICKEY DENNIS J · CIK 0001227248 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,463 F2 · kind: Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's employee stock option plan and the related tax withholding. F3 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $65.56 to $65.88, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 20:42 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Exercise / conversionCommon Stock | 120,000 | $52.27 | $6,272,400.00 |
DisclosureSEC source: 0001225208-18-012627 · doc4.xml · nonDerivative · entry 1 HICKEY DENNIS J · CIK 0001227248 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 533,463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of stock options awarded under the issuer's employee stock option plan. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 21:31 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | SaleCommon Stock | 5,651 | $70.18 | $396,560.62 |
DisclosureSEC source: 0001225208-18-003770 · doc4.xml · nonDerivative · entry 1 HICKEY DENNIS J · CIK 0001227248 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,221 F1 · kind: Sale of shares with proceeds delivered to the issuer for payment of tax liability incident to vesting of a restricted stock unit award under the issuer's incentive compensation plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $69.97 to $70.41, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:34 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GrantCommon Stock | 8,476 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003328 · doc4.xml · nonDerivative · entry 1 HICKEY DENNIS J · CIK 0001227248 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,873 F1 · kind: Restricted stock unit award granted under the issuer's incentive compensation plan. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 21:46 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Tax withholdingCommon Stock | 713 | $73.20 | $52,191.60 |
DisclosureSEC source: 0001225208-17-018486 · doc4.xml · nonDerivative · entry 1 HICKEY DENNIS J · CIK 0001227248 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,831 F1 · kind: Payment of Medicare and income tax liability by withholding shares of stock from restricted stock units previously granted under the issuer's incentive compensation plan. The reporting person continues to hold the restricted stock units originally granted, less the amount of this required tax withholding. Read SEC document |
| November 09, 2017 Filed Feb 1, 2018 23:23 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GiftCommon Stock | 650 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002001 · doc5.xml · nonDerivative · entry 1 HICKEY DENNIS J · CIK 0001227248 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,181 F1 · kind: Bona fide gift. F1 · price: Bona fide gift. Read SEC document |
| September 25, 2017 Filed Sep 27, 2017 16:50 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GrantStock Option (Right to Buy) · Derivative | 133,095 | $0.00 Strike: $73.00 | $0.00 |
DisclosureSEC source: 0001225208-17-015309 · doc4.xml · derivative · entry 1 HICKEY DENNIS J · CIK 0001227248 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,095 Underlying: Common Stock · 133,095 shares Expires 2023-09-25 F1 · kind: Stock option award granted under the issuer's incentive compensation plan. F2 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 25, 2017 grant date. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 20:49 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Exercise / conversionStock Option (Right to Buy) · Derivative | 90,000 | $0.00 Strike: $45.23 | $0.00 |
DisclosureSEC source: 0001225208-17-013336 · doc4.xml · derivative · entry 4 HICKEY DENNIS J · CIK 0001227248 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 90,000 shares Expires 2017-09-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the September 8, 2011 grant date. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 20:49 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | SaleCommon Stock | 73,872 | $71.80 | $5,304,061.31 |
DisclosureSEC source: 0001225208-17-013336 · doc4.xml · nonDerivative · entry 2 HICKEY DENNIS J · CIK 0001227248 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,113 F2 · kind: Sale of shares with proceeds delivered to the issuer for payment of the exercise price of options under the issuer's employee stock option plan and the related tax withholding. F3 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $71.61 to $71.93, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 20:49 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Exercise / conversionCommon Stock | 90,000 | $45.23 | $4,070,700.00 |
DisclosureSEC source: 0001225208-17-013336 · doc4.xml · nonDerivative · entry 1 HICKEY DENNIS J · CIK 0001227248 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484,985 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of stock options awarded under the issuer's employee stock option plan. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:32 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GrantCommon Stock | 15,159 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-17-000511 · edgar.xml · nonDerivative · entry 1 HICKEY DENNIS J · CIK 0001227248 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,554 F1 · kind: Restricted stock unit award granted under the issuer's incentive compensation plan. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:33 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | SaleCommon Stock | 7,240 | $73.16 | $529,678.40 |
DisclosureSEC source: 0001123292-17-000481 · edgar.xml · nonDerivative · entry 1 HICKEY DENNIS J · CIK 0001227248 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,395 F1 · kind: Sale of shares with proceeds delivered to the issuer for payment of tax liability incident to vesting of a restricted stock unit award under the issuer's incentive compensation plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 22:03 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Tax withholdingCommon Stock | 580 | $65.08 | $37,746.40 |
DisclosureSEC source: 0001123292-16-003030 · edgar.xml · nonDerivative · entry 1 HICKEY DENNIS J · CIK 0001227248 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,109 F1 · kind: Payment of Medicare and income tax liability by withholding shares of stock from restricted shares previously granted under the issuer's Executive Incentive Compensation Plan. The reporting person continues to hold the restricted shares originally granted, less the amount of this required tax withholding. Read SEC document |
| November 15, 2016 Filed Feb 14, 2017 21:01 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GiftCommon Stock | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-17-000393 · edgar.xml · nonDerivative · entry 1 HICKEY DENNIS J · CIK 0001227248 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,635 F1 · kind: Bona fide gift. F1 · price: Bona fide gift. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 21:05 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GrantStock Option (Right to Buy) · Derivative | 152,064 | $0.00 Strike: $72.99 | $0.00 |
DisclosureSEC source: 0001123292-16-002712 · edgar.xml · derivative · entry 1 HICKEY DENNIS J · CIK 0001227248 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,064 Underlying: Common Stock · 152,064 shares Expires 2022-09-08 F1 · kind: Stock option award granted under the issuer's incentive compensation plan. F2 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 8, 2016 grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.