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Saltzman Nancy

Disclosed activity across 1 company

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159998
SEC CIK
0001606458

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ExlService Holdings, Inc.EXLS · Entity 1503EVP & Gen. Counsel/Corp. Sec'yFebruary 22, 2018February 21, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ExlService Holdings, Inc.

Report date February 22, 2018 · Filed February 21, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2028-02-22Direct4,480 Reported balance After 2018-02-22 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-02-22 · Grant · Acquired 4,480 · Balance 4,480

F1: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2: The restricted stock units will vest in four equal annual installments, beginning on February 22, 2019. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2015 Amendment and Restatement of the 2006 Omnibus Award Plan).

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2: The restricted stock units will vest in four equal annual installments, beginning on February 22, 2019. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2015 Amendment and Restatement of the 2006 Omnibus Award Plan).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 14, 2018 Filed Jun 18, 2018 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 2,000 $59.07 $118,140.00
Disclosure

SEC source: 0001144204-18-034627 · tv496669_4.xml · nonDerivative · entry 1

Saltzman Nancy · CIK 0001606458 · EVP & Gen. Counsel/Corp. Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,585

F1 · price: This transaction was executed in multiple trades at prices ranging from $59.00 to $59.18 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 2,000 $57.13 $114,260.00
Disclosure

SEC source: 0001144204-18-032426 · tv495663_4.xml · nonDerivative · entry 1

Saltzman Nancy · CIK 0001606458 · EVP & Gen. Counsel/Corp. Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,585

Read SEC document
April 21, 2018 Filed Apr 24, 2018 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionRestricted Stock Units · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-022111 · tv491933_form4.xml · derivative · entry 3

Saltzman Nancy · CIK 0001606458 · EVP & Gen. Counsel/Corp. Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

F3 · derivative.exercise_date: On April 21, 2014, the reporting person was granted 20,000 restricted stock units, 10 percent of the restricted stock units became vested on April 21, 2015, an additional 20 percent of the restricted stock units became vested on April 21, 2016, an additional 30 percent of the restricted stock units became vested on April 21, 2017, and the remaining 40 percent of the restricted stock units became vested on April 21, 2018.

F3 · derivative.expiration_date: On April 21, 2014, the reporting person was granted 20,000 restricted stock units, 10 percent of the restricted stock units became vested on April 21, 2015, an additional 20 percent of the restricted stock units became vested on April 21, 2016, an additional 30 percent of the restricted stock units became vested on April 21, 2017, and the remaining 40 percent of the restricted stock units became vested on April 21, 2018.

Read SEC document
April 21, 2018 Filed Apr 24, 2018 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Tax withholdingCommon Stock, par value $0.001 per share 3,835 $58.82 $225,574.70
Disclosure

SEC source: 0001144204-18-022111 · tv491933_form4.xml · nonDerivative · entry 2

Saltzman Nancy · CIK 0001606458 · EVP & Gen. Counsel/Corp. Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,585

F2 · price: The reporting person's restricted stock units reported in this report vested on April 21, 2018. Pursuant to the Company's 2006 Omnibus Award Plan, pursuant to which such restricted stock units were granted, the average of the high and low sale prices of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding.

Read SEC document
April 21, 2018 Filed Apr 24, 2018 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 8,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-18-022111 · tv491933_form4.xml · nonDerivative · entry 1

Saltzman Nancy · CIK 0001606458 · EVP & Gen. Counsel/Corp. Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

Read SEC document
April 19, 2018 Filed Apr 23, 2018 21:01 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 180 $60.03 $10,805.40
Disclosure

SEC source: 0001144204-18-021847 · tv491681_4.xml · nonDerivative · entry 1

Saltzman Nancy · CIK 0001606458 · EVP & Gen. Counsel/Corp. Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,420

F1 · kind: This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $60.02 to $60.05 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:01 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionRestricted Stock Units · Derivative 1,800 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-011820 · tv487373_form4.xml · derivative · entry 3

Saltzman Nancy · CIK 0001606458 · EVP & Gen. Counsel/Corp. Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Underlying: Common Stock, par value $0.001 per share · 1,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

F3 · derivative.exercise_date: On February 26, 2015, the reporting person was granted 6,000 restricted stock units, ten percent of the restricted stock units became vested on February 26, 2016, an additional twenty percent of the restricted stock units became vested on February 26, 2017, an additional thirty percent of the restricted stock units became vested on February 26, 2018, and the remaining balance of forty percent of the restricted stock units will vest on February 26, 2019.

F3 · derivative.expiration_date: On February 26, 2015, the reporting person was granted 6,000 restricted stock units, ten percent of the restricted stock units became vested on February 26, 2016, an additional twenty percent of the restricted stock units became vested on February 26, 2017, an additional thirty percent of the restricted stock units became vested on February 26, 2018, and the remaining balance of forty percent of the restricted stock units will vest on February 26, 2019.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:01 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Tax withholdingCommon Stock, par value $0.001 per share 612 $61.67 $37,742.04
Disclosure

SEC source: 0001144204-18-011820 · tv487373_form4.xml · nonDerivative · entry 2

Saltzman Nancy · CIK 0001606458 · EVP & Gen. Counsel/Corp. Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,600

F2 · price: The reporting person's restricted stock units reported in this report vested on February 26, 2018. Pursuant to the Company's 2006 Omnibus Award Plan, pursuant to which such restricted stock units were granted, the average of the high and low sale prices of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:01 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 1,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-18-011820 · tv487373_form4.xml · nonDerivative · entry 1

Saltzman Nancy · CIK 0001606458 · EVP & Gen. Counsel/Corp. Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

Read SEC document
February 24, 2018 Filed Feb 28, 2018 02:29 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-011413 · tv487286_form4.xml · derivative · entry 6

Saltzman Nancy · CIK 0001606458 · EVP & Gen. Counsel/Corp. Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock, par value $0.001 per share · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

F5 · derivative.exercise_date: On February 24, 2016, the reporting person was granted 6,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 24, 2017, an additional 25 percent of the restricted stock units became vested on February 24, 2018, an additional 25 percent of the restricted stock units will vest on February 24, 2019, and the remaining balance of 25 percent of the restricted stock units will vest on February 24, 2020.

F5 · derivative.expiration_date: On February 24, 2016, the reporting person was granted 6,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 24, 2017, an additional 25 percent of the restricted stock units became vested on February 24, 2018, an additional 25 percent of the restricted stock units will vest on February 24, 2019, and the remaining balance of 25 percent of the restricted stock units will vest on February 24, 2020.

Read SEC document
February 24, 2018 Filed Feb 28, 2018 02:29 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Tax withholdingCommon Stock, par value $0.001 per share 510 $61.86 $31,548.60
Disclosure

SEC source: 0001144204-18-011413 · tv487286_form4.xml · nonDerivative · entry 4

Saltzman Nancy · CIK 0001606458 · EVP & Gen. Counsel/Corp. Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,412

F3 · price: The reporting person's restricted stock units reported in this report vested on February 24, 2018. Pursuant to the Company's 2015 Amendment and Restatement of the 2006 Omnibus Award Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding.

Read SEC document
February 24, 2018 Filed Feb 28, 2018 02:29 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-18-011413 · tv487286_form4.xml · nonDerivative · entry 3

Saltzman Nancy · CIK 0001606458 · EVP & Gen. Counsel/Corp. Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 02:29 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionRestricted Stock Units · Derivative 1,375 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-011413 · tv487286_form4.xml · derivative · entry 5

Saltzman Nancy · CIK 0001606458 · EVP & Gen. Counsel/Corp. Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,125

Underlying: Common Stock, par value $0.001 per share · 1,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

F4 · derivative.exercise_date: On February 23, 2017, the reporting person was granted 5,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 23, 2018, an additional 25 percent of the restricted stock units will vest on February 23, 2019, an additional 25 percent of the restricted stock units will vest on February 23, 2020, and the remaining balance of 25 percent of the restricted stock units will vest on February 23, 2021.

F4 · derivative.expiration_date: On February 23, 2017, the reporting person was granted 5,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 23, 2018, an additional 25 percent of the restricted stock units will vest on February 23, 2019, an additional 25 percent of the restricted stock units will vest on February 23, 2020, and the remaining balance of 25 percent of the restricted stock units will vest on February 23, 2021.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 02:29 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Tax withholdingCommon Stock, par value $0.001 per share 468 $60.89 $28,496.52
Disclosure

SEC source: 0001144204-18-011413 · tv487286_form4.xml · nonDerivative · entry 2

Saltzman Nancy · CIK 0001606458 · EVP & Gen. Counsel/Corp. Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,422

F2 · price: The reporting person's restricted stock units reported in this report vested on February 23, 2018. Pursuant to the Company's 2015 Amendment and Restatement of the 2006 Omnibus Award Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 02:29 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 1,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-18-011413 · tv487286_form4.xml · nonDerivative · entry 1

Saltzman Nancy · CIK 0001606458 · EVP & Gen. Counsel/Corp. Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

Read SEC document
February 22, 2018 Filed Feb 21, 2019 23:43 UTC ExlService Holdings, Inc. EXLS · Entity 1503 GrantRestricted Stock Units · Derivative 4,480 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-009374 · tv514396_4.xml · derivative · entry 1

Saltzman Nancy · CIK 0001606458 · EVP & Gen. Counsel/Corp. Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,480

Underlying: Common Stock, par value $0.001 per share · 4,480 shares

Expires 2028-02-22

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units will vest in four equal annual installments, beginning on February 22, 2019. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2015 Amendment and Restatement of the 2006 Omnibus Award Plan).

Read SEC document
January 30, 2018 Filed Feb 2, 2018 00:30 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Tax withholdingCommon Stock, par value $0.001 per share 2,972 $61.94 $184,085.68
Disclosure

SEC source: 0001144204-18-005260 · tv484667_form4.xml · nonDerivative · entry 2

Saltzman Nancy · CIK 0001606458 · EVP & Gen. Counsel/Corp. Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,515

F2 · price: Pursuant to the agreement governing the grant of the PRSUs and pursuant to the Company's 2006 Omnibus Award Plan, pursuant to which such PRSUs were granted, the average of the high and low price of the Common Stock on the Nasdaq Global Select Market on the preceding day, January 29, 2018 in this case, is used for purposes of computing tax reporting and withholding.

Read SEC document
January 30, 2018 Filed Feb 2, 2018 00:30 UTC ExlService Holdings, Inc. EXLS · Entity 1503 GrantCommon Stock, par value $0.001 per share 8,487 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-18-005260 · tv484667_form4.xml · nonDerivative · entry 1

Saltzman Nancy · CIK 0001606458 · EVP & Gen. Counsel/Corp. Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,487

F1 · price: The reporting person's shares of common stock, par value $0.001 per share (the "Common Stock") reported in this report were earned pursuant to the performance restricted stock units ("PRSUs") of ExlService Holdings, Inc. (the "Company") granted on February 26, 2015 and voluntarily reported in a Form 4 filed on March 12, 2015. Such shares of Common Stock were deemed earned on January 30, 2018 based on the Compensation Committee of the Board of Directors administering the award certifying the achievement of performance targets applicable to the PRSUs for the performance period ending on December 31, 2017.

Read SEC document
May 10, 2017 Filed May 12, 2017 21:01 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 3,781 $50.35 $190,373.35
Disclosure

SEC source: 0001144204-17-026932 · v466885_form4.xml · nonDerivative · entry 1

Saltzman Nancy · CIK 0001606458 · EVP & Gen. Counsel/Corp. Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 21, 2017 Filed Apr 25, 2017 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionRestricted Stock Units · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-022024 · v465043_4.xml · derivative · entry 3

Saltzman Nancy · CIK 0001606458 · EVP & Gen. Counsel/Corp. Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock, par value $0.001 per share · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

F3 · derivative.exercise_date: On April 21, 2014, the reporting person was granted 20,000 restricted stock units, 10 percent of the restricted stock units became vested on April 21, 2015, an additional 20 percent of the restricted stock units became vested on April 21, 2016, an additional 30 percent of the restricted stock units became vested on April 21, 2017, and the remaining 40 percent of the restricted stock units will vest on April 21, 2018.

F3 · derivative.expiration_date: On April 21, 2014, the reporting person was granted 20,000 restricted stock units, 10 percent of the restricted stock units became vested on April 21, 2015, an additional 20 percent of the restricted stock units became vested on April 21, 2016, an additional 30 percent of the restricted stock units became vested on April 21, 2017, and the remaining 40 percent of the restricted stock units will vest on April 21, 2018.

Read SEC document
April 21, 2017 Filed Apr 25, 2017 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Tax withholdingCommon Stock, par value $0.001 per share 2,219 $46.51 $103,205.69
Disclosure

SEC source: 0001144204-17-022024 · v465043_4.xml · nonDerivative · entry 2

Saltzman Nancy · CIK 0001606458 · EVP & Gen. Counsel/Corp. Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,781

F2 · price: The reporting person's restricted stock units reported in this report vested on April 21, 2017. Pursuant to the Company's 2006 Omnibus Award Plan, pursuant to which such restricted stock units were granted, the average of the high and low sale prices of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding.

Read SEC document
April 21, 2017 Filed Apr 25, 2017 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 6,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-022024 · v465043_4.xml · nonDerivative · entry 1

Saltzman Nancy · CIK 0001606458 · EVP & Gen. Counsel/Corp. Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 21:00 UTC ExlService Holdings, Inc. EXLS · Entity 1503 SaleCommon Stock, par value $0.001 per share 1,615 $45.08 $72,804.20
Disclosure

SEC source: 0001144204-17-015650 · v462242_4.xml · nonDerivative · entry 1

Saltzman Nancy · CIK 0001606458 · EVP & Gen. Counsel/Corp. Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades at prices ranging from $45.08 to $45.09 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 26, 2017 Filed Feb 28, 2017 23:15 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionRestricted Stock Units · Derivative 1,200 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-011897 · v460768_4.xml · derivative · entry 6

Saltzman Nancy · CIK 0001606458 · EVP & Gen. Counsel/Corp Sec'y.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200

Underlying: Common Stock, par value $0.001 per share · 1,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

F5 · derivative.exercise_date: On February 26, 2015, the reporting person was granted 6,000 restricted stock units, ten percent of the restricted stock units became vested on February 26, 2016, an additional twenty percent of the restricted stock units became vested on February 26, 2017, an additional thirty percent of the restricted stock units will vest on February 26, 2018, and the remaining balance of forty percent of the restricted stock units will vest on February 26, 2019.

F5 · derivative.expiration_date: On February 26, 2015, the reporting person was granted 6,000 restricted stock units, ten percent of the restricted stock units became vested on February 26, 2016, an additional twenty percent of the restricted stock units became vested on February 26, 2017, an additional thirty percent of the restricted stock units will vest on February 26, 2018, and the remaining balance of forty percent of the restricted stock units will vest on February 26, 2019.

Read SEC document
February 26, 2017 Filed Feb 28, 2017 23:15 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Tax withholdingCommon Stock, par value $0.001 per share 450 $47.59 $21,415.50
Disclosure

SEC source: 0001144204-17-011897 · v460768_4.xml · nonDerivative · entry 4

Saltzman Nancy · CIK 0001606458 · EVP & Gen. Counsel/Corp Sec'y.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,615

F3 · price: The reporting person's restricted stock units reported in this report vested on February 26, 2017. Pursuant to the Company's 2006 Omnibus Award Plan, pursuant to which such restricted stock units were granted, the average of the high and low sale prices of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding.

Read SEC document
February 26, 2017 Filed Feb 28, 2017 23:15 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 1,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-011897 · v460768_4.xml · nonDerivative · entry 3

Saltzman Nancy · CIK 0001606458 · EVP & Gen. Counsel/Corp Sec'y.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 23:15 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-011897 · v460768_4.xml · derivative · entry 5

Saltzman Nancy · CIK 0001606458 · EVP & Gen. Counsel/Corp Sec'y.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock, par value $0.001 per share · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

F4 · derivative.exercise_date: On February 24, 2016, the reporting person was granted 6,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Twenty-five percent of the restricted stock units became vested on February 24, 2017, an additional twenty-five percent of the restricted stock units will vest on February 24, 2018, an additional twenty-five percent of the restricted stock units will vest on February 24, 2019, and the remaining balance of twenty-five percent of the restricted stock units will vest on February 24, 2020.

F4 · derivative.expiration_date: On February 24, 2016, the reporting person was granted 6,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Twenty-five percent of the restricted stock units became vested on February 24, 2017, an additional twenty-five percent of the restricted stock units will vest on February 24, 2018, an additional twenty-five percent of the restricted stock units will vest on February 24, 2019, and the remaining balance of twenty-five percent of the restricted stock units will vest on February 24, 2020.

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February 24, 2017 Filed Feb 28, 2017 23:15 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Tax withholdingCommon Stock, par value $0.001 per share 635 $47.92 $30,429.20
Disclosure

SEC source: 0001144204-17-011897 · v460768_4.xml · nonDerivative · entry 2

Saltzman Nancy · CIK 0001606458 · EVP & Gen. Counsel/Corp Sec'y.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 865

F2 · price: The reporting person's restricted stock units reported in this report vested on February 24, 2017. Pursuant to the Company's 2015 Amendment and Restatement of the 2006 Omnibus Award Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding.

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February 24, 2017 Filed Feb 28, 2017 23:15 UTC ExlService Holdings, Inc. EXLS · Entity 1503 Exercise / conversionCommon Stock, par value $0.001 per share 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-011897 · v460768_4.xml · nonDerivative · entry 1

Saltzman Nancy · CIK 0001606458 · EVP & Gen. Counsel/Corp Sec'y.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.

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February 23, 2017 Filed Feb 28, 2017 01:26 UTC ExlService Holdings, Inc. EXLS · Entity 1503 GrantRestricted Stock Units · Derivative 5,500 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-011463 · v460532_4.xml · derivative · entry 1

Saltzman Nancy · CIK 0001606458 · EVP & Gen. Counsel/Corp. Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock, par value $0.001 per share · 5,500 shares

Expires 2027-02-23

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units will vest in four equal annual installments, beginning on February 23, 2018. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2015 Amendment and Restatement of the 2006 Omnibus Award Plan).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.