Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cboe Global Markets, Inc.CBOE · Entity 3134 | EVP, Co-Head of Markets | February 19, 2019 | February 21, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cboe Global Markets, Inc.
Report date February 19, 2019 · Filed February 21, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,617 |
Ending reported balance
After 2019-02-19 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2019-02-19 · Exercise / conversion · Acquired 1,008 · Balance 12,565 Row 2 · 2019-02-19 · Exercise / conversion · Acquired 775 · Balance 13,340 Row 3 · 2019-02-19 · Exercise / conversion · Acquired 775 · Balance 14,115 Row 4 · 2019-02-19 · Exercise / conversion · Acquired 425 · Balance 14,540 Row 5 · 2019-02-19 · Tax withholding · Disposed 322 · Balance 14,218 Row 6 · 2019-02-19 · Tax withholding · Disposed 225 · Balance 13,993 Row 7 · 2019-02-19 · Tax withholding · Disposed 228 · Balance 13,765 Row 8 · 2019-02-19 · Tax withholding · Disposed 148 · Balance 13,617 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-02-19 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-02-19 · Exercise / conversion · Disposed 1,008 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F2: The restricted stock units vest in three equal annual installments, which began on February 19, 2017. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 775 |
Reported balance
After 2019-02-19 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-02-19 · Exercise / conversion · Disposed 775 · Balance 775 F1: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F3: The restricted stock units vest in three equal annual installments, which began on February 19, 2018. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 775 |
Reported balance
After 2019-02-19 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2019-02-19 · Exercise / conversion · Disposed 775 · Balance 775 F1: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F3: The restricted stock units vest in three equal annual installments, which began on February 19, 2018. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 852 |
Reported balance
After 2019-02-19 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2019-02-19 · Exercise / conversion · Disposed 425 · Balance 852 F1: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F4: The restricted stock units vest in three equal annual installments, which began on February 19, 2019. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,105 |
Reported balance
After 2019-02-19 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2019-02-19 · Grant · Acquired 2,105 · Balance 2,105 F1: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F5: The restricted stock units vest in three equal annual installments beginning on February 19, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.
F2: The restricted stock units vest in three equal annual installments, which began on February 19, 2017.
F3: The restricted stock units vest in three equal annual installments, which began on February 19, 2018.
F4: The restricted stock units vest in three equal annual installments, which began on February 19, 2019.
F5: The restricted stock units vest in three equal annual installments beginning on February 19, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 19, 2019 Filed Feb 21, 2019 21:13 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | GrantRestricted Stock Units · Derivative | 2,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002228 · edgar.xml · derivative · entry 13 Lowenthal Andrew · CIK 0001732754 · EVP, Co-Head of Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,105 Underlying: Common Stock · 2,105 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2020. F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2020. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:13 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 425 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002228 · edgar.xml · derivative · entry 12 Lowenthal Andrew · CIK 0001732754 · EVP, Co-Head of Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 852 Underlying: Common Stock · 425 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2019. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:13 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 775 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002228 · edgar.xml · derivative · entry 11 Lowenthal Andrew · CIK 0001732754 · EVP, Co-Head of Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 775 Underlying: Common Stock · 775 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2018. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:13 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 775 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002228 · edgar.xml · derivative · entry 10 Lowenthal Andrew · CIK 0001732754 · EVP, Co-Head of Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 775 Underlying: Common Stock · 775 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2018. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:13 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 1,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002228 · edgar.xml · derivative · entry 9 Lowenthal Andrew · CIK 0001732754 · EVP, Co-Head of Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,008 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2017. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:13 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 148 | $94.16 | $13,935.68 |
DisclosureSEC source: 0001179110-19-002228 · edgar.xml · nonDerivative · entry 8 Lowenthal Andrew · CIK 0001732754 · EVP, Co-Head of Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,617 Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:13 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 228 | $94.16 | $21,468.48 |
DisclosureSEC source: 0001179110-19-002228 · edgar.xml · nonDerivative · entry 7 Lowenthal Andrew · CIK 0001732754 · EVP, Co-Head of Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,765 Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:13 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 225 | $94.16 | $21,186.00 |
DisclosureSEC source: 0001179110-19-002228 · edgar.xml · nonDerivative · entry 6 Lowenthal Andrew · CIK 0001732754 · EVP, Co-Head of Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,993 Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:13 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 322 | $94.16 | $30,319.52 |
DisclosureSEC source: 0001179110-19-002228 · edgar.xml · nonDerivative · entry 5 Lowenthal Andrew · CIK 0001732754 · EVP, Co-Head of Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,218 Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:13 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 425 | $94.16 | $40,018.00 |
DisclosureSEC source: 0001179110-19-002228 · edgar.xml · nonDerivative · entry 4 Lowenthal Andrew · CIK 0001732754 · EVP, Co-Head of Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:13 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 775 | $94.16 | $72,974.00 |
DisclosureSEC source: 0001179110-19-002228 · edgar.xml · nonDerivative · entry 3 Lowenthal Andrew · CIK 0001732754 · EVP, Co-Head of Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,115 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:13 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 775 | $94.16 | $72,974.00 |
DisclosureSEC source: 0001179110-19-002228 · edgar.xml · nonDerivative · entry 2 Lowenthal Andrew · CIK 0001732754 · EVP, Co-Head of Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:13 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 1,008 | $94.16 | $94,913.28 |
DisclosureSEC source: 0001179110-19-002228 · edgar.xml · nonDerivative · entry 1 Lowenthal Andrew · CIK 0001732754 · EVP, Co-Head of Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 23:29 UTC Amendment | Cboe Global Markets, Inc. CBOE · Entity 3134 | GiftCommon Stock | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-013849 · edgar.xml · nonDerivative · entry 1 Lowenthal Andrew · CIK 0001732754 · EVP, Co-Head of Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,557 Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 21:40 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | GiftCommon Stock | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-013830 · edgar.xml · nonDerivative · entry 1 Lowenthal Andrew · CIK 0001732754 · EVP, Co-Head of Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,557 Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 22:08 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | OtherCommon Stock | 28 | $119.73 | $3,352.44 |
DisclosureSEC source: 0001179110-18-004704 · edgar.xml · nonDerivative · entry 1 Lowenthal Andrew · CIK 0001732754 · EVP, Global Derivatives 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,657 F1 · kind: Acquired through broker-sponsored automatic dividend reinvestment program. Reporting of such transaction was eligible for deferred reporting under Rule 16a-6. The Reporting Person has chosen to report such transaction early. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.