Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MOOG INC.MOGA/MOGB · Entity 3471 | Vice President | February 20, 2019 | February 22, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MOOG INC.
Report date February 20, 2019 · Filed February 22, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A CommonSEC Table I · non-derivative | Direct | 7,623 |
Ending reported balance
After 2019-02-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-02-20 · Exercise / conversion · Acquired 20,500 · Balance 20,731 Row 2 · 2019-02-20 · Tax withholding · Disposed 13,108 · Balance 7,623 F1: This represents the difference between the number of SARs exercised (20,500) and the number of shares issued as a result of the exercise (7,392). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($94.66) and the exercise price ($41.82). Additional shares are then withheld to satisfy the Company's tax withholding obligations. |
| SARSEC Table II · derivative / convertible security · Conversion / exercise price $41.82 · Expires 2021-11-30 | Direct | 0 |
Reported balance
After 2019-02-20 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-02-20 · Exercise / conversion · Disposed 20,500 · Balance 0 F2: Stock Appreciation Rights (SAR) granted under the 2008 Stock Appreciation Rights Plan. F3: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant. |
| SARSEC Table II · derivative / convertible security · Conversion / exercise price $36.41 · Expires 2022-11-27 | Direct | 20,500 |
Reported balance
Holding disclosure · report date 2019-02-20 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 20,500 F2: Stock Appreciation Rights (SAR) granted under the 2008 Stock Appreciation Rights Plan. F3: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant. |
| SARSEC Table II · derivative / convertible security · Conversion / exercise price $61.69 · Expires 2023-11-11 | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2019-02-20 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 10,000 F2: Stock Appreciation Rights (SAR) granted under the 2008 Stock Appreciation Rights Plan. F3: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant. |
| SARSEC Table II · derivative / convertible security · Conversion / exercise price $74.38 · Expires 2024-11-11 | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2019-02-20 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 10,000 F2: Stock Appreciation Rights (SAR) granted under the 2008 Stock Appreciation Rights Plan. F3: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant. |
| SARSEC Table II · derivative / convertible security · Conversion / exercise price $63.04 · Expires 2025-11-17 | Direct | 3,333 |
Reported balance
Holding disclosure · report date 2019-02-20 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 3,333 F4: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan. F3: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant. |
| SARSEC Table II · derivative / convertible security · Conversion / exercise price $65.90 · Expires 2025-11-17 | Direct | 6,667 |
Reported balance
Holding disclosure · report date 2019-02-20 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 6,667 F4: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan. F3: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant. |
| SARSEC Table II · derivative / convertible security · Conversion / exercise price $71.65 · Expires 2026-11-15 | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2019-02-20 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 10,000 F4: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan. F3: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant. |
| Class B CommonSEC Table I · non-derivative | Direct | 934 |
Reported balance
Holding disclosure · report date 2019-02-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 934 |
Filing footnotes · ownership attribution and instrument terms
F1: This represents the difference between the number of SARs exercised (20,500) and the number of shares issued as a result of the exercise (7,392). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($94.66) and the exercise price ($41.82). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
F2: Stock Appreciation Rights (SAR) granted under the 2008 Stock Appreciation Rights Plan.
F3: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
F4: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2019 Filed Feb 22, 2019 19:45 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | Exercise / conversionSAR · Derivative | 20,500 | $0.00 Strike: $41.82 | $0.00 |
DisclosureSEC source: 0000067887-19-000037 · wf-form4_155086468686526.xml · derivative · entry 4 Szakmary Gary Andrew · CIK 0001536493 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common · 20,500 shares Expires 2021-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Stock Appreciation Rights (SAR) granted under the 2008 Stock Appreciation Rights Plan. F3 · derivative.exercise_date: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 19:45 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | Tax withholdingClass A Common | 13,108 | $94.66 | $1,240,803.28 |
DisclosureSEC source: 0000067887-19-000037 · wf-form4_155086468686526.xml · nonDerivative · entry 2 Szakmary Gary Andrew · CIK 0001536493 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,623 F1 · shares: This represents the difference between the number of SARs exercised (20,500) and the number of shares issued as a result of the exercise (7,392). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($94.66) and the exercise price ($41.82). Additional shares are then withheld to satisfy the Company's tax withholding obligations. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 19:45 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | Exercise / conversionClass A Common | 20,500 | $41.82 | $857,310.00 |
DisclosureSEC source: 0000067887-19-000037 · wf-form4_155086468686526.xml · nonDerivative · entry 1 Szakmary Gary Andrew · CIK 0001536493 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,731 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2019 Filed Feb 8, 2019 19:25 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | SaleClass B Common | 135 | $91.15 | $12,305.25 |
DisclosureSEC source: 0000067887-19-000021 · wf-form4_154965391970107.xml · nonDerivative · entry 3 Szakmary Gary Andrew · CIK 0001536493 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Disclosed balance after: 0 F1 · security: Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent statement to participants. Read SEC document |
| December 05, 2018 Filed Dec 7, 2018 20:11 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | GrantClass B Common | 472 | $0.00 | $0.00 |
DisclosureSEC source: 0000067887-18-000132 · wf-form4_154421348376082.xml · nonDerivative · entry 2 Szakmary Gary Andrew · CIK 0001536493 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 934 F1 · kind: Awarded under the 2014 Moog Inc. Long Term Incentive Plan. F2 · price: Stock bonus. F1 · acquired: Awarded under the 2014 Moog Inc. Long Term Incentive Plan. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 23:48 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | Tax withholdingClass B Common | 239 | $80.19 | $19,165.41 |
DisclosureSEC source: 0000067887-18-000101 · wf-form4_154232569280070.xml · nonDerivative · entry 4 Szakmary Gary Andrew · CIK 0001536493 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462 F3 · kind: Shares withheld for taxes upon the settlement in shares of performance-based restricted stock units previously granted to the reporting person. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 23:48 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | GrantClass B Common | 701 | $0.00 | $0.00 |
DisclosureSEC source: 0000067887-18-000101 · wf-form4_154232569280070.xml · nonDerivative · entry 3 Szakmary Gary Andrew · CIK 0001536493 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 701 F1 · kind: Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on November 17, 2015, upon achievement of performance goals under the 2014 Moog Inc. Long Term Incentive Plan. F2 · price: The performance-based restricted stock units were granted under an equity incentive compensation plan maintained by Moog Inc. and therefore the reporting person paid no price for the performance-based restricted stock units. F1 · acquired: Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on November 17, 2015, upon achievement of performance goals under the 2014 Moog Inc. Long Term Incentive Plan. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 23:48 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | Tax withholdingClass A Common | 119 | $79.15 | $9,418.85 |
DisclosureSEC source: 0000067887-18-000101 · wf-form4_154232569280070.xml · nonDerivative · entry 2 Szakmary Gary Andrew · CIK 0001536493 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231 F3 · kind: Shares withheld for taxes upon the settlement in shares of performance-based restricted stock units previously granted to the reporting person. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 23:48 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | GrantClass A Common | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0000067887-18-000101 · wf-form4_154232569280070.xml · nonDerivative · entry 1 Szakmary Gary Andrew · CIK 0001536493 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350 F1 · kind: Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on November 17, 2015, upon achievement of performance goals under the 2014 Moog Inc. Long Term Incentive Plan. F2 · price: The performance-based restricted stock units were granted under an equity incentive compensation plan maintained by Moog Inc. and therefore the reporting person paid no price for the performance-based restricted stock units. F1 · acquired: Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on November 17, 2015, upon achievement of performance goals under the 2014 Moog Inc. Long Term Incentive Plan. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 20:58 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | SaleClass B Common | 604 | $82.78 | $49,999.12 |
DisclosureSEC source: 0000067887-17-000124 · wf-form4_151250748049121.xml · nonDerivative · entry 1 Szakmary Gary Andrew · CIK 0001536493 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Disclosed balance after: 135 F1 · security: Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent statement to participants. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 12:39 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | SaleClass A Common | 2,510 | $77.30 | $194,023.00 |
DisclosureSEC source: 0000067887-17-000057 · wf-form4_150271437081881.xml · nonDerivative · entry 1 Szakmary Gary Andrew · CIK 0001536493 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 17:20 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | Exercise / conversionSAR · Derivative | 4,000 | $36.86 Strike: $36.86 | $147,440.00 |
DisclosureSEC source: 0000067887-17-000051 · wf-form4_150229919604338.xml · derivative · entry 7 Szakmary Gary Andrew · CIK 0001536493 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common · 4,000 shares Expires 2020-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Stock Appreciation Rights (SAR) granted under the 2008 Stock Appreciation Rights Plan. F4 · derivative.exercise_date: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant. Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 17:20 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | Exercise / conversionSAR · Derivative | 3,000 | $26.66 Strike: $26.66 | $79,980.00 |
DisclosureSEC source: 0000067887-17-000051 · wf-form4_150229919604338.xml · derivative · entry 6 Szakmary Gary Andrew · CIK 0001536493 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common · 3,000 shares Expires 2019-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Stock Appreciation Rights (SAR) granted under the 2008 Stock Appreciation Rights Plan. F4 · derivative.exercise_date: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant. Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 17:20 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | Tax withholdingClass A Common | 2,712 | $75.40 | $204,484.80 |
DisclosureSEC source: 0000067887-17-000051 · wf-form4_150229919604338.xml · nonDerivative · entry 4 Szakmary Gary Andrew · CIK 0001536493 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,510 F2 · shares: This represents the difference between the number of SARs exercised (4,000) and the number of shares issued as a result of the exercise (1,288). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($75.40) and the exercise price ($36.86). Additional shares are then withheld to satisfy the Company's tax withholding obligations. Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 17:20 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | Exercise / conversionClass A Common | 4,000 | $36.86 | $147,440.00 |
DisclosureSEC source: 0000067887-17-000051 · wf-form4_150229919604338.xml · nonDerivative · entry 3 Szakmary Gary Andrew · CIK 0001536493 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,222 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 17:20 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | Tax withholdingClass A Common | 1,778 | $75.40 | $134,061.20 |
DisclosureSEC source: 0000067887-17-000051 · wf-form4_150229919604338.xml · nonDerivative · entry 2 Szakmary Gary Andrew · CIK 0001536493 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,222 F1 · shares: This represents the difference between the number of SARs exercised (3,000) and the number of shares issued as a result of the exercise (1,222). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($75.40) and the exercise price ($26.66). Additional shares are then withheld to satisfy the Company's tax withholding obligations. Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 17:20 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | Exercise / conversionClass A Common | 3,000 | $26.66 | $79,980.00 |
DisclosureSEC source: 0000067887-17-000051 · wf-form4_150229919604338.xml · nonDerivative · entry 1 Szakmary Gary Andrew · CIK 0001536493 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 18:26 UTC | MOOG INC. MOGA/MOGB · Entity 3471 | GrantSAR · Derivative | 10,000 | $0.00 Strike: $71.65 | $0.00 |
DisclosureSEC source: 0000067887-16-000253 · wf-form4_147940714946826.xml · derivative · entry 10 Szakmary Gary Andrew · CIK 0001536493 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Class B Common · 10,000 shares Expires 2026-11-15 F3 · security: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan. F2 · derivative.exercise_date: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.