Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Beacon Financial CorpBHLB · Entity 649 | Executive Vice President | February 21, 2019 | February 22, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Beacon Financial Corp
Report date February 21, 2019 · Filed February 22, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,375 |
Ending reported balance
After 2019-02-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-02-21 · Grant · Acquired 1,554 · Balance 9,903 F5: On January 30, 2016 the reporting person was granted 1,710 shares of restricted stock subject to a three-year cliff vesting schedule and subject to the satisfaction of certain performance criteria. The shares vested at 90.86% of target, resulting in the vesting of 1,554 shares of restricted stock, and were transferred to the executive on February 21, 2019. Row 2 · 2019-02-21 · Tax withholding · Disposed 528 · Balance 9,375 |
| Common StockSEC Table I · non-derivative | IndirectBy Stock Award VI | 379 |
Reported balance
Holding disclosure · report date 2019-02-21 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 379 F1: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2018. |
| Common StockSEC Table I · non-derivative | IndirectBy Stock Award VII | 841 |
Reported balance
Holding disclosure · report date 2019-02-21 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 841 F2: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2019. |
| Common StockSEC Table I · non-derivative | IndirectBy Stock Award VIII | 2,150 |
Reported balance
Holding disclosure · report date 2019-02-21 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 2,150 F3: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2020. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 11,103 |
Reported balance
Holding disclosure · report date 2019-02-21 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 11,103 F4: Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2018.
F2: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2019.
F3: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2020.
F4: Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
F5: On January 30, 2016 the reporting person was granted 1,710 shares of restricted stock subject to a three-year cliff vesting schedule and subject to the satisfaction of certain performance criteria. The shares vested at 90.86% of target, resulting in the vesting of 1,554 shares of restricted stock, and were transferred to the executive on February 21, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 21, 2019 Filed Feb 22, 2019 21:17 UTC | Beacon Financial Corp BHLB · Entity 649 | Tax withholdingCommon Stock | 528 | $30.75 | $16,236.00 |
DisclosureSEC source: 0001567619-19-005248 · doc1.xml · nonDerivative · entry 2 Carroll Michael D. · CIK 0001656910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,375 Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 21:17 UTC | Beacon Financial Corp BHLB · Entity 649 | GrantCommon Stock | 1,554 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005248 · doc1.xml · nonDerivative · entry 1 Carroll Michael D. · CIK 0001656910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,903 F5 · shares: On January 30, 2016 the reporting person was granted 1,710 shares of restricted stock subject to a three-year cliff vesting schedule and subject to the satisfaction of certain performance criteria. The shares vested at 90.86% of target, resulting in the vesting of 1,554 shares of restricted stock, and were transferred to the executive on February 21, 2019. Read SEC document |
| January 30, 2019 Filed Jan 31, 2019 21:17 UTC | Beacon Financial Corp BHLB · Entity 649 | GrantCommon Stock | 2,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-002029 · doc1.xml · nonDerivative · entry 2 Carroll Michael D. · CIK 0001656910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Stock Award VIII Disclosed balance after: 2,150 F4 · ownership.nature: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2020. Read SEC document |
| January 30, 2019 Filed Jan 31, 2019 21:17 UTC | Beacon Financial Corp BHLB · Entity 649 | Tax withholdingCommon Stock | 454 | $27.91 | $12,671.14 |
DisclosureSEC source: 0001567619-19-002029 · doc1.xml · nonDerivative · entry 1 Carroll Michael D. · CIK 0001656910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,349 F6 · balance_after: Since the reporting person's last report, 570 shares previously held through Stock Award V, 380 shares previously held through Stock Award VI and 421 shares previously held through Stock Award VII have vested and are now owned directly. Read SEC document |
| June 12, 2018 Filed Jun 12, 2018 20:06 UTC | Beacon Financial Corp BHLB · Entity 649 | SaleCommon Stock | 1,500 | $42.53 | $63,797.55 |
DisclosureSEC source: 0001140361-18-028221 · doc1.xml · nonDerivative · entry 1 Carroll Michael D. · CIK 0001656910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,432 Read SEC document |
| April 01, 2018 Filed Apr 2, 2018 22:21 UTC | Beacon Financial Corp BHLB · Entity 649 | Tax withholdingCommon Stock | 570 | $37.95 | $21,631.50 |
DisclosureSEC source: 0001140361-18-016524 · doc1.xml · nonDerivative · entry 1 Carroll Michael D. · CIK 0001656910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,932 F6 · balance_after: Since the reporting person's last report, 1,671 shares previously held through Stock Award IV have vested and are now owned directly. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 19:39 UTC | Beacon Financial Corp BHLB · Entity 649 | GrantCommon Stock | 1,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-004397 · doc1.xml · nonDerivative · entry 2 Carroll Michael D. · CIK 0001656910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Stock Award VII Disclosed balance after: 1,262 F4 · ownership.nature: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2019. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 19:39 UTC | Beacon Financial Corp BHLB · Entity 649 | Tax withholdingCommon Stock | 374 | $37.65 | $14,081.10 |
DisclosureSEC source: 0001140361-18-004397 · doc1.xml · nonDerivative · entry 1 Carroll Michael D. · CIK 0001656910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,831 F6 · balance_after: Since the reporting person's last report, 570 shares previously held through Stock Award V and 380 shares previously held through Stock Award VI have vested and are now owned directly. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 22:27 UTC | Beacon Financial Corp BHLB · Entity 649 | SaleCommon Stock | 2,000 | $38.50 | $77,000.00 |
DisclosureSEC source: 0001140361-17-044643 · doc1.xml · nonDerivative · entry 1 Carroll Michael D. · CIK 0001656910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,255 Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 17:07 UTC | Beacon Financial Corp BHLB · Entity 649 | Tax withholdingCommon Stock | 470 | $35.15 | $16,520.50 |
DisclosureSEC source: 0001140361-17-027091 · doc1.xml · nonDerivative · entry 1 Carroll Michael D. · CIK 0001656910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,255 F5 · balance_after: Since the reporting person's last report, 1,270 shares previously held through Stock Award III have vested and are now owned directly. Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 21:00 UTC | Beacon Financial Corp BHLB · Entity 649 | Tax withholdingCommon Stock | 155 | $36.05 | $5,587.75 |
DisclosureSEC source: 0001140361-17-014411 · doc1.xml · nonDerivative · entry 1 Carroll Michael D. · CIK 0001656910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,455 F5 · balance_after: Since the reporting person's last report, 418 shares previously held through Stock Award IV have vested and are now owned directly. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 22:39 UTC | Beacon Financial Corp BHLB · Entity 649 | Tax withholdingCommon Stock | 933 | $35.55 | $33,168.15 |
DisclosureSEC source: 0001140361-17-004004 · doc1.xml · nonDerivative · entry 2 Carroll Michael D. · CIK 0001656910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,192 F6 · balance_after: Since the reporting person's last report, 1,943 shares previously held through Stock Award I and 570 shares previously held through Stock Award V have vested and are now owned directly. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 22:39 UTC | Beacon Financial Corp BHLB · Entity 649 | GrantCommon Stock | 1,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-004004 · doc1.xml · nonDerivative · entry 1 Carroll Michael D. · CIK 0001656910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Stock Award VI Disclosed balance after: 1,139 F5 · ownership.nature: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2013 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2018. Read SEC document |
| November 14, 2016 Filed Nov 14, 2016 22:47 UTC | Beacon Financial Corp BHLB · Entity 649 | SaleCommon Stock | 400 | $32.61 | $13,042.12 |
DisclosureSEC source: 0001140361-16-086607 · doc1.xml · nonDerivative · entry 2 Carroll Michael D. · CIK 0001656910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,612 Read SEC document |
| November 14, 2016 Filed Nov 14, 2016 22:47 UTC | Beacon Financial Corp BHLB · Entity 649 | SaleCommon Stock | 100 | $32.63 | $3,262.50 |
DisclosureSEC source: 0001140361-16-086607 · doc1.xml · nonDerivative · entry 1 Carroll Michael D. · CIK 0001656910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,012 Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 17:23 UTC | Beacon Financial Corp BHLB · Entity 649 | Tax withholdingCommon Stock | 2,194 | $27.71 | $60,795.74 |
DisclosureSEC source: 0001140361-16-081551 · doc1.xml · nonDerivative · entry 1 Carroll Michael D. · CIK 0001656910 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,112 F7 · balance_after: Since the reporting person's last report, 5,934 shares previously held through Stock Award II have vested and are now owned directly. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.