organization · Reporting owner
Aleron Investments, Ltd.
Disclosed activity across 1 company
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Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BrightSphere Investment Group plc
Report date February 21, 2019 · Filed February 25, 2019
Jointly reported with HNA Eagle Holdco LLC, HNA Capital (U.S.) Holding LLC, HNA Capital Group Co., Ltd., HNA Capital (Hong Kong) Holding Co., Ltd., HNA Group Co., Ltd.
Section 16 reporting ended · disclosed 2019-02-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, par value $0.001 per shareSEC Table I · non-derivative | Direct | 0 |
Last balance in matching sequence
After 2019-02-25 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2019-02-21 · Sale · Disposed 4,100,000 · Balance 18,676,663 F1: HNA Eagle Holdco LLC ("HNA Eagle") resold the Ordinary Shares to BrightSphere Investment Group plc (the "Issuer") as part of the Issuer's share repurchase program, via Citigroup Global Markets Inc. ("Citigroup"). HNA Eagle sold the Ordinary Shares to Citigroup, who then resold them immediately to the Issuer. F3: The Ordinary Shares reported herein were directly owned by HNA Eagle and indirectly owned by HNA Group Co., Ltd. ("HNA Group"), HNA Capital Group Co., Ltd. ("HNA Parent"), HNA Capital (Hong Kong) Holding Co., Ltd. ("HNA HK"), Aleron Investments, Ltd. ("Aleron") and HNA Capital (U.S.) Holding LLC ("HNA Capital", together with HNA Eagle, HNA Group, HNA HK, and Aleron, the "Reporting Persons"). HNA Eagle is a direct wholly-owned subsidiary of HNA Capital. HNA Capital is a direct wholly-owned subsidiary of Aleron. Aleron is a wholly-owned subsidiary of HNA HK. HNA HK is a wholly-owned subsidiary of HNA Parent. HNA Parent is 88.5% owned by HNA Group. The Reporting Persons disclaim beneficial ownership over the Ordinary Shares reported herein except to the extent of their respective pecuniary interest therein. Row 2 · 2019-02-25 · Sale · Disposed 3,886,625 · Balance 14,790,038 F1: HNA Eagle Holdco LLC ("HNA Eagle") resold the Ordinary Shares to BrightSphere Investment Group plc (the "Issuer") as part of the Issuer's share repurchase program, via Citigroup Global Markets Inc. ("Citigroup"). HNA Eagle sold the Ordinary Shares to Citigroup, who then resold them immediately to the Issuer. F3: The Ordinary Shares reported herein were directly owned by HNA Eagle and indirectly owned by HNA Group Co., Ltd. ("HNA Group"), HNA Capital Group Co., Ltd. ("HNA Parent"), HNA Capital (Hong Kong) Holding Co., Ltd. ("HNA HK"), Aleron Investments, Ltd. ("Aleron") and HNA Capital (U.S.) Holding LLC ("HNA Capital", together with HNA Eagle, HNA Group, HNA HK, and Aleron, the "Reporting Persons"). HNA Eagle is a direct wholly-owned subsidiary of HNA Capital. HNA Capital is a direct wholly-owned subsidiary of Aleron. Aleron is a wholly-owned subsidiary of HNA HK. HNA HK is a wholly-owned subsidiary of HNA Parent. HNA Parent is 88.5% owned by HNA Group. The Reporting Persons disclaim beneficial ownership over the Ordinary Shares reported herein except to the extent of their respective pecuniary interest therein. Row 3 · 2019-02-25 · Sale · Disposed 14,790,038 · Balance 0 F2: HNA Eagle sold the Ordinary Shares to Paulson & Co., Inc. ("Paulson") pursuant to the share purchase agreement, dated November 16, 2018, between HNA Eagle and Paulson. F3: The Ordinary Shares reported herein were directly owned by HNA Eagle and indirectly owned by HNA Group Co., Ltd. ("HNA Group"), HNA Capital Group Co., Ltd. ("HNA Parent"), HNA Capital (Hong Kong) Holding Co., Ltd. ("HNA HK"), Aleron Investments, Ltd. ("Aleron") and HNA Capital (U.S.) Holding LLC ("HNA Capital", together with HNA Eagle, HNA Group, HNA HK, and Aleron, the "Reporting Persons"). HNA Eagle is a direct wholly-owned subsidiary of HNA Capital. HNA Capital is a direct wholly-owned subsidiary of Aleron. Aleron is a wholly-owned subsidiary of HNA HK. HNA HK is a wholly-owned subsidiary of HNA Parent. HNA Parent is 88.5% owned by HNA Group. The Reporting Persons disclaim beneficial ownership over the Ordinary Shares reported herein except to the extent of their respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: HNA Eagle Holdco LLC ("HNA Eagle") resold the Ordinary Shares to BrightSphere Investment Group plc (the "Issuer") as part of the Issuer's share repurchase program, via Citigroup Global Markets Inc. ("Citigroup"). HNA Eagle sold the Ordinary Shares to Citigroup, who then resold them immediately to the Issuer.
F2: HNA Eagle sold the Ordinary Shares to Paulson & Co., Inc. ("Paulson") pursuant to the share purchase agreement, dated November 16, 2018, between HNA Eagle and Paulson.
F3: The Ordinary Shares reported herein were directly owned by HNA Eagle and indirectly owned by HNA Group Co., Ltd. ("HNA Group"), HNA Capital Group Co., Ltd. ("HNA Parent"), HNA Capital (Hong Kong) Holding Co., Ltd. ("HNA HK"), Aleron Investments, Ltd. ("Aleron") and HNA Capital (U.S.) Holding LLC ("HNA Capital", together with HNA Eagle, HNA Group, HNA HK, and Aleron, the "Reporting Persons"). HNA Eagle is a direct wholly-owned subsidiary of HNA Capital. HNA Capital is a direct wholly-owned subsidiary of Aleron. Aleron is a wholly-owned subsidiary of HNA HK. HNA HK is a wholly-owned subsidiary of HNA Parent. HNA Parent is 88.5% owned by HNA Group. The Reporting Persons disclaim beneficial ownership over the Ordinary Shares reported herein except to the extent of their respective pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 25, 2019 Filed Feb 25, 2019 18:36 UTC | BrightSphere Investment Group plc BSIG · Entity 156504 | SaleOrdinary Shares, par value $0.001 per share | 14,790,038 | $13.95 | $206,321,030.10 |
DisclosureSEC source: 0001104659-19-010392 · a4.xml · nonDerivative · entry 3 HNA Eagle Holdco LLC · CIK 0001707867 · 10% owner HNA Capital (U.S.) Holding LLC · CIK 0001707864 · 10% owner HNA Capital Group Co., Ltd. · CIK 0001707885 · 10% owner HNA Capital (Hong Kong) Holding Co., Ltd. · CIK 0001707884 · 10% owner Aleron Investments, Ltd. · CIK 0001707886 · 10% owner HNA Group Co., Ltd. · CIK 0001701124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: HNA Eagle sold the Ordinary Shares to Paulson & Co., Inc. ("Paulson") pursuant to the share purchase agreement, dated November 16, 2018, between HNA Eagle and Paulson. F3 · ownership.direct: The Ordinary Shares reported herein were directly owned by HNA Eagle and indirectly owned by HNA Group Co., Ltd. ("HNA Group"), HNA Capital Group Co., Ltd. ("HNA Parent"), HNA Capital (Hong Kong) Holding Co., Ltd. ("HNA HK"), Aleron Investments, Ltd. ("Aleron") and HNA Capital (U.S.) Holding LLC ("HNA Capital", together with HNA Eagle, HNA Group, HNA HK, and Aleron, the "Reporting Persons"). HNA Eagle is a direct wholly-owned subsidiary of HNA Capital. HNA Capital is a direct wholly-owned subsidiary of Aleron. Aleron is a wholly-owned subsidiary of HNA HK. HNA HK is a wholly-owned subsidiary of HNA Parent. HNA Parent is 88.5% owned by HNA Group. The Reporting Persons disclaim beneficial ownership over the Ordinary Shares reported herein except to the extent of their respective pecuniary interest therein. Read SEC document |
| February 25, 2019 Filed Feb 25, 2019 18:36 UTC | BrightSphere Investment Group plc BSIG · Entity 156504 | SaleOrdinary Shares, par value $0.001 per share | 3,886,625 | $13.95 | $54,218,418.75 |
DisclosureSEC source: 0001104659-19-010392 · a4.xml · nonDerivative · entry 2 HNA Eagle Holdco LLC · CIK 0001707867 · 10% owner HNA Capital (U.S.) Holding LLC · CIK 0001707864 · 10% owner HNA Capital Group Co., Ltd. · CIK 0001707885 · 10% owner HNA Capital (Hong Kong) Holding Co., Ltd. · CIK 0001707884 · 10% owner Aleron Investments, Ltd. · CIK 0001707886 · 10% owner HNA Group Co., Ltd. · CIK 0001701124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,790,038 F1 · shares: HNA Eagle Holdco LLC ("HNA Eagle") resold the Ordinary Shares to BrightSphere Investment Group plc (the "Issuer") as part of the Issuer's share repurchase program, via Citigroup Global Markets Inc. ("Citigroup"). HNA Eagle sold the Ordinary Shares to Citigroup, who then resold them immediately to the Issuer. F3 · ownership.direct: The Ordinary Shares reported herein were directly owned by HNA Eagle and indirectly owned by HNA Group Co., Ltd. ("HNA Group"), HNA Capital Group Co., Ltd. ("HNA Parent"), HNA Capital (Hong Kong) Holding Co., Ltd. ("HNA HK"), Aleron Investments, Ltd. ("Aleron") and HNA Capital (U.S.) Holding LLC ("HNA Capital", together with HNA Eagle, HNA Group, HNA HK, and Aleron, the "Reporting Persons"). HNA Eagle is a direct wholly-owned subsidiary of HNA Capital. HNA Capital is a direct wholly-owned subsidiary of Aleron. Aleron is a wholly-owned subsidiary of HNA HK. HNA HK is a wholly-owned subsidiary of HNA Parent. HNA Parent is 88.5% owned by HNA Group. The Reporting Persons disclaim beneficial ownership over the Ordinary Shares reported herein except to the extent of their respective pecuniary interest therein. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 18:36 UTC | BrightSphere Investment Group plc BSIG · Entity 156504 | SaleOrdinary Shares, par value $0.001 per share | 4,100,000 | $13.89 | $56,949,000.00 |
DisclosureSEC source: 0001104659-19-010392 · a4.xml · nonDerivative · entry 1 HNA Eagle Holdco LLC · CIK 0001707867 · 10% owner HNA Capital (U.S.) Holding LLC · CIK 0001707864 · 10% owner HNA Capital Group Co., Ltd. · CIK 0001707885 · 10% owner HNA Capital (Hong Kong) Holding Co., Ltd. · CIK 0001707884 · 10% owner Aleron Investments, Ltd. · CIK 0001707886 · 10% owner HNA Group Co., Ltd. · CIK 0001701124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,676,663 F1 · shares: HNA Eagle Holdco LLC ("HNA Eagle") resold the Ordinary Shares to BrightSphere Investment Group plc (the "Issuer") as part of the Issuer's share repurchase program, via Citigroup Global Markets Inc. ("Citigroup"). HNA Eagle sold the Ordinary Shares to Citigroup, who then resold them immediately to the Issuer. F3 · ownership.direct: The Ordinary Shares reported herein were directly owned by HNA Eagle and indirectly owned by HNA Group Co., Ltd. ("HNA Group"), HNA Capital Group Co., Ltd. ("HNA Parent"), HNA Capital (Hong Kong) Holding Co., Ltd. ("HNA HK"), Aleron Investments, Ltd. ("Aleron") and HNA Capital (U.S.) Holding LLC ("HNA Capital", together with HNA Eagle, HNA Group, HNA HK, and Aleron, the "Reporting Persons"). HNA Eagle is a direct wholly-owned subsidiary of HNA Capital. HNA Capital is a direct wholly-owned subsidiary of Aleron. Aleron is a wholly-owned subsidiary of HNA HK. HNA HK is a wholly-owned subsidiary of HNA Parent. HNA Parent is 88.5% owned by HNA Group. The Reporting Persons disclaim beneficial ownership over the Ordinary Shares reported herein except to the extent of their respective pecuniary interest therein. Read SEC document |
| November 19, 2018 Filed Nov 23, 2018 06:11 UTC | BrightSphere Investment Group plc BSIG · Entity 156504 | SaleOrdinary Shares, par value $0.001 per share | 4,598,566 | $12.80 | $58,861,644.80 |
DisclosureSEC source: 0001104659-18-069665 · a4.xml · nonDerivative · entry 1 HNA Eagle Holdco LLC · CIK 0001707867 · 10% owner HNA Capital (U.S.) Holding LLC · CIK 0001707864 · 10% owner HNA Capital Group Co., Ltd. · CIK 0001707885 · 10% owner HNA Capital (Hong Kong) Holding Co., Ltd. · CIK 0001707884 · 10% owner Aleron Investments, Ltd. · CIK 0001707886 · 10% owner HNA Group Co., Ltd. · CIK 0001701124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,776,663 F1 · shares: The ordinary shares of BrightSphere Investment Group plc (the "Issuer"), par value $0.001 per share (the "Ordinary Shares"), were sold to Paulson & Co., Inc. ("Paulson") pursuant to a share purchase agreement, dated as of November 16, 2018. F2 · ownership.direct: The Ordinary Shares reported herein are directly owned by HNA Eagle Holdco LLC ("HNA Eagle") and indirectly owned by HNA Group Co., Ltd. ("HNA Group"), HNA Capital Group Co., Ltd. ("HNA Parent"), HNA Capital (Hong Kong) Holding Co., Ltd. ("HNA HK"), Aleron Investments, Ltd. ("Aleron") and HNA Capital (U.S.) Holding LLC ("HNA Capital", together with HNA Eagle, HNA Group, HNA HK, and Aleron, the "Reporting Persons"). HNA Eagle is a direct wholly-owned subsidiary of HNA Capital. HNA Capital is a direct wholly-owned subsidiary of Aleron. Aleron is a wholly-owned subsidiary of HNA HK. HNA HK is a wholly-owned subsidiary of HNA Parent. HNA Parent is 88.5% owned by HNA Group. The Reporting Persons disclaim beneficial ownership over the Ordinary Shares reported herein except to the extent of their respective pecuniary interest therein. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 20:01 UTC | BrightSphere Investment Group plc OMAM · Entity 156504 | PurchaseOrdinary Shares, nominal value $0.001 | 15,960,553 | $15.75 | $251,378,709.75 |
DisclosureSEC source: 0001104659-17-068635 · a4.xml · nonDerivative · entry 1 HNA Capital (U.S.) Holding LLC · CIK 0001707864 · 10% owner HNA Capital Group Co., Ltd. · CIK 0001707885 · 10% owner HNA Capital (Hong Kong) Holding Co., Ltd. · CIK 0001707884 · 10% owner Aleron Investments, Ltd. · CIK 0001707886 · 10% owner HNA Group Co., Ltd. · CIK 0001701124 · 10% owner HNA Eagle Holdco LLC · CIK 0001707867 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation Disclosed balance after: 27,375,229 F1 · ownership.direct: Reflects 27,375,229 shares of ordinary stock directly owned by HNA Eagle Holdco LLC ("HNA Eagle") and indirectly owned by HNA Group Co., Ltd. ("HNA Group"), HNA Capital Group Co., Ltd. ("HNA Parent"), HNA Capital (Hong Kong) Holding Co., Ltd. ("HNA HK"), Aleron Investments, Ltd. ("Aleron") and HNA Capital (U.S.) Holding LLC ("HNA Capital"). HNA Eagle is a wholly-owned subsidiary of HNA Capital. HNA Capital is a wholly-owned subsidiary of Aleron. Aleron is a wholly-owned subsidiary of HNA HK. HNA HK is a wholly-owned subsidiary of HNA Parent. HNA Parent is a wholly-owned subsidiary of HNA Group. F1 · ownership.nature: Reflects 27,375,229 shares of ordinary stock directly owned by HNA Eagle Holdco LLC ("HNA Eagle") and indirectly owned by HNA Group Co., Ltd. ("HNA Group"), HNA Capital Group Co., Ltd. ("HNA Parent"), HNA Capital (Hong Kong) Holding Co., Ltd. ("HNA HK"), Aleron Investments, Ltd. ("Aleron") and HNA Capital (U.S.) Holding LLC ("HNA Capital"). HNA Eagle is a wholly-owned subsidiary of HNA Capital. HNA Capital is a wholly-owned subsidiary of Aleron. Aleron is a wholly-owned subsidiary of HNA HK. HNA HK is a wholly-owned subsidiary of HNA Parent. HNA Parent is a wholly-owned subsidiary of HNA Group. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.