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Rickers Jon D.

Disclosed activity across 1 company

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159849
SEC CIK
0001698386

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Enpro Inc.NPO · Entity 3782SVP, HRFebruary 23, 2019February 26, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Enpro Inc.

Report date February 23, 2019 · Filed February 26, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect6,831.1135 Ending reported balance After 2019-02-23 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2019-02-23 · Exercise / conversion · Acquired 357 · Balance 6,898.1135

F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Row 2 · 2019-02-23 · Exercise / conversion · Acquired 58 · Balance 6,956.1135

F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Row 3 · 2019-02-23 · Tax withholding · Disposed 125 · Balance 6,831.1135

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-02-23 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-02-23 · Exercise / conversion · Disposed 357 · Balance 0

F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2: The restricted stock units were awarded February 23, 2016 and vested three years from the date of grant.

Restricted Stock Units (MSPP)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-02-23 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-02-23 · Exercise / conversion · Disposed 58 · Balance 0

F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3: The restricted stock units were awarded February 23, 2016 and vested three years from the date of grant. Receipt of the shares is deferred pursuant to the EnPro Industries, Inc. Management Stock Purchase Deferral Plan.

Common StockSEC Table I · non-derivativeIndirectBy 401(k)2,415 Reported balance Holding disclosure · report date 2019-02-23 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 2,415

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2: The restricted stock units were awarded February 23, 2016 and vested three years from the date of grant.

F3: The restricted stock units were awarded February 23, 2016 and vested three years from the date of grant. Receipt of the shares is deferred pursuant to the EnPro Industries, Inc. Management Stock Purchase Deferral Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2019 Filed Feb 26, 2019 18:05 UTC Enpro Inc. NPO · Entity 3782 Exercise / conversionRestricted Stock Units (MSPP) · Derivative 58 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-19-003658 · doc4.xml · derivative · entry 6

Rickers Jon D. · CIK 0001698386 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 58 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units were awarded February 23, 2016 and vested three years from the date of grant. Receipt of the shares is deferred pursuant to the EnPro Industries, Inc. Management Stock Purchase Deferral Plan.

F3 · derivative.expiration_date: The restricted stock units were awarded February 23, 2016 and vested three years from the date of grant. Receipt of the shares is deferred pursuant to the EnPro Industries, Inc. Management Stock Purchase Deferral Plan.

Read SEC document
February 23, 2019 Filed Feb 26, 2019 18:05 UTC Enpro Inc. NPO · Entity 3782 Exercise / conversionRestricted Stock Units · Derivative 357 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-19-003658 · doc4.xml · derivative · entry 5

Rickers Jon D. · CIK 0001698386 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: The restricted stock units were awarded February 23, 2016 and vested three years from the date of grant.

F2 · derivative.expiration_date: The restricted stock units were awarded February 23, 2016 and vested three years from the date of grant.

Read SEC document
February 23, 2019 Filed Feb 26, 2019 18:05 UTC Enpro Inc. NPO · Entity 3782 Tax withholdingCommon Stock 125 $70.00 $8,750.00
Disclosure

SEC source: 0001225208-19-003658 · doc4.xml · nonDerivative · entry 3

Rickers Jon D. · CIK 0001698386 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,831.1135

Read SEC document
February 23, 2019 Filed Feb 26, 2019 18:05 UTC Enpro Inc. NPO · Entity 3782 Exercise / conversionCommon Stock 58 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-003658 · doc4.xml · nonDerivative · entry 2

Rickers Jon D. · CIK 0001698386 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,956.1135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
February 23, 2019 Filed Feb 26, 2019 18:05 UTC Enpro Inc. NPO · Entity 3782 Exercise / conversionCommon Stock 357 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-003658 · doc4.xml · nonDerivative · entry 1

Rickers Jon D. · CIK 0001698386 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,898.1135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:27 UTC Enpro Inc. NPO · Entity 3782 GrantRestricted Stock Units · Derivative 767 $65.23 $50,031.41
Disclosure

SEC source: 0001225208-19-002543 · doc4.xml · derivative · entry 4

Rickers Jon D. · CIK 0001698386 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767

Underlying: Common Stock · 767 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units awarded under the Amended and Restated 2002 Equity Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of NPO common stock and cash payment equal to dividends paid on a share of common stock since the date of grant.

F4 · derivative.exercise_date: The restricted stock units will vest on the third anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units will vest on the third anniversary of the grant date.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:27 UTC Enpro Inc. NPO · Entity 3782 Tax withholdingCommon Stock 179 $68.53 $12,266.87
Disclosure

SEC source: 0001225208-19-002543 · doc4.xml · nonDerivative · entry 2

Rickers Jon D. · CIK 0001698386 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,541.1135

F2 · shares: Shares surrendered to Issuer to cover the tax liability of the award.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:27 UTC Enpro Inc. NPO · Entity 3782 GrantCommon Stock 510 $68.53 $34,950.30
Disclosure

SEC source: 0001225208-19-002543 · doc4.xml · nonDerivative · entry 1

Rickers Jon D. · CIK 0001698386 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,720.1135

F1 · shares: Shares awarded under the EnPro Industries Long-Term Incentive Plan.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 18:26 UTC Enpro Inc. NPO · Entity 3782 Exercise / conversionPhantom Stock (MSPP) · Derivative 76.6207 $60.10 $4,604.90
Disclosure

SEC source: 0001225208-19-000273 · doc4.xml · derivative · entry 5

Rickers Jon D. · CIK 0001698386 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 76.6207 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reported transaction is a cash settlement of Phantom Stock (MSPP) awarded under the EnPro Industries, Inc. Management Stock Purchase Deferral Plan.

F1 · shares: The reported transaction is a cash settlement of Phantom Stock (MSPP) awarded under the EnPro Industries, Inc. Management Stock Purchase Deferral Plan.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 18:26 UTC Enpro Inc. NPO · Entity 3782 Disposition to issuerCommon Stock 76.6207 $60.10 $4,604.90
Disclosure

SEC source: 0001225208-19-000273 · doc4.xml · nonDerivative · entry 3

Rickers Jon D. · CIK 0001698386 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,210.1135

F1 · shares: The reported transaction is a cash settlement of Phantom Stock (MSPP) awarded under the EnPro Industries, Inc. Management Stock Purchase Deferral Plan.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 18:26 UTC Enpro Inc. NPO · Entity 3782 Tax withholdingCommon Stock 5 $60.10 $300.50
Disclosure

SEC source: 0001225208-19-000273 · doc4.xml · nonDerivative · entry 2

Rickers Jon D. · CIK 0001698386 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,286.7342

F2 · shares: Shares surrendered to Issuer to cover the tax liability in connection with the distribution of Restricted Stock Units (MSPP) awarded under the EnPro Industries, Inc. Amended and Restated 2002 Equity Compensation Plan with respect to the EnPro Industries, Inc. Management Stock Purchase Deferral Plan.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 18:26 UTC Enpro Inc. NPO · Entity 3782 Exercise / conversionCommon Stock 76.6207 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000273 · doc4.xml · nonDerivative · entry 1

Rickers Jon D. · CIK 0001698386 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,291.7342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction is a cash settlement of Phantom Stock (MSPP) awarded under the EnPro Industries, Inc. Management Stock Purchase Deferral Plan.

F1 · price: The reported transaction is a cash settlement of Phantom Stock (MSPP) awarded under the EnPro Industries, Inc. Management Stock Purchase Deferral Plan.

Read SEC document
August 23, 2018 Filed Aug 24, 2018 14:38 UTC Enpro Inc. NPO · Entity 3782 SaleCommon Stock 500 $75.63 $37,813.95
Disclosure

SEC source: 0001225208-18-012887 · doc4.xml · nonDerivative · entry 1

Rickers Jon D. · CIK 0001698386 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,215.1135

Read SEC document
February 18, 2018 Filed Feb 20, 2018 22:29 UTC Enpro Inc. NPO · Entity 3782 Exercise / conversionRestricted Stock Units (MSPP) · Derivative 45 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-18-003414 · doc4.xml · derivative · entry 6

Rickers Jon D. · CIK 0001698386 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58

Underlying: Common Stock · 45 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units were awarded on February 18, 2015 and vested three years from the date of grant. Receipt of the shares is deferred pursuant to the EnPro Industries, Inc. Management Stock Purchase Deferral Plan.

F3 · derivative.expiration_date: The restricted stock units were awarded on February 18, 2015 and vested three years from the date of grant. Receipt of the shares is deferred pursuant to the EnPro Industries, Inc. Management Stock Purchase Deferral Plan.

Read SEC document
February 18, 2018 Filed Feb 20, 2018 22:29 UTC Enpro Inc. NPO · Entity 3782 Exercise / conversionRestricted Stock Units · Derivative 285 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-18-003414 · doc4.xml · derivative · entry 5

Rickers Jon D. · CIK 0001698386 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 285 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: The restricted stock units were awarded on February 18, 2015 and vested three years from the date of grant.

F2 · derivative.expiration_date: The restricted stock units were awarded on February 18, 2015 and vested three years from the date of grant.

Read SEC document
February 18, 2018 Filed Feb 20, 2018 22:29 UTC Enpro Inc. NPO · Entity 3782 Tax withholdingCommon Stock 101 $77.12 $7,789.12
Disclosure

SEC source: 0001225208-18-003414 · doc4.xml · nonDerivative · entry 3

Rickers Jon D. · CIK 0001698386 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,215.1135

Read SEC document
February 18, 2018 Filed Feb 20, 2018 22:29 UTC Enpro Inc. NPO · Entity 3782 Exercise / conversionCommon Stock 45 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003414 · doc4.xml · nonDerivative · entry 2

Rickers Jon D. · CIK 0001698386 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,316.1135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
February 18, 2018 Filed Feb 20, 2018 22:29 UTC Enpro Inc. NPO · Entity 3782 Exercise / conversionCommon Stock 285 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003414 · doc4.xml · nonDerivative · entry 1

Rickers Jon D. · CIK 0001698386 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,271.1135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
February 12, 2018 Filed Feb 13, 2018 22:28 UTC Enpro Inc. NPO · Entity 3782 GrantRestricted Stock Units · Derivative 495 $80.78 $39,986.10
Disclosure

SEC source: 0001225208-18-002767 · doc4.xml · derivative · entry 4

Rickers Jon D. · CIK 0001698386 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495

Underlying: Common Stock · 495 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units awarded under the Amended and Restated 2002 Equity Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of NPO common stock and cash payment equal to dividends paid on a share of common stock since the date of grant.

F4 · derivative.exercise_date: The restricted stock units will vest on the third anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units will vest on the third anniversary of the grant date.

Read SEC document
February 12, 2018 Filed Feb 13, 2018 22:28 UTC Enpro Inc. NPO · Entity 3782 Tax withholdingCommon Stock 169 $83.67 $14,140.23
Disclosure

SEC source: 0001225208-18-002767 · doc4.xml · nonDerivative · entry 2

Rickers Jon D. · CIK 0001698386 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,986.1135

F2 · shares: Shares surrendered to Issuer to cover the tax liability of the award.

Read SEC document
February 12, 2018 Filed Feb 13, 2018 22:28 UTC Enpro Inc. NPO · Entity 3782 GrantCommon Stock 477 $83.67 $39,910.59
Disclosure

SEC source: 0001225208-18-002767 · doc4.xml · nonDerivative · entry 1

Rickers Jon D. · CIK 0001698386 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,155.1135

F1 · shares: Shares awarded under the EnPro Industries, Inc. Long-Term Incentive Plan.

Read SEC document
February 12, 2018 Filed Jan 18, 2019 16:12 UTC Amendment Enpro Inc. NPO · Entity 3782 GrantRestricted Stock Units · Derivative 547 $80.78 $44,186.66
Disclosure

SEC source: 0001225208-19-001031 · doc4a.xml · derivative · entry 1

Rickers Jon D. · CIK 0001698386 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547

Underlying: Common Stock · 547 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units awarded under the Amended and Restated 2002 Equity Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of NPO common stock and cash payment equal to dividends paid on a share of common stock since the date of grant.

F2 · derivative.exercise_date: The restricted stock units will vest on the third anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units will vest on the third anniversary of the grant date.

Read SEC document
May 05, 2017 Filed Aug 22, 2018 15:49 UTC Enpro Inc. NPO · Entity 3782 SaleCommon Stock 500 $72.55 $36,273.50
Disclosure

SEC source: 0001225208-18-012821 · doc4.xml · nonDerivative · entry 1

Rickers Jon D. · CIK 0001698386 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,715.1135

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.