Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIRCOR INTERNATIONAL INCCIR · Entity 108922 | Director | March 27, 2018 | March 27, 2018 |
| RELIANCE, INC.RS · Entity 3265 | Director | February 26, 2019 | February 27, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIRCOR INTERNATIONAL INC
Report date March 27, 2018 · Filed March 27, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,257 |
Reported balance
After 2018-03-27 transaction · row 1
1 source rowRow 1 · 2018-03-27 · Exercise / conversion · Acquired 1,394 · Balance 21,257 F1: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 2/27/2017 utilizing a fair market value (FMV) of a share of the issuers stock of $60.99. The RSU grant vests in its entirety 13 months from date of grant, at which time the RSUs are received by the Reporting Person on either (i) the vest date or (ii) upon the conclusion of a longer deferral period that the Reporting Person elected in advance. This report reflects the full vesting of the original RSU grant and the acquisition by the Reporting Person of the underlying shares. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2027-02-27 | Direct | 0 |
Reported balance
After 2018-03-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-03-27 · Exercise / conversion · Disposed 1,394 · Balance 0 F1: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 2/27/2017 utilizing a fair market value (FMV) of a share of the issuers stock of $60.99. The RSU grant vests in its entirety 13 months from date of grant, at which time the RSUs are received by the Reporting Person on either (i) the vest date or (ii) upon the conclusion of a longer deferral period that the Reporting Person elected in advance. This report reflects the full vesting of the original RSU grant and the acquisition by the Reporting Person of the underlying shares. |
Filing footnotes · ownership attribution and instrument terms
F1: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 2/27/2017 utilizing a fair market value (FMV) of a share of the issuers stock of $60.99. The RSU grant vests in its entirety 13 months from date of grant, at which time the RSUs are received by the Reporting Person on either (i) the vest date or (ii) upon the conclusion of a longer deferral period that the Reporting Person elected in advance. This report reflects the full vesting of the original RSU grant and the acquisition by the Reporting Person of the underlying shares.
RELIANCE, INC.
Report date February 26, 2019 · Filed February 27, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectHeld by Trustees of the Douglas and Connie Hayes Living Trust UAD 7/25/1997 | 20,815 |
Reported balance
After 2019-02-26 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-02-26 · Exercise / conversion · Acquired 6,000 · Balance 20,815 |
| Common StockSEC Table I · non-derivative | IndirectHeld by Trustees of the Douglas and Connie Hayes Living Trust UAD 7/25/1997 | 14,815 |
Reported balance
After 2019-02-26 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2019-02-26 · Sale · Disposed 6,000 · Balance 14,815 F1: The price reported represents the weighted average sale price of the shares disposed of. The actual sale prices ranged from $90.30 to $90.40. The Reporting Person has provided to the Issuer, and hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| Options to Acquire Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $38.00 · Expires 2019-05-20 | Direct | 0 |
Reported balance
After 2019-02-26 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-02-26 · Exercise / conversion · Disposed 6,000 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported represents the weighted average sale price of the shares disposed of. The actual sale prices ranged from $90.30 to $90.40. The Reporting Person has provided to the Issuer, and hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 26, 2019 Filed Feb 27, 2019 23:52 UTC | RELIANCE, INC. RS · Entity 3265 | Exercise / conversionOptions to Acquire Common Stock · Derivative | 6,000 | $0.00 Strike: $38.00 | $0.00 |
DisclosureSEC source: 0001123292-19-000397 · edgar.xml · derivative · entry 3 HAYES DOUGLAS M · CIK 0001204452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2019-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2019 Filed Feb 27, 2019 23:52 UTC | RELIANCE, INC. RS · Entity 3265 | SaleCommon Stock | 6,000 | $90.33 | $541,980.00 |
DisclosureSEC source: 0001123292-19-000397 · edgar.xml · nonDerivative · entry 2 HAYES DOUGLAS M · CIK 0001204452 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Trustees of the Douglas and Connie Hayes Living Trust UAD 7/25/1997 Disclosed balance after: 14,815 F1 · price: The price reported represents the weighted average sale price of the shares disposed of. The actual sale prices ranged from $90.30 to $90.40. The Reporting Person has provided to the Issuer, and hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 26, 2019 Filed Feb 27, 2019 23:52 UTC | RELIANCE, INC. RS · Entity 3265 | Exercise / conversionCommon Stock | 6,000 | $38.00 | $228,000.00 |
DisclosureSEC source: 0001123292-19-000397 · edgar.xml · nonDerivative · entry 1 HAYES DOUGLAS M · CIK 0001204452 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Trustees of the Douglas and Connie Hayes Living Trust UAD 7/25/1997 Disclosed balance after: 20,815 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 21:22 UTC | RELIANCE, INC. RS · Entity 3265 | GiftCommon Stock | 645 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-18-001103 · edgar.xml · nonDerivative · entry 1 HAYES DOUGLAS M · CIK 0001204452 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Trustees of the Douglas and Connie Hayes Living Trust UAD 7/25/1997 Disclosed balance after: 13,427 Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:49 UTC | RELIANCE, INC. RS · Entity 3265 | GrantCommon Stock | 1,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-18-000721 · edgar.xml · nonDerivative · entry 1 HAYES DOUGLAS M · CIK 0001204452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,388 Read SEC document |
| March 27, 2018 Filed Mar 27, 2018 17:38 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Exercise / conversionRestricted Stock Unit · Derivative | 1,394 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-18-001714 · primarydocument.xml · derivative · entry 2 HAYES DOUGLAS M · CIK 0001204452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,394 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 2/27/2017 utilizing a fair market value (FMV) of a share of the issuers stock of $60.99. The RSU grant vests in its entirety 13 months from date of grant, at which time the RSUs are received by the Reporting Person on either (i) the vest date or (ii) upon the conclusion of a longer deferral period that the Reporting Person elected in advance. This report reflects the full vesting of the original RSU grant and the acquisition by the Reporting Person of the underlying shares. Read SEC document |
| March 27, 2018 Filed Mar 27, 2018 17:38 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Exercise / conversionCommon Stock | 1,394 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-18-001714 · primarydocument.xml · nonDerivative · entry 1 HAYES DOUGLAS M · CIK 0001204452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,257 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 2/27/2017 utilizing a fair market value (FMV) of a share of the issuers stock of $60.99. The RSU grant vests in its entirety 13 months from date of grant, at which time the RSUs are received by the Reporting Person on either (i) the vest date or (ii) upon the conclusion of a longer deferral period that the Reporting Person elected in advance. This report reflects the full vesting of the original RSU grant and the acquisition by the Reporting Person of the underlying shares. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 01:43 UTC | RELIANCE, INC. RS · Entity 3265 | Exercise / conversionOptions to Acquire Common Stock · Derivative | 6,000 | $0.00 Strike: $66.28 | $0.00 |
DisclosureSEC source: 0001123292-18-000496 · edgar.xml · derivative · entry 3 HAYES DOUGLAS M · CIK 0001204452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2018-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 01:43 UTC | RELIANCE, INC. RS · Entity 3265 | SaleCommon Stock | 6,000 | $93.58 | $561,480.00 |
DisclosureSEC source: 0001123292-18-000496 · edgar.xml · nonDerivative · entry 2 HAYES DOUGLAS M · CIK 0001204452 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Trustees of the Douglas and Connie Hayes Living Trust UAD 7/25/1997 Disclosed balance after: 14,072 F1 · price: The price reported represents the weighted average sale price of the shares disposed of. The actual sale prices ranged from $93.57 to $93.62. The Reporting Person has provided to the Issuer and hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission Staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 01:43 UTC | RELIANCE, INC. RS · Entity 3265 | Exercise / conversionCommon Stock | 6,000 | $66.28 | $397,680.00 |
DisclosureSEC source: 0001123292-18-000496 · edgar.xml · nonDerivative · entry 1 HAYES DOUGLAS M · CIK 0001204452 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Trustees of the Douglas and Connie Hayes Living Trust UAD 7/25/1997 Disclosed balance after: 20,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 14:50 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | GrantRestricted Stock Unit (MSP) · Derivative | 2,102 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001520 · primarydocument.xml · derivative · entry 2 HAYES DOUGLAS M · CIK 0001204452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,102 Underlying: Common Stock · 2,102 shares Expires 2028-03-05 F2 · derivative.exercise_date: This Restricted Stock Units (RSUs) grant is issued pursuant to a provision of the issuer Management Stock Purchase Plan (MSPP) whereby certain directors may make an advance election to receive RSUs in lieu of a specified percentage or dollar amount of that directors' annual retainer. The RSUs are issued in whole units at a 33% discount from fair market value of the issuer's common stock generally on the date the underlying retainer is determined and generally vest 3 years from the date of the grant, at which time the RSUs convert into shares of common stock on a one-for-one basis unless the director previously elected a longer deferral period. The Reporting Person has elected in advance to receive RSUs in lieu of his entire annual director retainer fee of $60,000 for 2018. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 14:50 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | GrantRestricted Stock Unit · Derivative | 1,995 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001520 · primarydocument.xml · derivative · entry 1 HAYES DOUGLAS M · CIK 0001204452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,995 Underlying: Common Stock · 1,995 shares Expires 2028-03-05 F1 · derivative.exercise_date: The grant of Restricted Stock Units (RSUs), reported herein, entitles the Reporting Person to receive shares of the issuer common stock either (i) at the end of a 13 month vesting period or (ii) upon the conclusion of such longer deferral period as the Reporting Person may elect in advance. In either occurrence, (i) or (ii), the RSUs automatically convert into shares of common stock on a one-for-one basis at no conversion cost to the Reporting Person. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 15:00 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Exercise / conversionManagement Stock Purchase · Derivative | 1,728 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-18-001269 · primarydocument.xml · derivative · entry 2 HAYES DOUGLAS M · CIK 0001204452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,728 shares Expires 2025-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were issued to the Reporting Person pursuant to issuers Management Stock Purchase Plan (MSPP) on 2/23/2015 utilizing a fair market value (FMV) of a share of the issuers stock of $51.84. RSUs are issued in whole units on the basis of a 33 percent discount from FMV of the issuers common stock on the date the underlying bonus is determined ($34.73 in this case) and generally vest 3 years from date of grant, at which time they convert into shares of common stock unless the executive has previously elected a longer deferral period. Acquisition price reflects the 33% discount to FMV of issuers stock on grant date. This report reflects the acquisition by the Reporting Person of the common stock underlying the RSUs. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 15:00 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Exercise / conversionCommon Stock | 1,728 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-18-001269 · primarydocument.xml · nonDerivative · entry 1 HAYES DOUGLAS M · CIK 0001204452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,863 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were issued to the Reporting Person pursuant to issuers Management Stock Purchase Plan (MSPP) on 2/23/2015 utilizing a fair market value (FMV) of a share of the issuers stock of $51.84. RSUs are issued in whole units on the basis of a 33 percent discount from FMV of the issuers common stock on the date the underlying bonus is determined ($34.73 in this case) and generally vest 3 years from date of grant, at which time they convert into shares of common stock unless the executive has previously elected a longer deferral period. Acquisition price reflects the 33% discount to FMV of issuers stock on grant date. This report reflects the acquisition by the Reporting Person of the common stock underlying the RSUs. Read SEC document |
| November 30, 2017 Filed Feb 14, 2018 00:53 UTC | RELIANCE, INC. RS · Entity 3265 | GiftCommon Stock | 964 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-18-000320 · edgar.xml · nonDerivative · entry 1 HAYES DOUGLAS M · CIK 0001204452 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Trustees of the Douglas and Connie Hayes Living Trust UAD 7/25/1997 Disclosed balance after: 14,072 Read SEC document |
| May 17, 2017 Filed May 19, 2017 13:31 UTC | RELIANCE, INC. RS · Entity 3265 | GrantCommon Stock | 1,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-17-000997 · edgar.xml · nonDerivative · entry 1 HAYES DOUGLAS M · CIK 0001204452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,812 Read SEC document |
| March 23, 2017 Filed Mar 24, 2017 09:43 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Exercise / conversionRestricted Stock Unit · Derivative | 2,186 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-17-001315 · primarydocument.xml · derivative · entry 2 HAYES DOUGLAS M · CIK 0001204452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,186 shares Expires 2026-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 2/23/2016 utilizing a fair market value (FMV) of a share of the issuers stock of $38.89. The RSU grant vests in its entirety 13 months from date of grant, at which time the RSUs are received by the Reporting Person on either (i) the vest date or (ii) upon the conclusion of a longer deferral period that the Reporting Person elected in advance. This report reflects the full vesting of the original RSU grant and the acquisition by the Reporting Person of the underlying shares. Read SEC document |
| March 23, 2017 Filed Mar 24, 2017 09:43 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Exercise / conversionCommon Stock | 2,186 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-001315 · primarydocument.xml · nonDerivative · entry 1 HAYES DOUGLAS M · CIK 0001204452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,135 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 2/23/2016 utilizing a fair market value (FMV) of a share of the issuers stock of $38.89. The RSU grant vests in its entirety 13 months from date of grant, at which time the RSUs are received by the Reporting Person on either (i) the vest date or (ii) upon the conclusion of a longer deferral period that the Reporting Person elected in advance. This report reflects the full vesting of the original RSU grant and the acquisition by the Reporting Person of the underlying shares. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 23:50 UTC | RELIANCE, INC. RS · Entity 3265 | Exercise / conversionOptions to Acquire Common Stock · Derivative | 6,000 | $0.00 Strike: $61.33 | $0.00 |
DisclosureSEC source: 0001123292-17-000604 · edgar.xml · derivative · entry 3 HAYES DOUGLAS M · CIK 0001204452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2017-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 23:50 UTC | RELIANCE, INC. RS · Entity 3265 | SaleCommon Stock | 6,000 | $82.25 | $493,500.00 |
DisclosureSEC source: 0001123292-17-000604 · edgar.xml · nonDerivative · entry 2 HAYES DOUGLAS M · CIK 0001204452 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Trustees of the Douglas and Connie Hayes Living Trust UAD 7/25/1997 Disclosed balance after: 13,224 F2 · price: The price reported represents the weighted average sale price of the shares disposed of. The actual sale prices ranged from $82.25 to $82.28. The Reporting Person has provided to the Issuer and hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission Staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Shares previously reported as being held directly by the Reporting Person were transferred to the Douglas and Connie Hayes Living Trust UAD 7/25/1997 in a transaction that resulted in a change in form of beneficial ownership from direct to indirect. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 23:50 UTC | RELIANCE, INC. RS · Entity 3265 | Exercise / conversionCommon Stock | 6,000 | $61.33 | $367,980.00 |
DisclosureSEC source: 0001123292-17-000604 · edgar.xml · nonDerivative · entry 1 HAYES DOUGLAS M · CIK 0001204452 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Trustees of the Douglas and Connie Hayes Living Trust UAD 7/25/1997 Disclosed balance after: 19,224 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Shares previously reported as being held directly by the Reporting Person were transferred to the Douglas and Connie Hayes Living Trust UAD 7/25/1997 in a transaction that resulted in a change in form of beneficial ownership from direct to indirect. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 15:43 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Exercise / conversionRestricted Stock Unit · Derivative | 350 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-17-001119 · primarydocument.xml · derivative · entry 4 HAYES DOUGLAS M · CIK 0001204452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 350 shares Expires 2024-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 3/03/2014 utilizing a fair market value (FMV) of a share of the issuers stock of $71.56. The RSU grant vests in equal portions over a three year period, and are received by the Reporting Person upon vesting, on a one-for-one basis. This report reflects the final vesting of one-third portion of the original RSU grant and the acquisition by the Reporting Person of the underlying shares. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 15:43 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Exercise / conversionManagement Stock Purchase · Derivative | 1,043 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-17-001119 · primarydocument.xml · derivative · entry 3 HAYES DOUGLAS M · CIK 0001204452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,043 shares Expires 2024-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were issued to the Reporting Person pursuant to issuers Management Stock Purchase Plan (MSPP) on 3/3/2014 utilizing a fair market value (FMV) of a share of the issuers stock of $71.56. RSUs are issued in whole units on the basis of a 33 percent discount from FMV of the issuers common stock on the date the underlying bonus is determined ($47.95 in this case) and generally vest 3 years from date of grant, at which time they convert into shares of common stock unless the executive has previously elected a longer deferral period. Acquisition price reflects the 33% discount to FMV of issuers stock on grant date. This report reflects the acquisition by the Reporting Person of the common stock underlying the RSUs. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 15:43 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Exercise / conversionCommon Stock | 350 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-001119 · primarydocument.xml · nonDerivative · entry 2 HAYES DOUGLAS M · CIK 0001204452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 3/03/2014 utilizing a fair market value (FMV) of a share of the issuers stock of $71.56. The RSU grant vests in equal portions over a three year period, and are received by the Reporting Person upon vesting, on a one-for-one basis. This report reflects the final vesting of one-third portion of the original RSU grant and the acquisition by the Reporting Person of the underlying shares. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 15:43 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | Exercise / conversionCommon Stock | 1,043 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-001119 · primarydocument.xml · nonDerivative · entry 1 HAYES DOUGLAS M · CIK 0001204452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,599 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were issued to the Reporting Person pursuant to issuers Management Stock Purchase Plan (MSPP) on 3/3/2014 utilizing a fair market value (FMV) of a share of the issuers stock of $71.56. RSUs are issued in whole units on the basis of a 33 percent discount from FMV of the issuers common stock on the date the underlying bonus is determined ($47.95 in this case) and generally vest 3 years from date of grant, at which time they convert into shares of common stock unless the executive has previously elected a longer deferral period. Acquisition price reflects the 33% discount to FMV of issuers stock on grant date. This report reflects the acquisition by the Reporting Person of the common stock underlying the RSUs. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 15:09 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | GrantRestricted Stock Unit (MSP) · Derivative | 1,469 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001001 · primarydocument.xml · derivative · entry 2 HAYES DOUGLAS M · CIK 0001204452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,469 Underlying: Common Stock · 1,469 shares Expires 2027-02-27 F2 · derivative.exercise_date: This Restricted Stock Units (RSUs) grant is issued pursuant to a provision of the issuer Management Stock Purchase Plan (MSPP) whereby certain directors may make an advance election to receive RSUs in lieu of a specified percentage or dollar amount of that directors' annual retainer. The RSUs are issued in whole units at a 33% discount from fair market value of the issuer's common stock generally on the date the underlying retainer is determined and generally vest 3 years from the date of the grant, at which time the RSUs convert into shares of common stock on a one-for-one basis unless the director previously elected a longer deferral period. The Reporting Person has elected in advance to receive RSUs in lieu of part of his annual director retainer fee of $60,000 for 2017. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 15:09 UTC | CIRCOR INTERNATIONAL INC CIR · Entity 108922 | GrantRestricted Stock Unit · Derivative | 1,394 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001001 · primarydocument.xml · derivative · entry 1 HAYES DOUGLAS M · CIK 0001204452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,394 Underlying: Common Stock · 1,394 shares Expires 2027-02-27 F1 · derivative.exercise_date: The grant of Restricted Stock Units (RSUs), reported herein, entitles the Reporting Person to receive shares of the issuer common stock either (i) at the end of a 13 month vesting period or (ii) upon the conclusion of such longer deferral period as the Reporting Person may elect in advance. In either occurrence, (i) or (ii), the RSUs automatically convert into shares of common stock on a one-for-one basis at no conversion cost to the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.