Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FINANCIAL INSTITUTIONS INCFISI · Entity 1536 | EVP & Chief Financial Officer | February 26, 2019 | February 28, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FINANCIAL INSTITUTIONS INC
Report date February 26, 2019 · Filed February 28, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2022-02-26 | Direct | 1,865 |
Reported balance
After 2019-02-26 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-02-26 · Grant · Acquired 1,865 · Balance 1,865 F1: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. |
| Common StockSEC Table I · non-derivative | Direct | 20,273 |
Reported balance
Holding disclosure · report date 2019-02-26 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 20,273 |
| Common StockSEC Table I · non-derivative | IndirectHeld under 401K plan | 6,075 |
Reported balance
Holding disclosure · report date 2019-02-26 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,075 |
| Common StockSEC Table I · non-derivative | IndirectHeld in IRA | 1,000 |
Reported balance
Holding disclosure · report date 2019-02-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of FISI common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 26, 2019 Filed Feb 28, 2019 21:49 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 1,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014543 · doc4.xml · derivative · entry 4 KLOTZBACH KEVIN B · CIK 0001345986 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,865 Underlying: Common Stock · 1,865 shares Expires 2022-02-26 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 20:34 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionRestricted Stock Unit · Derivative | 1,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013419 · doc4.xml · derivative · entry 4 KLOTZBACH KEVIN B · CIK 0001345986 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,414 shares Expires 2019-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 20:34 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionCommon Stock | 1,414 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-013419 · doc4.xml · nonDerivative · entry 1 KLOTZBACH KEVIN B · CIK 0001345986 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:00 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 1,747 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-014933 · doc4.xml · derivative · entry 4 KLOTZBACH KEVIN B · CIK 0001345986 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,747 Underlying: Common Stock · 1,747 shares Expires 2021-02-27 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 20:08 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Disposition to issuerCommon Stock | 3,902 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-005530 · doc4.xml · nonDerivative · entry 1 KLOTZBACH KEVIN B · CIK 0001345986 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,859 F1 · shares: These shares reflect the forfeiture of restricted stock due to performance requirements that were not satisfied. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 15:18 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | PurchaseCommon Stock | 500 | $32.04 | $16,020.00 |
DisclosureSEC source: 0001209191-17-062258 · doc4.xml · nonDerivative · entry 1 KLOTZBACH KEVIN B · CIK 0001345986 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,761 Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 21:10 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 1,506 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013756 · doc4.xml · derivative · entry 4 KLOTZBACH KEVIN B · CIK 0001345986 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,506 Underlying: Common Stock · 1,506 shares Expires 2020-02-22 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 22:15 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 1,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005755 · doc4.xml · derivative · entry 4 KLOTZBACH KEVIN B · CIK 0001345986 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,414 Underlying: Common Stock · 1,414 shares Expires 2019-02-24 F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 22:15 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Disposition to issuerCommon Stock | 1,644 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005755 · doc4.xml · nonDerivative · entry 1 KLOTZBACH KEVIN B · CIK 0001345986 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,261 F1 · shares: These shares reflect the forfeiture of restricted stock due to performance requirements that were not satisfied. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.