Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 1stdibs.com, Inc.DIBS · Entity 6526 | Director | June 08, 2026 | June 10, 2026 |
| Asana, Inc.ASAN · Entity 4425 | Director | May 01, 2026 | May 05, 2026 |
| Cyngn Inc.CYN · Entity 9075 | 10% owner | October 22, 2021 | October 22, 2021 |
| Huckleberry.ai, Inc.DOMO · Entity 6423 | Director | February 26, 2020 | March 02, 2020 |
| KKR & Co. Inc.KKR · Entity 338 | Director | February 17, 2026 | February 18, 2026 |
| Nextdoor Holdings, Inc.KIND · Entity 5074 | 10% owner | November 05, 2021 | November 09, 2021 |
| Uber Technologies, IncUBER · Entity 2867 | Director · 10% owner | May 14, 2019 | May 16, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
1stdibs.com, Inc.
Report date June 08, 2026 · Filed June 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 115,544 |
Reported balance
After 2026-06-08 transaction · row 1
1 source rowRow 1 · 2026-06-08 · Exercise / conversion · Acquired 40,926 · Balance 115,544 F1: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-06-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-08 · Exercise / conversion · Disposed 40,926 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F3: The restricted stock units have no expiration date. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 3,653,916 |
Reported balance
Holding disclosure · report date 2026-06-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,653,916 F2: Shares are held directly by Benchmark Capital Partners VII, L.P. ("BCP VII") for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner for BCP VII, BFF VII and BFF VII-B may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey and Mitchell H. Lasky are the managing members of BCMC VII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.
F2: Shares are held directly by Benchmark Capital Partners VII, L.P. ("BCP VII") for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner for BCP VII, BFF VII and BFF VII-B may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey and Mitchell H. Lasky are the managing members of BCMC VII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F3: The restricted stock units have no expiration date.
Asana, Inc.
Report date May 01, 2026 · Filed May 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 341,184 |
Reported balance
After 2026-05-01 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-05-01 · Grant · Acquired 1,335 · Balance 341,184 F1: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended April 30, 2026. The number of shares of Class A Common Stock received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on April 30, 2026. |
| Class A Common StockSEC Table I · non-derivative | Direct | 13,089 |
Reported balance
Holding disclosure · report date 2026-05-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 13,089 F2: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of June 16, 2026 or the day of the next annual meeting of the stockholders, subject to the Reporting Person's continuous service through such date. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 236,921 |
Reported balance
Holding disclosure · report date 2026-05-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 236,921 F3: Shares held by Matthew Cohler's irrevocable trust entity. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended April 30, 2026. The number of shares of Class A Common Stock received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on April 30, 2026.
F2: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of June 16, 2026 or the day of the next annual meeting of the stockholders, subject to the Reporting Person's continuous service through such date.
F3: Shares held by Matthew Cohler's irrevocable trust entity.
Cyngn Inc.
Report date October 22, 2021 · Filed October 22, 2021
Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, DUNLEVIE BRUCE, FENTON PETER H, GURLEY J WILLIAM, HARVEY KEVIN, KAGLE ROBERT
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 8,038,585 |
Reported balance
After 2021-10-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-10-22 · Conversion · Acquired 8,038,585 · Balance 8,038,585 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 8,731,003 |
Reported balance
After 2021-10-22 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-10-22 · Conversion · Acquired 692,418 · Balance 8,731,003 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 8,948,625 |
Reported balance
After 2021-10-22 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2021-10-22 · Conversion · Acquired 217,622 · Balance 8,948,625 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 290,162 |
Reported balance
After 2021-10-22 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2021-10-22 · Conversion · Acquired 290,162 · Balance 290,162 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2021-10-22 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-10-22 · Conversion · Disposed 8,038,585 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2021-10-22 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-10-22 · Conversion · Disposed 692,418 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2021-10-22 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-10-22 · Conversion · Disposed 217,622 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2021-10-22 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-10-22 · Conversion · Disposed 290,162 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering.
F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities.
Huckleberry.ai, Inc.
Report date February 26, 2020 · Filed March 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2020-02-26 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-02-26 · Other · Disposed 1,492,752 · Balance 0 F1: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners VII, L.P. ("BCP VII") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F2: The reported securities are held directly by BCP VII, as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities). |
| Class B Common StockSEC Table I · non-derivative | IndirectSee Footnote | 10,467 |
Reported balance
After 2020-02-26 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-02-26 · Other · Acquired 10,467 · Balance 10,467 F1: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners VII, L.P. ("BCP VII") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F3: Shares are held by a limited liability company controlled by Matthew R. Cohler. |
| Class B Common StockSEC Table I · non-derivative | IndirectSee Footnote | 186 |
Reported balance
After 2020-02-26 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2020-02-26 · Other · Acquired 186 · Balance 186 F1: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners VII, L.P. ("BCP VII") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F4: Shares are held by Matthew R. Cohler's family trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners VII, L.P. ("BCP VII") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.
F2: The reported securities are held directly by BCP VII, as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).
F3: Shares are held by a limited liability company controlled by Matthew R. Cohler.
F4: Shares are held by Matthew R. Cohler's family trust.
KKR & Co. Inc.
Report date February 17, 2026 · Filed February 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 45,477 |
Reported balance
After 2026-02-17 transaction · row 1
1 source rowRow 1 · 2026-02-17 · Purchase · Acquired 43,872 · Balance 45,477 F1: Reflects a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $102.76 to $103.01, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 97,568 |
Reported balance
Holding disclosure · report date 2026-02-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 97,568 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $102.76 to $103.01, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
Nextdoor Holdings, Inc.
Report date November 05, 2021 · Filed November 09, 2021
Jointly reported with SPURLOCK STEVEN M, Hu An-Yen, FENTON PETER H, LASKY MITCHELL, Puttagunta Chetan, Tavel Sarah E, Vishria Eric
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2021-11-05 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F2: Represents shares of Class B Common Stock of the Company received pursuant to a business combination (the "Business Combination") which was effectuated in accordance with the terms of an Agreement and Plan of Merger dated as of July 6, 2021, entered into by and among: (i) Khosla Ventures Acquisition Co. II (the "Issuer"), a Delaware corporation; (ii) Lorelei Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of the Issuer; and (iii) Nextdoor, Inc. ("Original Nextdoor"), a Delaware corporation. As a result of the Business Combination, Original Nextdoor became a wholly owned subsidiary of the Issuer and the Issuer was renamed "Nextdoor Holdings, Inc." Upon completion of the Business Combination, the reporting person's shares of the stock of Original Nextdoor were exchanged for shares of Class B Common Stock of the Issuer based on an exchange ratio of approximately 3.1057 to 1. F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock of the Issuer at the election of the holder any time; provided; however, that each share of Class B Common Stock shall automatically be converted into Class A Common Stock on a one for one basis on the earlier of the: (i) tenth anniversary of completion of the Business Combination or (ii) date specified by the affirmative vote of the holders of two thirds of the Class B Common Stock then outstanding. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value (subject to certain exceptions). F3: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. J. William Gurley, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta, Steven M. Spurlock, Sarah E. Tavel, and Eric Vishria are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the shares beneficially held by such entities. F4: Each such person and entity disclaims the existence of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock of the Issuer at the election of the holder any time; provided; however, that each share of Class B Common Stock shall automatically be converted into Class A Common Stock on a one for one basis on the earlier of the: (i) tenth anniversary of completion of the Business Combination or (ii) date specified by the affirmative vote of the holders of two thirds of the Class B Common Stock then outstanding. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value (subject to certain exceptions).
F2: Represents shares of Class B Common Stock of the Company received pursuant to a business combination (the "Business Combination") which was effectuated in accordance with the terms of an Agreement and Plan of Merger dated as of July 6, 2021, entered into by and among: (i) Khosla Ventures Acquisition Co. II (the "Issuer"), a Delaware corporation; (ii) Lorelei Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of the Issuer; and (iii) Nextdoor, Inc. ("Original Nextdoor"), a Delaware corporation. As a result of the Business Combination, Original Nextdoor became a wholly owned subsidiary of the Issuer and the Issuer was renamed "Nextdoor Holdings, Inc." Upon completion of the Business Combination, the reporting person's shares of the stock of Original Nextdoor were exchanged for shares of Class B Common Stock of the Issuer based on an exchange ratio of approximately 3.1057 to 1.
F3: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. J. William Gurley, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta, Steven M. Spurlock, Sarah E. Tavel, and Eric Vishria are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the shares beneficially held by such entities.
F4: Each such person and entity disclaims the existence of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
Uber Technologies, Inc
Report date May 14, 2019 · Filed May 16, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 126,216,840 |
Reported balance
After 2019-05-14 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-05-14 · Conversion · Acquired 126,216,840 · Balance 126,216,840 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. (BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII LLC ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispostive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 133,269,520 |
Reported balance
After 2019-05-14 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2019-05-14 · Conversion · Acquired 7,052,680 · Balance 133,269,520 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. (BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII LLC ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispostive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 146,480,723 |
Reported balance
After 2019-05-14 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2019-05-14 · Conversion · Acquired 13,211,203 · Balance 146,480,723 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. (BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII LLC ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispostive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 3,598,034 |
Reported balance
After 2019-05-14 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2019-05-14 · Conversion · Acquired 3,598,034 · Balance 3,598,034 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI LLC ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2019-05-14 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-05-14 · Conversion · Disposed 126,216,840 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. (BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII LLC ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispostive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2019-05-14 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-05-14 · Conversion · Disposed 7,052,680 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. (BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII LLC ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispostive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series Seed Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2019-05-14 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-05-14 · Conversion · Disposed 13,211,203 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. (BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII LLC ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispostive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series C-1 Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2019-05-14 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-05-14 · Conversion · Disposed 3,598,034 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI LLC ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering.
F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. (BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII LLC ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispostive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI LLC ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities.
Past disclosures · reporting ended (5)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Amplitude, Inc.
Report date November 30, 2022 · Filed December 02, 2022
Jointly reported with Hu An-Yen, FENTON PETER H, GURLEY J WILLIAM, LASKY MITCHELL, Puttagunta Chetan, Tavel Sarah E
Section 16 reporting ended · disclosed 2022-12-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,526,430 |
Reported balance
After 2022-11-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-11-30 · Conversion · Acquired 1,526,430 · Balance 1,526,430 F1: Conversion of a derivative security in accordance of its terms. F2: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2022-11-30 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2022-11-30 · Other · Disposed 1,526,430 · Balance 0 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F2: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 365,055 |
Reported balance
After 2022-11-30 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2022-11-30 · Other · Acquired 88,151 · Balance 365,055 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F4: Shares are held by Matthew R. Cohler's trust entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 205,497 |
Reported balance
After 2022-11-30 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2022-11-30 · Other · Acquired 60,910 · Balance 205,497 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F5: Shares are held by Peter H. Fenton's trust entities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 3,064 |
Reported balance
After 2022-11-30 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2022-11-30 · Other · Acquired 3,064 · Balance 3,064 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F6: Shares are held by Peter H. Fenton's family partnership. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 15,864 |
Reported balance
After 2022-11-30 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2022-11-30 · Other · Acquired 3,007 · Balance 15,864 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F7: Shares are held by Mitchell H. Lasky's family partnership. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 323,551 |
Reported balance
After 2022-11-30 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2022-11-30 · Other · Acquired 75,672 · Balance 323,551 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F8: Shares are held by Mitchell H. Lasky's trust entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 6,014 |
Reported balance
After 2022-11-30 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2022-11-30 · Other · Acquired 6,014 · Balance 6,014 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F9: Shares are held by J. William Gurley's family partnerships. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 145,830 |
Reported balance
After 2022-11-30 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2022-11-30 · Other · Acquired 72,665 · Balance 145,830 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F10: Shares are held by J. William Gurley's trust entity |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 160,882 |
Reported balance
After 2022-11-30 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2022-11-30 · Other · Acquired 45,795 · Balance 160,882 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F11: Shares are held by Sarah Tavel. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,302 |
Reported balance
After 2022-11-30 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2022-11-30 · Other · Acquired 531 · Balance 1,302 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F12: Shares held by An-Yen Hu's trust entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 10,285 |
Reported balance
After 2022-11-30 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2022-11-30 · Other · Acquired 10,285 · Balance 10,285 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F13: Shares held by Chetan Puttagunta. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 6,211,438 |
Reported balance
After 2022-11-30 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2022-11-30 · Conversion · Disposed 1,526,430 · Balance 6,211,438 F14: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period). F2: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Conversion of a derivative security in accordance of its terms.
F2: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees.
F4: Shares are held by Matthew R. Cohler's trust entity.
F5: Shares are held by Peter H. Fenton's trust entities.
F6: Shares are held by Peter H. Fenton's family partnership.
F7: Shares are held by Mitchell H. Lasky's family partnership.
F8: Shares are held by Mitchell H. Lasky's trust entity.
F9: Shares are held by J. William Gurley's family partnerships.
F10: Shares are held by J. William Gurley's trust entity
F11: Shares are held by Sarah Tavel.
F12: Shares held by An-Yen Hu's trust entity.
F13: Shares held by Chetan Puttagunta.
F14: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period).
Confluent, Inc.
Report date November 30, 2022 · Filed December 02, 2022
Jointly reported with Hu An-Yen, FENTON PETER H, GURLEY J WILLIAM, LASKY MITCHELL, Puttagunta Chetan, Tavel Sarah E
Section 16 reporting ended · disclosed 2022-12-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 3,862,593 |
Reported balance
After 2022-11-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-11-30 · Conversion · Acquired 3,862,593 · Balance 3,862,593 F1: Shares are held by Benchmark Capital Partners VIII, L.P. ("BCP VIII"), for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of each of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and investment power over such shares. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and investment power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2022-11-30 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2022-11-30 · Other · Disposed 3,862,593 · Balance 0 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F1: Shares are held by Benchmark Capital Partners VIII, L.P. ("BCP VIII"), for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of each of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and investment power over such shares. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and investment power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,690,388 |
Reported balance
After 2022-11-30 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2022-11-30 · Other · Acquired 90,484 · Balance 1,690,388 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F3: Shares are held by Matthew R. Cohler's trust entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,023,779 |
Reported balance
After 2022-11-30 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2022-11-30 · Other · Acquired 36,101 · Balance 1,023,779 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F4: Shares are held by Peter H. Fenton's trust entities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 10,563 |
Reported balance
After 2022-11-30 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2022-11-30 · Other · Acquired 10,563 · Balance 10,563 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F5: Shares are held by Peter H. Fenton's family partnership. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 31,041 |
Reported balance
After 2022-11-30 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2022-11-30 · Other · Acquired 10,347 · Balance 31,041 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F6: Shares are held by Mitchell H. Lasky's family partnership. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,311,584 |
Reported balance
After 2022-11-30 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2022-11-30 · Other · Acquired 47,549 · Balance 1,311,584 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F7: Shares are held by Mitchell H. Lasky's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 20,694 |
Reported balance
After 2022-11-30 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2022-11-30 · Other · Acquired 20,694 · Balance 20,694 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F8: Shares are held by J. William Gurley's family partnerships |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,411,999 |
Reported balance
After 2022-11-30 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2022-11-30 · Other · Acquired 37,201 · Balance 1,411,999 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F9: Shares are held by J. William Gurley's trust entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 970,369 |
Reported balance
After 2022-11-30 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2022-11-30 · Other · Acquired 15,577 · Balance 970,369 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F10: Shares are held by Sarah Tavel. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 12,036 |
Reported balance
After 2022-11-30 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2022-11-30 · Other · Acquired 42 · Balance 12,036 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F11: Shares held by An-Yen Hu's trust entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 154,249 |
Reported balance
After 2022-11-30 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2022-11-30 · Other · Acquired 3,478 · Balance 154,249 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F12: Shares held by Chetan Puttagunta's trust entity. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 14,160,846 |
Reported balance
After 2022-11-30 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2022-11-30 · Conversion · Disposed 3,862,593 · Balance 14,160,846 F13: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1: Shares are held by Benchmark Capital Partners VIII, L.P. ("BCP VIII"), for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of each of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and investment power over such shares. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and investment power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares are held by Benchmark Capital Partners VIII, L.P. ("BCP VIII"), for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of each of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and investment power over such shares. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and investment power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees.
F3: Shares are held by Matthew R. Cohler's trust entity.
F4: Shares are held by Peter H. Fenton's trust entities.
F5: Shares are held by Peter H. Fenton's family partnership.
F6: Shares are held by Mitchell H. Lasky's family partnership.
F7: Shares are held by Mitchell H. Lasky's family trust.
F8: Shares are held by J. William Gurley's family partnerships
F9: Shares are held by J. William Gurley's trust entity.
F10: Shares are held by Sarah Tavel.
F11: Shares held by An-Yen Hu's trust entity.
F12: Shares held by Chetan Puttagunta's trust entity.
F13: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
Elastic N.V.
Report date June 12, 2019 · Filed June 14, 2019
Jointly reported with Benchmark Capital Management Co. VII, L.L.C., Benchmark Capital Partners VII, L.P., Benchmark Founders' Fund VII, L.P., Benchmark Founders' Fund VII-B, L.P., Benchmark Capital Partners VII - Annex, L.P., DUNLEVIE BRUCE, GURLEY J WILLIAM, HARVEY KEVIN, LASKY MITCHELL
Section 16 reporting ended · disclosed 2019-06-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 5,555,117 |
Reported balance
After 2019-06-12 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2019-06-12 · Other · Disposed 2,786,133 · Balance 5,555,117 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities). |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 86,784 |
Reported balance
After 2019-06-12 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2019-06-12 · Other · Acquired 245 · Balance 86,784 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F4: Shares are held by Matthew R. Cohler's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 120,205 |
Reported balance
After 2019-06-12 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2019-06-12 · Other · Acquired 120,205 · Balance 120,205 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F5: Shares are held by a limited liability company controlled by Matthew R. Cohler. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 133,644 |
Reported balance
After 2019-06-12 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2019-06-12 · Other · Acquired 133,644 · Balance 133,644 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F6: Shares are held by Bruce W. Dunlevie's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 125,223 |
Reported balance
After 2019-06-13 transaction · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · 2019-06-13 · Sale · Disposed 8,421 · Balance 125,223 F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.78 to $75.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6: Shares are held by Bruce W. Dunlevie's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 71,552 |
Reported balance
After 2019-06-13 transaction · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · 2019-06-13 · Sale · Disposed 53,671 · Balance 71,552 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.78 to $76.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6: Shares are held by Bruce W. Dunlevie's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 66,822 |
Reported balance
After 2019-06-13 transaction · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · 2019-06-13 · Sale · Disposed 4,730 · Balance 66,822 F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.78 to $77.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6: Shares are held by Bruce W. Dunlevie's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 2,021 |
Reported balance
After 2019-06-14 transaction · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · 2019-06-14 · Sale · Disposed 64,801 · Balance 2,021 F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.38 to $75.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6: Shares are held by Bruce W. Dunlevie's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2019-06-14 transaction · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · 2019-06-14 · Sale · Disposed 2,021 · Balance 0 F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.39 to $75.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6: Shares are held by Bruce W. Dunlevie's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 31,644 |
Reported balance
After 2019-06-12 transaction · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · 2019-06-12 · Other · Acquired 31,644 · Balance 31,644 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F12: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 29,649 |
Reported balance
After 2019-06-13 transaction · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · 2019-06-13 · Sale · Disposed 1,995 · Balance 29,649 F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.78 to $75.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F12: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 16,933 |
Reported balance
After 2019-06-13 transaction · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · 2019-06-13 · Sale · Disposed 12,716 · Balance 16,933 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.78 to $76.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F12: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 15,812 |
Reported balance
After 2019-06-13 transaction · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · 2019-06-13 · Sale · Disposed 1,121 · Balance 15,812 F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.78 to $77.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F12: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 459 |
Reported balance
After 2019-06-14 transaction · row 15
Holding and transaction disclosures are not merged.
1 source rowRow 15 · 2019-06-14 · Sale · Disposed 15,353 · Balance 459 F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.38 to $75.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F12: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2019-06-14 transaction · row 16
Holding and transaction disclosures are not merged.
1 source rowRow 16 · 2019-06-14 · Sale · Disposed 479 · Balance 0 F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.39 to $75.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F12: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 15,834 |
Reported balance
After 2019-06-12 transaction · row 17
Holding and transaction disclosures are not merged.
1 source rowRow 17 · 2019-06-12 · Other · Acquired 15,834 · Balance 15,834 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F13: Shares are held by limited partnerships controlled by J. William Gurley. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 116,767 |
Reported balance
After 2019-06-12 transaction · row 18
Holding and transaction disclosures are not merged.
1 source rowRow 18 · 2019-06-12 · Other · Acquired 116,767 · Balance 116,767 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F14: Shares are held directly by J. William Gurley. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 116,152 |
Reported balance
After 2019-06-13 transaction · row 19
Holding and transaction disclosures are not merged.
1 source rowRow 19 · 2019-06-13 · Sale · Disposed 615 · Balance 116,152 F15: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.78 to $75.54, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F14: Shares are held directly by J. William Gurley. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 111,076 |
Reported balance
After 2019-06-13 transaction · row 20
Holding and transaction disclosures are not merged.
1 source rowRow 20 · 2019-06-13 · Sale · Disposed 5,076 · Balance 111,076 F16: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.78 to $76.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F14: Shares are held directly by J. William Gurley. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 107,257 |
Reported balance
After 2019-06-13 transaction · row 21
Holding and transaction disclosures are not merged.
1 source rowRow 21 · 2019-06-13 · Sale · Disposed 3,819 · Balance 107,257 F17: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.78 to $77.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F14: Shares are held directly by J. William Gurley. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 67,428 |
Reported balance
After 2019-06-12 transaction · row 22
Holding and transaction disclosures are not merged.
1 source rowRow 22 · 2019-06-12 · Other · Acquired 58,052 · Balance 67,428 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F18: Shares are held by a limited partnership controlled by Kevin R. Harvey. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 207,858 |
Reported balance
After 2019-06-12 transaction · row 23
Holding and transaction disclosures are not merged.
1 source rowRow 23 · 2019-06-12 · Other · Acquired 80,444 · Balance 207,858 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F19: Shares are held by Kevin R. Harvey's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 10,555 |
Reported balance
After 2019-06-12 transaction · row 24
Holding and transaction disclosures are not merged.
1 source rowRow 24 · 2019-06-12 · Other · Acquired 10,555 · Balance 10,555 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F20: Shares are held by a limited partnership controlled by Mitchell H. Lasky. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 107,257 |
Reported balance
After 2019-06-12 transaction · row 25
Holding and transaction disclosures are not merged.
1 source rowRow 25 · 2019-06-12 · Other · Acquired 107,257 · Balance 107,257 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F21: Shares are held by Mitchell H. Lasky's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 92,257 |
Reported balance
After 2019-06-14 transaction · row 26
Holding and transaction disclosures are not merged.
1 source rowRow 26 · 2019-06-14 · Gift · Disposed 15,000 · Balance 92,257 F21: Shares are held by Mitchell H. Lasky's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 53,282 |
Reported balance
Holding disclosure · report date 2019-06-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 53,282 F3: The shares are held by Benchmark Capital Partners VII - Annex, L.P. ("BCP - Annex"). BCMC VII, the general partner of BCP - Annex, may be deemed to have sole voting and investment power over such shares. Messrs. Cohler, Dunlevie, Fenton, Gurley, Harvey, Lasky, Spurlock and Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by BCP - Annex. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.
F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).
F3: The shares are held by Benchmark Capital Partners VII - Annex, L.P. ("BCP - Annex"). BCMC VII, the general partner of BCP - Annex, may be deemed to have sole voting and investment power over such shares. Messrs. Cohler, Dunlevie, Fenton, Gurley, Harvey, Lasky, Spurlock and Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by BCP - Annex. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).
F4: Shares are held by Matthew R. Cohler's family trust.
F5: Shares are held by a limited liability company controlled by Matthew R. Cohler.
F6: Shares are held by Bruce W. Dunlevie's family trust.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.78 to $75.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.78 to $76.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.78 to $77.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.38 to $75.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.39 to $75.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12: Shares are held by a limited partnership controlled by Bruce W. Dunlevie.
F13: Shares are held by limited partnerships controlled by J. William Gurley.
F14: Shares are held directly by J. William Gurley.
F15: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.78 to $75.54, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F16: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.78 to $76.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F17: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.78 to $77.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F18: Shares are held by a limited partnership controlled by Kevin R. Harvey.
F19: Shares are held by Kevin R. Harvey's family trust.
F20: Shares are held by a limited partnership controlled by Mitchell H. Lasky.
F21: Shares are held by Mitchell H. Lasky's family trust.
Stitch Fix, Inc.
Report date June 22, 2021 · Filed June 24, 2021
Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, DUNLEVIE BRUCE, FENTON PETER H, HARVEY KEVIN, KAGLE ROBERT, LASKY MITCHELL, Vishria Eric
Section 16 reporting ended · disclosed 2021-06-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,816,532 |
Reported balance
After 2021-06-22 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2021-06-22 · Conversion · Acquired 1,816,532 · Balance 1,816,532 F1: Shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 283,468 |
Reported balance
After 2021-06-22 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2021-06-22 · Conversion · Acquired 283,468 · Balance 283,468 F2: Shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for BCP VI, Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and investment power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2021-06-22 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2021-06-22 · Other · Disposed 1,816,532 · Balance 0 F3: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F1: Shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2021-06-22 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2021-06-22 · Other · Disposed 283,468 · Balance 0 F4: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F2: Shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for BCP VI, Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and investment power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 27,882 |
Reported balance
After 2021-06-22 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2021-06-22 · Other · Acquired 27,882 · Balance 27,882 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F6: Shares are held by Steven M. Spurlock's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 18,597 |
Reported balance
After 2021-06-22 transaction · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · 2021-06-22 · Other · Acquired 18,597 · Balance 18,597 F4: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F7: Shares are held by limited partnerships controlled by Alexandre Balkanski. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 6,722 |
Reported balance
After 2021-06-22 transaction · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · 2021-06-22 · Other · Acquired 6,722 · Balance 6,722 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F8: Shares are held by Alexandre Balkanski's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 10,782 |
Reported balance
After 2021-06-22 transaction · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · 2021-06-22 · Other · Acquired 10,782 · Balance 10,782 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F9: Shares are held by Matthew R. Cohler's trust entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 78,885 |
Reported balance
After 2021-06-22 transaction · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · 2021-06-22 · Other · Acquired 78,885 · Balance 78,885 F3: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F10: Shares are held by a limited liability company controlled by Matthew R. Cohler. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 25,491 |
Reported balance
After 2021-06-22 transaction · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · 2021-06-22 · Other · Acquired 25,491 · Balance 25,491 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F11: Shares are held by entities controlled by Bruce W. Dunlevie. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 92,574 |
Reported balance
After 2021-06-22 transaction · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · 2021-06-22 · Other · Acquired 92,574 · Balance 92,574 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F12: Shares are held by Bruce W. Dunlevie's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 101,658 |
Reported balance
After 2021-06-22 transaction · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · 2021-06-22 · Other · Acquired 56,249 · Balance 101,658 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F13: Shares are held by Peter H. Fenton's trust entities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 164,978 |
Reported balance
After 2021-06-22 transaction · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · 2021-06-22 · Other · Acquired 44,816 · Balance 164,978 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F14: Shares are held by entities controlled by Kevin R. Harvey. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 653,484 |
Reported balance
After 2021-06-22 transaction · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · 2021-06-22 · Other · Acquired 62,888 · Balance 653,484 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F15: Shares are held by Kevin R. Harvey's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 15,640 |
Reported balance
After 2021-06-22 transaction · row 16
Holding and transaction disclosures are not merged.
1 source rowRow 16 · 2021-06-22 · Other · Acquired 15,640 · Balance 15,640 F3: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F17: Shares are held by a limited partnership controlled by Robert C. Kagle. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 86,829 |
Reported balance
After 2021-06-22 transaction · row 17
Holding and transaction disclosures are not merged.
1 source rowRow 17 · 2021-06-22 · Other · Acquired 86,829 · Balance 86,829 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F18: Shares are held by Mitchell H. Lasky's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 4,997 |
Reported balance
After 2021-06-22 transaction · row 18
Holding and transaction disclosures are not merged.
1 source rowRow 18 · 2021-06-22 · Other · Acquired 1,720 · Balance 4,997 F3: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F19: Shares are held by an entity controlled by Mitchell H. Lasky. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,000,000 |
Reported balance
Holding disclosure · report date 2021-06-22 · row 20
Holding and transaction disclosures are not merged.
1 source rowRow 20 · Balance 1,000,000 F21: Shares are held by Benchmark Capital Partners IX, L.P. ("BCP IX"), as nominee for BCP IX, Benchmark Founders' Fund IX, L.P. ("BFF IX"), Benchmark Founders' Fund IX-A, L.P. ("BFF IX-A"), Benchmark Founders' Fund IX-B, L.P. ("BFF IX-B") and related persons. Benchmark Capital Management Co. IX, L.L.C. ("BCMC IX"), the general partner of each of BCP IX, BFF IX, BFF IX-A and BFF IX-B, may be deemed to have sole voting and investment power over such shares. Peter H. Fenton, J. William Gurley, Chetan Puttagunta, Steven M. Spurlock, Sara E. Tavel and Eric H. Vishria, the managing members of BCMC IX, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). |
| Class A Common StockSEC Table I · non-derivative | Direct | 40,395 |
Reported balance
After 2021-06-22 transaction · row 15
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 15 · 2021-06-22 · Other · Acquired 40,395 · Balance 40,395 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F16: Shares are held directly by Robert C. Kagle. |
| Class A Common StockSEC Table I · non-derivative | Direct | 1,420 |
Reported balance
After 2021-06-22 transaction · row 19
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 19 · 2021-06-22 · Other · Acquired 329 · Balance 1,420 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F20: Shares are held directly by Eric H. Vishria. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 5,468,828 |
Reported balance
After 2021-06-22 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2021-06-22 · Conversion · Disposed 1,816,532 · Balance 5,468,828 F22: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F23: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. F24: Not applicable. F1: Shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 853,407 |
Reported balance
After 2021-06-22 transaction · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · 2021-06-22 · Conversion · Disposed 283,468 · Balance 853,407 F22: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F23: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. F24: Not applicable. F2: Shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for BCP VI, Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and investment power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). |
Filing footnotes · ownership attribution and instrument terms
F1: Shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities).
F2: Shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for BCP VI, Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and investment power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities).
F3: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.
F4: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.
F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.
F6: Shares are held by Steven M. Spurlock's family trust.
F7: Shares are held by limited partnerships controlled by Alexandre Balkanski.
F8: Shares are held by Alexandre Balkanski's family trust.
F9: Shares are held by Matthew R. Cohler's trust entity.
F10: Shares are held by a limited liability company controlled by Matthew R. Cohler.
F11: Shares are held by entities controlled by Bruce W. Dunlevie.
F12: Shares are held by Bruce W. Dunlevie's family trust.
F13: Shares are held by Peter H. Fenton's trust entities.
F14: Shares are held by entities controlled by Kevin R. Harvey.
F15: Shares are held by Kevin R. Harvey's family trust.
F16: Shares are held directly by Robert C. Kagle.
F17: Shares are held by a limited partnership controlled by Robert C. Kagle.
F18: Shares are held by Mitchell H. Lasky's family trust.
F19: Shares are held by an entity controlled by Mitchell H. Lasky.
F20: Shares are held directly by Eric H. Vishria.
F21: Shares are held by Benchmark Capital Partners IX, L.P. ("BCP IX"), as nominee for BCP IX, Benchmark Founders' Fund IX, L.P. ("BFF IX"), Benchmark Founders' Fund IX-A, L.P. ("BFF IX-A"), Benchmark Founders' Fund IX-B, L.P. ("BFF IX-B") and related persons. Benchmark Capital Management Co. IX, L.L.C. ("BCMC IX"), the general partner of each of BCP IX, BFF IX, BFF IX-A and BFF IX-B, may be deemed to have sole voting and investment power over such shares. Peter H. Fenton, J. William Gurley, Chetan Puttagunta, Steven M. Spurlock, Sara E. Tavel and Eric H. Vishria, the managing members of BCMC IX, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities).
F22: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.
F23: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.
F24: Not applicable.
WeWork Inc.
Report date August 15, 2023 · Filed August 17, 2023
Jointly reported with DUNLEVIE BRUCE, LASKY MITCHELL, FENTON PETER H, GURLEY J WILLIAM, HARVEY KEVIN
Section 16 reporting ended · disclosed 2023-08-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 14,065,009 |
Reported balance
After 2023-08-15 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2023-08-15 · Sale · Disposed 5,406,301 · Balance 14,065,009 F1: The shares were sold at prices ranging from $0.185 to $0.23. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: The shares are held by Benchmark Capital Partners VII (AIV), L.P. ("BCP AIV"), as nominee for itself and Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII") is the general partner of each of BCP AIV, BFF VII and BFF VII-B and may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey and Mitchell H. Lasky, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. F4: BCP AIV, for itself and as nominee for BFF VII and BFF VII-B, are a party to that certain Amended and Restated Stockholders Agreement (the "Stockholders Agreement") dated May 5, 2023 by and among the Issuer, BCP AIV, SVF Endurance (Cayman) Limited ("SVF 1") and SVF II WW Holdings (Cayman) Limited (together with SVF 1, the "Other Parties"). The Reporting Persons are managing members of BCMC VII, the general Partner of BCP AIV. Following the transactions reported on this Form 4, BCP AIV no longer has the right to designate a nominee to the Issuer's board of directors under the Stockholders Agreement, and as such, the Reporting Persons on this Form 4 no longer may be deemed to be members of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, with the Other Parties. F5: The parties to the Stockholders Agreement hold, in the aggregate, more than 10% of the shares of Class A Common Stock of the Issuer. The share ownership reported for the Reporting Persons does not include any securities of the Issuer owned by the Other Parties, and each of the Reporting Persons disclaim beneficial ownership of the securities beneficially owned by the Other Parties. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 9,735,654 |
Reported balance
After 2023-08-16 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2023-08-16 · Sale · Disposed 4,329,355 · Balance 9,735,654 F3: The shares were sold at prices ranging from $0.15 to $0.185. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: The shares are held by Benchmark Capital Partners VII (AIV), L.P. ("BCP AIV"), as nominee for itself and Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII") is the general partner of each of BCP AIV, BFF VII and BFF VII-B and may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey and Mitchell H. Lasky, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. F4: BCP AIV, for itself and as nominee for BFF VII and BFF VII-B, are a party to that certain Amended and Restated Stockholders Agreement (the "Stockholders Agreement") dated May 5, 2023 by and among the Issuer, BCP AIV, SVF Endurance (Cayman) Limited ("SVF 1") and SVF II WW Holdings (Cayman) Limited (together with SVF 1, the "Other Parties"). The Reporting Persons are managing members of BCMC VII, the general Partner of BCP AIV. Following the transactions reported on this Form 4, BCP AIV no longer has the right to designate a nominee to the Issuer's board of directors under the Stockholders Agreement, and as such, the Reporting Persons on this Form 4 no longer may be deemed to be members of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, with the Other Parties. F5: The parties to the Stockholders Agreement hold, in the aggregate, more than 10% of the shares of Class A Common Stock of the Issuer. The share ownership reported for the Reporting Persons does not include any securities of the Issuer owned by the Other Parties, and each of the Reporting Persons disclaim beneficial ownership of the securities beneficially owned by the Other Parties. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,000,000 |
Reported balance
Holding disclosure · report date 2023-08-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,000,000 F7: Shares are held by Mr. Dunlevie's family trust entity. |
| Class A Common StockSEC Table I · non-derivative | Direct | 15,052 |
Reported balance
Holding disclosure · report date 2023-08-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 15,052 F6: Shares are held by Mr. Dunlevie. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were sold at prices ranging from $0.185 to $0.23. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The shares are held by Benchmark Capital Partners VII (AIV), L.P. ("BCP AIV"), as nominee for itself and Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII") is the general partner of each of BCP AIV, BFF VII and BFF VII-B and may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey and Mitchell H. Lasky, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F3: The shares were sold at prices ranging from $0.15 to $0.185. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: BCP AIV, for itself and as nominee for BFF VII and BFF VII-B, are a party to that certain Amended and Restated Stockholders Agreement (the "Stockholders Agreement") dated May 5, 2023 by and among the Issuer, BCP AIV, SVF Endurance (Cayman) Limited ("SVF 1") and SVF II WW Holdings (Cayman) Limited (together with SVF 1, the "Other Parties"). The Reporting Persons are managing members of BCMC VII, the general Partner of BCP AIV. Following the transactions reported on this Form 4, BCP AIV no longer has the right to designate a nominee to the Issuer's board of directors under the Stockholders Agreement, and as such, the Reporting Persons on this Form 4 no longer may be deemed to be members of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, with the Other Parties.
F5: The parties to the Stockholders Agreement hold, in the aggregate, more than 10% of the shares of Class A Common Stock of the Issuer. The share ownership reported for the Reporting Persons does not include any securities of the Issuer owned by the Other Parties, and each of the Reporting Persons disclaim beneficial ownership of the securities beneficially owned by the Other Parties.
F6: Shares are held by Mr. Dunlevie.
F7: Shares are held by Mr. Dunlevie's family trust entity.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2022 Filed Dec 2, 2022 18:43 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 10,285 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124243 · tm2231913-5_4.xml · nonDerivative · entry 12 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,285 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F13 · ownership.nature: Shares held by Chetan Puttagunta. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 18:43 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 531 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124243 · tm2231913-5_4.xml · nonDerivative · entry 11 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,302 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F12 · ownership.nature: Shares held by An-Yen Hu's trust entity. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 18:43 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 45,795 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124243 · tm2231913-5_4.xml · nonDerivative · entry 10 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 160,882 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F11 · ownership.nature: Shares are held by Sarah Tavel. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 18:43 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 72,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124243 · tm2231913-5_4.xml · nonDerivative · entry 9 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 145,830 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F10 · ownership.nature: Shares are held by J. William Gurley's trust entity Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 18:43 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 6,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124243 · tm2231913-5_4.xml · nonDerivative · entry 8 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,014 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F9 · ownership.nature: Shares are held by J. William Gurley's family partnerships. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 18:43 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 75,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124243 · tm2231913-5_4.xml · nonDerivative · entry 7 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 323,551 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F8 · ownership.nature: Shares are held by Mitchell H. Lasky's trust entity. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 18:43 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 3,007 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124243 · tm2231913-5_4.xml · nonDerivative · entry 6 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,864 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F7 · ownership.nature: Shares are held by Mitchell H. Lasky's family partnership. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 18:43 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 3,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124243 · tm2231913-5_4.xml · nonDerivative · entry 5 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,064 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F6 · ownership.nature: Shares are held by Peter H. Fenton's family partnership. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 18:43 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 60,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124243 · tm2231913-5_4.xml · nonDerivative · entry 4 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 205,497 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F5 · ownership.nature: Shares are held by Peter H. Fenton's trust entities. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 18:43 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 88,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124243 · tm2231913-5_4.xml · nonDerivative · entry 3 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 365,055 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F4 · ownership.nature: Shares are held by Matthew R. Cohler's trust entity. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 18:43 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 1,526,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124243 · tm2231913-5_4.xml · nonDerivative · entry 2 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 18:43 UTC | Amplitude, Inc. AMPL · Entity 4566 | ConversionClass A Common Stock | 1,526,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124243 · tm2231913-5_4.xml · nonDerivative · entry 1 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,526,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of a derivative security in accordance of its terms. F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 21:42 UTC | Asana, Inc. ASAN · Entity 4425 | GrantClass A Common Stock | 409 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-055593 · doc4.xml · nonDerivative · entry 1 Cohler Matt · CIK 0001572685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,166 F1 · shares: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended October 31, 2022. The number of shares of Class A Common Stock received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on October 31, 2022. Read SEC document |
| October 20, 2022 Filed Oct 21, 2022 22:01 UTC | KKR & Co. Inc. KKR · Entity 338 | GrantCommon Stock | 4,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-038118 · form4.xml · nonDerivative · entry 1 Cohler Matt · CIK 0001572685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,464 F1 · kind: Represents restricted stock units of KKR & Co. Inc., which were approved for grant under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan and will vest on October 1, 2023. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 19:58 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 514 | $31.55 | $16,214.23 |
DisclosureSEC source: 0001104659-22-088871 · tm2223068-4_4seq1.xml · nonDerivative · entry 17 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 180,170 F6 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on August 9, 2022. The actual sale prices ranged from a low of $31.22 to a high of $31.9, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F13 · ownership.nature: Shares held by Chetan Puttagunta's trust entity. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 19:58 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 2,072 | $30.68 | $63,562.54 |
DisclosureSEC source: 0001104659-22-088871 · tm2223068-4_4seq1.xml · nonDerivative · entry 16 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 180,684 F5 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on August 9, 2022. The actual sale prices ranged from a low of $30.22 to a high of $31.18, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F13 · ownership.nature: Shares held by Chetan Puttagunta's trust entity. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 19:58 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 2,265 | $31.55 | $71,449.88 |
DisclosureSEC source: 0001104659-22-088871 · tm2223068-4_4seq1.xml · nonDerivative · entry 13 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 943,656 F6 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on August 9, 2022. The actual sale prices ranged from a low of $31.22 to a high of $31.9, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F11 · ownership.nature: Shares are held by Sarah Tavel. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 19:58 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 9,131 | $30.68 | $280,110.77 |
DisclosureSEC source: 0001104659-22-088871 · tm2223068-4_4seq1.xml · nonDerivative · entry 12 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 945,921 F5 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on August 9, 2022. The actual sale prices ranged from a low of $30.22 to a high of $31.18, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F11 · ownership.nature: Shares are held by Sarah Tavel. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 19:58 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 2,100 | $31.55 | $66,244.92 |
DisclosureSEC source: 0001104659-22-088871 · tm2223068-4_4seq1.xml · nonDerivative · entry 6 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,168,456 F6 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on August 9, 2022. The actual sale prices ranged from a low of $31.22 to a high of $31.9, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F4 · ownership.nature: Shares are held by Peter H. Fenton's trust entities. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 19:58 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 8,463 | $30.68 | $259,618.60 |
DisclosureSEC source: 0001104659-22-088871 · tm2223068-4_4seq1.xml · nonDerivative · entry 5 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,170,556 F5 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on August 9, 2022. The actual sale prices ranged from a low of $30.22 to a high of $31.18, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F4 · ownership.nature: Shares are held by Peter H. Fenton's trust entities. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 19:58 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 10 | $17.92 | $179.20 |
DisclosureSEC source: 0001104659-22-088870 · tm2223068-3_4seq1.xml · nonDerivative · entry 18 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F14 · ownership.nature: Shares held by Chetan Puttagunta's trust entity. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 19:58 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 737 | $16.95 | $12,490.68 |
DisclosureSEC source: 0001104659-22-088870 · tm2223068-3_4seq1.xml · nonDerivative · entry 17 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10 F6 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on August 9, 2022. The actual sale prices ranged from a low of $16.57 to a high of $17.55, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 3 decimal points. F14 · ownership.nature: Shares held by Chetan Puttagunta's trust entity. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 19:58 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 47 | $17.92 | $842.24 |
DisclosureSEC source: 0001104659-22-088870 · tm2223068-3_4seq1.xml · nonDerivative · entry 13 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 157,560 F11 · ownership.nature: Shares are held by Sarah Tavel. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 19:58 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 3,275 | $16.95 | $55,504.70 |
DisclosureSEC source: 0001104659-22-088870 · tm2223068-3_4seq1.xml · nonDerivative · entry 12 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 157,607 F6 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on August 9, 2022. The actual sale prices ranged from a low of $16.57 to a high of $17.55, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 3 decimal points. F11 · ownership.nature: Shares are held by Sarah Tavel. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 19:58 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 43 | $17.92 | $770.56 |
DisclosureSEC source: 0001104659-22-088870 · tm2223068-3_4seq1.xml · nonDerivative · entry 6 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 144,587 F5 · ownership.nature: Shares are held by Peter H. Fenton's trust entities. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 19:58 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 3,021 | $16.95 | $51,199.91 |
DisclosureSEC source: 0001104659-22-088870 · tm2223068-3_4seq1.xml · nonDerivative · entry 5 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 144,630 F6 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on August 9, 2022. The actual sale prices ranged from a low of $16.57 to a high of $17.55, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 3 decimal points. F5 · ownership.nature: Shares are held by Peter H. Fenton's trust entities. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass B Common Stock · Derivative | 3,862,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088871 · tm2223068-4_4seq1.xml · derivative · entry 18 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 18,023,439 Underlying: Class A Common Stock · 3,862,593 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F14 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F14 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · ownership.nature: Shares are held by Benchmark Capital Partners VIII, L.P. ("BCP VIII"), for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of each of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and investment power over such shares. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and investment power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 951 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088871 · tm2223068-4_4seq1.xml · nonDerivative · entry 15 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 182,756 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F13 · ownership.nature: Shares held by Chetan Puttagunta's trust entity. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 42 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088871 · tm2223068-4_4seq1.xml · nonDerivative · entry 14 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,994 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F12 · ownership.nature: Shares held by An-Yen Hu's trust entity. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 4,441 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088871 · tm2223068-4_4seq1.xml · nonDerivative · entry 11 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 955,052 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F11 · ownership.nature: Shares are held by Sarah Tavel. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 37,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088871 · tm2223068-4_4seq1.xml · nonDerivative · entry 10 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,374,798 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F10 · ownership.nature: Shares are held by J. William Gurley's trust entity. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 20,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088871 · tm2223068-4_4seq1.xml · nonDerivative · entry 9 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 20,694 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F9 · ownership.nature: Shares are held by J. William Gurley's family partnerships. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 47,549 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088871 · tm2223068-4_4seq1.xml · nonDerivative · entry 8 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,514,035 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F8 · ownership.nature: Shares are held by Mitchell H. Lasky's family trust. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 10,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088871 · tm2223068-4_4seq1.xml · nonDerivative · entry 7 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 20,694 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F7 · ownership.nature: Shares are held by Mitchell H. Lasky's family partnership. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 36,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088871 · tm2223068-4_4seq1.xml · nonDerivative · entry 4 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,179,019 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F4 · ownership.nature: Shares are held by Peter H. Fenton's trust entities. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 90,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088871 · tm2223068-4_4seq1.xml · nonDerivative · entry 3 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,599,904 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F3 · ownership.nature: Shares are held by Matthew R. Cohler's trust entity. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 3,862,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088871 · tm2223068-4_4seq1.xml · nonDerivative · entry 2 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F1 · ownership.nature: Shares are held by Benchmark Capital Partners VIII, L.P. ("BCP VIII"), for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of each of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and investment power over such shares. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and investment power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass A Common Stock | 3,862,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088871 · tm2223068-4_4seq1.xml · nonDerivative · entry 1 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,862,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Shares are held by Benchmark Capital Partners VIII, L.P. ("BCP VIII"), for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of each of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and investment power over such shares. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and investment power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Amplitude, Inc. AMPL · Entity 4566 | ConversionClass B CommonStock · Derivative | 1,526,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088870 · tm2223068-3_4seq1.xml · derivative · entry 19 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,737,868 Underlying: Class A Common Stock · 1,526,430 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · derivative.exercise_price: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period). F15 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period). F15 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period). F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 747 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088870 · tm2223068-3_4seq1.xml · nonDerivative · entry 16 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 747 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F14 · ownership.nature: Shares held by Chetan Puttagunta's trust entity. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 9,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088870 · tm2223068-3_4seq1.xml · nonDerivative · entry 15 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 9,538 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F13 · ownership.nature: Shares held by Chetan Puttagunta. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 531 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088870 · tm2223068-3_4seq1.xml · nonDerivative · entry 14 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 771 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F12 · ownership.nature: Shares held by An-Yen Hu's trust entity. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 45,795 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088870 · tm2223068-3_4seq1.xml · nonDerivative · entry 11 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 160,882 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F11 · ownership.nature: Shares are held by Sarah Tavel. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 72,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088870 · tm2223068-3_4seq1.xml · nonDerivative · entry 10 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 73,165 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F10 · ownership.nature: Shares are held by J. William Gurley's trust entity Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 6,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088870 · tm2223068-3_4seq1.xml · nonDerivative · entry 9 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,014 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F9 · ownership.nature: Shares are held by J. William Gurley's family partnerships. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 75,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088870 · tm2223068-3_4seq1.xml · nonDerivative · entry 8 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 323,551 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F8 · ownership.nature: Shares are held by Mitchell H. Lasky's trust entity. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 3,007 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088870 · tm2223068-3_4seq1.xml · nonDerivative · entry 7 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,857 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F7 · ownership.nature: Shares are held by Mitchell H. Lasky's family partnership. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 63,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088870 · tm2223068-3_4seq1.xml · nonDerivative · entry 4 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 147,651 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F5 · ownership.nature: Shares are held by Peter H. Fenton's trust entities. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 88,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088870 · tm2223068-3_4seq1.xml · nonDerivative · entry 3 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 276,904 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F4 · ownership.nature: Shares are held by Matthew R. Cohler's trust entity. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 1,526,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088870 · tm2223068-3_4seq1.xml · nonDerivative · entry 2 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.