TapewireFind a company

person · Reporting owner

Okajima Masatsune

Disclosed activity across 1 company

Tapewire entity
159594
SEC CIK
0001374660

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MEDICINOVA INCMNOV · Entity 7011VP and Head of Japanese OfficeFebruary 28, 2019March 04, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MEDICINOVA INC

Report date February 28, 2019 · Filed March 04, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,040,530 Ending reported balance After 2019-02-28 transaction · row 12
12 source rows · reconciled sequence

Row 1 · 2019-02-28 · Exercise / conversion · Acquired 35,700 · Balance 189,280

Row 2 · 2019-02-28 · Exercise / conversion · Acquired 85,000 · Balance 274,280

Row 3 · 2019-02-28 · Exercise / conversion · Acquired 63,750 · Balance 338,030

Row 4 · 2019-02-28 · Exercise / conversion · Acquired 80,000 · Balance 418,030

Row 5 · 2019-02-28 · Exercise / conversion · Acquired 42,500 · Balance 460,530

Row 6 · 2019-02-28 · Exercise / conversion · Acquired 105,000 · Balance 565,530

Row 7 · 2019-02-28 · Exercise / conversion · Acquired 15,000 · Balance 580,530

Row 8 · 2019-02-28 · Exercise / conversion · Acquired 105,000 · Balance 685,530

Row 9 · 2019-02-28 · Exercise / conversion · Acquired 30,000 · Balance 715,530

Row 10 · 2019-02-28 · Exercise / conversion · Acquired 120,000 · Balance 835,530

Row 11 · 2019-02-28 · Exercise / conversion · Acquired 100,000 · Balance 935,530

Row 12 · 2019-02-28 · Exercise / conversion · Acquired 105,000 · Balance 1,040,530

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.34 · Expires 2020-01-28Direct0 Reported balance After 2019-02-28 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2019-02-28 · Exercise / conversion · Disposed 35,700 · Balance 0

F1: The option vested over a period of 4 years in equal monthly installments from the 1/28/2010 date of grant and is now fully vested.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.54 · Expires 2021-07-12Direct0 Reported balance After 2019-02-28 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2019-02-28 · Exercise / conversion · Disposed 85,000 · Balance 0

F2: The option vested over a period of 4 years in equal monthly installments from the 7/13/2011 date of grant and is now fully vested.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.46 · Expires 2021-08-02Direct0 Reported balance After 2019-02-28 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2019-02-28 · Exercise / conversion · Disposed 63,750 · Balance 0

F3: The option was granted on 8/3/2011, was subject to vesting based on achievement of performance criteria and vested in full on 6/14/2012.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.10 · Expires 2023-05-12Direct0 Reported balance After 2019-02-28 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2019-02-28 · Exercise / conversion · Disposed 80,000 · Balance 0

F4: The option was granted on 5/13/2013, was subject to vesting based on achievement of performance criteria and vested in full on 12/2/2013.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.10 · Expires 2023-05-12Direct0 Reported balance After 2019-02-28 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2019-02-28 · Exercise / conversion · Disposed 42,500 · Balance 0

F5: The option vested over a period of 4 years in equal monthly installments from the 5/13/2013 date of grant and is now fully vested.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.64 · Expires 2023-12-11Direct0 Reported balance After 2019-02-28 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2019-02-28 · Exercise / conversion · Disposed 105,000 · Balance 0

F6: The option was granted on 12/12/2013, was subject to vesting based on achievement of performance criteria and vested in full on 12/4/2014.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.24 · Expires 2024-12-03Direct0 Reported balance After 2019-02-28 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2019-02-28 · Exercise / conversion · Disposed 15,000 · Balance 0

F7: The option vested over a period of 3 years in equal monthly installments from the 12/4/2014 date of grant and is now fully vested.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.09 · Expires 2025-01-06Direct0 Reported balance After 2019-02-28 transaction · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · 2019-02-28 · Exercise / conversion · Disposed 105,000 · Balance 0

F8: The option was granted on 1/7/2015, was subject to vesting based on achievement of performance criteria and vested in full on 1/7/2016.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.91 · Expires 2026-01-06Direct0 Reported balance After 2019-02-28 transaction · row 21 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 21 · 2019-02-28 · Exercise / conversion · Disposed 30,000 · Balance 0

F9: The option vested over a period of 3 years in equal monthly installments from the 1/7/2016 date of grant and is now fully vested.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.91 · Expires 2026-01-06Direct0 Reported balance After 2019-02-28 transaction · row 22 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 22 · 2019-02-28 · Exercise / conversion · Disposed 120,000 · Balance 0

F10: The option was granted on 1/7/2016, was subject to vesting based on achievement of performance criteria and vested in full on 1/18/2017.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.10 · Expires 2027-01-17Direct0 Reported balance After 2019-02-28 transaction · row 23 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 23 · 2019-02-28 · Exercise / conversion · Disposed 100,000 · Balance 0

F11: The option was granted on 1/18/2017, was subject to vesting based on achievement of performance criteria and vested in full on 1/6/2018.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.00 · Expires 2028-01-05Direct0 Reported balance After 2019-02-28 transaction · row 24 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 24 · 2019-02-28 · Exercise / conversion · Disposed 105,000 · Balance 0

F12: The option was granted on 1/6/2018, was subject to vesting based on achievement of performance criteria and vested in full on 1/15/2019.

Filing footnotes · ownership attribution and instrument terms

F1: The option vested over a period of 4 years in equal monthly installments from the 1/28/2010 date of grant and is now fully vested.

F2: The option vested over a period of 4 years in equal monthly installments from the 7/13/2011 date of grant and is now fully vested.

F3: The option was granted on 8/3/2011, was subject to vesting based on achievement of performance criteria and vested in full on 6/14/2012.

F4: The option was granted on 5/13/2013, was subject to vesting based on achievement of performance criteria and vested in full on 12/2/2013.

F5: The option vested over a period of 4 years in equal monthly installments from the 5/13/2013 date of grant and is now fully vested.

F6: The option was granted on 12/12/2013, was subject to vesting based on achievement of performance criteria and vested in full on 12/4/2014.

F7: The option vested over a period of 3 years in equal monthly installments from the 12/4/2014 date of grant and is now fully vested.

F8: The option was granted on 1/7/2015, was subject to vesting based on achievement of performance criteria and vested in full on 1/7/2016.

F9: The option vested over a period of 3 years in equal monthly installments from the 1/7/2016 date of grant and is now fully vested.

F10: The option was granted on 1/7/2016, was subject to vesting based on achievement of performance criteria and vested in full on 1/18/2017.

F11: The option was granted on 1/18/2017, was subject to vesting based on achievement of performance criteria and vested in full on 1/6/2018.

F12: The option was granted on 1/6/2018, was subject to vesting based on achievement of performance criteria and vested in full on 1/15/2019.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2019 Filed Mar 4, 2019 11:00 UTC MEDICINOVA INC MNOV · Entity 7011 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 105,000 $0.00 Strike: $7.00 $0.00
Disclosure

SEC source: 0001683168-19-000530 · ownership.xml · derivative · entry 24

Okajima Masatsune · CIK 0001374660 · VP and Head of Japanese Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 105,000 shares

Expires 2028-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: The option was granted on 1/6/2018, was subject to vesting based on achievement of performance criteria and vested in full on 1/15/2019.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 11:00 UTC MEDICINOVA INC MNOV · Entity 7011 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $6.10 $0.00
Disclosure

SEC source: 0001683168-19-000530 · ownership.xml · derivative · entry 23

Okajima Masatsune · CIK 0001374660 · VP and Head of Japanese Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2027-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: The option was granted on 1/18/2017, was subject to vesting based on achievement of performance criteria and vested in full on 1/6/2018.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 11:00 UTC MEDICINOVA INC MNOV · Entity 7011 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 120,000 $0.00 Strike: $3.91 $0.00
Disclosure

SEC source: 0001683168-19-000530 · ownership.xml · derivative · entry 22

Okajima Masatsune · CIK 0001374660 · VP and Head of Japanese Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 120,000 shares

Expires 2026-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The option was granted on 1/7/2016, was subject to vesting based on achievement of performance criteria and vested in full on 1/18/2017.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 11:00 UTC MEDICINOVA INC MNOV · Entity 7011 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $3.91 $0.00
Disclosure

SEC source: 0001683168-19-000530 · ownership.xml · derivative · entry 21

Okajima Masatsune · CIK 0001374660 · VP and Head of Japanese Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2026-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The option vested over a period of 3 years in equal monthly installments from the 1/7/2016 date of grant and is now fully vested.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 11:00 UTC MEDICINOVA INC MNOV · Entity 7011 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 105,000 $0.00 Strike: $3.09 $0.00
Disclosure

SEC source: 0001683168-19-000530 · ownership.xml · derivative · entry 20

Okajima Masatsune · CIK 0001374660 · VP and Head of Japanese Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 105,000 shares

Expires 2025-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The option was granted on 1/7/2015, was subject to vesting based on achievement of performance criteria and vested in full on 1/7/2016.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 11:00 UTC MEDICINOVA INC MNOV · Entity 7011 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $3.24 $0.00
Disclosure

SEC source: 0001683168-19-000530 · ownership.xml · derivative · entry 19

Okajima Masatsune · CIK 0001374660 · VP and Head of Japanese Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2024-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option vested over a period of 3 years in equal monthly installments from the 12/4/2014 date of grant and is now fully vested.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 11:00 UTC MEDICINOVA INC MNOV · Entity 7011 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 105,000 $0.00 Strike: $2.64 $0.00
Disclosure

SEC source: 0001683168-19-000530 · ownership.xml · derivative · entry 18

Okajima Masatsune · CIK 0001374660 · VP and Head of Japanese Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 105,000 shares

Expires 2023-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option was granted on 12/12/2013, was subject to vesting based on achievement of performance criteria and vested in full on 12/4/2014.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 11:00 UTC MEDICINOVA INC MNOV · Entity 7011 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 42,500 $0.00 Strike: $4.10 $0.00
Disclosure

SEC source: 0001683168-19-000530 · ownership.xml · derivative · entry 17

Okajima Masatsune · CIK 0001374660 · VP and Head of Japanese Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,500 shares

Expires 2023-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested over a period of 4 years in equal monthly installments from the 5/13/2013 date of grant and is now fully vested.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 11:00 UTC MEDICINOVA INC MNOV · Entity 7011 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 80,000 $0.00 Strike: $4.10 $0.00
Disclosure

SEC source: 0001683168-19-000530 · ownership.xml · derivative · entry 16

Okajima Masatsune · CIK 0001374660 · VP and Head of Japanese Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 80,000 shares

Expires 2023-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option was granted on 5/13/2013, was subject to vesting based on achievement of performance criteria and vested in full on 12/2/2013.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 11:00 UTC MEDICINOVA INC MNOV · Entity 7011 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 63,750 $0.00 Strike: $2.46 $0.00
Disclosure

SEC source: 0001683168-19-000530 · ownership.xml · derivative · entry 15

Okajima Masatsune · CIK 0001374660 · VP and Head of Japanese Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 63,750 shares

Expires 2021-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was granted on 8/3/2011, was subject to vesting based on achievement of performance criteria and vested in full on 6/14/2012.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 11:00 UTC MEDICINOVA INC MNOV · Entity 7011 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 85,000 $0.00 Strike: $2.54 $0.00
Disclosure

SEC source: 0001683168-19-000530 · ownership.xml · derivative · entry 14

Okajima Masatsune · CIK 0001374660 · VP and Head of Japanese Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 85,000 shares

Expires 2021-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested over a period of 4 years in equal monthly installments from the 7/13/2011 date of grant and is now fully vested.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 11:00 UTC MEDICINOVA INC MNOV · Entity 7011 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 35,700 $0.00 Strike: $7.34 $0.00
Disclosure

SEC source: 0001683168-19-000530 · ownership.xml · derivative · entry 13

Okajima Masatsune · CIK 0001374660 · VP and Head of Japanese Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,500 shares

Expires 2020-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested over a period of 4 years in equal monthly installments from the 1/28/2010 date of grant and is now fully vested.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 11:00 UTC MEDICINOVA INC MNOV · Entity 7011 Exercise / conversionCommon Stock 105,000 $7.00 $735,000.00
Disclosure

SEC source: 0001683168-19-000530 · ownership.xml · nonDerivative · entry 12

Okajima Masatsune · CIK 0001374660 · VP and Head of Japanese Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,040,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 11:00 UTC MEDICINOVA INC MNOV · Entity 7011 Exercise / conversionCommon Stock 100,000 $6.10 $610,000.00
Disclosure

SEC source: 0001683168-19-000530 · ownership.xml · nonDerivative · entry 11

Okajima Masatsune · CIK 0001374660 · VP and Head of Japanese Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 935,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 11:00 UTC MEDICINOVA INC MNOV · Entity 7011 Exercise / conversionCommon Stock 120,000 $3.91 $469,200.00
Disclosure

SEC source: 0001683168-19-000530 · ownership.xml · nonDerivative · entry 10

Okajima Masatsune · CIK 0001374660 · VP and Head of Japanese Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 835,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 11:00 UTC MEDICINOVA INC MNOV · Entity 7011 Exercise / conversionCommon Stock 30,000 $3.91 $117,300.00
Disclosure

SEC source: 0001683168-19-000530 · ownership.xml · nonDerivative · entry 9

Okajima Masatsune · CIK 0001374660 · VP and Head of Japanese Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 715,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 11:00 UTC MEDICINOVA INC MNOV · Entity 7011 Exercise / conversionCommon Stock 105,000 $3.09 $324,450.00
Disclosure

SEC source: 0001683168-19-000530 · ownership.xml · nonDerivative · entry 8

Okajima Masatsune · CIK 0001374660 · VP and Head of Japanese Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 685,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 11:00 UTC MEDICINOVA INC MNOV · Entity 7011 Exercise / conversionCommon Stock 15,000 $3.24 $48,600.00
Disclosure

SEC source: 0001683168-19-000530 · ownership.xml · nonDerivative · entry 7

Okajima Masatsune · CIK 0001374660 · VP and Head of Japanese Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 11:00 UTC MEDICINOVA INC MNOV · Entity 7011 Exercise / conversionCommon Stock 105,000 $2.64 $277,200.00
Disclosure

SEC source: 0001683168-19-000530 · ownership.xml · nonDerivative · entry 6

Okajima Masatsune · CIK 0001374660 · VP and Head of Japanese Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 11:00 UTC MEDICINOVA INC MNOV · Entity 7011 Exercise / conversionCommon Stock 42,500 $4.10 $174,250.00
Disclosure

SEC source: 0001683168-19-000530 · ownership.xml · nonDerivative · entry 5

Okajima Masatsune · CIK 0001374660 · VP and Head of Japanese Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 11:00 UTC MEDICINOVA INC MNOV · Entity 7011 Exercise / conversionCommon Stock 80,000 $4.10 $328,000.00
Disclosure

SEC source: 0001683168-19-000530 · ownership.xml · nonDerivative · entry 4

Okajima Masatsune · CIK 0001374660 · VP and Head of Japanese Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 11:00 UTC MEDICINOVA INC MNOV · Entity 7011 Exercise / conversionCommon Stock 63,750 $2.46 $156,825.00
Disclosure

SEC source: 0001683168-19-000530 · ownership.xml · nonDerivative · entry 3

Okajima Masatsune · CIK 0001374660 · VP and Head of Japanese Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 11:00 UTC MEDICINOVA INC MNOV · Entity 7011 Exercise / conversionCommon Stock 85,000 $2.54 $215,900.00
Disclosure

SEC source: 0001683168-19-000530 · ownership.xml · nonDerivative · entry 2

Okajima Masatsune · CIK 0001374660 · VP and Head of Japanese Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 11:00 UTC MEDICINOVA INC MNOV · Entity 7011 Exercise / conversionCommon Stock 35,700 $7.34 $262,038.00
Disclosure

SEC source: 0001683168-19-000530 · ownership.xml · nonDerivative · entry 1

Okajima Masatsune · CIK 0001374660 · VP and Head of Japanese Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:24 UTC MEDICINOVA INC MNOV · Entity 7011 GrantEmployee Stock Option (Right to Buy) · Derivative 105,000 $0.00 Strike: $7.00 $0.00
Disclosure

SEC source: 0001683168-19-000150 · ownership.xml · derivative · entry 1

Okajima Masatsune · CIK 0001374660 · VP and Head of Japanese Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 105,000 shares

Expires 2028-01-05

F1 · balance_after: On January 06, 2018, the reporting person was granted an option to purchase 105,000 shares of common stock. The option vests based on MNOV's satisfaction of certain performance criteria for the fiscal year ended December 31, 2018. The Performance criteria for 2018 have been met, resulting in full vesting of the option.

Read SEC document
January 09, 2019 Filed Jan 11, 2019 21:24 UTC MEDICINOVA INC MNOV · Entity 7011 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 41,250 $0.00 Strike: $2.20 $0.00
Disclosure

SEC source: 0001683168-19-000079 · ownership.xml · derivative · entry 2

Okajima Masatsune · CIK 0001374660 · VP and Head of Japanese Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,250 shares

Expires 2019-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested over a period of 4 years in equal monthly installments from the 1/30/2009 date of grant and is now fully vested.

Read SEC document
January 09, 2019 Filed Jan 11, 2019 21:24 UTC MEDICINOVA INC MNOV · Entity 7011 Exercise / conversionCommon Stock 41,250 $2.20 $90,750.00
Disclosure

SEC source: 0001683168-19-000079 · ownership.xml · nonDerivative · entry 1

Okajima Masatsune · CIK 0001374660 · VP and Head of Japanese Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 930 shares acquired under MediciNova's employee stock purchase plan, which are exempt under Rule 16b-3(c).

Read SEC document
January 06, 2018 Filed Jan 9, 2018 23:25 UTC MEDICINOVA INC MNOV · Entity 7011 GrantEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $6.10 $0.00
Disclosure

SEC source: 0001683168-18-000091 · okajima_f4-010618.xml · derivative · entry 1

Okajima Masatsune · CIK 0001374660 · VP and Head of Japanese Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2027-01-17

F1 · balance_after: On January 18, 2017, the reporting person was granted an option to purchase 100,000 shares of common stock. The option vests based on MNOV's satisfaction of certain performance criteria for the fiscal year ended December 31, 2017. The Performance criteria for 2017 have been met, resulting in full vesting of the option.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:03 UTC MEDICINOVA INC MNOV · Entity 7011 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 48,000 $0.00 Strike: $4.42 $0.00
Disclosure

SEC source: 0001683168-17-003308 · okajima_frm4.xml · derivative · entry 2

Okajima Masatsune · CIK 0001374660 · VP and Head of Japanese Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,000 shares

Expires 2018-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested over a period of 4 years in equal monthly installments from the 1/7/2008 date of grant and is now fully vested.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:03 UTC MEDICINOVA INC MNOV · Entity 7011 Exercise / conversionCommon Stock 48,000 $4.42 $212,160.00
Disclosure

SEC source: 0001683168-17-003308 · okajima_frm4.xml · nonDerivative · entry 1

Okajima Masatsune · CIK 0001374660 · VP and Head of Japanese Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired under MediciNova's employee stock purchase plan, which are exempt under Rule 16b-3(c).

Read SEC document
January 18, 2017 Filed Jan 20, 2017 22:31 UTC MEDICINOVA INC MNOV · Entity 7011 GrantEmployee Stock Option (Right to Buy) · Derivative 120,000 $0.00 Strike: $3.91 $0.00
Disclosure

SEC source: 0001683168-17-000141 · okajima_f4.xml · derivative · entry 1

Okajima Masatsune · CIK 0001374660 · VP and Head of Japanese Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2026-01-06

F1 · balance_after: On January 7, 2016, the reporting person was granted an option to purchase 120,000 shares of common stock. The option vests based on MNOV's satisfaction of certain performance criteria by December 31, 2016. The Performance criteria have been met, resulting in full vesting of the option.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.