organization · Reporting owner
Benchmark Capital Management Co. VII, L.L.C.
Disclosed activity across 6 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 1stdibs.com, Inc.DIBS · Entity 6526 | 10% owner | June 14, 2021 | June 16, 2021 |
| Cyngn Inc.CYN · Entity 9075 | 10% owner | October 22, 2021 | October 22, 2021 |
| Uber Technologies, IncUBER · Entity 2867 | 10% owner | May 14, 2019 | May 15, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
1stdibs.com, Inc.
Report date June 14, 2021 · Filed June 16, 2021
Jointly reported with Benchmark Capital Management Co. V, L.L.C., BENCHMARK FOUNDERS FUND V LP, Benchmark Capital Partners V L P, Benchmark Founders Fund V-A LP, Benchmark Founders Fund V-B LP, Benchmark Capital Partners VII, L.P., Benchmark Founders' Fund VII, L.P., Benchmark Founders' Fund VII-B, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 7,220,666 |
Reported balance
After 2021-06-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-06-14 · Conversion · Acquired 7,220,666 · Balance 7,220,666 F1: The Issuer's Series A Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering (the "IPO"). F2: The shares are held directly by (i) Benchmark Capital Partners V, L.P. ("BCP V") for itself and as nominee for Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals and (ii) Benchmark Capital Partners VII, L.P. ("BCP VII") for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, and Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner for BCP VII, BFF VII and BFF VII-B may be deemed to have sole voting and dispositive power over the securities. F3: (Continued from Footnote 2) Alexandre Balkanski, Robert C. Kagle, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Matthew R. Cohler, a member of the Issuer's board of directors, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. F4: Consists of 3,610,333 shares held of record by BCP V and 3,610,333 shares held of record by BCP VII. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 87,166 |
Reported balance
After 2021-06-14 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-06-14 · Conversion · Acquired 87,166 · Balance 87,166 F5: The Issuer's Series B Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's IPO. F2: The shares are held directly by (i) Benchmark Capital Partners V, L.P. ("BCP V") for itself and as nominee for Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals and (ii) Benchmark Capital Partners VII, L.P. ("BCP VII") for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, and Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner for BCP VII, BFF VII and BFF VII-B may be deemed to have sole voting and dispositive power over the securities. F3: (Continued from Footnote 2) Alexandre Balkanski, Robert C. Kagle, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Matthew R. Cohler, a member of the Issuer's board of directors, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. F6: Consists of 43,583 shares held of record by BCP V and 43,583 shares held of record by BCP VII. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2021-06-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-06-14 · Conversion · Disposed 7,220,666 · Balance 0 F1: The Issuer's Series A Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering (the "IPO"). F2: The shares are held directly by (i) Benchmark Capital Partners V, L.P. ("BCP V") for itself and as nominee for Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals and (ii) Benchmark Capital Partners VII, L.P. ("BCP VII") for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, and Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner for BCP VII, BFF VII and BFF VII-B may be deemed to have sole voting and dispositive power over the securities. F3: (Continued from Footnote 2) Alexandre Balkanski, Robert C. Kagle, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Matthew R. Cohler, a member of the Issuer's board of directors, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. F4: Consists of 3,610,333 shares held of record by BCP V and 3,610,333 shares held of record by BCP VII. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2021-06-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-06-14 · Conversion · Disposed 87,166 · Balance 0 F5: The Issuer's Series B Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's IPO. F2: The shares are held directly by (i) Benchmark Capital Partners V, L.P. ("BCP V") for itself and as nominee for Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals and (ii) Benchmark Capital Partners VII, L.P. ("BCP VII") for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, and Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner for BCP VII, BFF VII and BFF VII-B may be deemed to have sole voting and dispositive power over the securities. F3: (Continued from Footnote 2) Alexandre Balkanski, Robert C. Kagle, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Matthew R. Cohler, a member of the Issuer's board of directors, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. F6: Consists of 43,583 shares held of record by BCP V and 43,583 shares held of record by BCP VII. |
Filing footnotes · ownership attribution and instrument terms
F1: The Issuer's Series A Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering (the "IPO").
F2: The shares are held directly by (i) Benchmark Capital Partners V, L.P. ("BCP V") for itself and as nominee for Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals and (ii) Benchmark Capital Partners VII, L.P. ("BCP VII") for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, and Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner for BCP VII, BFF VII and BFF VII-B may be deemed to have sole voting and dispositive power over the securities.
F3: (Continued from Footnote 2) Alexandre Balkanski, Robert C. Kagle, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Matthew R. Cohler, a member of the Issuer's board of directors, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F4: Consists of 3,610,333 shares held of record by BCP V and 3,610,333 shares held of record by BCP VII.
F5: The Issuer's Series B Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's IPO.
F6: Consists of 43,583 shares held of record by BCP V and 43,583 shares held of record by BCP VII.
Cyngn Inc.
Report date October 22, 2021 · Filed October 22, 2021
Jointly reported with Benchmark Founders Fund VI-B, L.P., Benchmark Capital Partners VII, L.P., Benchmark Founders' Fund VII, L.P., Benchmark Founders' Fund VII-B, L.P., Benchmark Capital Management Co. VI, L.L.C., BENCHMARK CAPITAL PARTNERS VI LP, BENCHMARK FOUNDERS FUND VI LP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 8,038,585 |
Reported balance
After 2021-10-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-10-22 · Conversion · Acquired 8,038,585 · Balance 8,038,585 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 8,731,003 |
Reported balance
After 2021-10-22 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-10-22 · Conversion · Acquired 692,418 · Balance 8,731,003 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 8,948,625 |
Reported balance
After 2021-10-22 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2021-10-22 · Conversion · Acquired 217,622 · Balance 8,948,625 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 290,162 |
Reported balance
After 2021-10-22 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2021-10-22 · Conversion · Acquired 290,162 · Balance 290,162 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2021-10-22 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-10-22 · Conversion · Disposed 8,038,585 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2021-10-22 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-10-22 · Conversion · Disposed 692,418 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2021-10-22 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-10-22 · Conversion · Disposed 217,622 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2021-10-22 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-10-22 · Conversion · Disposed 290,162 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering.
F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities.
Uber Technologies, Inc
Report date May 14, 2019 · Filed May 15, 2019
Jointly reported with Benchmark Founders Fund VI-B, L.P., Benchmark Capital Partners VII, L.P., Benchmark Founders' Fund VII, L.P., Benchmark Founders' Fund VII-B, L.P., Benchmark Capital Management Co. VI, L.L.C., BENCHMARK CAPITAL PARTNERS VI LP, BENCHMARK FOUNDERS FUND VI LP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 126,216,840 |
Reported balance
After 2019-05-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-05-14 · Conversion · Acquired 126,216,840 · Balance 126,216,840 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. (BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII LLC ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispostive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 133,269,520 |
Reported balance
After 2019-05-14 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2019-05-14 · Conversion · Acquired 7,052,680 · Balance 133,269,520 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. (BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII LLC ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispostive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 146,480,723 |
Reported balance
After 2019-05-14 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2019-05-14 · Conversion · Acquired 13,211,203 · Balance 146,480,723 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. (BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII LLC ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispostive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 3,598,034 |
Reported balance
After 2019-05-14 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2019-05-14 · Conversion · Acquired 3,598,034 · Balance 3,598,034 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2019-05-14 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-05-14 · Conversion · Disposed 126,216,840 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. (BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII LLC ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispostive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2019-05-14 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-05-14 · Conversion · Disposed 7,052,680 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. (BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII LLC ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispostive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series Seed Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2019-05-14 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-05-14 · Conversion · Disposed 13,211,203 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. (BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII LLC ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispostive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series C-1 Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2019-05-14 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-05-14 · Conversion · Disposed 3,598,034 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering.
F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. (BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII LLC ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispostive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Elastic N.V.
Report date June 12, 2019 · Filed June 14, 2019
Jointly reported with Benchmark Capital Partners VII, L.P., Benchmark Founders' Fund VII, L.P., Benchmark Founders' Fund VII-B, L.P., Benchmark Capital Partners VII - Annex, L.P., Cohler Matt, DUNLEVIE BRUCE, GURLEY J WILLIAM, HARVEY KEVIN, LASKY MITCHELL
Section 16 reporting ended · disclosed 2019-06-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 5,555,117 |
Reported balance
After 2019-06-12 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2019-06-12 · Other · Disposed 2,786,133 · Balance 5,555,117 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities). |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 86,784 |
Reported balance
After 2019-06-12 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2019-06-12 · Other · Acquired 245 · Balance 86,784 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F4: Shares are held by Matthew R. Cohler's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 120,205 |
Reported balance
After 2019-06-12 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2019-06-12 · Other · Acquired 120,205 · Balance 120,205 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F5: Shares are held by a limited liability company controlled by Matthew R. Cohler. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 133,644 |
Reported balance
After 2019-06-12 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2019-06-12 · Other · Acquired 133,644 · Balance 133,644 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F6: Shares are held by Bruce W. Dunlevie's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 125,223 |
Reported balance
After 2019-06-13 transaction · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · 2019-06-13 · Sale · Disposed 8,421 · Balance 125,223 F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.78 to $75.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6: Shares are held by Bruce W. Dunlevie's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 71,552 |
Reported balance
After 2019-06-13 transaction · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · 2019-06-13 · Sale · Disposed 53,671 · Balance 71,552 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.78 to $76.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6: Shares are held by Bruce W. Dunlevie's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 66,822 |
Reported balance
After 2019-06-13 transaction · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · 2019-06-13 · Sale · Disposed 4,730 · Balance 66,822 F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.78 to $77.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6: Shares are held by Bruce W. Dunlevie's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 2,021 |
Reported balance
After 2019-06-14 transaction · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · 2019-06-14 · Sale · Disposed 64,801 · Balance 2,021 F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.38 to $75.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6: Shares are held by Bruce W. Dunlevie's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2019-06-14 transaction · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · 2019-06-14 · Sale · Disposed 2,021 · Balance 0 F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.39 to $75.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6: Shares are held by Bruce W. Dunlevie's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 31,644 |
Reported balance
After 2019-06-12 transaction · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · 2019-06-12 · Other · Acquired 31,644 · Balance 31,644 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F12: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 29,649 |
Reported balance
After 2019-06-13 transaction · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · 2019-06-13 · Sale · Disposed 1,995 · Balance 29,649 F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.78 to $75.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F12: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 16,933 |
Reported balance
After 2019-06-13 transaction · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · 2019-06-13 · Sale · Disposed 12,716 · Balance 16,933 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.78 to $76.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F12: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 15,812 |
Reported balance
After 2019-06-13 transaction · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · 2019-06-13 · Sale · Disposed 1,121 · Balance 15,812 F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.78 to $77.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F12: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 459 |
Reported balance
After 2019-06-14 transaction · row 15
Holding and transaction disclosures are not merged.
1 source rowRow 15 · 2019-06-14 · Sale · Disposed 15,353 · Balance 459 F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.38 to $75.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F12: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2019-06-14 transaction · row 16
Holding and transaction disclosures are not merged.
1 source rowRow 16 · 2019-06-14 · Sale · Disposed 479 · Balance 0 F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.39 to $75.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F12: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 15,834 |
Reported balance
After 2019-06-12 transaction · row 17
Holding and transaction disclosures are not merged.
1 source rowRow 17 · 2019-06-12 · Other · Acquired 15,834 · Balance 15,834 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F13: Shares are held by limited partnerships controlled by J. William Gurley. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 116,767 |
Reported balance
After 2019-06-12 transaction · row 18
Holding and transaction disclosures are not merged.
1 source rowRow 18 · 2019-06-12 · Other · Acquired 116,767 · Balance 116,767 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F14: Shares are held directly by J. William Gurley. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 116,152 |
Reported balance
After 2019-06-13 transaction · row 19
Holding and transaction disclosures are not merged.
1 source rowRow 19 · 2019-06-13 · Sale · Disposed 615 · Balance 116,152 F15: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.78 to $75.54, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F14: Shares are held directly by J. William Gurley. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 111,076 |
Reported balance
After 2019-06-13 transaction · row 20
Holding and transaction disclosures are not merged.
1 source rowRow 20 · 2019-06-13 · Sale · Disposed 5,076 · Balance 111,076 F16: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.78 to $76.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F14: Shares are held directly by J. William Gurley. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 107,257 |
Reported balance
After 2019-06-13 transaction · row 21
Holding and transaction disclosures are not merged.
1 source rowRow 21 · 2019-06-13 · Sale · Disposed 3,819 · Balance 107,257 F17: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.78 to $77.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F14: Shares are held directly by J. William Gurley. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 67,428 |
Reported balance
After 2019-06-12 transaction · row 22
Holding and transaction disclosures are not merged.
1 source rowRow 22 · 2019-06-12 · Other · Acquired 58,052 · Balance 67,428 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F18: Shares are held by a limited partnership controlled by Kevin R. Harvey. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 207,858 |
Reported balance
After 2019-06-12 transaction · row 23
Holding and transaction disclosures are not merged.
1 source rowRow 23 · 2019-06-12 · Other · Acquired 80,444 · Balance 207,858 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F19: Shares are held by Kevin R. Harvey's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 10,555 |
Reported balance
After 2019-06-12 transaction · row 24
Holding and transaction disclosures are not merged.
1 source rowRow 24 · 2019-06-12 · Other · Acquired 10,555 · Balance 10,555 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F20: Shares are held by a limited partnership controlled by Mitchell H. Lasky. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 107,257 |
Reported balance
After 2019-06-12 transaction · row 25
Holding and transaction disclosures are not merged.
1 source rowRow 25 · 2019-06-12 · Other · Acquired 107,257 · Balance 107,257 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F21: Shares are held by Mitchell H. Lasky's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 92,257 |
Reported balance
After 2019-06-14 transaction · row 26
Holding and transaction disclosures are not merged.
1 source rowRow 26 · 2019-06-14 · Gift · Disposed 15,000 · Balance 92,257 F21: Shares are held by Mitchell H. Lasky's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 53,282 |
Reported balance
Holding disclosure · report date 2019-06-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 53,282 F3: The shares are held by Benchmark Capital Partners VII - Annex, L.P. ("BCP - Annex"). BCMC VII, the general partner of BCP - Annex, may be deemed to have sole voting and investment power over such shares. Messrs. Cohler, Dunlevie, Fenton, Gurley, Harvey, Lasky, Spurlock and Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by BCP - Annex. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.
F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).
F3: The shares are held by Benchmark Capital Partners VII - Annex, L.P. ("BCP - Annex"). BCMC VII, the general partner of BCP - Annex, may be deemed to have sole voting and investment power over such shares. Messrs. Cohler, Dunlevie, Fenton, Gurley, Harvey, Lasky, Spurlock and Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by BCP - Annex. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).
F4: Shares are held by Matthew R. Cohler's family trust.
F5: Shares are held by a limited liability company controlled by Matthew R. Cohler.
F6: Shares are held by Bruce W. Dunlevie's family trust.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.78 to $75.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.78 to $76.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.78 to $77.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.38 to $75.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.39 to $75.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12: Shares are held by a limited partnership controlled by Bruce W. Dunlevie.
F13: Shares are held by limited partnerships controlled by J. William Gurley.
F14: Shares are held directly by J. William Gurley.
F15: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.78 to $75.54, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F16: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.78 to $76.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F17: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.78 to $77.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F18: Shares are held by a limited partnership controlled by Kevin R. Harvey.
F19: Shares are held by Kevin R. Harvey's family trust.
F20: Shares are held by a limited partnership controlled by Mitchell H. Lasky.
F21: Shares are held by Mitchell H. Lasky's family trust.
Stitch Fix, Inc.
Report date June 22, 2021 · Filed June 24, 2021
Jointly reported with Benchmark Capital Management Co. VI, L.L.C., BENCHMARK CAPITAL PARTNERS VI LP, Benchmark Capital Partners VII, L.P., BENCHMARK FOUNDERS FUND VI LP, Benchmark Founders Fund VI-B, L.P., Benchmark Founders' Fund VII, L.P., Benchmark Founders' Fund VII-B, L.P.
Section 16 reporting ended · disclosed 2021-06-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,816,532 |
Reported balance
After 2021-06-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-06-22 · Conversion · Acquired 1,816,532 · Balance 1,816,532 F1: Shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 283,468 |
Reported balance
After 2021-06-22 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-06-22 · Conversion · Acquired 283,468 · Balance 283,468 F2: Shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for BCP VI, Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and investment power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2021-06-22 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2021-06-22 · Other · Disposed 1,816,532 · Balance 0 F3: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F1: Shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2021-06-22 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2021-06-22 · Other · Disposed 283,468 · Balance 0 F4: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F2: Shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for BCP VI, Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and investment power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 5,468,828 |
Reported balance
After 2021-06-22 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-06-22 · Conversion · Disposed 1,816,532 · Balance 5,468,828 F5: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F6: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. F7: Not applicable. F1: Shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 853,407 |
Reported balance
After 2021-06-22 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-06-22 · Conversion · Disposed 283,468 · Balance 853,407 F5: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F6: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. F7: Not applicable. F2: Shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for BCP VI, Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and investment power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). |
Filing footnotes · ownership attribution and instrument terms
F1: Shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities).
F2: Shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for BCP VI, Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and investment power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities).
F3: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.
F4: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.
F5: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.
F6: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.
F7: Not applicable.
WeWork Inc.
Report date August 15, 2023 · Filed August 17, 2023
Jointly reported with Benchmark Capital Partners VII (AIV), L.P., Benchmark Founders' Fund VII, L.P., Benchmark Founders' Fund VII-B, L.P.
Section 16 reporting ended · disclosed 2023-08-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 9,735,654 |
Last balance in matching sequence
After 2023-08-16 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2023-08-15 · Sale · Disposed 5,406,301 · Balance 14,065,009 F1: The shares were sold at prices ranging from $0.185 to $0.23. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: The shares are held by Benchmark Capital Partners VII (AIV), L.P. ("BCP AIV"), as nominee for itself and Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII") is the general partner of each of BCP AIV, BFF VII and BFF VII-B and may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey and Mitchell H. Lasky, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. F4: BCP AIV, for itself and as nominee for BFF VII and BFF VII-B, are a party to that certain Amended and Restated Stockholders Agreement (the "Stockholders Agreement") dated May 5, 2023 by and among the Issuer, BCP AIV, SVF Endurance (Cayman) Limited ("SVF 1") and SVF II WW Holdings (Cayman) Limited (together with SVF 1, the "Other Parties"). Following the transactions reported on this Form 4, BCP AIV no longer has the right to designate a nominee to the Issuer's board of directors under the Stockholders Agreement, and as such, the Reporting Persons on this Form 4 no longer may be deemed to be members of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, with the Other Parties. F5: The parties to the Stockholders Agreement hold, in the aggregate, more than 10% of the shares of Class A Common Stock of the Issuer. The share ownership reported for the Reporting Persons does not include any securities of the Issuer owned by the Other Parties, and each of the Reporting Persons disclaim beneficial ownership of the securities beneficially owned by the Other Parties. Row 2 · 2023-08-16 · Sale · Disposed 4,329,355 · Balance 9,735,654 F3: The shares were sold at prices ranging from $0.15 to $0.185. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: The shares are held by Benchmark Capital Partners VII (AIV), L.P. ("BCP AIV"), as nominee for itself and Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII") is the general partner of each of BCP AIV, BFF VII and BFF VII-B and may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey and Mitchell H. Lasky, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. F4: BCP AIV, for itself and as nominee for BFF VII and BFF VII-B, are a party to that certain Amended and Restated Stockholders Agreement (the "Stockholders Agreement") dated May 5, 2023 by and among the Issuer, BCP AIV, SVF Endurance (Cayman) Limited ("SVF 1") and SVF II WW Holdings (Cayman) Limited (together with SVF 1, the "Other Parties"). Following the transactions reported on this Form 4, BCP AIV no longer has the right to designate a nominee to the Issuer's board of directors under the Stockholders Agreement, and as such, the Reporting Persons on this Form 4 no longer may be deemed to be members of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, with the Other Parties. F5: The parties to the Stockholders Agreement hold, in the aggregate, more than 10% of the shares of Class A Common Stock of the Issuer. The share ownership reported for the Reporting Persons does not include any securities of the Issuer owned by the Other Parties, and each of the Reporting Persons disclaim beneficial ownership of the securities beneficially owned by the Other Parties. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were sold at prices ranging from $0.185 to $0.23. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The shares are held by Benchmark Capital Partners VII (AIV), L.P. ("BCP AIV"), as nominee for itself and Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII") is the general partner of each of BCP AIV, BFF VII and BFF VII-B and may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey and Mitchell H. Lasky, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F3: The shares were sold at prices ranging from $0.15 to $0.185. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: BCP AIV, for itself and as nominee for BFF VII and BFF VII-B, are a party to that certain Amended and Restated Stockholders Agreement (the "Stockholders Agreement") dated May 5, 2023 by and among the Issuer, BCP AIV, SVF Endurance (Cayman) Limited ("SVF 1") and SVF II WW Holdings (Cayman) Limited (together with SVF 1, the "Other Parties"). Following the transactions reported on this Form 4, BCP AIV no longer has the right to designate a nominee to the Issuer's board of directors under the Stockholders Agreement, and as such, the Reporting Persons on this Form 4 no longer may be deemed to be members of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, with the Other Parties.
F5: The parties to the Stockholders Agreement hold, in the aggregate, more than 10% of the shares of Class A Common Stock of the Issuer. The share ownership reported for the Reporting Persons does not include any securities of the Issuer owned by the Other Parties, and each of the Reporting Persons disclaim beneficial ownership of the securities beneficially owned by the Other Parties.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 11, 2019 Filed Jun 13, 2019 20:44 UTC | Stitch Fix, Inc. SFIX · Entity 5637 | ConversionClass A Common Stock | 3,460,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-036972 · doc4.xml · nonDerivative · entry 1 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Management Co. VI, L.L.C. · CIK 0001572569 · 10% owner BENCHMARK CAPITAL PARTNERS VI LP · CIK 0001426303 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner BENCHMARK FOUNDERS FUND VI LP · CIK 0001432812 · 10% owner Benchmark Founders Fund VI-B, L.P. · CIK 0001572570 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,460,060 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). Read SEC document |
| May 14, 2019 Filed May 15, 2019 21:40 UTC | Uber Technologies, Inc UBER · Entity 2867 | ConversionSeries C-1 Preferred Stock · Derivative | 3,598,034 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-013629 · doc4.xml · derivative · entry 8 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Founders Fund VI-B, L.P. · CIK 0001572570 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Management Co. VI, L.L.C. · CIK 0001572569 · 10% owner BENCHMARK CAPITAL PARTNERS VI LP · CIK 0001426303 · 10% owner BENCHMARK FOUNDERS FUND VI LP · CIK 0001432812 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 3,598,034 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F1 · derivative.exercise_date: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F1 · derivative.expiration_date: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F3 · ownership.nature: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities. Read SEC document |
| May 14, 2019 Filed May 15, 2019 21:40 UTC | Uber Technologies, Inc UBER · Entity 2867 | ConversionSeries Seed Preferred Stock · Derivative | 13,211,203 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-013629 · doc4.xml · derivative · entry 7 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Founders Fund VI-B, L.P. · CIK 0001572570 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Management Co. VI, L.L.C. · CIK 0001572569 · 10% owner BENCHMARK CAPITAL PARTNERS VI LP · CIK 0001426303 · 10% owner BENCHMARK FOUNDERS FUND VI LP · CIK 0001432812 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 13,211,203 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F1 · derivative.exercise_date: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F1 · derivative.expiration_date: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2 · ownership.nature: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. (BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII LLC ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispostive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| May 14, 2019 Filed May 15, 2019 21:40 UTC | Uber Technologies, Inc UBER · Entity 2867 | ConversionSeries B Preferred Stock · Derivative | 7,052,680 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-013629 · doc4.xml · derivative · entry 6 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Founders Fund VI-B, L.P. · CIK 0001572570 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Management Co. VI, L.L.C. · CIK 0001572569 · 10% owner BENCHMARK CAPITAL PARTNERS VI LP · CIK 0001426303 · 10% owner BENCHMARK FOUNDERS FUND VI LP · CIK 0001432812 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 7,052,680 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F1 · derivative.exercise_date: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F1 · derivative.expiration_date: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2 · ownership.nature: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. (BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII LLC ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispostive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| May 14, 2019 Filed May 15, 2019 21:40 UTC | Uber Technologies, Inc UBER · Entity 2867 | ConversionSeries A Preferred Stock · Derivative | 126,216,840 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-013629 · doc4.xml · derivative · entry 5 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Founders Fund VI-B, L.P. · CIK 0001572570 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Management Co. VI, L.L.C. · CIK 0001572569 · 10% owner BENCHMARK CAPITAL PARTNERS VI LP · CIK 0001426303 · 10% owner BENCHMARK FOUNDERS FUND VI LP · CIK 0001432812 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 126,216,840 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F1 · derivative.exercise_date: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F1 · derivative.expiration_date: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2 · ownership.nature: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. (BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII LLC ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispostive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| May 14, 2019 Filed May 15, 2019 21:40 UTC | Uber Technologies, Inc UBER · Entity 2867 | ConversionCommon Stock | 3,598,034 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-013629 · doc4.xml · nonDerivative · entry 4 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Founders Fund VI-B, L.P. · CIK 0001572570 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Management Co. VI, L.L.C. · CIK 0001572569 · 10% owner BENCHMARK CAPITAL PARTNERS VI LP · CIK 0001426303 · 10% owner BENCHMARK FOUNDERS FUND VI LP · CIK 0001432812 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,598,034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F3 · ownership.nature: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities. Read SEC document |
| May 14, 2019 Filed May 15, 2019 21:40 UTC | Uber Technologies, Inc UBER · Entity 2867 | ConversionCommon Stock | 13,211,203 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-013629 · doc4.xml · nonDerivative · entry 3 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Founders Fund VI-B, L.P. · CIK 0001572570 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Management Co. VI, L.L.C. · CIK 0001572569 · 10% owner BENCHMARK CAPITAL PARTNERS VI LP · CIK 0001426303 · 10% owner BENCHMARK FOUNDERS FUND VI LP · CIK 0001432812 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 146,480,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2 · ownership.nature: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. (BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII LLC ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispostive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| May 14, 2019 Filed May 15, 2019 21:40 UTC | Uber Technologies, Inc UBER · Entity 2867 | ConversionCommon Stock | 7,052,680 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-013629 · doc4.xml · nonDerivative · entry 2 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Founders Fund VI-B, L.P. · CIK 0001572570 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Management Co. VI, L.L.C. · CIK 0001572569 · 10% owner BENCHMARK CAPITAL PARTNERS VI LP · CIK 0001426303 · 10% owner BENCHMARK FOUNDERS FUND VI LP · CIK 0001432812 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 133,269,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2 · ownership.nature: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. (BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII LLC ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispostive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| May 14, 2019 Filed May 15, 2019 21:40 UTC | Uber Technologies, Inc UBER · Entity 2867 | ConversionCommon Stock | 126,216,840 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-013629 · doc4.xml · nonDerivative · entry 1 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Founders Fund VI-B, L.P. · CIK 0001572570 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Management Co. VI, L.L.C. · CIK 0001572569 · 10% owner BENCHMARK CAPITAL PARTNERS VI LP · CIK 0001426303 · 10% owner BENCHMARK FOUNDERS FUND VI LP · CIK 0001432812 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 126,216,840 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2 · ownership.nature: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. (BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII LLC ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispostive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 17:53 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 31,049 | $88.58 | $2,750,171.38 |
DisclosureSEC source: 0001209191-19-021065 · doc4.xml · nonDerivative · entry 21 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Partners VII - Annex, L.P. · CIK 0001663528 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.50 to $89.16, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F18 · ownership.nature: Shares are held by Mitchell H. Lasky's family trust. Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 17:53 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 710 | $88.58 | $62,888.39 |
DisclosureSEC source: 0001209191-19-021065 · doc4.xml · nonDerivative · entry 19 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Partners VII - Annex, L.P. · CIK 0001663528 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.50 to $89.16, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F16 · ownership.nature: Shares are held by a limited partnership controlled by Mitchell H. Lasky. Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 17:53 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 30,339 | $90.25 | $2,738,143.29 |
DisclosureSEC source: 0001209191-19-021065 · doc4.xml · nonDerivative · entry 15 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Partners VII - Annex, L.P. · CIK 0001663528 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.20 to $90.39, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11 · ownership.nature: Shares are held directly by J. William Gurley. Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 17:53 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 1,180 | $89.13 | $105,173.40 |
DisclosureSEC source: 0001209191-19-021065 · doc4.xml · nonDerivative · entry 14 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Partners VII - Annex, L.P. · CIK 0001663528 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,339 F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.02 to $89.26, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11 · ownership.nature: Shares are held directly by J. William Gurley. Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 17:53 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 1,385 | $88.63 | $122,752.97 |
DisclosureSEC source: 0001209191-19-021065 · doc4.xml · nonDerivative · entry 13 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Partners VII - Annex, L.P. · CIK 0001663528 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 31,519 F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.01 to $88.995, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11 · ownership.nature: Shares are held directly by J. William Gurley. Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 17:53 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 2,482 | $90.25 | $224,004.47 |
DisclosureSEC source: 0001209191-19-021065 · doc4.xml · nonDerivative · entry 11 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Partners VII - Annex, L.P. · CIK 0001663528 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.20 to $90.39, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9 · ownership.nature: Shares are held by limited partnerships controlled by J. William Gurley. Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 17:53 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 4,007 | $88.76 | $355,678.55 |
DisclosureSEC source: 0001209191-19-021065 · doc4.xml · nonDerivative · entry 9 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Partners VII - Annex, L.P. · CIK 0001663528 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.575 to $89.16, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F8 · ownership.nature: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 17:53 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 4,516 | $88.34 | $398,958.79 |
DisclosureSEC source: 0001209191-19-021065 · doc4.xml · nonDerivative · entry 8 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Partners VII - Annex, L.P. · CIK 0001663528 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,007 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.575 to $88.57, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F8 · ownership.nature: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 17:53 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 16,937 | $88.76 | $1,503,400.95 |
DisclosureSEC source: 0001209191-19-021065 · doc4.xml · nonDerivative · entry 6 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Partners VII - Annex, L.P. · CIK 0001663528 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 20,000 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.575 to $89.16, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: Shares are held by Bruce W. Dunlevie's family trust. Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 17:53 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 19,084 | $88.34 | $1,685,945.45 |
DisclosureSEC source: 0001209191-19-021065 · doc4.xml · nonDerivative · entry 5 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Partners VII - Annex, L.P. · CIK 0001663528 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 36,937 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.575 to $88.57, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: Shares are held by Bruce W. Dunlevie's family trust. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 17:53 UTC | Elastic N.V. ESTC · Entity 1064 | OtherOrdinary Shares | 31,049 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021065 · doc4.xml · nonDerivative · entry 20 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Partners VII - Annex, L.P. · CIK 0001663528 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 31,049 F1 · kind: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F18 · ownership.nature: Shares are held by Mitchell H. Lasky's family trust. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 17:53 UTC | Elastic N.V. ESTC · Entity 1064 | OtherOrdinary Shares | 710 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021065 · doc4.xml · nonDerivative · entry 18 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Partners VII - Annex, L.P. · CIK 0001663528 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 710 F1 · kind: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F16 · ownership.nature: Shares are held by a limited partnership controlled by Mitchell H. Lasky. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 17:53 UTC | Elastic N.V. ESTC · Entity 1064 | OtherOrdinary Shares | 34,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021065 · doc4.xml · nonDerivative · entry 17 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Partners VII - Annex, L.P. · CIK 0001663528 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 127,414 F1 · kind: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F15 · ownership.nature: Shares are held by Kevin R. Harvey's family trust. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 17:53 UTC | Elastic N.V. ESTC · Entity 1064 | OtherOrdinary Shares | 2,557 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021065 · doc4.xml · nonDerivative · entry 16 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Partners VII - Annex, L.P. · CIK 0001663528 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 9,376 F1 · kind: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F14 · ownership.nature: Shares are held by a limited partnership controlled by Kevin R. Harvey. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 17:53 UTC | Elastic N.V. ESTC · Entity 1064 | OtherOrdinary Shares | 32,904 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021065 · doc4.xml · nonDerivative · entry 12 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Partners VII - Annex, L.P. · CIK 0001663528 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 32,904 F1 · kind: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F11 · ownership.nature: Shares are held directly by J. William Gurley. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 17:53 UTC | Elastic N.V. ESTC · Entity 1064 | OtherOrdinary Shares | 2,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021065 · doc4.xml · nonDerivative · entry 10 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Partners VII - Annex, L.P. · CIK 0001663528 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,482 F1 · kind: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F9 · ownership.nature: Shares are held by limited partnerships controlled by J. William Gurley. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 17:53 UTC | Elastic N.V. ESTC · Entity 1064 | OtherOrdinary Shares | 8,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021065 · doc4.xml · nonDerivative · entry 7 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Partners VII - Annex, L.P. · CIK 0001663528 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,523 F1 · kind: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F8 · ownership.nature: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 17:53 UTC | Elastic N.V. ESTC · Entity 1064 | OtherOrdinary Shares | 36,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021065 · doc4.xml · nonDerivative · entry 4 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Partners VII - Annex, L.P. · CIK 0001663528 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 56,021 F1 · kind: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F5 · ownership.nature: Shares are held by Bruce W. Dunlevie's family trust. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 17:53 UTC | Elastic N.V. ESTC · Entity 1064 | OtherOrdinary Shares | 32,471 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021065 · doc4.xml · nonDerivative · entry 3 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Partners VII - Annex, L.P. · CIK 0001663528 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 119,010 F1 · kind: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F4 · ownership.nature: Shares are held by Matthew R. Cohler's family trust. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 17:53 UTC | Elastic N.V. ESTC · Entity 1064 | OtherOrdinary Shares | 750,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021065 · doc4.xml · nonDerivative · entry 1 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Partners VII - Annex, L.P. · CIK 0001663528 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,341,250 F1 · kind: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F2 · ownership.nature: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities). Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 21:44 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 64,273 | $83.04 | $5,337,422.74 |
DisclosureSEC source: 0001209191-19-019318 · doc4.xml · nonDerivative · entry 29 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Partners VII - Annex, L.P. · CIK 0001663528 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F20 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.41 to $83.26, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F21 · ownership.nature: Shares are held by Mitchell H. Lasky's family trust. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 21:44 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 15,143 | $81.89 | $1,240,132.96 |
DisclosureSEC source: 0001209191-19-019318 · doc4.xml · nonDerivative · entry 28 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Partners VII - Annex, L.P. · CIK 0001663528 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 64,273 F19 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.40 to $82.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F21 · ownership.nature: Shares are held by Mitchell H. Lasky's family trust. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 21:44 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 3,334 | $81.06 | $270,264.38 |
DisclosureSEC source: 0001209191-19-019318 · doc4.xml · nonDerivative · entry 27 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Partners VII - Annex, L.P. · CIK 0001663528 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 79,416 F18 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.40 to $81.39, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F21 · ownership.nature: Shares are held by Mitchell H. Lasky's family trust. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 21:44 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 1,471 | $83.04 | $122,156.25 |
DisclosureSEC source: 0001209191-19-019318 · doc4.xml · nonDerivative · entry 25 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Partners VII - Annex, L.P. · CIK 0001663528 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F20 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.41 to $83.26, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F17 · ownership.nature: Shares are held by a limited partnership controlled by Mitchell H. Lasky. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 21:44 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 347 | $81.89 | $28,417.50 |
DisclosureSEC source: 0001209191-19-019318 · doc4.xml · nonDerivative · entry 24 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Partners VII - Annex, L.P. · CIK 0001663528 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,471 F19 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.40 to $82.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F17 · ownership.nature: Shares are held by a limited partnership controlled by Mitchell H. Lasky. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 21:44 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 76 | $81.06 | $6,160.80 |
DisclosureSEC source: 0001209191-19-019318 · doc4.xml · nonDerivative · entry 23 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Partners VII - Annex, L.P. · CIK 0001663528 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,818 F18 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.40 to $81.39, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F17 · ownership.nature: Shares are held by a limited partnership controlled by Mitchell H. Lasky. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 21:44 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 80,856 | $82.60 | $6,678,705.60 |
DisclosureSEC source: 0001209191-19-019318 · doc4.xml · nonDerivative · entry 19 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Partners VII - Annex, L.P. · CIK 0001663528 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.60 to $82.6075, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F14 · ownership.nature: Shares are held directly by J. William Gurley. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 21:44 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 863 | $83.75 | $72,276.16 |
DisclosureSEC source: 0001209191-19-019318 · doc4.xml · nonDerivative · entry 18 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Partners VII - Annex, L.P. · CIK 0001663528 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 80,856 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.40 to $84.06, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F14 · ownership.nature: Shares are held directly by J. William Gurley. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 21:44 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 956 | $83.00 | $79,346.37 |
DisclosureSEC source: 0001209191-19-019318 · doc4.xml · nonDerivative · entry 17 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Partners VII - Annex, L.P. · CIK 0001663528 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 81,719 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.40 to $83.37, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F14 · ownership.nature: Shares are held directly by J. William Gurley. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 21:44 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 1,696 | $81.89 | $138,888.66 |
DisclosureSEC source: 0001209191-19-019318 · doc4.xml · nonDerivative · entry 16 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Partners VII - Annex, L.P. · CIK 0001663528 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 82,675 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.40 to $82.37, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F14 · ownership.nature: Shares are held directly by J. William Gurley. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 21:44 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 348 | $81.03 | $28,199.76 |
DisclosureSEC source: 0001209191-19-019318 · doc4.xml · nonDerivative · entry 15 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Partners VII - Annex, L.P. · CIK 0001663528 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 84,371 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.40 to $81.26, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F14 · ownership.nature: Shares are held directly by J. William Gurley. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 21:44 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 7,576 | $82.60 | $625,777.60 |
DisclosureSEC source: 0001209191-19-019318 · doc4.xml · nonDerivative · entry 13 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Partners VII - Annex, L.P. · CIK 0001663528 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.60 to $82.6075, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F12 · ownership.nature: Shares are held by limited partnerships controlled by J. William Gurley. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 21:44 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 22,731 | $84.01 | $1,909,622.22 |
DisclosureSEC source: 0001209191-19-019318 · doc4.xml · nonDerivative · entry 11 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Partners VII - Annex, L.P. · CIK 0001663528 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.00 to $84.055, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11 · ownership.nature: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 21:44 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 76,100 | $84.01 | $6,393,130.56 |
DisclosureSEC source: 0001209191-19-019318 · doc4.xml · nonDerivative · entry 9 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Partners VII - Annex, L.P. · CIK 0001663528 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 19,910 F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.00 to $84.055, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9 · ownership.nature: Shares are held by Bruce W. Dunlevie's family trust. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 21:44 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 862 | $83.75 | $72,192.41 |
DisclosureSEC source: 0001209191-19-019318 · doc4.xml · nonDerivative · entry 7 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Partners VII - Annex, L.P. · CIK 0001663528 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 86,539 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.40 to $84.06, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: Shares are held by Matthew R. Cohler's family trust. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 21:44 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 957 | $83.00 | $79,429.37 |
DisclosureSEC source: 0001209191-19-019318 · doc4.xml · nonDerivative · entry 6 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Partners VII - Annex, L.P. · CIK 0001663528 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 87,401 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.40 to $83.37, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: Shares are held by Matthew R. Cohler's family trust. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 21:44 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 1,696 | $81.89 | $138,888.66 |
DisclosureSEC source: 0001209191-19-019318 · doc4.xml · nonDerivative · entry 5 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Partners VII - Annex, L.P. · CIK 0001663528 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 88,358 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.40 to $82.37, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: Shares are held by Matthew R. Cohler's family trust. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 21:44 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 348 | $81.03 | $28,199.76 |
DisclosureSEC source: 0001209191-19-019318 · doc4.xml · nonDerivative · entry 4 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Benchmark Capital Partners VII - Annex, L.P. · CIK 0001663528 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 90,054 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.40 to $81.26, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: Shares are held by Matthew R. Cohler's family trust. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 18:46 UTC | Stitch Fix, Inc. SFIX · Entity 5637 | ConversionClass B Common Stock · Derivative | 539,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019546 · doc4.xml · derivative · entry 6 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Management Co. VI, L.L.C. · CIK 0001572569 · 10% owner BENCHMARK CAPITAL PARTNERS VI LP · CIK 0001426303 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner BENCHMARK FOUNDERS FUND VI LP · CIK 0001432812 · 10% owner Benchmark Founders Fund VI-B, L.P. · CIK 0001572570 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,676,815 Underlying: Class A Common Stock · 539,940 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F6 · derivative.exercise_price: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F6 · derivative.exercise_date: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. F7 · derivative.expiration_date: Not applicable. F2 · ownership.nature: Shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for BCP VI, Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and investment power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 18:46 UTC | Stitch Fix, Inc. SFIX · Entity 5637 | ConversionClass B Common Stock · Derivative | 3,460,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019546 · doc4.xml · derivative · entry 5 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Management Co. VI, L.L.C. · CIK 0001572569 · 10% owner BENCHMARK CAPITAL PARTNERS VI LP · CIK 0001426303 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner BENCHMARK FOUNDERS FUND VI LP · CIK 0001432812 · 10% owner Benchmark Founders Fund VI-B, L.P. · CIK 0001572570 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,745,420 Underlying: Class A Common Stock · 3,460,060 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F6 · derivative.exercise_price: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F6 · derivative.exercise_date: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. F7 · derivative.expiration_date: Not applicable. F1 · ownership.nature: Shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 18:46 UTC | Stitch Fix, Inc. SFIX · Entity 5637 | OtherClass A Common Stock | 539,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019546 · doc4.xml · nonDerivative · entry 4 Benchmark Capital Management Co. VII, L.L.C. · CIK 0001611050 · 10% owner Benchmark Capital Management Co. VI, L.L.C. · CIK 0001572569 · 10% owner BENCHMARK CAPITAL PARTNERS VI LP · CIK 0001426303 · 10% owner Benchmark Capital Partners VII, L.P. · CIK 0001507669 · 10% owner BENCHMARK FOUNDERS FUND VI LP · CIK 0001432812 · 10% owner Benchmark Founders Fund VI-B, L.P. · CIK 0001572570 · 10% owner Benchmark Founders' Fund VII, L.P. · CIK 0001507661 · 10% owner Benchmark Founders' Fund VII-B, L.P. · CIK 0001507670 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F4 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F2 · ownership.nature: Shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for BCP VI, Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and investment power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.