Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 1stdibs.com, Inc.DIBS · Entity 6526 | 10% owner | June 14, 2021 | June 16, 2021 |
| Asana, Inc.ASAN · Entity 4425 | 10% owner | December 11, 2020 | December 15, 2020 |
| Cyngn Inc.CYN · Entity 9075 | Director · 10% owner | October 22, 2021 | October 22, 2021 |
| Nextdoor Holdings, Inc.KIND · Entity 5074 | 10% owner | November 05, 2021 | November 09, 2021 |
| Snap IncSNAP · Entity 3584 | Director | July 31, 2018 | July 31, 2018 |
| Uber Technologies, IncUBER · Entity 2867 | 10% owner | May 14, 2019 | May 15, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
1stdibs.com, Inc.
Report date June 14, 2021 · Filed June 16, 2021
Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, KAGLE ROBERT, DUNLEVIE BRUCE, FENTON PETER H, GURLEY J WILLIAM, HARVEY KEVIN
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 7,220,666 |
Reported balance
After 2021-06-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-06-14 · Conversion · Acquired 7,220,666 · Balance 7,220,666 F1: The Issuer's Series A Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering (the "IPO"). F2: The shares are held directly by (i) Benchmark Capital Partners V, L.P. ("BCP V") for itself and as nominee for Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals and (ii) Benchmark Capital Partners VII, L.P. ("BCP VII") for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, and Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner for BCP VII, BFF VII and BFF VII-B may be deemed to have sole voting and dispositive power over the securities. F3: (Continued from Footnote 2) Alexandre Balkanski, Robert C. Kagle, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Matthew R. Cohler, a member of the Issuer's board of directors, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. F4: Consists of 3,610,333 shares held of record by BCP V and 3,610,333 shares held of record by BCP VII. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 87,166 |
Reported balance
After 2021-06-14 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-06-14 · Conversion · Acquired 87,166 · Balance 87,166 F5: The Issuer's Series B Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's IPO. F2: The shares are held directly by (i) Benchmark Capital Partners V, L.P. ("BCP V") for itself and as nominee for Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals and (ii) Benchmark Capital Partners VII, L.P. ("BCP VII") for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, and Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner for BCP VII, BFF VII and BFF VII-B may be deemed to have sole voting and dispositive power over the securities. F3: (Continued from Footnote 2) Alexandre Balkanski, Robert C. Kagle, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Matthew R. Cohler, a member of the Issuer's board of directors, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. F6: Consists of 43,583 shares held of record by BCP V and 43,583 shares held of record by BCP VII. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2021-06-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-06-14 · Conversion · Disposed 7,220,666 · Balance 0 F1: The Issuer's Series A Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering (the "IPO"). F2: The shares are held directly by (i) Benchmark Capital Partners V, L.P. ("BCP V") for itself and as nominee for Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals and (ii) Benchmark Capital Partners VII, L.P. ("BCP VII") for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, and Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner for BCP VII, BFF VII and BFF VII-B may be deemed to have sole voting and dispositive power over the securities. F3: (Continued from Footnote 2) Alexandre Balkanski, Robert C. Kagle, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Matthew R. Cohler, a member of the Issuer's board of directors, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. F4: Consists of 3,610,333 shares held of record by BCP V and 3,610,333 shares held of record by BCP VII. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2021-06-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-06-14 · Conversion · Disposed 87,166 · Balance 0 F5: The Issuer's Series B Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's IPO. F2: The shares are held directly by (i) Benchmark Capital Partners V, L.P. ("BCP V") for itself and as nominee for Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals and (ii) Benchmark Capital Partners VII, L.P. ("BCP VII") for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, and Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner for BCP VII, BFF VII and BFF VII-B may be deemed to have sole voting and dispositive power over the securities. F3: (Continued from Footnote 2) Alexandre Balkanski, Robert C. Kagle, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Matthew R. Cohler, a member of the Issuer's board of directors, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. F6: Consists of 43,583 shares held of record by BCP V and 43,583 shares held of record by BCP VII. |
Filing footnotes · ownership attribution and instrument terms
F1: The Issuer's Series A Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering (the "IPO").
F2: The shares are held directly by (i) Benchmark Capital Partners V, L.P. ("BCP V") for itself and as nominee for Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals and (ii) Benchmark Capital Partners VII, L.P. ("BCP VII") for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, and Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner for BCP VII, BFF VII and BFF VII-B may be deemed to have sole voting and dispositive power over the securities.
F3: (Continued from Footnote 2) Alexandre Balkanski, Robert C. Kagle, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Matthew R. Cohler, a member of the Issuer's board of directors, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F4: Consists of 3,610,333 shares held of record by BCP V and 3,610,333 shares held of record by BCP VII.
F5: The Issuer's Series B Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's IPO.
F6: Consists of 43,583 shares held of record by BCP V and 43,583 shares held of record by BCP VII.
Asana, Inc.
Report date December 11, 2020 · Filed December 15, 2020
Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, DUNLEVIE BRUCE, FENTON PETER H, GURLEY J WILLIAM, HARVEY KEVIN, KAGLE ROBERT
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 645,265 |
Reported balance
After 2020-12-11 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-12-11 · Other · Disposed 2,800,000 · Balance 645,265 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F1: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 223,818 |
Reported balance
After 2020-12-11 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-12-11 · Other · Acquired 111,914 · Balance 223,818 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F3: Shares owned directly by entities controlled by Alexandre Balkanski. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 295,604 |
Reported balance
After 2020-12-11 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2020-12-11 · Other · Acquired 147,808 · Balance 295,604 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F4: Shares owned directly by entities controlled by Bruce W. Dunlevie. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 28,716 |
Reported balance
After 2020-12-11 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2020-12-11 · Other · Acquired 14,358 · Balance 28,716 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F5: Shares owned directly by entities controlled by J. William Gurley. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 483,519 |
Reported balance
After 2020-12-11 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2020-12-11 · Other · Acquired 241,769 · Balance 483,519 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F9: Shares owned directly by entities controlled by Kevin R. Harvey. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 72,646 |
Reported balance
After 2020-12-11 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2020-12-11 · Other · Acquired 37,235 · Balance 72,646 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F10: Shares owned directly by Steven M. Spurlock's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 71,544 |
Reported balance
After 2020-12-11 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2020-12-11 · Sale · Disposed 1,102 · Balance 71,544 F7: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $27.3875 to a high of $28.375, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F10: Shares owned directly by Steven M. Spurlock's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 70,826 |
Reported balance
After 2020-12-11 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2020-12-11 · Sale · Disposed 718 · Balance 70,826 F8: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $28.39 to a high of $28.73, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F10: Shares owned directly by Steven M. Spurlock's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 125,066 |
Reported balance
After 2020-12-11 transaction · row 13
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 13 · 2020-12-11 · Other · Acquired 65,572 · Balance 125,066 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F12: Shares owned directly by Peter H. Fenton's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 121,390 |
Reported balance
After 2020-12-11 transaction · row 14
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 14 · 2020-12-11 · Sale · Disposed 3,676 · Balance 121,390 F7: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $27.3875 to a high of $28.375, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F12: Shares owned directly by Peter H. Fenton's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 118,999 |
Reported balance
After 2020-12-11 transaction · row 15
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 15 · 2020-12-11 · Sale · Disposed 2,391 · Balance 118,999 F8: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $28.39 to a high of $28.73, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F12: Shares owned directly by Peter H. Fenton's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 232,258 |
Reported balance
After 2020-12-11 transaction · row 17
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 17 · 2020-12-11 · Other · Acquired 116,139 · Balance 232,258 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F14: Shares owned directly by Mitchell H. Lasky's family trust |
| Class A Common StockSEC Table I · non-derivative | Direct | 221,406 |
Reported balance
After 2020-12-11 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2020-12-11 · Other · Acquired 113,746 · Balance 221,406 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F6: Shares owned directly by William Gurley. |
| Class A Common StockSEC Table I · non-derivative | Direct | 217,730 |
Reported balance
After 2020-12-11 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2020-12-11 · Sale · Disposed 3,676 · Balance 217,730 F7: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $27.3875 to a high of $28.375, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F6: Shares owned directly by William Gurley. |
| Class A Common StockSEC Table I · non-derivative | Direct | 215,339 |
Reported balance
After 2020-12-11 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2020-12-11 · Sale · Disposed 2,391 · Balance 215,339 F8: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $28.39 to a high of $28.73, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F6: Shares owned directly by William Gurley. |
| Class A Common StockSEC Table I · non-derivative | Direct | 178,067 |
Reported balance
After 2020-12-11 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2020-12-11 · Other · Acquired 89,039 · Balance 178,067 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F11: Shares owned directly by Robert C. Kagle. |
| Class A Common StockSEC Table I · non-derivative | Direct | 11,964 |
Reported balance
After 2020-12-11 transaction · row 16
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 16 · 2020-12-11 · Other · Acquired 5,982 · Balance 11,964 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F13: Shares owned directly by Peter H. Fenton |
| Class A Common StockSEC Table I · non-derivative | Direct | 23,930 |
Reported balance
After 2020-12-11 transaction · row 18
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 18 · 2020-12-11 · Other · Acquired 11,965 · Balance 23,930 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F15: Shares owned directly by Mitchell H. Lasky. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees.
F3: Shares owned directly by entities controlled by Alexandre Balkanski.
F4: Shares owned directly by entities controlled by Bruce W. Dunlevie.
F5: Shares owned directly by entities controlled by J. William Gurley.
F6: Shares owned directly by William Gurley.
F7: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $27.3875 to a high of $28.375, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
F8: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $28.39 to a high of $28.73, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
F9: Shares owned directly by entities controlled by Kevin R. Harvey.
F10: Shares owned directly by Steven M. Spurlock's family trust.
F11: Shares owned directly by Robert C. Kagle.
F12: Shares owned directly by Peter H. Fenton's family trust.
F13: Shares owned directly by Peter H. Fenton
F14: Shares owned directly by Mitchell H. Lasky's family trust
F15: Shares owned directly by Mitchell H. Lasky.
Cyngn Inc.
Report date October 22, 2021 · Filed October 22, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 8,038,585 |
Reported balance
After 2021-10-22 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-10-22 · Conversion · Acquired 8,038,585 · Balance 8,038,585 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 8,731,003 |
Reported balance
After 2021-10-22 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-10-22 · Conversion · Acquired 692,418 · Balance 8,731,003 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 8,948,625 |
Reported balance
After 2021-10-22 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2021-10-22 · Conversion · Acquired 217,622 · Balance 8,948,625 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 290,162 |
Reported balance
After 2021-10-22 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2021-10-22 · Conversion · Acquired 290,162 · Balance 290,162 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2021-10-22 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-10-22 · Conversion · Disposed 8,038,585 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2021-10-22 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-10-22 · Conversion · Disposed 692,418 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2021-10-22 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-10-22 · Conversion · Disposed 217,622 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2021-10-22 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-10-22 · Conversion · Disposed 290,162 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering.
F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities.
Nextdoor Holdings, Inc.
Report date November 05, 2021 · Filed November 09, 2021
Jointly reported with SPURLOCK STEVEN M, Hu An-Yen, Cohler Matt, FENTON PETER H, Puttagunta Chetan, Tavel Sarah E, Vishria Eric
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2021-11-05 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F2: Represents shares of Class B Common Stock of the Company received pursuant to a business combination (the "Business Combination") which was effectuated in accordance with the terms of an Agreement and Plan of Merger dated as of July 6, 2021, entered into by and among: (i) Khosla Ventures Acquisition Co. II (the "Issuer"), a Delaware corporation; (ii) Lorelei Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of the Issuer; and (iii) Nextdoor, Inc. ("Original Nextdoor"), a Delaware corporation. As a result of the Business Combination, Original Nextdoor became a wholly owned subsidiary of the Issuer and the Issuer was renamed "Nextdoor Holdings, Inc." Upon completion of the Business Combination, the reporting person's shares of the stock of Original Nextdoor were exchanged for shares of Class B Common Stock of the Issuer based on an exchange ratio of approximately 3.1057 to 1. F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock of the Issuer at the election of the holder any time; provided; however, that each share of Class B Common Stock shall automatically be converted into Class A Common Stock on a one for one basis on the earlier of the: (i) tenth anniversary of completion of the Business Combination or (ii) date specified by the affirmative vote of the holders of two thirds of the Class B Common Stock then outstanding. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value (subject to certain exceptions). F3: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. J. William Gurley, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta, Steven M. Spurlock, Sarah E. Tavel, and Eric Vishria are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the shares beneficially held by such entities. F4: Each such person and entity disclaims the existence of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock of the Issuer at the election of the holder any time; provided; however, that each share of Class B Common Stock shall automatically be converted into Class A Common Stock on a one for one basis on the earlier of the: (i) tenth anniversary of completion of the Business Combination or (ii) date specified by the affirmative vote of the holders of two thirds of the Class B Common Stock then outstanding. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value (subject to certain exceptions).
F2: Represents shares of Class B Common Stock of the Company received pursuant to a business combination (the "Business Combination") which was effectuated in accordance with the terms of an Agreement and Plan of Merger dated as of July 6, 2021, entered into by and among: (i) Khosla Ventures Acquisition Co. II (the "Issuer"), a Delaware corporation; (ii) Lorelei Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of the Issuer; and (iii) Nextdoor, Inc. ("Original Nextdoor"), a Delaware corporation. As a result of the Business Combination, Original Nextdoor became a wholly owned subsidiary of the Issuer and the Issuer was renamed "Nextdoor Holdings, Inc." Upon completion of the Business Combination, the reporting person's shares of the stock of Original Nextdoor were exchanged for shares of Class B Common Stock of the Issuer based on an exchange ratio of approximately 3.1057 to 1.
F3: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. J. William Gurley, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta, Steven M. Spurlock, Sarah E. Tavel, and Eric Vishria are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the shares beneficially held by such entities.
F4: Each such person and entity disclaims the existence of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
Snap Inc
Report date July 31, 2018 · Filed July 31, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,944,104 |
Reported balance
After 2018-07-31 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2018-07-31 · Sale · Disposed 25,000 · Balance 1,944,104 F1: Shares were sold pursuant to a 10b5-1 plan. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.17 to $12.57, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: Shares are held by the Lasky-Barajas Living Trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 65,919 |
Reported balance
Holding disclosure · report date 2018-07-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 65,919 F4: Shares are held by Lasky Family Investments. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were sold pursuant to a 10b5-1 plan.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.17 to $12.57, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: Shares are held by the Lasky-Barajas Living Trust.
F4: Shares are held by Lasky Family Investments.
Uber Technologies, Inc
Report date May 14, 2019 · Filed May 15, 2019
Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, DUNLEVIE BRUCE, FENTON PETER H, GURLEY J WILLIAM, HARVEY KEVIN, KAGLE ROBERT
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 126,216,840 |
Reported balance
After 2019-05-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-05-14 · Conversion · Acquired 126,216,840 · Balance 126,216,840 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 133,269,520 |
Reported balance
After 2019-05-14 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2019-05-14 · Conversion · Acquired 7,052,680 · Balance 133,269,520 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 146,480,723 |
Reported balance
After 2019-05-14 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2019-05-14 · Conversion · Acquired 13,211,203 · Balance 146,480,723 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 3,598,034 |
Reported balance
After 2019-05-14 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2019-05-14 · Conversion · Acquired 3,598,034 · Balance 3,598,034 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2019-05-14 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-05-14 · Conversion · Disposed 126,216,840 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2019-05-14 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-05-14 · Conversion · Disposed 7,052,680 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series Seed Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2019-05-14 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-05-14 · Conversion · Disposed 13,211,203 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series C-1 Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2019-05-14 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-05-14 · Conversion · Disposed 3,598,034 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering.
F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities.
Past disclosures · reporting ended (8)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
1Life Healthcare Inc
Report date August 24, 2020 · Filed August 26, 2020
Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, FENTON PETER H, GURLEY J WILLIAM, HARVEY KEVIN, KAGLE ROBERT
Section 16 reporting ended · disclosed 2020-08-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 10,129,610 |
Reported balance
After 2020-08-24 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-08-24 · Other · Disposed 3,500,000 · Balance 10,129,610 F1: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners V, L.P. ("BCP V") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F2: Shares are held directly by BCP V, as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over the securities. Bruce W. Dunlevie, a member of the Issuer's board of directors, Alexandre Balkanski, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 216,048 |
Reported balance
After 2020-08-24 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-08-24 · Other · Acquired 216,048 · Balance 216,048 F1: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners V, L.P. ("BCP V") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F3: Shares owned directly by Kevin R. Harvey's family trust. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 152,642 |
Reported balance
After 2020-08-24 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2020-08-24 · Other · Acquired 152,642 · Balance 152,642 F1: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners V, L.P. ("BCP V") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F4: Shares owned directly by entities controlled by Alexandre Balkanski. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 143,584 |
Reported balance
After 2020-08-24 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2020-08-24 · Other · Acquired 143,584 · Balance 143,584 F1: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners V, L.P. ("BCP V") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F6: Shares owned directly by entities controlled by J. William Gurley. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 35,896 |
Reported balance
After 2020-08-24 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2020-08-24 · Other · Acquired 35,896 · Balance 35,896 F1: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners V, L.P. ("BCP V") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F7: Shares owned directly by Steven M. Spurlock's family trust. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 134,526 |
Reported balance
After 2020-08-24 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2020-08-24 · Other · Acquired 134,526 · Balance 134,526 F1: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners V, L.P. ("BCP V") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F8: Shares owned directly by Peter H. Fenton's family trust. |
| Common StockSEC Table I · non-derivative | Direct | 143,584 |
Reported balance
After 2020-08-24 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2020-08-24 · Other · Acquired 143,584 · Balance 143,584 F1: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners V, L.P. ("BCP V") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F5: Shares owned directly by Robert C. Kagle. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners V, L.P. ("BCP V") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees.
F2: Shares are held directly by BCP V, as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over the securities. Bruce W. Dunlevie, a member of the Issuer's board of directors, Alexandre Balkanski, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F3: Shares owned directly by Kevin R. Harvey's family trust.
F4: Shares owned directly by entities controlled by Alexandre Balkanski.
F5: Shares owned directly by Robert C. Kagle.
F6: Shares owned directly by entities controlled by J. William Gurley.
F7: Shares owned directly by Steven M. Spurlock's family trust.
F8: Shares owned directly by Peter H. Fenton's family trust.
Amplitude, Inc.
Report date November 30, 2022 · Filed December 02, 2022
Jointly reported with Hu An-Yen, Cohler Matt, FENTON PETER H, GURLEY J WILLIAM, Puttagunta Chetan, Tavel Sarah E
Section 16 reporting ended · disclosed 2022-12-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,526,430 |
Reported balance
After 2022-11-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-11-30 · Conversion · Acquired 1,526,430 · Balance 1,526,430 F1: Conversion of a derivative security in accordance of its terms. F2: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2022-11-30 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2022-11-30 · Other · Disposed 1,526,430 · Balance 0 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F2: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 365,055 |
Reported balance
After 2022-11-30 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2022-11-30 · Other · Acquired 88,151 · Balance 365,055 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F4: Shares are held by Matthew R. Cohler's trust entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 205,497 |
Reported balance
After 2022-11-30 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2022-11-30 · Other · Acquired 60,910 · Balance 205,497 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F5: Shares are held by Peter H. Fenton's trust entities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 3,064 |
Reported balance
After 2022-11-30 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2022-11-30 · Other · Acquired 3,064 · Balance 3,064 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F6: Shares are held by Peter H. Fenton's family partnership. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 15,864 |
Reported balance
After 2022-11-30 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2022-11-30 · Other · Acquired 3,007 · Balance 15,864 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F7: Shares are held by Mitchell H. Lasky's family partnership. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 323,551 |
Reported balance
After 2022-11-30 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2022-11-30 · Other · Acquired 75,672 · Balance 323,551 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F8: Shares are held by Mitchell H. Lasky's trust entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 6,014 |
Reported balance
After 2022-11-30 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2022-11-30 · Other · Acquired 6,014 · Balance 6,014 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F9: Shares are held by J. William Gurley's family partnerships. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 145,830 |
Reported balance
After 2022-11-30 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2022-11-30 · Other · Acquired 72,665 · Balance 145,830 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F10: Shares are held by J. William Gurley's trust entity |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 160,882 |
Reported balance
After 2022-11-30 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2022-11-30 · Other · Acquired 45,795 · Balance 160,882 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F11: Shares are held by Sarah Tavel. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,302 |
Reported balance
After 2022-11-30 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2022-11-30 · Other · Acquired 531 · Balance 1,302 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F12: Shares held by An-Yen Hu's trust entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 10,285 |
Reported balance
After 2022-11-30 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2022-11-30 · Other · Acquired 10,285 · Balance 10,285 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F13: Shares held by Chetan Puttagunta. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 6,211,438 |
Reported balance
After 2022-11-30 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2022-11-30 · Conversion · Disposed 1,526,430 · Balance 6,211,438 F14: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period). F2: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Conversion of a derivative security in accordance of its terms.
F2: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees.
F4: Shares are held by Matthew R. Cohler's trust entity.
F5: Shares are held by Peter H. Fenton's trust entities.
F6: Shares are held by Peter H. Fenton's family partnership.
F7: Shares are held by Mitchell H. Lasky's family partnership.
F8: Shares are held by Mitchell H. Lasky's trust entity.
F9: Shares are held by J. William Gurley's family partnerships.
F10: Shares are held by J. William Gurley's trust entity
F11: Shares are held by Sarah Tavel.
F12: Shares held by An-Yen Hu's trust entity.
F13: Shares held by Chetan Puttagunta.
F14: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period).
Confluent, Inc.
Report date November 30, 2022 · Filed December 02, 2022
Jointly reported with Hu An-Yen, Cohler Matt, FENTON PETER H, GURLEY J WILLIAM, Puttagunta Chetan, Tavel Sarah E
Section 16 reporting ended · disclosed 2022-12-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 3,862,593 |
Reported balance
After 2022-11-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-11-30 · Conversion · Acquired 3,862,593 · Balance 3,862,593 F1: Shares are held by Benchmark Capital Partners VIII, L.P. ("BCP VIII"), for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of each of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and investment power over such shares. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and investment power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2022-11-30 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2022-11-30 · Other · Disposed 3,862,593 · Balance 0 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F1: Shares are held by Benchmark Capital Partners VIII, L.P. ("BCP VIII"), for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of each of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and investment power over such shares. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and investment power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,690,388 |
Reported balance
After 2022-11-30 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2022-11-30 · Other · Acquired 90,484 · Balance 1,690,388 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F3: Shares are held by Matthew R. Cohler's trust entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,023,779 |
Reported balance
After 2022-11-30 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2022-11-30 · Other · Acquired 36,101 · Balance 1,023,779 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F4: Shares are held by Peter H. Fenton's trust entities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 10,563 |
Reported balance
After 2022-11-30 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2022-11-30 · Other · Acquired 10,563 · Balance 10,563 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F5: Shares are held by Peter H. Fenton's family partnership. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 31,041 |
Reported balance
After 2022-11-30 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2022-11-30 · Other · Acquired 10,347 · Balance 31,041 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F6: Shares are held by Mitchell H. Lasky's family partnership. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,311,584 |
Reported balance
After 2022-11-30 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2022-11-30 · Other · Acquired 47,549 · Balance 1,311,584 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F7: Shares are held by Mitchell H. Lasky's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 20,694 |
Reported balance
After 2022-11-30 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2022-11-30 · Other · Acquired 20,694 · Balance 20,694 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F8: Shares are held by J. William Gurley's family partnerships |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,411,999 |
Reported balance
After 2022-11-30 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2022-11-30 · Other · Acquired 37,201 · Balance 1,411,999 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F9: Shares are held by J. William Gurley's trust entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 970,369 |
Reported balance
After 2022-11-30 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2022-11-30 · Other · Acquired 15,577 · Balance 970,369 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F10: Shares are held by Sarah Tavel. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 12,036 |
Reported balance
After 2022-11-30 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2022-11-30 · Other · Acquired 42 · Balance 12,036 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F11: Shares held by An-Yen Hu's trust entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 154,249 |
Reported balance
After 2022-11-30 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2022-11-30 · Other · Acquired 3,478 · Balance 154,249 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F12: Shares held by Chetan Puttagunta's trust entity. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 14,160,846 |
Reported balance
After 2022-11-30 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2022-11-30 · Conversion · Disposed 3,862,593 · Balance 14,160,846 F13: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1: Shares are held by Benchmark Capital Partners VIII, L.P. ("BCP VIII"), for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of each of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and investment power over such shares. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and investment power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares are held by Benchmark Capital Partners VIII, L.P. ("BCP VIII"), for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of each of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and investment power over such shares. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and investment power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees.
F3: Shares are held by Matthew R. Cohler's trust entity.
F4: Shares are held by Peter H. Fenton's trust entities.
F5: Shares are held by Peter H. Fenton's family partnership.
F6: Shares are held by Mitchell H. Lasky's family partnership.
F7: Shares are held by Mitchell H. Lasky's family trust.
F8: Shares are held by J. William Gurley's family partnerships
F9: Shares are held by J. William Gurley's trust entity.
F10: Shares are held by Sarah Tavel.
F11: Shares held by An-Yen Hu's trust entity.
F12: Shares held by Chetan Puttagunta's trust entity.
F13: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
Elastic N.V.
Report date June 12, 2019 · Filed June 14, 2019
Jointly reported with Benchmark Capital Management Co. VII, L.L.C., Benchmark Capital Partners VII, L.P., Benchmark Founders' Fund VII, L.P., Benchmark Founders' Fund VII-B, L.P., Benchmark Capital Partners VII - Annex, L.P., Cohler Matt, DUNLEVIE BRUCE, GURLEY J WILLIAM, HARVEY KEVIN
Section 16 reporting ended · disclosed 2019-06-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 5,555,117 |
Reported balance
After 2019-06-12 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2019-06-12 · Other · Disposed 2,786,133 · Balance 5,555,117 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities). |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 86,784 |
Reported balance
After 2019-06-12 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2019-06-12 · Other · Acquired 245 · Balance 86,784 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F4: Shares are held by Matthew R. Cohler's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 120,205 |
Reported balance
After 2019-06-12 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2019-06-12 · Other · Acquired 120,205 · Balance 120,205 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F5: Shares are held by a limited liability company controlled by Matthew R. Cohler. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 133,644 |
Reported balance
After 2019-06-12 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2019-06-12 · Other · Acquired 133,644 · Balance 133,644 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F6: Shares are held by Bruce W. Dunlevie's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 125,223 |
Reported balance
After 2019-06-13 transaction · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · 2019-06-13 · Sale · Disposed 8,421 · Balance 125,223 F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.78 to $75.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6: Shares are held by Bruce W. Dunlevie's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 71,552 |
Reported balance
After 2019-06-13 transaction · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · 2019-06-13 · Sale · Disposed 53,671 · Balance 71,552 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.78 to $76.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6: Shares are held by Bruce W. Dunlevie's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 66,822 |
Reported balance
After 2019-06-13 transaction · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · 2019-06-13 · Sale · Disposed 4,730 · Balance 66,822 F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.78 to $77.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6: Shares are held by Bruce W. Dunlevie's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 2,021 |
Reported balance
After 2019-06-14 transaction · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · 2019-06-14 · Sale · Disposed 64,801 · Balance 2,021 F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.38 to $75.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6: Shares are held by Bruce W. Dunlevie's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2019-06-14 transaction · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · 2019-06-14 · Sale · Disposed 2,021 · Balance 0 F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.39 to $75.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6: Shares are held by Bruce W. Dunlevie's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 31,644 |
Reported balance
After 2019-06-12 transaction · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · 2019-06-12 · Other · Acquired 31,644 · Balance 31,644 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F12: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 29,649 |
Reported balance
After 2019-06-13 transaction · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · 2019-06-13 · Sale · Disposed 1,995 · Balance 29,649 F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.78 to $75.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F12: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 16,933 |
Reported balance
After 2019-06-13 transaction · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · 2019-06-13 · Sale · Disposed 12,716 · Balance 16,933 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.78 to $76.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F12: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 15,812 |
Reported balance
After 2019-06-13 transaction · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · 2019-06-13 · Sale · Disposed 1,121 · Balance 15,812 F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.78 to $77.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F12: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 459 |
Reported balance
After 2019-06-14 transaction · row 15
Holding and transaction disclosures are not merged.
1 source rowRow 15 · 2019-06-14 · Sale · Disposed 15,353 · Balance 459 F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.38 to $75.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F12: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2019-06-14 transaction · row 16
Holding and transaction disclosures are not merged.
1 source rowRow 16 · 2019-06-14 · Sale · Disposed 479 · Balance 0 F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.39 to $75.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F12: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 15,834 |
Reported balance
After 2019-06-12 transaction · row 17
Holding and transaction disclosures are not merged.
1 source rowRow 17 · 2019-06-12 · Other · Acquired 15,834 · Balance 15,834 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F13: Shares are held by limited partnerships controlled by J. William Gurley. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 116,767 |
Reported balance
After 2019-06-12 transaction · row 18
Holding and transaction disclosures are not merged.
1 source rowRow 18 · 2019-06-12 · Other · Acquired 116,767 · Balance 116,767 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F14: Shares are held directly by J. William Gurley. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 116,152 |
Reported balance
After 2019-06-13 transaction · row 19
Holding and transaction disclosures are not merged.
1 source rowRow 19 · 2019-06-13 · Sale · Disposed 615 · Balance 116,152 F15: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.78 to $75.54, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F14: Shares are held directly by J. William Gurley. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 111,076 |
Reported balance
After 2019-06-13 transaction · row 20
Holding and transaction disclosures are not merged.
1 source rowRow 20 · 2019-06-13 · Sale · Disposed 5,076 · Balance 111,076 F16: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.78 to $76.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F14: Shares are held directly by J. William Gurley. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 107,257 |
Reported balance
After 2019-06-13 transaction · row 21
Holding and transaction disclosures are not merged.
1 source rowRow 21 · 2019-06-13 · Sale · Disposed 3,819 · Balance 107,257 F17: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.78 to $77.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F14: Shares are held directly by J. William Gurley. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 67,428 |
Reported balance
After 2019-06-12 transaction · row 22
Holding and transaction disclosures are not merged.
1 source rowRow 22 · 2019-06-12 · Other · Acquired 58,052 · Balance 67,428 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F18: Shares are held by a limited partnership controlled by Kevin R. Harvey. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 207,858 |
Reported balance
After 2019-06-12 transaction · row 23
Holding and transaction disclosures are not merged.
1 source rowRow 23 · 2019-06-12 · Other · Acquired 80,444 · Balance 207,858 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F19: Shares are held by Kevin R. Harvey's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 10,555 |
Reported balance
After 2019-06-12 transaction · row 24
Holding and transaction disclosures are not merged.
1 source rowRow 24 · 2019-06-12 · Other · Acquired 10,555 · Balance 10,555 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F20: Shares are held by a limited partnership controlled by Mitchell H. Lasky. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 107,257 |
Reported balance
After 2019-06-12 transaction · row 25
Holding and transaction disclosures are not merged.
1 source rowRow 25 · 2019-06-12 · Other · Acquired 107,257 · Balance 107,257 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F21: Shares are held by Mitchell H. Lasky's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 92,257 |
Reported balance
After 2019-06-14 transaction · row 26
Holding and transaction disclosures are not merged.
1 source rowRow 26 · 2019-06-14 · Gift · Disposed 15,000 · Balance 92,257 F21: Shares are held by Mitchell H. Lasky's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 53,282 |
Reported balance
Holding disclosure · report date 2019-06-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 53,282 F3: The shares are held by Benchmark Capital Partners VII - Annex, L.P. ("BCP - Annex"). BCMC VII, the general partner of BCP - Annex, may be deemed to have sole voting and investment power over such shares. Messrs. Cohler, Dunlevie, Fenton, Gurley, Harvey, Lasky, Spurlock and Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by BCP - Annex. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.
F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).
F3: The shares are held by Benchmark Capital Partners VII - Annex, L.P. ("BCP - Annex"). BCMC VII, the general partner of BCP - Annex, may be deemed to have sole voting and investment power over such shares. Messrs. Cohler, Dunlevie, Fenton, Gurley, Harvey, Lasky, Spurlock and Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by BCP - Annex. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).
F4: Shares are held by Matthew R. Cohler's family trust.
F5: Shares are held by a limited liability company controlled by Matthew R. Cohler.
F6: Shares are held by Bruce W. Dunlevie's family trust.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.78 to $75.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.78 to $76.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.78 to $77.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.38 to $75.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.39 to $75.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12: Shares are held by a limited partnership controlled by Bruce W. Dunlevie.
F13: Shares are held by limited partnerships controlled by J. William Gurley.
F14: Shares are held directly by J. William Gurley.
F15: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.78 to $75.54, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F16: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.78 to $76.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F17: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.78 to $77.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F18: Shares are held by a limited partnership controlled by Kevin R. Harvey.
F19: Shares are held by Kevin R. Harvey's family trust.
F20: Shares are held by a limited partnership controlled by Mitchell H. Lasky.
F21: Shares are held by Mitchell H. Lasky's family trust.
Stitch Fix, Inc.
Report date June 21, 2021 · Filed June 24, 2021
Section 16 reporting ended · disclosed 2021-06-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 3,277 |
Last balance in matching sequence
After 2021-06-21 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-06-21 · Sale · Disposed 9,431 · Balance 3,677 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.4 to $61.39, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: Shares are held by an entity controlled by Mitchell Lasky. Row 2 · 2021-06-21 · Sale · Disposed 400 · Balance 3,277 F2: Shares are held by an entity controlled by Mitchell Lasky. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.4 to $61.39, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: Shares are held by an entity controlled by Mitchell Lasky.
UPWORK, INC
Report date August 08, 2019 · Filed September 17, 2019 · Amendment
Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, DUNLEVIE BRUCE, FENTON PETER H, GURLEY J WILLIAM, KAGLE ROBERT
Section 16 reporting ended · disclosed 2019-09-17. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 9,852,570 |
Reported balance
After 2019-08-08 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2019-08-08 · Other · Disposed 3,000,000 · Balance 9,852,570 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F2: Shares are held directly by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities). |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 31,971 |
Reported balance
After 2019-08-08 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2019-08-08 · Other · Acquired 31,971 · Balance 31,971 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F3: Shares are held by Steven M. Spurlock's family trust. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 30,454 |
Reported balance
After 2019-08-09 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2019-08-09 · Sale · Disposed 1,517 · Balance 30,454 F4: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.51 to $16.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 113,272 |
Reported balance
After 2019-08-08 transaction · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · 2019-08-08 · Other · Acquired 113,272 · Balance 113,272 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F5: Shares are held by Alexandre Balkanski's family trust. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 16,305 |
Reported balance
After 2019-08-08 transaction · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · 2019-08-08 · Other · Acquired 16,305 · Balance 16,305 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F6: Shares are held by a limited partnership controlled by Alexandre Balkanski. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 106,285 |
Reported balance
After 2019-08-08 transaction · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · 2019-08-08 · Other · Acquired 106,285 · Balance 106,285 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F7: Shares are held by Bruce W. Dunlevie's family trust. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 35,677 |
Reported balance
After 2019-08-09 transaction · row 7
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 7 · 2019-08-09 · Sale · Disposed 70,608 · Balance 35,677 F8: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.04 to $16.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F7: Shares are held by Bruce W. Dunlevie's family trust. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 38,820 |
Reported balance
After 2019-08-08 transaction · row 8
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 8 · 2019-08-08 · Other · Acquired 38,820 · Balance 38,820 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F9: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 13,031 |
Reported balance
After 2019-08-09 transaction · row 9
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 9 · 2019-08-09 · Sale · Disposed 25,789 · Balance 13,031 F8: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.04 to $16.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 120,118 |
Reported balance
After 2019-08-08 transaction · row 10
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 10 · 2019-08-08 · Other · Acquired 120,118 · Balance 120,118 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F10: Shares are held by Peter H. Fenton's trust. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 114,049 |
Reported balance
After 2019-08-09 transaction · row 11
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 11 · 2019-08-09 · Sale · Disposed 6,069 · Balance 114,049 F4: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.51 to $16.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F10: Shares are held by Peter H. Fenton's trust. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 126,485 |
Reported balance
After 2019-08-08 transaction · row 12
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 12 · 2019-08-08 · Other · Acquired 126,485 · Balance 126,485 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F11: Shares are held by J. William Gurley's trust. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 120,416 |
Reported balance
After 2019-08-09 transaction · row 13
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 13 · 2019-08-09 · Sale · Disposed 6,069 · Balance 120,416 F4: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.51 to $16.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11: Shares are held by J. William Gurley's trust. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,398 |
Reported balance
After 2019-08-08 transaction · row 14
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 14 · 2019-08-08 · Other · Acquired 1,398 · Balance 1,398 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F12: Shares are held by a limited partnership controlled by J. William Gurley. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 121,813 |
Reported balance
After 2019-08-08 transaction · row 15
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 15 · 2019-08-08 · Other · Acquired 121,813 · Balance 121,813 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F13: Shares are held by Robert C. Kagle. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 56,365 |
Reported balance
After 2019-08-08 transaction · row 16
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 16 · 2019-08-08 · Other · Acquired 56,365 · Balance 56,365 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F14: Shares are held by Mitchell H. Lasky's family trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.
F2: Shares are held directly by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).
F3: Shares are held by Steven M. Spurlock's family trust.
F4: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.51 to $16.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: Shares are held by Alexandre Balkanski's family trust.
F6: Shares are held by a limited partnership controlled by Alexandre Balkanski.
F7: Shares are held by Bruce W. Dunlevie's family trust.
F8: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.04 to $16.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9: Shares are held by a limited partnership controlled by Bruce W. Dunlevie.
F10: Shares are held by Peter H. Fenton's trust.
F11: Shares are held by J. William Gurley's trust.
F12: Shares are held by a limited partnership controlled by J. William Gurley.
F13: Shares are held by Robert C. Kagle.
F14: Shares are held by Mitchell H. Lasky's family trust.
WeWork Inc.
Report date August 15, 2023 · Filed August 17, 2023
Jointly reported with DUNLEVIE BRUCE, FENTON PETER H, GURLEY J WILLIAM, HARVEY KEVIN, Cohler Matt
Section 16 reporting ended · disclosed 2023-08-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 14,065,009 |
Reported balance
After 2023-08-15 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2023-08-15 · Sale · Disposed 5,406,301 · Balance 14,065,009 F1: The shares were sold at prices ranging from $0.185 to $0.23. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: The shares are held by Benchmark Capital Partners VII (AIV), L.P. ("BCP AIV"), as nominee for itself and Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII") is the general partner of each of BCP AIV, BFF VII and BFF VII-B and may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey and Mitchell H. Lasky, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. F4: BCP AIV, for itself and as nominee for BFF VII and BFF VII-B, are a party to that certain Amended and Restated Stockholders Agreement (the "Stockholders Agreement") dated May 5, 2023 by and among the Issuer, BCP AIV, SVF Endurance (Cayman) Limited ("SVF 1") and SVF II WW Holdings (Cayman) Limited (together with SVF 1, the "Other Parties"). The Reporting Persons are managing members of BCMC VII, the general Partner of BCP AIV. Following the transactions reported on this Form 4, BCP AIV no longer has the right to designate a nominee to the Issuer's board of directors under the Stockholders Agreement, and as such, the Reporting Persons on this Form 4 no longer may be deemed to be members of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, with the Other Parties. F5: The parties to the Stockholders Agreement hold, in the aggregate, more than 10% of the shares of Class A Common Stock of the Issuer. The share ownership reported for the Reporting Persons does not include any securities of the Issuer owned by the Other Parties, and each of the Reporting Persons disclaim beneficial ownership of the securities beneficially owned by the Other Parties. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 9,735,654 |
Reported balance
After 2023-08-16 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2023-08-16 · Sale · Disposed 4,329,355 · Balance 9,735,654 F3: The shares were sold at prices ranging from $0.15 to $0.185. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: The shares are held by Benchmark Capital Partners VII (AIV), L.P. ("BCP AIV"), as nominee for itself and Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII") is the general partner of each of BCP AIV, BFF VII and BFF VII-B and may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey and Mitchell H. Lasky, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. F4: BCP AIV, for itself and as nominee for BFF VII and BFF VII-B, are a party to that certain Amended and Restated Stockholders Agreement (the "Stockholders Agreement") dated May 5, 2023 by and among the Issuer, BCP AIV, SVF Endurance (Cayman) Limited ("SVF 1") and SVF II WW Holdings (Cayman) Limited (together with SVF 1, the "Other Parties"). The Reporting Persons are managing members of BCMC VII, the general Partner of BCP AIV. Following the transactions reported on this Form 4, BCP AIV no longer has the right to designate a nominee to the Issuer's board of directors under the Stockholders Agreement, and as such, the Reporting Persons on this Form 4 no longer may be deemed to be members of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, with the Other Parties. F5: The parties to the Stockholders Agreement hold, in the aggregate, more than 10% of the shares of Class A Common Stock of the Issuer. The share ownership reported for the Reporting Persons does not include any securities of the Issuer owned by the Other Parties, and each of the Reporting Persons disclaim beneficial ownership of the securities beneficially owned by the Other Parties. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,000,000 |
Reported balance
Holding disclosure · report date 2023-08-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,000,000 F7: Shares are held by Mr. Dunlevie's family trust entity. |
| Class A Common StockSEC Table I · non-derivative | Direct | 15,052 |
Reported balance
Holding disclosure · report date 2023-08-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 15,052 F6: Shares are held by Mr. Dunlevie. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were sold at prices ranging from $0.185 to $0.23. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The shares are held by Benchmark Capital Partners VII (AIV), L.P. ("BCP AIV"), as nominee for itself and Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII") is the general partner of each of BCP AIV, BFF VII and BFF VII-B and may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey and Mitchell H. Lasky, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F3: The shares were sold at prices ranging from $0.15 to $0.185. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: BCP AIV, for itself and as nominee for BFF VII and BFF VII-B, are a party to that certain Amended and Restated Stockholders Agreement (the "Stockholders Agreement") dated May 5, 2023 by and among the Issuer, BCP AIV, SVF Endurance (Cayman) Limited ("SVF 1") and SVF II WW Holdings (Cayman) Limited (together with SVF 1, the "Other Parties"). The Reporting Persons are managing members of BCMC VII, the general Partner of BCP AIV. Following the transactions reported on this Form 4, BCP AIV no longer has the right to designate a nominee to the Issuer's board of directors under the Stockholders Agreement, and as such, the Reporting Persons on this Form 4 no longer may be deemed to be members of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, with the Other Parties.
F5: The parties to the Stockholders Agreement hold, in the aggregate, more than 10% of the shares of Class A Common Stock of the Issuer. The share ownership reported for the Reporting Persons does not include any securities of the Issuer owned by the Other Parties, and each of the Reporting Persons disclaim beneficial ownership of the securities beneficially owned by the Other Parties.
F6: Shares are held by Mr. Dunlevie.
F7: Shares are held by Mr. Dunlevie's family trust entity.
ZUORA INC
Report date April 01, 2019 · Filed April 03, 2019
Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, DUNLEVIE BRUCE, GURLEY J WILLIAM, HARVEY KEVIN, KAGLE ROBERT
Section 16 reporting ended · disclosed 2019-04-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 2,564,431 |
Reported balance
After 2019-04-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-04-01 · Conversion · Acquired 2,564,431 · Balance 2,564,431 F1: Shares are held by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of each of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each reporting person disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such reporting persons' pecuniary interest in such securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2019-04-01 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2019-04-01 · Other · Disposed 2,564,431 · Balance 0 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F1: Shares are held by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of each of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each reporting person disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such reporting persons' pecuniary interest in such securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 28,412 |
Reported balance
After 2019-04-01 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2019-04-01 · Other · Acquired 28,412 · Balance 28,412 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F3: Shares are held by Steven M. Spurlock's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 26,073 |
Reported balance
After 2019-04-01 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2019-04-01 · Sale · Disposed 2,339 · Balance 26,073 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.60 to $20.22, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: Shares are held by Steven M. Spurlock's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 15,400 |
Reported balance
After 2019-04-01 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2019-04-01 · Sale · Disposed 10,673 · Balance 15,400 F3: Shares are held by Steven M. Spurlock's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2019-04-02 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2019-04-02 · Sale · Disposed 15,400 · Balance 0 F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.90 to $19.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: Shares are held by Steven M. Spurlock's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 27,874 |
Reported balance
After 2019-04-01 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2019-04-01 · Other · Acquired 13,937 · Balance 27,874 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F6: Shares are held by a limited partnership controlled by Alexandre Balkanski. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 194,118 |
Reported balance
After 2019-04-01 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2019-04-01 · Other · Acquired 96,989 · Balance 194,118 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F7: Shares are held by Alexandre Balkanski's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 91,019 |
Reported balance
After 2019-04-01 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2019-04-01 · Other · Acquired 91,019 · Balance 91,019 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F8: Shares are held by Bruce W. Dunlevie's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2019-04-01 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2019-04-01 · Sale · Disposed 91,019 · Balance 0 F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.58 to $20.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F8: Shares are held by Bruce W. Dunlevie's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 33,184 |
Reported balance
After 2019-04-01 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2019-04-01 · Other · Acquired 33,184 · Balance 33,184 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F10: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2019-04-01 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2019-04-01 · Sale · Disposed 33,184 · Balance 0 F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.58 to $20.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F10: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 112,451 |
Reported balance
After 2019-04-01 transaction · row 13
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 13 · 2019-04-01 · Other · Acquired 112,451 · Balance 112,451 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F11: Shares are held directly by J. William Gurley. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 103,097 |
Reported balance
After 2019-04-01 transaction · row 14
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 14 · 2019-04-01 · Sale · Disposed 9,354 · Balance 103,097 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.60 to $20.22, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11: Shares are held directly by J. William Gurley. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 2,390 |
Reported balance
After 2019-04-01 transaction · row 15
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 15 · 2019-04-01 · Other · Acquired 1,195 · Balance 2,390 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F12: Shares are held by a limited partnership controlled by J. William Gurley. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 314,910 |
Reported balance
After 2019-04-01 transaction · row 16
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 16 · 2019-04-01 · Other · Acquired 157,386 · Balance 314,910 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F13: Shares are held by Kevin R. Harvey's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 104,292 |
Reported balance
After 2019-04-01 transaction · row 17
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 17 · 2019-04-01 · Other · Acquired 104,292 · Balance 104,292 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F14: Shares are held directly by Robert C. Kagle. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 48,263 |
Reported balance
After 2019-04-01 transaction · row 18
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 18 · 2019-04-01 · Other · Acquired 48,263 · Balance 48,263 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F15: Shares are held directly by Mitchell H. Lasky. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 5,128,862 |
Reported balance
After 2019-04-01 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2019-04-01 · Conversion · Disposed 2,564,431 · Balance 5,128,862 F16: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date. F17: Not applicable. F1: Shares are held by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of each of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each reporting person disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such reporting persons' pecuniary interest in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares are held by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of each of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each reporting person disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such reporting persons' pecuniary interest in such securities.
F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns.
F3: Shares are held by Steven M. Spurlock's family trust.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.60 to $20.22, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.90 to $19.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: Shares are held by a limited partnership controlled by Alexandre Balkanski.
F7: Shares are held by Alexandre Balkanski's family trust.
F8: Shares are held by Bruce W. Dunlevie's family trust.
F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.58 to $20.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10: Shares are held by a limited partnership controlled by Bruce W. Dunlevie.
F11: Shares are held directly by J. William Gurley.
F12: Shares are held by a limited partnership controlled by J. William Gurley.
F13: Shares are held by Kevin R. Harvey's family trust.
F14: Shares are held directly by Robert C. Kagle.
F15: Shares are held directly by Mitchell H. Lasky.
F16: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date.
F17: Not applicable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 16, 2023 Filed Aug 17, 2023 17:27 UTC | WeWork Inc. WE · Entity 89201 | SaleClass A Common Stock | 4,329,355 | $0.16 | $687,068.64 |
DisclosureSEC source: 0001104659-23-093126 · tm2324072-2_4seq1.xml · nonDerivative · entry 2 DUNLEVIE BRUCE · CIK 0001190211 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 9,735,654 F3 · price: The shares were sold at prices ranging from $0.15 to $0.185. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held by Benchmark Capital Partners VII (AIV), L.P. ("BCP AIV"), as nominee for itself and Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII") is the general partner of each of BCP AIV, BFF VII and BFF VII-B and may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey and Mitchell H. Lasky, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. F4 · ownership.nature: BCP AIV, for itself and as nominee for BFF VII and BFF VII-B, are a party to that certain Amended and Restated Stockholders Agreement (the "Stockholders Agreement") dated May 5, 2023 by and among the Issuer, BCP AIV, SVF Endurance (Cayman) Limited ("SVF 1") and SVF II WW Holdings (Cayman) Limited (together with SVF 1, the "Other Parties"). The Reporting Persons are managing members of BCMC VII, the general Partner of BCP AIV. Following the transactions reported on this Form 4, BCP AIV no longer has the right to designate a nominee to the Issuer's board of directors under the Stockholders Agreement, and as such, the Reporting Persons on this Form 4 no longer may be deemed to be members of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, with the Other Parties. F5 · ownership.nature: The parties to the Stockholders Agreement hold, in the aggregate, more than 10% of the shares of Class A Common Stock of the Issuer. The share ownership reported for the Reporting Persons does not include any securities of the Issuer owned by the Other Parties, and each of the Reporting Persons disclaim beneficial ownership of the securities beneficially owned by the Other Parties. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 17:27 UTC | WeWork Inc. WE · Entity 89201 | SaleClass A Common Stock | 5,406,301 | $0.20 | $1,082,882.09 |
DisclosureSEC source: 0001104659-23-093126 · tm2324072-2_4seq1.xml · nonDerivative · entry 1 DUNLEVIE BRUCE · CIK 0001190211 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 14,065,009 F1 · price: The shares were sold at prices ranging from $0.185 to $0.23. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held by Benchmark Capital Partners VII (AIV), L.P. ("BCP AIV"), as nominee for itself and Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII") is the general partner of each of BCP AIV, BFF VII and BFF VII-B and may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey and Mitchell H. Lasky, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. F4 · ownership.nature: BCP AIV, for itself and as nominee for BFF VII and BFF VII-B, are a party to that certain Amended and Restated Stockholders Agreement (the "Stockholders Agreement") dated May 5, 2023 by and among the Issuer, BCP AIV, SVF Endurance (Cayman) Limited ("SVF 1") and SVF II WW Holdings (Cayman) Limited (together with SVF 1, the "Other Parties"). The Reporting Persons are managing members of BCMC VII, the general Partner of BCP AIV. Following the transactions reported on this Form 4, BCP AIV no longer has the right to designate a nominee to the Issuer's board of directors under the Stockholders Agreement, and as such, the Reporting Persons on this Form 4 no longer may be deemed to be members of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, with the Other Parties. F5 · ownership.nature: The parties to the Stockholders Agreement hold, in the aggregate, more than 10% of the shares of Class A Common Stock of the Issuer. The share ownership reported for the Reporting Persons does not include any securities of the Issuer owned by the Other Parties, and each of the Reporting Persons disclaim beneficial ownership of the securities beneficially owned by the Other Parties. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 20:07 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass B Common Stock · Derivative | 3,862,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124272 · tm2231913-2_4seq1.xml · derivative · entry 13 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,160,846 Underlying: Class A Common Stock · 3,862,593 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F13 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F13 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · ownership.nature: Shares are held by Benchmark Capital Partners VIII, L.P. ("BCP VIII"), for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of each of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and investment power over such shares. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and investment power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 20:07 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 3,478 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124272 · tm2231913-2_4seq1.xml · nonDerivative · entry 12 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 154,249 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F12 · ownership.nature: Shares held by Chetan Puttagunta's trust entity. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 20:07 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 42 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124272 · tm2231913-2_4seq1.xml · nonDerivative · entry 11 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,036 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F11 · ownership.nature: Shares held by An-Yen Hu's trust entity. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 20:07 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 15,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124272 · tm2231913-2_4seq1.xml · nonDerivative · entry 10 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 970,369 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F10 · ownership.nature: Shares are held by Sarah Tavel. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 20:07 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 37,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124272 · tm2231913-2_4seq1.xml · nonDerivative · entry 9 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,411,999 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F9 · ownership.nature: Shares are held by J. William Gurley's trust entity. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 20:07 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 20,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124272 · tm2231913-2_4seq1.xml · nonDerivative · entry 8 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 20,694 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F8 · ownership.nature: Shares are held by J. William Gurley's family partnerships Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 20:07 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 47,549 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124272 · tm2231913-2_4seq1.xml · nonDerivative · entry 7 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,311,584 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F7 · ownership.nature: Shares are held by Mitchell H. Lasky's family trust. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 20:07 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 10,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124272 · tm2231913-2_4seq1.xml · nonDerivative · entry 6 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 31,041 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F6 · ownership.nature: Shares are held by Mitchell H. Lasky's family partnership. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 20:07 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 10,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124272 · tm2231913-2_4seq1.xml · nonDerivative · entry 5 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,563 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F5 · ownership.nature: Shares are held by Peter H. Fenton's family partnership. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 20:07 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 36,101 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124272 · tm2231913-2_4seq1.xml · nonDerivative · entry 4 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,023,779 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F4 · ownership.nature: Shares are held by Peter H. Fenton's trust entities. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 20:07 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 90,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124272 · tm2231913-2_4seq1.xml · nonDerivative · entry 3 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,690,388 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F3 · ownership.nature: Shares are held by Matthew R. Cohler's trust entity. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 20:07 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 3,862,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124272 · tm2231913-2_4seq1.xml · nonDerivative · entry 2 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F1 · ownership.nature: Shares are held by Benchmark Capital Partners VIII, L.P. ("BCP VIII"), for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of each of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and investment power over such shares. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and investment power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 20:07 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass A Common Stock | 3,862,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124272 · tm2231913-2_4seq1.xml · nonDerivative · entry 1 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,862,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Shares are held by Benchmark Capital Partners VIII, L.P. ("BCP VIII"), for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of each of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and investment power over such shares. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and investment power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 18:43 UTC | Amplitude, Inc. AMPL · Entity 4566 | ConversionClass B Common Stock · Derivative | 1,526,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124243 · tm2231913-5_4.xml · derivative · entry 13 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,211,438 Underlying: Class A Common Stock · 1,526,430 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_price: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period). F14 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period). F14 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period). F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 18:43 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 10,285 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124243 · tm2231913-5_4.xml · nonDerivative · entry 12 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,285 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F13 · ownership.nature: Shares held by Chetan Puttagunta. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 18:43 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 531 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124243 · tm2231913-5_4.xml · nonDerivative · entry 11 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,302 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F12 · ownership.nature: Shares held by An-Yen Hu's trust entity. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 18:43 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 45,795 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124243 · tm2231913-5_4.xml · nonDerivative · entry 10 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 160,882 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F11 · ownership.nature: Shares are held by Sarah Tavel. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 18:43 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 72,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124243 · tm2231913-5_4.xml · nonDerivative · entry 9 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 145,830 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F10 · ownership.nature: Shares are held by J. William Gurley's trust entity Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 18:43 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 6,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124243 · tm2231913-5_4.xml · nonDerivative · entry 8 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,014 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F9 · ownership.nature: Shares are held by J. William Gurley's family partnerships. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 18:43 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 75,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124243 · tm2231913-5_4.xml · nonDerivative · entry 7 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 323,551 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F8 · ownership.nature: Shares are held by Mitchell H. Lasky's trust entity. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 18:43 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 3,007 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124243 · tm2231913-5_4.xml · nonDerivative · entry 6 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,864 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F7 · ownership.nature: Shares are held by Mitchell H. Lasky's family partnership. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 18:43 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 3,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124243 · tm2231913-5_4.xml · nonDerivative · entry 5 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,064 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F6 · ownership.nature: Shares are held by Peter H. Fenton's family partnership. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 18:43 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 60,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124243 · tm2231913-5_4.xml · nonDerivative · entry 4 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 205,497 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F5 · ownership.nature: Shares are held by Peter H. Fenton's trust entities. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 18:43 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 88,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124243 · tm2231913-5_4.xml · nonDerivative · entry 3 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 365,055 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F4 · ownership.nature: Shares are held by Matthew R. Cohler's trust entity. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 18:43 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 1,526,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124243 · tm2231913-5_4.xml · nonDerivative · entry 2 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 18:43 UTC | Amplitude, Inc. AMPL · Entity 4566 | ConversionClass A Common Stock | 1,526,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-124243 · tm2231913-5_4.xml · nonDerivative · entry 1 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,526,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of a derivative security in accordance of its terms. F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 18:13 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 250,000 | $32.10 | $8,025,150.00 |
DisclosureSEC source: 0001104659-22-090211 · tm2223315-4_4seq1.xml · nonDerivative · entry 1 LASKY MITCHELL · CIK 0001091435 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,264,035 F1 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on August 10, 2022. The actual sale prices ranged from a low of $32.00 to a high of $32.34, inclusive. The Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F2 · ownership.nature: Shares are held by Mitchell H. Lasky's family trust. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 18:09 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 75,672 | $18.19 | $1,376,821.77 |
DisclosureSEC source: 0001104659-22-090206 · tm2223315-3_4seq1.xml · nonDerivative · entry 1 LASKY MITCHELL · CIK 0001091435 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 247,879 F1 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on August 10, 2022. The actual sale prices ranged from a low of $18.1 to a high of $18.27, inclusive. The Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F2 · ownership.nature: Shares are held by Mitchell H. Lasky's family trust. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 19:58 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 514 | $31.55 | $16,214.23 |
DisclosureSEC source: 0001104659-22-088871 · tm2223068-4_4seq1.xml · nonDerivative · entry 17 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 180,170 F6 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on August 9, 2022. The actual sale prices ranged from a low of $31.22 to a high of $31.9, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F13 · ownership.nature: Shares held by Chetan Puttagunta's trust entity. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 19:58 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 2,072 | $30.68 | $63,562.54 |
DisclosureSEC source: 0001104659-22-088871 · tm2223068-4_4seq1.xml · nonDerivative · entry 16 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 180,684 F5 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on August 9, 2022. The actual sale prices ranged from a low of $30.22 to a high of $31.18, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F13 · ownership.nature: Shares held by Chetan Puttagunta's trust entity. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 19:58 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 2,265 | $31.55 | $71,449.88 |
DisclosureSEC source: 0001104659-22-088871 · tm2223068-4_4seq1.xml · nonDerivative · entry 13 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 943,656 F6 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on August 9, 2022. The actual sale prices ranged from a low of $31.22 to a high of $31.9, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F11 · ownership.nature: Shares are held by Sarah Tavel. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 19:58 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 9,131 | $30.68 | $280,110.77 |
DisclosureSEC source: 0001104659-22-088871 · tm2223068-4_4seq1.xml · nonDerivative · entry 12 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 945,921 F5 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on August 9, 2022. The actual sale prices ranged from a low of $30.22 to a high of $31.18, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F11 · ownership.nature: Shares are held by Sarah Tavel. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 19:58 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 2,100 | $31.55 | $66,244.92 |
DisclosureSEC source: 0001104659-22-088871 · tm2223068-4_4seq1.xml · nonDerivative · entry 6 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,168,456 F6 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on August 9, 2022. The actual sale prices ranged from a low of $31.22 to a high of $31.9, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F4 · ownership.nature: Shares are held by Peter H. Fenton's trust entities. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 19:58 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 8,463 | $30.68 | $259,618.60 |
DisclosureSEC source: 0001104659-22-088871 · tm2223068-4_4seq1.xml · nonDerivative · entry 5 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,170,556 F5 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on August 9, 2022. The actual sale prices ranged from a low of $30.22 to a high of $31.18, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F4 · ownership.nature: Shares are held by Peter H. Fenton's trust entities. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 19:58 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 10 | $17.92 | $179.20 |
DisclosureSEC source: 0001104659-22-088870 · tm2223068-3_4seq1.xml · nonDerivative · entry 18 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F14 · ownership.nature: Shares held by Chetan Puttagunta's trust entity. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 19:58 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 737 | $16.95 | $12,490.68 |
DisclosureSEC source: 0001104659-22-088870 · tm2223068-3_4seq1.xml · nonDerivative · entry 17 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10 F6 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on August 9, 2022. The actual sale prices ranged from a low of $16.57 to a high of $17.55, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 3 decimal points. F14 · ownership.nature: Shares held by Chetan Puttagunta's trust entity. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 19:58 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 47 | $17.92 | $842.24 |
DisclosureSEC source: 0001104659-22-088870 · tm2223068-3_4seq1.xml · nonDerivative · entry 13 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 157,560 F11 · ownership.nature: Shares are held by Sarah Tavel. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 19:58 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 3,275 | $16.95 | $55,504.70 |
DisclosureSEC source: 0001104659-22-088870 · tm2223068-3_4seq1.xml · nonDerivative · entry 12 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 157,607 F6 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on August 9, 2022. The actual sale prices ranged from a low of $16.57 to a high of $17.55, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 3 decimal points. F11 · ownership.nature: Shares are held by Sarah Tavel. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 19:58 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 43 | $17.92 | $770.56 |
DisclosureSEC source: 0001104659-22-088870 · tm2223068-3_4seq1.xml · nonDerivative · entry 6 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 144,587 F5 · ownership.nature: Shares are held by Peter H. Fenton's trust entities. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 19:58 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 3,021 | $16.95 | $51,199.91 |
DisclosureSEC source: 0001104659-22-088870 · tm2223068-3_4seq1.xml · nonDerivative · entry 5 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 144,630 F6 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on August 9, 2022. The actual sale prices ranged from a low of $16.57 to a high of $17.55, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 3 decimal points. F5 · ownership.nature: Shares are held by Peter H. Fenton's trust entities. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass B Common Stock · Derivative | 3,862,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088871 · tm2223068-4_4seq1.xml · derivative · entry 18 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 18,023,439 Underlying: Class A Common Stock · 3,862,593 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F14 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F14 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · ownership.nature: Shares are held by Benchmark Capital Partners VIII, L.P. ("BCP VIII"), for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of each of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and investment power over such shares. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and investment power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 951 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088871 · tm2223068-4_4seq1.xml · nonDerivative · entry 15 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 182,756 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F13 · ownership.nature: Shares held by Chetan Puttagunta's trust entity. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 42 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088871 · tm2223068-4_4seq1.xml · nonDerivative · entry 14 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,994 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F12 · ownership.nature: Shares held by An-Yen Hu's trust entity. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 4,441 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088871 · tm2223068-4_4seq1.xml · nonDerivative · entry 11 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 955,052 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F11 · ownership.nature: Shares are held by Sarah Tavel. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 37,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088871 · tm2223068-4_4seq1.xml · nonDerivative · entry 10 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,374,798 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F10 · ownership.nature: Shares are held by J. William Gurley's trust entity. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 20,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088871 · tm2223068-4_4seq1.xml · nonDerivative · entry 9 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 20,694 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F9 · ownership.nature: Shares are held by J. William Gurley's family partnerships. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 47,549 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088871 · tm2223068-4_4seq1.xml · nonDerivative · entry 8 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,514,035 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F8 · ownership.nature: Shares are held by Mitchell H. Lasky's family trust. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 10,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088871 · tm2223068-4_4seq1.xml · nonDerivative · entry 7 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 20,694 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F7 · ownership.nature: Shares are held by Mitchell H. Lasky's family partnership. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.