person · Reporting owner

KAGLE ROBERT

Disclosed activity across 9 companies

Tapewire entity: 15954
SEC CIK: 0001183234

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
1stdibs.com, Inc.DIBS · Entity 6526	10% owner	June 14, 2021	June 16, 2021
Asana, Inc.ASAN · Entity 4425	10% owner	December 11, 2020	December 15, 2020
Cyngn Inc.CYN · Entity 9075	10% owner	October 22, 2021	October 22, 2021
Nextdoor Holdings, Inc.KIND · Entity 5074	10% owner	November 05, 2021	November 09, 2021
Uber Technologies, IncUBER · Entity 2867	10% owner	May 14, 2019	May 15, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

1stdibs.com, Inc.

Report date June 14, 2021 · Filed June 16, 2021

Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, DUNLEVIE BRUCE, FENTON PETER H, GURLEY J WILLIAM, HARVEY KEVIN, LASKY MITCHELL

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnotes	7,220,666	Reported balance After 2021-06-14 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2021-06-14 · Conversion · Acquired 7,220,666 · Balance 7,220,666 F1: The Issuer's Series A Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering (the "IPO"). F2: The shares are held directly by (i) Benchmark Capital Partners V, L.P. ("BCP V") for itself and as nominee for Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals and (ii) Benchmark Capital Partners VII, L.P. ("BCP VII") for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, and Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner for BCP VII, BFF VII and BFF VII-B may be deemed to have sole voting and dispositive power over the securities. F3: (Continued from Footnote 2) Alexandre Balkanski, Robert C. Kagle, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Matthew R. Cohler, a member of the Issuer's board of directors, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. F4: Consists of 3,610,333 shares held of record by BCP V and 3,610,333 shares held of record by BCP VII.
Common StockSEC Table I · non-derivative	IndirectSee footnotes	87,166	Reported balance After 2021-06-14 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2021-06-14 · Conversion · Acquired 87,166 · Balance 87,166 F5: The Issuer's Series B Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's IPO. F2: The shares are held directly by (i) Benchmark Capital Partners V, L.P. ("BCP V") for itself and as nominee for Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals and (ii) Benchmark Capital Partners VII, L.P. ("BCP VII") for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, and Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner for BCP VII, BFF VII and BFF VII-B may be deemed to have sole voting and dispositive power over the securities. F3: (Continued from Footnote 2) Alexandre Balkanski, Robert C. Kagle, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Matthew R. Cohler, a member of the Issuer's board of directors, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. F6: Consists of 43,583 shares held of record by BCP V and 43,583 shares held of record by BCP VII.
Series A Preferred StockSEC Table II · derivative / convertible security	IndirectSee footnotes	0	Reported balance After 2021-06-14 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2021-06-14 · Conversion · Disposed 7,220,666 · Balance 0 F1: The Issuer's Series A Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering (the "IPO"). F2: The shares are held directly by (i) Benchmark Capital Partners V, L.P. ("BCP V") for itself and as nominee for Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals and (ii) Benchmark Capital Partners VII, L.P. ("BCP VII") for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, and Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner for BCP VII, BFF VII and BFF VII-B may be deemed to have sole voting and dispositive power over the securities. F3: (Continued from Footnote 2) Alexandre Balkanski, Robert C. Kagle, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Matthew R. Cohler, a member of the Issuer's board of directors, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. F4: Consists of 3,610,333 shares held of record by BCP V and 3,610,333 shares held of record by BCP VII.
Series B Preferred StockSEC Table II · derivative / convertible security	IndirectSee footnotes	0	Reported balance After 2021-06-14 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2021-06-14 · Conversion · Disposed 87,166 · Balance 0 F5: The Issuer's Series B Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's IPO. F2: The shares are held directly by (i) Benchmark Capital Partners V, L.P. ("BCP V") for itself and as nominee for Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals and (ii) Benchmark Capital Partners VII, L.P. ("BCP VII") for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, and Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner for BCP VII, BFF VII and BFF VII-B may be deemed to have sole voting and dispositive power over the securities. F3: (Continued from Footnote 2) Alexandre Balkanski, Robert C. Kagle, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Matthew R. Cohler, a member of the Issuer's board of directors, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. F6: Consists of 43,583 shares held of record by BCP V and 43,583 shares held of record by BCP VII.

Filing footnotes · ownership attribution and instrument terms

F1: The Issuer's Series A Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering (the "IPO").

F2: The shares are held directly by (i) Benchmark Capital Partners V, L.P. ("BCP V") for itself and as nominee for Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals and (ii) Benchmark Capital Partners VII, L.P. ("BCP VII") for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, and Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner for BCP VII, BFF VII and BFF VII-B may be deemed to have sole voting and dispositive power over the securities.

F3: (Continued from Footnote 2) Alexandre Balkanski, Robert C. Kagle, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Matthew R. Cohler, a member of the Issuer's board of directors, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

F4: Consists of 3,610,333 shares held of record by BCP V and 3,610,333 shares held of record by BCP VII.

F5: The Issuer's Series B Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's IPO.

F6: Consists of 43,583 shares held of record by BCP V and 43,583 shares held of record by BCP VII.

Asana, Inc.

Report date December 11, 2020 · Filed December 15, 2020

Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, DUNLEVIE BRUCE, FENTON PETER H, GURLEY J WILLIAM, HARVEY KEVIN, LASKY MITCHELL

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	645,265	Reported balance After 2020-12-11 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2020-12-11 · Other · Disposed 2,800,000 · Balance 645,265 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F1: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	223,818	Reported balance After 2020-12-11 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2020-12-11 · Other · Acquired 111,914 · Balance 223,818 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F3: Shares owned directly by entities controlled by Alexandre Balkanski.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	295,604	Reported balance After 2020-12-11 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2020-12-11 · Other · Acquired 147,808 · Balance 295,604 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F4: Shares owned directly by entities controlled by Bruce W. Dunlevie.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	28,716	Reported balance After 2020-12-11 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2020-12-11 · Other · Acquired 14,358 · Balance 28,716 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F5: Shares owned directly by entities controlled by J. William Gurley.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	483,519	Reported balance After 2020-12-11 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 8 · 2020-12-11 · Other · Acquired 241,769 · Balance 483,519 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F9: Shares owned directly by entities controlled by Kevin R. Harvey.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	72,646	Reported balance After 2020-12-11 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 9 · 2020-12-11 · Other · Acquired 37,235 · Balance 72,646 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F10: Shares owned directly by Steven M. Spurlock's family trust.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	71,544	Reported balance After 2020-12-11 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 10 · 2020-12-11 · Sale · Disposed 1,102 · Balance 71,544 F7: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $27.3875 to a high of $28.375, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F10: Shares owned directly by Steven M. Spurlock's family trust.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	70,826	Reported balance After 2020-12-11 transaction · row 11 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 11 · 2020-12-11 · Sale · Disposed 718 · Balance 70,826 F8: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $28.39 to a high of $28.73, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F10: Shares owned directly by Steven M. Spurlock's family trust.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	125,066	Reported balance After 2020-12-11 transaction · row 13 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 13 · 2020-12-11 · Other · Acquired 65,572 · Balance 125,066 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F12: Shares owned directly by Peter H. Fenton's family trust.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	121,390	Reported balance After 2020-12-11 transaction · row 14 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 14 · 2020-12-11 · Sale · Disposed 3,676 · Balance 121,390 F7: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $27.3875 to a high of $28.375, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F12: Shares owned directly by Peter H. Fenton's family trust.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	118,999	Reported balance After 2020-12-11 transaction · row 15 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 15 · 2020-12-11 · Sale · Disposed 2,391 · Balance 118,999 F8: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $28.39 to a high of $28.73, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F12: Shares owned directly by Peter H. Fenton's family trust.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	232,258	Reported balance After 2020-12-11 transaction · row 17 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 17 · 2020-12-11 · Other · Acquired 116,139 · Balance 232,258 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F14: Shares owned directly by Mitchell H. Lasky's family trust
Class A Common StockSEC Table I · non-derivative	Direct	221,406	Reported balance After 2020-12-11 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2020-12-11 · Other · Acquired 113,746 · Balance 221,406 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F6: Shares owned directly by William Gurley.
Class A Common StockSEC Table I · non-derivative	Direct	217,730	Reported balance After 2020-12-11 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2020-12-11 · Sale · Disposed 3,676 · Balance 217,730 F7: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $27.3875 to a high of $28.375, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F6: Shares owned directly by William Gurley.
Class A Common StockSEC Table I · non-derivative	Direct	215,339	Reported balance After 2020-12-11 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2020-12-11 · Sale · Disposed 2,391 · Balance 215,339 F8: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $28.39 to a high of $28.73, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F6: Shares owned directly by William Gurley.
Class A Common StockSEC Table I · non-derivative	Direct	178,067	Reported balance After 2020-12-11 transaction · row 12 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 12 · 2020-12-11 · Other · Acquired 89,039 · Balance 178,067 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F11: Shares owned directly by Robert C. Kagle.
Class A Common StockSEC Table I · non-derivative	Direct	11,964	Reported balance After 2020-12-11 transaction · row 16 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 16 · 2020-12-11 · Other · Acquired 5,982 · Balance 11,964 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F13: Shares owned directly by Peter H. Fenton
Class A Common StockSEC Table I · non-derivative	Direct	23,930	Reported balance After 2020-12-11 transaction · row 18 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 18 · 2020-12-11 · Other · Acquired 11,965 · Balance 23,930 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F15: Shares owned directly by Mitchell H. Lasky.

Filing footnotes · ownership attribution and instrument terms

F1: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees.

F3: Shares owned directly by entities controlled by Alexandre Balkanski.

F4: Shares owned directly by entities controlled by Bruce W. Dunlevie.

F5: Shares owned directly by entities controlled by J. William Gurley.

F6: Shares owned directly by William Gurley.

F7: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $27.3875 to a high of $28.375, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.

F8: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $28.39 to a high of $28.73, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.

F9: Shares owned directly by entities controlled by Kevin R. Harvey.

F10: Shares owned directly by Steven M. Spurlock's family trust.

F11: Shares owned directly by Robert C. Kagle.

F12: Shares owned directly by Peter H. Fenton's family trust.

F13: Shares owned directly by Peter H. Fenton

F14: Shares owned directly by Mitchell H. Lasky's family trust

F15: Shares owned directly by Mitchell H. Lasky.

Cyngn Inc.

Report date October 22, 2021 · Filed October 22, 2021

Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, DUNLEVIE BRUCE, FENTON PETER H, GURLEY J WILLIAM, HARVEY KEVIN, Cohler Matt

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnotes	8,038,585	Reported balance After 2021-10-22 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2021-10-22 · Conversion · Acquired 8,038,585 · Balance 8,038,585 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
Common StockSEC Table I · non-derivative	IndirectSee footnotes	8,731,003	Reported balance After 2021-10-22 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2021-10-22 · Conversion · Acquired 692,418 · Balance 8,731,003 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
Common StockSEC Table I · non-derivative	IndirectSee footnotes	8,948,625	Reported balance After 2021-10-22 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2021-10-22 · Conversion · Acquired 217,622 · Balance 8,948,625 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
Common StockSEC Table I · non-derivative	IndirectSee footnotes	290,162	Reported balance After 2021-10-22 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2021-10-22 · Conversion · Acquired 290,162 · Balance 290,162 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities.
Series A Preferred StockSEC Table II · derivative / convertible security	IndirectSee footnotes	0	Reported balance After 2021-10-22 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2021-10-22 · Conversion · Disposed 8,038,585 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
Series B Preferred StockSEC Table II · derivative / convertible security	IndirectSee footnotes	0	Reported balance After 2021-10-22 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2021-10-22 · Conversion · Disposed 692,418 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
Series C Preferred StockSEC Table II · derivative / convertible security	IndirectSee footnotes	0	Reported balance After 2021-10-22 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2021-10-22 · Conversion · Disposed 217,622 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
Series C Preferred StockSEC Table II · derivative / convertible security	IndirectSee footnotes	0	Reported balance After 2021-10-22 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2021-10-22 · Conversion · Disposed 290,162 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities.

Filing footnotes · ownership attribution and instrument terms

F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering.

F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.

F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities.

Nextdoor Holdings, Inc.

Report date November 05, 2021 · Filed November 09, 2021

Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, Cohler Matt, DUNLEVIE BRUCE, FENTON PETER H, HARVEY KEVIN, LASKY MITCHELL

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B Common StockSEC Table II · derivative / convertible security	IndirectSee footnote	Not disclosed	Reported balance Holding disclosure · report date 2021-11-05 · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · Balance Not disclosed F2: Represents shares of Class B Common Stock of the Company received pursuant to a business combination (the "Business Combination") which was effectuated in accordance with the terms of an Agreement and Plan of Merger dated as of July 6, 2021, entered into by and among: (i) Khosla Ventures Acquisition Co. II (the "Issuer"), a Delaware corporation; (ii) Lorelei Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of the Issuer; and (iii) Nextdoor, Inc. ("Original Nextdoor"), a Delaware corporation. As a result of the Business Combination, Original Nextdoor became a wholly owned subsidiary of the Issuer and the Issuer was renamed "Nextdoor Holdings, Inc." Upon completion of the Business Combination, the reporting person's shares of the stock of Original Nextdoor were exchanged for shares of Class B Common Stock of the Issuer based on an exchange ratio of approximately 3.1057 to 1. F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock of the Issuer at the election of the holder any time; provided; however, that each share of Class B Common Stock shall automatically be converted into Class A Common Stock on a one for one basis on the earlier of the: (i) tenth anniversary of completion of the Business Combination or (ii) date specified by the affirmative vote of the holders of two thirds of the Class B Common Stock then outstanding. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value (subject to certain exceptions). F3: Shares are held directly by Benchmark Capital Partners VI, L.P. ("BCP VI") for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI") and Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. J. William Gurley, a member of the Issuer's board of directors, Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky, and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the shares beneficially held by such entities. F4: Each such person and entity disclaims the existence of a "group," as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock of the Issuer at the election of the holder any time; provided; however, that each share of Class B Common Stock shall automatically be converted into Class A Common Stock on a one for one basis on the earlier of the: (i) tenth anniversary of completion of the Business Combination or (ii) date specified by the affirmative vote of the holders of two thirds of the Class B Common Stock then outstanding. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value (subject to certain exceptions).

F2: Represents shares of Class B Common Stock of the Company received pursuant to a business combination (the "Business Combination") which was effectuated in accordance with the terms of an Agreement and Plan of Merger dated as of July 6, 2021, entered into by and among: (i) Khosla Ventures Acquisition Co. II (the "Issuer"), a Delaware corporation; (ii) Lorelei Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of the Issuer; and (iii) Nextdoor, Inc. ("Original Nextdoor"), a Delaware corporation. As a result of the Business Combination, Original Nextdoor became a wholly owned subsidiary of the Issuer and the Issuer was renamed "Nextdoor Holdings, Inc." Upon completion of the Business Combination, the reporting person's shares of the stock of Original Nextdoor were exchanged for shares of Class B Common Stock of the Issuer based on an exchange ratio of approximately 3.1057 to 1.

F3: Shares are held directly by Benchmark Capital Partners VI, L.P. ("BCP VI") for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI") and Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. J. William Gurley, a member of the Issuer's board of directors, Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky, and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the shares beneficially held by such entities.

F4: Each such person and entity disclaims the existence of a "group," as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.

Uber Technologies, Inc

Report date May 14, 2019 · Filed May 15, 2019

Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, DUNLEVIE BRUCE, FENTON PETER H, GURLEY J WILLIAM, HARVEY KEVIN, LASKY MITCHELL

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnotes	126,216,840	Reported balance After 2019-05-14 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2019-05-14 · Conversion · Acquired 126,216,840 · Balance 126,216,840 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
Common StockSEC Table I · non-derivative	IndirectSee footnotes	133,269,520	Reported balance After 2019-05-14 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2019-05-14 · Conversion · Acquired 7,052,680 · Balance 133,269,520 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
Common StockSEC Table I · non-derivative	IndirectSee footnotes	146,480,723	Reported balance After 2019-05-14 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2019-05-14 · Conversion · Acquired 13,211,203 · Balance 146,480,723 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
Common StockSEC Table I · non-derivative	IndirectSee footnotes	3,598,034	Reported balance After 2019-05-14 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2019-05-14 · Conversion · Acquired 3,598,034 · Balance 3,598,034 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities.
Series A Preferred StockSEC Table II · derivative / convertible security	IndirectSee footnotes	0	Reported balance After 2019-05-14 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2019-05-14 · Conversion · Disposed 126,216,840 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
Series B Preferred StockSEC Table II · derivative / convertible security	IndirectSee footnotes	0	Reported balance After 2019-05-14 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2019-05-14 · Conversion · Disposed 7,052,680 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
Series Seed Preferred StockSEC Table II · derivative / convertible security	IndirectSee footnotes	0	Reported balance After 2019-05-14 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2019-05-14 · Conversion · Disposed 13,211,203 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
Series C-1 Preferred StockSEC Table II · derivative / convertible security	IndirectSee footnotes	0	Reported balance After 2019-05-14 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2019-05-14 · Conversion · Disposed 3,598,034 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities.

Filing footnotes · ownership attribution and instrument terms

F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.

F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

1Life Healthcare Inc

Report date August 24, 2020 · Filed August 26, 2020

Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, FENTON PETER H, GURLEY J WILLIAM, HARVEY KEVIN, LASKY MITCHELL

Section 16 reporting ended · disclosed 2020-08-26. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnote	10,129,610	Reported balance After 2020-08-24 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2020-08-24 · Other · Disposed 3,500,000 · Balance 10,129,610 F1: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners V, L.P. ("BCP V") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F2: Shares are held directly by BCP V, as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over the securities. Bruce W. Dunlevie, a member of the Issuer's board of directors, Alexandre Balkanski, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.
Common StockSEC Table I · non-derivative	IndirectSee footnote	216,048	Reported balance After 2020-08-24 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2020-08-24 · Other · Acquired 216,048 · Balance 216,048 F1: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners V, L.P. ("BCP V") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F3: Shares owned directly by Kevin R. Harvey's family trust.
Common StockSEC Table I · non-derivative	IndirectSee footnote	152,642	Reported balance After 2020-08-24 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2020-08-24 · Other · Acquired 152,642 · Balance 152,642 F1: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners V, L.P. ("BCP V") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F4: Shares owned directly by entities controlled by Alexandre Balkanski.
Common StockSEC Table I · non-derivative	IndirectSee footnote	143,584	Reported balance After 2020-08-24 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2020-08-24 · Other · Acquired 143,584 · Balance 143,584 F1: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners V, L.P. ("BCP V") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F6: Shares owned directly by entities controlled by J. William Gurley.
Common StockSEC Table I · non-derivative	IndirectSee footnote	35,896	Reported balance After 2020-08-24 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2020-08-24 · Other · Acquired 35,896 · Balance 35,896 F1: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners V, L.P. ("BCP V") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F7: Shares owned directly by Steven M. Spurlock's family trust.
Common StockSEC Table I · non-derivative	IndirectSee footnote	134,526	Reported balance After 2020-08-24 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2020-08-24 · Other · Acquired 134,526 · Balance 134,526 F1: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners V, L.P. ("BCP V") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F8: Shares owned directly by Peter H. Fenton's family trust.
Common StockSEC Table I · non-derivative	Direct	143,584	Reported balance After 2020-08-24 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2020-08-24 · Other · Acquired 143,584 · Balance 143,584 F1: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners V, L.P. ("BCP V") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F5: Shares owned directly by Robert C. Kagle.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners V, L.P. ("BCP V") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees.

F2: Shares are held directly by BCP V, as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over the securities. Bruce W. Dunlevie, a member of the Issuer's board of directors, Alexandre Balkanski, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

F3: Shares owned directly by Kevin R. Harvey's family trust.

F4: Shares owned directly by entities controlled by Alexandre Balkanski.

F5: Shares owned directly by Robert C. Kagle.

F6: Shares owned directly by entities controlled by J. William Gurley.

F7: Shares owned directly by Steven M. Spurlock's family trust.

F8: Shares owned directly by Peter H. Fenton's family trust.

Stitch Fix, Inc.

Report date June 22, 2021 · Filed June 24, 2021

Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, Cohler Matt, DUNLEVIE BRUCE, FENTON PETER H, HARVEY KEVIN, LASKY MITCHELL, Vishria Eric

Section 16 reporting ended · disclosed 2021-06-24. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	1,816,532	Reported balance After 2021-06-22 transaction · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · 2021-06-22 · Conversion · Acquired 1,816,532 · Balance 1,816,532 F1: Shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities).
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	283,468	Reported balance After 2021-06-22 transaction · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · 2021-06-22 · Conversion · Acquired 283,468 · Balance 283,468 F2: Shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for BCP VI, Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and investment power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities).
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	0	Reported balance After 2021-06-22 transaction · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · 2021-06-22 · Other · Disposed 1,816,532 · Balance 0 F3: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F1: Shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities).
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	0	Reported balance After 2021-06-22 transaction · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · 2021-06-22 · Other · Disposed 283,468 · Balance 0 F4: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F2: Shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for BCP VI, Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and investment power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities).
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	27,882	Reported balance After 2021-06-22 transaction · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · 2021-06-22 · Other · Acquired 27,882 · Balance 27,882 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F6: Shares are held by Steven M. Spurlock's family trust.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	18,597	Reported balance After 2021-06-22 transaction · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · 2021-06-22 · Other · Acquired 18,597 · Balance 18,597 F4: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F7: Shares are held by limited partnerships controlled by Alexandre Balkanski.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	6,722	Reported balance After 2021-06-22 transaction · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · 2021-06-22 · Other · Acquired 6,722 · Balance 6,722 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F8: Shares are held by Alexandre Balkanski's family trust.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	10,782	Reported balance After 2021-06-22 transaction · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · 2021-06-22 · Other · Acquired 10,782 · Balance 10,782 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F9: Shares are held by Matthew R. Cohler's trust entity.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	78,885	Reported balance After 2021-06-22 transaction · row 9 Holding and transaction disclosures are not merged. 1 source row Row 9 · 2021-06-22 · Other · Acquired 78,885 · Balance 78,885 F3: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F10: Shares are held by a limited liability company controlled by Matthew R. Cohler.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	25,491	Reported balance After 2021-06-22 transaction · row 10 Holding and transaction disclosures are not merged. 1 source row Row 10 · 2021-06-22 · Other · Acquired 25,491 · Balance 25,491 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F11: Shares are held by entities controlled by Bruce W. Dunlevie.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	92,574	Reported balance After 2021-06-22 transaction · row 11 Holding and transaction disclosures are not merged. 1 source row Row 11 · 2021-06-22 · Other · Acquired 92,574 · Balance 92,574 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F12: Shares are held by Bruce W. Dunlevie's family trust.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	101,658	Reported balance After 2021-06-22 transaction · row 12 Holding and transaction disclosures are not merged. 1 source row Row 12 · 2021-06-22 · Other · Acquired 56,249 · Balance 101,658 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F13: Shares are held by Peter H. Fenton's trust entities.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	164,978	Reported balance After 2021-06-22 transaction · row 13 Holding and transaction disclosures are not merged. 1 source row Row 13 · 2021-06-22 · Other · Acquired 44,816 · Balance 164,978 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F14: Shares are held by entities controlled by Kevin R. Harvey.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	653,484	Reported balance After 2021-06-22 transaction · row 14 Holding and transaction disclosures are not merged. 1 source row Row 14 · 2021-06-22 · Other · Acquired 62,888 · Balance 653,484 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F15: Shares are held by Kevin R. Harvey's family trust.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	15,640	Reported balance After 2021-06-22 transaction · row 16 Holding and transaction disclosures are not merged. 1 source row Row 16 · 2021-06-22 · Other · Acquired 15,640 · Balance 15,640 F3: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F17: Shares are held by a limited partnership controlled by Robert C. Kagle.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	86,829	Reported balance After 2021-06-22 transaction · row 17 Holding and transaction disclosures are not merged. 1 source row Row 17 · 2021-06-22 · Other · Acquired 86,829 · Balance 86,829 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F18: Shares are held by Mitchell H. Lasky's family trust.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	4,997	Reported balance After 2021-06-22 transaction · row 18 Holding and transaction disclosures are not merged. 1 source row Row 18 · 2021-06-22 · Other · Acquired 1,720 · Balance 4,997 F3: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F19: Shares are held by an entity controlled by Mitchell H. Lasky.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	1,000,000	Reported balance Holding disclosure · report date 2021-06-22 · row 20 Holding and transaction disclosures are not merged. 1 source row Row 20 · Balance 1,000,000 F21: Shares are held by Benchmark Capital Partners IX, L.P. ("BCP IX"), as nominee for BCP IX, Benchmark Founders' Fund IX, L.P. ("BFF IX"), Benchmark Founders' Fund IX-A, L.P. ("BFF IX-A"), Benchmark Founders' Fund IX-B, L.P. ("BFF IX-B") and related persons. Benchmark Capital Management Co. IX, L.L.C. ("BCMC IX"), the general partner of each of BCP IX, BFF IX, BFF IX-A and BFF IX-B, may be deemed to have sole voting and investment power over such shares. Peter H. Fenton, J. William Gurley, Chetan Puttagunta, Steven M. Spurlock, Sara E. Tavel and Eric H. Vishria, the managing members of BCMC IX, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities).
Class A Common StockSEC Table I · non-derivative	Direct	40,395	Reported balance After 2021-06-22 transaction · row 15 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 15 · 2021-06-22 · Other · Acquired 40,395 · Balance 40,395 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F16: Shares are held directly by Robert C. Kagle.
Class A Common StockSEC Table I · non-derivative	Direct	1,420	Reported balance After 2021-06-22 transaction · row 19 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 19 · 2021-06-22 · Other · Acquired 329 · Balance 1,420 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F20: Shares are held directly by Eric H. Vishria.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSee footnote	5,468,828	Reported balance After 2021-06-22 transaction · row 21 Instrument identity requires review; Table II rows are not merged. 1 source row Row 21 · 2021-06-22 · Conversion · Disposed 1,816,532 · Balance 5,468,828 F22: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F23: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. F24: Not applicable. F1: Shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities).
Class B Common StockSEC Table II · derivative / convertible security	IndirectSee footnote	853,407	Reported balance After 2021-06-22 transaction · row 22 Instrument identity requires review; Table II rows are not merged. 1 source row Row 22 · 2021-06-22 · Conversion · Disposed 283,468 · Balance 853,407 F22: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F23: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. F24: Not applicable. F2: Shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for BCP VI, Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and investment power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities).

Filing footnotes · ownership attribution and instrument terms

F1: Shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities).

F2: Shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for BCP VI, Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and investment power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities).

F3: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.

F4: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.

F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.

F6: Shares are held by Steven M. Spurlock's family trust.

F7: Shares are held by limited partnerships controlled by Alexandre Balkanski.

F8: Shares are held by Alexandre Balkanski's family trust.

F9: Shares are held by Matthew R. Cohler's trust entity.

F10: Shares are held by a limited liability company controlled by Matthew R. Cohler.

F11: Shares are held by entities controlled by Bruce W. Dunlevie.

F12: Shares are held by Bruce W. Dunlevie's family trust.

F13: Shares are held by Peter H. Fenton's trust entities.

F14: Shares are held by entities controlled by Kevin R. Harvey.

F15: Shares are held by Kevin R. Harvey's family trust.

F16: Shares are held directly by Robert C. Kagle.

F17: Shares are held by a limited partnership controlled by Robert C. Kagle.

F18: Shares are held by Mitchell H. Lasky's family trust.

F19: Shares are held by an entity controlled by Mitchell H. Lasky.

F20: Shares are held directly by Eric H. Vishria.

F21: Shares are held by Benchmark Capital Partners IX, L.P. ("BCP IX"), as nominee for BCP IX, Benchmark Founders' Fund IX, L.P. ("BFF IX"), Benchmark Founders' Fund IX-A, L.P. ("BFF IX-A"), Benchmark Founders' Fund IX-B, L.P. ("BFF IX-B") and related persons. Benchmark Capital Management Co. IX, L.L.C. ("BCMC IX"), the general partner of each of BCP IX, BFF IX, BFF IX-A and BFF IX-B, may be deemed to have sole voting and investment power over such shares. Peter H. Fenton, J. William Gurley, Chetan Puttagunta, Steven M. Spurlock, Sara E. Tavel and Eric H. Vishria, the managing members of BCMC IX, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities).

F22: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F23: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

F24: Not applicable.

UPWORK, INC

Report date August 08, 2019 · Filed September 17, 2019 · Amendment

Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, DUNLEVIE BRUCE, FENTON PETER H, GURLEY J WILLIAM, LASKY MITCHELL

Section 16 reporting ended · disclosed 2019-09-17. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnote	9,852,570	Reported balance After 2019-08-08 transaction · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · 2019-08-08 · Other · Disposed 3,000,000 · Balance 9,852,570 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F2: Shares are held directly by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).
Common StockSEC Table I · non-derivative	IndirectSee footnote	31,971	Reported balance After 2019-08-08 transaction · row 2 Amendment: may correct only part of an earlier disclosure. 1 source row Row 2 · 2019-08-08 · Other · Acquired 31,971 · Balance 31,971 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F3: Shares are held by Steven M. Spurlock's family trust.
Common StockSEC Table I · non-derivative	IndirectSee footnote	30,454	Reported balance After 2019-08-09 transaction · row 3 Amendment: may correct only part of an earlier disclosure. 1 source row Row 3 · 2019-08-09 · Sale · Disposed 1,517 · Balance 30,454 F4: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.51 to $16.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Common StockSEC Table I · non-derivative	IndirectSee footnote	113,272	Reported balance After 2019-08-08 transaction · row 4 Amendment: may correct only part of an earlier disclosure. 1 source row Row 4 · 2019-08-08 · Other · Acquired 113,272 · Balance 113,272 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F5: Shares are held by Alexandre Balkanski's family trust.
Common StockSEC Table I · non-derivative	IndirectSee footnote	16,305	Reported balance After 2019-08-08 transaction · row 5 Amendment: may correct only part of an earlier disclosure. 1 source row Row 5 · 2019-08-08 · Other · Acquired 16,305 · Balance 16,305 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F6: Shares are held by a limited partnership controlled by Alexandre Balkanski.
Common StockSEC Table I · non-derivative	IndirectSee footnote	106,285	Reported balance After 2019-08-08 transaction · row 6 Amendment: may correct only part of an earlier disclosure. 1 source row Row 6 · 2019-08-08 · Other · Acquired 106,285 · Balance 106,285 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F7: Shares are held by Bruce W. Dunlevie's family trust.
Common StockSEC Table I · non-derivative	IndirectSee footnote	35,677	Reported balance After 2019-08-09 transaction · row 7 Amendment: may correct only part of an earlier disclosure. 1 source row Row 7 · 2019-08-09 · Sale · Disposed 70,608 · Balance 35,677 F8: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.04 to $16.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F7: Shares are held by Bruce W. Dunlevie's family trust.
Common StockSEC Table I · non-derivative	IndirectSee footnote	38,820	Reported balance After 2019-08-08 transaction · row 8 Amendment: may correct only part of an earlier disclosure. 1 source row Row 8 · 2019-08-08 · Other · Acquired 38,820 · Balance 38,820 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F9: Shares are held by a limited partnership controlled by Bruce W. Dunlevie.
Common StockSEC Table I · non-derivative	IndirectSee footnote	13,031	Reported balance After 2019-08-09 transaction · row 9 Amendment: may correct only part of an earlier disclosure. 1 source row Row 9 · 2019-08-09 · Sale · Disposed 25,789 · Balance 13,031 F8: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.04 to $16.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9: Shares are held by a limited partnership controlled by Bruce W. Dunlevie.
Common StockSEC Table I · non-derivative	IndirectSee footnote	120,118	Reported balance After 2019-08-08 transaction · row 10 Amendment: may correct only part of an earlier disclosure. 1 source row Row 10 · 2019-08-08 · Other · Acquired 120,118 · Balance 120,118 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F10: Shares are held by Peter H. Fenton's trust.
Common StockSEC Table I · non-derivative	IndirectSee footnote	114,049	Reported balance After 2019-08-09 transaction · row 11 Amendment: may correct only part of an earlier disclosure. 1 source row Row 11 · 2019-08-09 · Sale · Disposed 6,069 · Balance 114,049 F4: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.51 to $16.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F10: Shares are held by Peter H. Fenton's trust.
Common StockSEC Table I · non-derivative	IndirectSee footnote	126,485	Reported balance After 2019-08-08 transaction · row 12 Amendment: may correct only part of an earlier disclosure. 1 source row Row 12 · 2019-08-08 · Other · Acquired 126,485 · Balance 126,485 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F11: Shares are held by J. William Gurley's trust.
Common StockSEC Table I · non-derivative	IndirectSee footnote	120,416	Reported balance After 2019-08-09 transaction · row 13 Amendment: may correct only part of an earlier disclosure. 1 source row Row 13 · 2019-08-09 · Sale · Disposed 6,069 · Balance 120,416 F4: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.51 to $16.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11: Shares are held by J. William Gurley's trust.
Common StockSEC Table I · non-derivative	IndirectSee footnote	1,398	Reported balance After 2019-08-08 transaction · row 14 Amendment: may correct only part of an earlier disclosure. 1 source row Row 14 · 2019-08-08 · Other · Acquired 1,398 · Balance 1,398 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F12: Shares are held by a limited partnership controlled by J. William Gurley.
Common StockSEC Table I · non-derivative	IndirectSee footnote	121,813	Reported balance After 2019-08-08 transaction · row 15 Amendment: may correct only part of an earlier disclosure. 1 source row Row 15 · 2019-08-08 · Other · Acquired 121,813 · Balance 121,813 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F13: Shares are held by Robert C. Kagle.
Common StockSEC Table I · non-derivative	IndirectSee footnote	56,365	Reported balance After 2019-08-08 transaction · row 16 Amendment: may correct only part of an earlier disclosure. 1 source row Row 16 · 2019-08-08 · Other · Acquired 56,365 · Balance 56,365 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F14: Shares are held by Mitchell H. Lasky's family trust.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.

F2: Shares are held directly by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).

F3: Shares are held by Steven M. Spurlock's family trust.

F4: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.51 to $16.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: Shares are held by Alexandre Balkanski's family trust.

F6: Shares are held by a limited partnership controlled by Alexandre Balkanski.

F7: Shares are held by Bruce W. Dunlevie's family trust.

F8: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.04 to $16.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F9: Shares are held by a limited partnership controlled by Bruce W. Dunlevie.

F10: Shares are held by Peter H. Fenton's trust.

F11: Shares are held by J. William Gurley's trust.

F12: Shares are held by a limited partnership controlled by J. William Gurley.

F13: Shares are held by Robert C. Kagle.

F14: Shares are held by Mitchell H. Lasky's family trust.

ZUORA INC

Report date April 01, 2019 · Filed April 03, 2019

Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, DUNLEVIE BRUCE, GURLEY J WILLIAM, HARVEY KEVIN, LASKY MITCHELL

Section 16 reporting ended · disclosed 2019-04-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	2,564,431	Reported balance After 2019-04-01 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2019-04-01 · Conversion · Acquired 2,564,431 · Balance 2,564,431 F1: Shares are held by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of each of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each reporting person disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such reporting persons' pecuniary interest in such securities.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	0	Reported balance After 2019-04-01 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2019-04-01 · Other · Disposed 2,564,431 · Balance 0 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F1: Shares are held by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of each of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each reporting person disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such reporting persons' pecuniary interest in such securities.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	28,412	Reported balance After 2019-04-01 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2019-04-01 · Other · Acquired 28,412 · Balance 28,412 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F3: Shares are held by Steven M. Spurlock's family trust.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	26,073	Reported balance After 2019-04-01 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2019-04-01 · Sale · Disposed 2,339 · Balance 26,073 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.60 to $20.22, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: Shares are held by Steven M. Spurlock's family trust.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	15,400	Reported balance After 2019-04-01 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2019-04-01 · Sale · Disposed 10,673 · Balance 15,400 F3: Shares are held by Steven M. Spurlock's family trust.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	0	Reported balance After 2019-04-02 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2019-04-02 · Sale · Disposed 15,400 · Balance 0 F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.90 to $19.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: Shares are held by Steven M. Spurlock's family trust.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	27,874	Reported balance After 2019-04-01 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2019-04-01 · Other · Acquired 13,937 · Balance 27,874 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F6: Shares are held by a limited partnership controlled by Alexandre Balkanski.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	194,118	Reported balance After 2019-04-01 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 8 · 2019-04-01 · Other · Acquired 96,989 · Balance 194,118 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F7: Shares are held by Alexandre Balkanski's family trust.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	91,019	Reported balance After 2019-04-01 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 9 · 2019-04-01 · Other · Acquired 91,019 · Balance 91,019 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F8: Shares are held by Bruce W. Dunlevie's family trust.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	0	Reported balance After 2019-04-01 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 10 · 2019-04-01 · Sale · Disposed 91,019 · Balance 0 F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.58 to $20.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F8: Shares are held by Bruce W. Dunlevie's family trust.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	33,184	Reported balance After 2019-04-01 transaction · row 11 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 11 · 2019-04-01 · Other · Acquired 33,184 · Balance 33,184 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F10: Shares are held by a limited partnership controlled by Bruce W. Dunlevie.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	0	Reported balance After 2019-04-01 transaction · row 12 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 12 · 2019-04-01 · Sale · Disposed 33,184 · Balance 0 F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.58 to $20.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F10: Shares are held by a limited partnership controlled by Bruce W. Dunlevie.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	112,451	Reported balance After 2019-04-01 transaction · row 13 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 13 · 2019-04-01 · Other · Acquired 112,451 · Balance 112,451 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F11: Shares are held directly by J. William Gurley.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	103,097	Reported balance After 2019-04-01 transaction · row 14 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 14 · 2019-04-01 · Sale · Disposed 9,354 · Balance 103,097 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.60 to $20.22, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11: Shares are held directly by J. William Gurley.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	2,390	Reported balance After 2019-04-01 transaction · row 15 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 15 · 2019-04-01 · Other · Acquired 1,195 · Balance 2,390 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F12: Shares are held by a limited partnership controlled by J. William Gurley.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	314,910	Reported balance After 2019-04-01 transaction · row 16 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 16 · 2019-04-01 · Other · Acquired 157,386 · Balance 314,910 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F13: Shares are held by Kevin R. Harvey's family trust.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	104,292	Reported balance After 2019-04-01 transaction · row 17 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 17 · 2019-04-01 · Other · Acquired 104,292 · Balance 104,292 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F14: Shares are held directly by Robert C. Kagle.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	48,263	Reported balance After 2019-04-01 transaction · row 18 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 18 · 2019-04-01 · Other · Acquired 48,263 · Balance 48,263 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F15: Shares are held directly by Mitchell H. Lasky.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSee footnote	5,128,862	Reported balance After 2019-04-01 transaction · row 19 Instrument identity requires review; Table II rows are not merged. 1 source row Row 19 · 2019-04-01 · Conversion · Disposed 2,564,431 · Balance 5,128,862 F16: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date. F17: Not applicable. F1: Shares are held by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of each of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each reporting person disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such reporting persons' pecuniary interest in such securities.

Filing footnotes · ownership attribution and instrument terms

F1: Shares are held by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of each of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each reporting person disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such reporting persons' pecuniary interest in such securities.

F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns.

F3: Shares are held by Steven M. Spurlock's family trust.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.60 to $20.22, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.90 to $19.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: Shares are held by a limited partnership controlled by Alexandre Balkanski.

F7: Shares are held by Alexandre Balkanski's family trust.

F8: Shares are held by Bruce W. Dunlevie's family trust.

F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.58 to $20.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10: Shares are held by a limited partnership controlled by Bruce W. Dunlevie.

F11: Shares are held directly by J. William Gurley.

F12: Shares are held by a limited partnership controlled by J. William Gurley.

F13: Shares are held by Kevin R. Harvey's family trust.

F14: Shares are held directly by Robert C. Kagle.

F15: Shares are held directly by Mitchell H. Lasky.

F16: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date.

F17: Not applicable.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
February 04, 2020 Filed Feb 4, 2020 16:39 UTC	1Life Healthcare Inc ONEM · Entity 116460	ConversionCommon Stock	220,217	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-20-006396 · doc4.xml · nonDerivative · entry 5 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 13,618,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Issuer's Preferred Stock automatically converted into an equal number of shares of Issuer's Common Stock upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Securities held by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B"), and related individuals. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over the securities. Bruce W. Dunlevie, a member of the Issuer's board of directors, Alexandre Balkanski, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person or entity's pecuniary interest in such securities. Read SEC document
February 04, 2020 Filed Feb 4, 2020 16:39 UTC	1Life Healthcare Inc ONEM · Entity 116460	ConversionCommon Stock	679,393	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-20-006396 · doc4.xml · nonDerivative · entry 4 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 13,398,383 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Issuer's Preferred Stock automatically converted into an equal number of shares of Issuer's Common Stock upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Securities held by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B"), and related individuals. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over the securities. Bruce W. Dunlevie, a member of the Issuer's board of directors, Alexandre Balkanski, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person or entity's pecuniary interest in such securities. Read SEC document
February 04, 2020 Filed Feb 4, 2020 16:39 UTC	1Life Healthcare Inc ONEM · Entity 116460	ConversionCommon Stock	3,046,168	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-20-006396 · doc4.xml · nonDerivative · entry 3 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,718,990 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Issuer's Preferred Stock automatically converted into an equal number of shares of Issuer's Common Stock upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Securities held by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B"), and related individuals. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over the securities. Bruce W. Dunlevie, a member of the Issuer's board of directors, Alexandre Balkanski, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person or entity's pecuniary interest in such securities. Read SEC document
February 04, 2020 Filed Feb 4, 2020 16:39 UTC	1Life Healthcare Inc ONEM · Entity 116460	ConversionCommon Stock	3,736,192	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-20-006396 · doc4.xml · nonDerivative · entry 2 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,672,822 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Issuer's Preferred Stock automatically converted into an equal number of shares of Issuer's Common Stock upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Securities held by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B"), and related individuals. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over the securities. Bruce W. Dunlevie, a member of the Issuer's board of directors, Alexandre Balkanski, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person or entity's pecuniary interest in such securities. Read SEC document
February 04, 2020 Filed Feb 4, 2020 16:39 UTC	1Life Healthcare Inc ONEM · Entity 116460	ConversionCommon Stock	5,749,630	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-20-006396 · doc4.xml · nonDerivative · entry 1 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,936,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Issuer's Preferred Stock automatically converted into an equal number of shares of Issuer's Common Stock upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Securities held by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B"), and related individuals. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over the securities. Bruce W. Dunlevie, a member of the Issuer's board of directors, Alexandre Balkanski, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person or entity's pecuniary interest in such securities. Read SEC document
August 09, 2019 Filed Aug 12, 2019 09:11 UTC	UPWORK, INC UPWK · Entity 4876	SaleCommon Stock	6,069	$15.77	$95,723.30	Disclosure SEC source: 0001209191-19-045435 · doc4.xml · nonDerivative · entry 13 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 120,416 F4 · price: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.51 to $16.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11 · ownership.nature: Shares are held by J. William Gurley's trust. Read SEC document
August 09, 2019 Filed Aug 12, 2019 09:11 UTC	UPWORK, INC UPWK · Entity 4876	SaleCommon Stock	6,069	$15.77	$95,723.30	Disclosure SEC source: 0001209191-19-045435 · doc4.xml · nonDerivative · entry 11 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 114,049 F4 · price: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.51 to $16.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F10 · ownership.nature: Shares are held by Peter H. Fenton's trust. Read SEC document
August 09, 2019 Filed Aug 12, 2019 09:11 UTC	UPWORK, INC UPWK · Entity 4876	SaleCommon Stock	25,789	$15.40	$397,075.81	Disclosure SEC source: 0001209191-19-045435 · doc4.xml · nonDerivative · entry 9 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,031 F8 · price: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.04 to $16.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9 · ownership.nature: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. Read SEC document
August 09, 2019 Filed Aug 12, 2019 09:11 UTC	UPWORK, INC UPWK · Entity 4876	SaleCommon Stock	70,608	$15.40	$1,087,158.44	Disclosure SEC source: 0001209191-19-045435 · doc4.xml · nonDerivative · entry 7 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 35,677 F8 · price: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.04 to $16.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F7 · ownership.nature: Shares are held by Bruce W. Dunlevie's family trust. Read SEC document
August 09, 2019 Filed Aug 12, 2019 09:11 UTC	UPWORK, INC UPWK · Entity 4876	SaleCommon Stock	1,517	$15.77	$23,926.88	Disclosure SEC source: 0001209191-19-045435 · doc4.xml · nonDerivative · entry 3 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,454 F4 · price: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.51 to $16.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
August 09, 2019 Filed Sep 17, 2019 16:22 UTC Amendment	UPWORK, INC UPWK · Entity 4876	SaleCommon Stock	6,069	$15.77	$95,723.30	Disclosure SEC source: 0001209191-19-049836 · doc4a.xml · nonDerivative · entry 13 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 120,416 F4 · price: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.51 to $16.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11 · ownership.nature: Shares are held by J. William Gurley's trust. Read SEC document
August 09, 2019 Filed Sep 17, 2019 16:22 UTC Amendment	UPWORK, INC UPWK · Entity 4876	SaleCommon Stock	6,069	$15.77	$95,723.30	Disclosure SEC source: 0001209191-19-049836 · doc4a.xml · nonDerivative · entry 11 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 114,049 F4 · price: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.51 to $16.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F10 · ownership.nature: Shares are held by Peter H. Fenton's trust. Read SEC document
August 09, 2019 Filed Sep 17, 2019 16:22 UTC Amendment	UPWORK, INC UPWK · Entity 4876	SaleCommon Stock	25,789	$15.40	$397,075.81	Disclosure SEC source: 0001209191-19-049836 · doc4a.xml · nonDerivative · entry 9 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,031 F8 · price: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.04 to $16.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9 · ownership.nature: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. Read SEC document
August 09, 2019 Filed Sep 17, 2019 16:22 UTC Amendment	UPWORK, INC UPWK · Entity 4876	SaleCommon Stock	70,608	$15.40	$1,087,158.44	Disclosure SEC source: 0001209191-19-049836 · doc4a.xml · nonDerivative · entry 7 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 35,677 F8 · price: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.04 to $16.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F7 · ownership.nature: Shares are held by Bruce W. Dunlevie's family trust. Read SEC document
August 09, 2019 Filed Sep 17, 2019 16:22 UTC Amendment	UPWORK, INC UPWK · Entity 4876	SaleCommon Stock	1,517	$15.77	$23,926.88	Disclosure SEC source: 0001209191-19-049836 · doc4a.xml · nonDerivative · entry 3 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,454 F4 · price: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.51 to $16.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
August 08, 2019 Filed Aug 12, 2019 09:11 UTC	UPWORK, INC UPWK · Entity 4876	OtherCommon Stock	56,365	$0.00	$0.00	Disclosure SEC source: 0001209191-19-045435 · doc4.xml · nonDerivative · entry 16 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 56,365 F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F14 · ownership.nature: Shares are held by Mitchell H. Lasky's family trust. Read SEC document
August 08, 2019 Filed Aug 12, 2019 09:11 UTC	UPWORK, INC UPWK · Entity 4876	OtherCommon Stock	121,813	$0.00	$0.00	Disclosure SEC source: 0001209191-19-045435 · doc4.xml · nonDerivative · entry 15 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 121,813 F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F13 · ownership.nature: Shares are held by Robert C. Kagle. Read SEC document
August 08, 2019 Filed Aug 12, 2019 09:11 UTC	UPWORK, INC UPWK · Entity 4876	OtherCommon Stock	1,398	$0.00	$0.00	Disclosure SEC source: 0001209191-19-045435 · doc4.xml · nonDerivative · entry 14 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,398 F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F12 · ownership.nature: Shares are held by a limited partnership controlled by J. William Gurley. Read SEC document
August 08, 2019 Filed Aug 12, 2019 09:11 UTC	UPWORK, INC UPWK · Entity 4876	OtherCommon Stock	126,485	$0.00	$0.00	Disclosure SEC source: 0001209191-19-045435 · doc4.xml · nonDerivative · entry 12 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 126,485 F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F11 · ownership.nature: Shares are held by J. William Gurley's trust. Read SEC document
August 08, 2019 Filed Aug 12, 2019 09:11 UTC	UPWORK, INC UPWK · Entity 4876	OtherCommon Stock	120,118	$0.00	$0.00	Disclosure SEC source: 0001209191-19-045435 · doc4.xml · nonDerivative · entry 10 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 120,118 F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F10 · ownership.nature: Shares are held by Peter H. Fenton's trust. Read SEC document
August 08, 2019 Filed Aug 12, 2019 09:11 UTC	UPWORK, INC UPWK · Entity 4876	OtherCommon Stock	38,820	$0.00	$0.00	Disclosure SEC source: 0001209191-19-045435 · doc4.xml · nonDerivative · entry 8 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 38,820 F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F9 · ownership.nature: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. Read SEC document
August 08, 2019 Filed Aug 12, 2019 09:11 UTC	UPWORK, INC UPWK · Entity 4876	OtherCommon Stock	106,285	$0.00	$0.00	Disclosure SEC source: 0001209191-19-045435 · doc4.xml · nonDerivative · entry 6 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 106,285 F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F7 · ownership.nature: Shares are held by Bruce W. Dunlevie's family trust. Read SEC document
August 08, 2019 Filed Aug 12, 2019 09:11 UTC	UPWORK, INC UPWK · Entity 4876	OtherCommon Stock	16,305	$0.00	$0.00	Disclosure SEC source: 0001209191-19-045435 · doc4.xml · nonDerivative · entry 5 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 16,305 F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F6 · ownership.nature: Shares are held by a limited partnership controlled by Alexandre Balkanski. Read SEC document
August 08, 2019 Filed Aug 12, 2019 09:11 UTC	UPWORK, INC UPWK · Entity 4876	OtherCommon Stock	113,272	$0.00	$0.00	Disclosure SEC source: 0001209191-19-045435 · doc4.xml · nonDerivative · entry 4 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 113,272 F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F5 · ownership.nature: Shares are held by Alexandre Balkanski's family trust. Read SEC document
August 08, 2019 Filed Aug 12, 2019 09:11 UTC	UPWORK, INC UPWK · Entity 4876	OtherCommon Stock	31,971	$0.00	$0.00	Disclosure SEC source: 0001209191-19-045435 · doc4.xml · nonDerivative · entry 2 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 31,971 F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F3 · ownership.nature: Shares are held by Steven M. Spurlock's family trust. Read SEC document
August 08, 2019 Filed Aug 12, 2019 09:11 UTC	UPWORK, INC UPWK · Entity 4876	OtherCommon Stock	3,000,000	$0.00	$0.00	Disclosure SEC source: 0001209191-19-045435 · doc4.xml · nonDerivative · entry 1 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 9,852,570 F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities). Read SEC document
August 08, 2019 Filed Sep 17, 2019 16:22 UTC Amendment	UPWORK, INC UPWK · Entity 4876	OtherCommon Stock	56,365	$0.00	$0.00	Disclosure SEC source: 0001209191-19-049836 · doc4a.xml · nonDerivative · entry 16 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 56,365 F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F14 · ownership.nature: Shares are held by Mitchell H. Lasky's family trust. Read SEC document
August 08, 2019 Filed Sep 17, 2019 16:22 UTC Amendment	UPWORK, INC UPWK · Entity 4876	OtherCommon Stock	121,813	$0.00	$0.00	Disclosure SEC source: 0001209191-19-049836 · doc4a.xml · nonDerivative · entry 15 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 121,813 F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F13 · ownership.nature: Shares are held by Robert C. Kagle. Read SEC document
August 08, 2019 Filed Sep 17, 2019 16:22 UTC Amendment	UPWORK, INC UPWK · Entity 4876	OtherCommon Stock	1,398	$0.00	$0.00	Disclosure SEC source: 0001209191-19-049836 · doc4a.xml · nonDerivative · entry 14 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,398 F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F12 · ownership.nature: Shares are held by a limited partnership controlled by J. William Gurley. Read SEC document
August 08, 2019 Filed Sep 17, 2019 16:22 UTC Amendment	UPWORK, INC UPWK · Entity 4876	OtherCommon Stock	126,485	$0.00	$0.00	Disclosure SEC source: 0001209191-19-049836 · doc4a.xml · nonDerivative · entry 12 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 126,485 F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F11 · ownership.nature: Shares are held by J. William Gurley's trust. Read SEC document
August 08, 2019 Filed Sep 17, 2019 16:22 UTC Amendment	UPWORK, INC UPWK · Entity 4876	OtherCommon Stock	120,118	$0.00	$0.00	Disclosure SEC source: 0001209191-19-049836 · doc4a.xml · nonDerivative · entry 10 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 120,118 F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F10 · ownership.nature: Shares are held by Peter H. Fenton's trust. Read SEC document
August 08, 2019 Filed Sep 17, 2019 16:22 UTC Amendment	UPWORK, INC UPWK · Entity 4876	OtherCommon Stock	38,820	$0.00	$0.00	Disclosure SEC source: 0001209191-19-049836 · doc4a.xml · nonDerivative · entry 8 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 38,820 F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F9 · ownership.nature: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. Read SEC document
August 08, 2019 Filed Sep 17, 2019 16:22 UTC Amendment	UPWORK, INC UPWK · Entity 4876	OtherCommon Stock	106,285	$0.00	$0.00	Disclosure SEC source: 0001209191-19-049836 · doc4a.xml · nonDerivative · entry 6 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 106,285 F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F7 · ownership.nature: Shares are held by Bruce W. Dunlevie's family trust. Read SEC document
August 08, 2019 Filed Sep 17, 2019 16:22 UTC Amendment	UPWORK, INC UPWK · Entity 4876	OtherCommon Stock	16,305	$0.00	$0.00	Disclosure SEC source: 0001209191-19-049836 · doc4a.xml · nonDerivative · entry 5 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 16,305 F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F6 · ownership.nature: Shares are held by a limited partnership controlled by Alexandre Balkanski. Read SEC document
August 08, 2019 Filed Sep 17, 2019 16:22 UTC Amendment	UPWORK, INC UPWK · Entity 4876	OtherCommon Stock	113,272	$0.00	$0.00	Disclosure SEC source: 0001209191-19-049836 · doc4a.xml · nonDerivative · entry 4 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 113,272 F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F5 · ownership.nature: Shares are held by Alexandre Balkanski's family trust. Read SEC document
August 08, 2019 Filed Sep 17, 2019 16:22 UTC Amendment	UPWORK, INC UPWK · Entity 4876	OtherCommon Stock	31,971	$0.00	$0.00	Disclosure SEC source: 0001209191-19-049836 · doc4a.xml · nonDerivative · entry 2 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 31,971 F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F3 · ownership.nature: Shares are held by Steven M. Spurlock's family trust. Read SEC document
August 08, 2019 Filed Sep 17, 2019 16:22 UTC Amendment	UPWORK, INC UPWK · Entity 4876	OtherCommon Stock	3,000,000	$0.00	$0.00	Disclosure SEC source: 0001209191-19-049836 · doc4a.xml · nonDerivative · entry 1 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 9,852,570 F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities). Read SEC document
June 13, 2019 Filed Jun 13, 2019 20:44 UTC	Stitch Fix, Inc. SFIX · Entity 5637	SaleClass A Common Stock	1,116	$29.26	$32,654.16	Disclosure SEC source: 0001209191-19-036973 · doc4.xml · nonDerivative · entry 20 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Vishria Eric · CIK 0001617474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 65,512 F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.08 to $29.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F18 · ownership.nature: Shares are held by Bruce W. Dunlevie's family trust. Read SEC document
June 13, 2019 Filed Jun 13, 2019 20:44 UTC	Stitch Fix, Inc. SFIX · Entity 5637	SaleClass A Common Stock	107,984	$28.60	$3,088,547.57	Disclosure SEC source: 0001209191-19-036973 · doc4.xml · nonDerivative · entry 19 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Vishria Eric · CIK 0001617474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 66,628 F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.055 to $29.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F18 · ownership.nature: Shares are held by Bruce W. Dunlevie's family trust. Read SEC document
June 13, 2019 Filed Jun 13, 2019 20:44 UTC	Stitch Fix, Inc. SFIX · Entity 5637	SaleClass A Common Stock	496	$29.26	$14,512.96	Disclosure SEC source: 0001209191-19-036973 · doc4.xml · nonDerivative · entry 17 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Vishria Eric · CIK 0001617474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.08 to $29.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F15 · ownership.nature: Shares are held by limited partnerships controlled by Bruce W. Dunlevie. Read SEC document
June 13, 2019 Filed Jun 13, 2019 20:44 UTC	Stitch Fix, Inc. SFIX · Entity 5637	SaleClass A Common Stock	48,059	$28.60	$1,374,578.71	Disclosure SEC source: 0001209191-19-036973 · doc4.xml · nonDerivative · entry 16 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Vishria Eric · CIK 0001617474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 496 F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.055 to $29.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F15 · ownership.nature: Shares are held by limited partnerships controlled by Bruce W. Dunlevie. Read SEC document
June 12, 2019 Filed Jun 13, 2019 20:44 UTC	Stitch Fix, Inc. SFIX · Entity 5637	SaleClass A Common Stock	2,292	$28.92	$66,284.18	Disclosure SEC source: 0001209191-19-036973 · doc4.xml · nonDerivative · entry 23 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Vishria Eric · CIK 0001617474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 105,731 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.61 to $29.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F19 · ownership.nature: Shares are held by Peter H. Fenton's family trust. Read SEC document
June 12, 2019 Filed Jun 13, 2019 20:44 UTC	Stitch Fix, Inc. SFIX · Entity 5637	SaleClass A Common Stock	11,075	$28.02	$310,353.62	Disclosure SEC source: 0001209191-19-036973 · doc4.xml · nonDerivative · entry 22 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Vishria Eric · CIK 0001617474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 108,023 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.57 to $28.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F19 · ownership.nature: Shares are held by Peter H. Fenton's family trust. Read SEC document
June 12, 2019 Filed Jun 13, 2019 20:44 UTC	Stitch Fix, Inc. SFIX · Entity 5637	SaleClass A Common Stock	44,985	$28.09	$1,263,687.13	Disclosure SEC source: 0001209191-19-036973 · doc4.xml · nonDerivative · entry 12 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Vishria Eric · CIK 0001617474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.165, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F12 · ownership.nature: Shares are held by Alexandre Balkanski's family trust. Read SEC document
June 12, 2019 Filed Jun 13, 2019 20:44 UTC	Stitch Fix, Inc. SFIX · Entity 5637	SaleClass A Common Stock	2,653	$28.09	$74,526.22	Disclosure SEC source: 0001209191-19-036973 · doc4.xml · nonDerivative · entry 10 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Vishria Eric · CIK 0001617474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.165, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F10 · ownership.nature: Shares are held by a limited partnership controlled by Alexandre Balkanski. Read SEC document
June 12, 2019 Filed Jun 13, 2019 20:44 UTC	Stitch Fix, Inc. SFIX · Entity 5637	SaleClass A Common Stock	749	$28.92	$21,660.93	Disclosure SEC source: 0001209191-19-036973 · doc4.xml · nonDerivative · entry 7 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Vishria Eric · CIK 0001617474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 45,860 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.61 to $29.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6 · ownership.nature: Shares are held by Steven M. Spurlock's family trust. Read SEC document
June 12, 2019 Filed Jun 13, 2019 20:44 UTC	Stitch Fix, Inc. SFIX · Entity 5637	SaleClass A Common Stock	3,620	$28.02	$101,442.90	Disclosure SEC source: 0001209191-19-036973 · doc4.xml · nonDerivative · entry 6 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Vishria Eric · CIK 0001617474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 46,609 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.57 to $28.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6 · ownership.nature: Shares are held by Steven M. Spurlock's family trust. Read SEC document
June 11, 2019 Filed Jun 13, 2019 20:44 UTC	Stitch Fix, Inc. SFIX · Entity 5637	ConversionClass B Common Stock · Derivative	539,940	$0.00	$0.00	Disclosure SEC source: 0001209191-19-036973 · doc4.xml · derivative · entry 32 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Vishria Eric · CIK 0001617474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,135,875 Underlying: Class A Common Stock · 539,940 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F27 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F28 · derivative.exercise_price: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. F27 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F28 · derivative.exercise_date: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. F29 · derivative.expiration_date: Not applicable. F2 · ownership.nature: Shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for BCP VI, Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and investment power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). Read SEC document
June 11, 2019 Filed Jun 13, 2019 20:44 UTC	Stitch Fix, Inc. SFIX · Entity 5637	ConversionClass B Common Stock · Derivative	3,460,060	$0.00	$0.00	Disclosure SEC source: 0001209191-19-036973 · doc4.xml · derivative · entry 31 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Vishria Eric · CIK 0001617474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,285,360 Underlying: Class A Common Stock · 3,460,060 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F27 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F28 · derivative.exercise_price: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. F27 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F28 · derivative.exercise_date: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. F29 · derivative.expiration_date: Not applicable. F1 · ownership.nature: Shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). Read SEC document
June 11, 2019 Filed Jun 13, 2019 20:44 UTC	Stitch Fix, Inc. SFIX · Entity 5637	OtherClass A Common Stock	624	$0.00	$0.00	Disclosure SEC source: 0001209191-19-036973 · doc4.xml · nonDerivative · entry 30 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Vishria Eric · CIK 0001617474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,090 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F26 · ownership.nature: Shares are held directly by Eric H. Vishria. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.