person · Reporting owner

HARVEY KEVIN

Disclosed activity across 12 companies

Tapewire entity: 15953
SEC CIK: 0001190213

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
1stdibs.com, Inc.DIBS · Entity 6526	10% owner	June 14, 2021	June 16, 2021
Asana, Inc.ASAN · Entity 4425	10% owner	December 11, 2020	December 15, 2020
Cyngn Inc.CYN · Entity 9075	10% owner	October 22, 2021	October 22, 2021
Nextdoor Holdings, Inc.KIND · Entity 5074	10% owner	November 05, 2021	November 09, 2021
UPWORK, INCUPWK · Entity 4876	Director	June 04, 2026	June 08, 2026
Uber Technologies, IncUBER · Entity 2867	10% owner	May 14, 2019	May 15, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

1stdibs.com, Inc.

Report date June 14, 2021 · Filed June 16, 2021

Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, KAGLE ROBERT, DUNLEVIE BRUCE, FENTON PETER H, GURLEY J WILLIAM, LASKY MITCHELL

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnotes	7,220,666	Reported balance After 2021-06-14 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2021-06-14 · Conversion · Acquired 7,220,666 · Balance 7,220,666 F1: The Issuer's Series A Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering (the "IPO"). F2: The shares are held directly by (i) Benchmark Capital Partners V, L.P. ("BCP V") for itself and as nominee for Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals and (ii) Benchmark Capital Partners VII, L.P. ("BCP VII") for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, and Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner for BCP VII, BFF VII and BFF VII-B may be deemed to have sole voting and dispositive power over the securities. F3: (Continued from Footnote 2) Alexandre Balkanski, Robert C. Kagle, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Matthew R. Cohler, a member of the Issuer's board of directors, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. F4: Consists of 3,610,333 shares held of record by BCP V and 3,610,333 shares held of record by BCP VII.
Common StockSEC Table I · non-derivative	IndirectSee footnotes	87,166	Reported balance After 2021-06-14 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2021-06-14 · Conversion · Acquired 87,166 · Balance 87,166 F5: The Issuer's Series B Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's IPO. F2: The shares are held directly by (i) Benchmark Capital Partners V, L.P. ("BCP V") for itself and as nominee for Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals and (ii) Benchmark Capital Partners VII, L.P. ("BCP VII") for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, and Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner for BCP VII, BFF VII and BFF VII-B may be deemed to have sole voting and dispositive power over the securities. F3: (Continued from Footnote 2) Alexandre Balkanski, Robert C. Kagle, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Matthew R. Cohler, a member of the Issuer's board of directors, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. F6: Consists of 43,583 shares held of record by BCP V and 43,583 shares held of record by BCP VII.
Series A Preferred StockSEC Table II · derivative / convertible security	IndirectSee footnotes	0	Reported balance After 2021-06-14 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2021-06-14 · Conversion · Disposed 7,220,666 · Balance 0 F1: The Issuer's Series A Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering (the "IPO"). F2: The shares are held directly by (i) Benchmark Capital Partners V, L.P. ("BCP V") for itself and as nominee for Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals and (ii) Benchmark Capital Partners VII, L.P. ("BCP VII") for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, and Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner for BCP VII, BFF VII and BFF VII-B may be deemed to have sole voting and dispositive power over the securities. F3: (Continued from Footnote 2) Alexandre Balkanski, Robert C. Kagle, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Matthew R. Cohler, a member of the Issuer's board of directors, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. F4: Consists of 3,610,333 shares held of record by BCP V and 3,610,333 shares held of record by BCP VII.
Series B Preferred StockSEC Table II · derivative / convertible security	IndirectSee footnotes	0	Reported balance After 2021-06-14 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2021-06-14 · Conversion · Disposed 87,166 · Balance 0 F5: The Issuer's Series B Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's IPO. F2: The shares are held directly by (i) Benchmark Capital Partners V, L.P. ("BCP V") for itself and as nominee for Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals and (ii) Benchmark Capital Partners VII, L.P. ("BCP VII") for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, and Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner for BCP VII, BFF VII and BFF VII-B may be deemed to have sole voting and dispositive power over the securities. F3: (Continued from Footnote 2) Alexandre Balkanski, Robert C. Kagle, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Matthew R. Cohler, a member of the Issuer's board of directors, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. F6: Consists of 43,583 shares held of record by BCP V and 43,583 shares held of record by BCP VII.

Filing footnotes · ownership attribution and instrument terms

F1: The Issuer's Series A Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering (the "IPO").

F2: The shares are held directly by (i) Benchmark Capital Partners V, L.P. ("BCP V") for itself and as nominee for Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals and (ii) Benchmark Capital Partners VII, L.P. ("BCP VII") for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, and Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner for BCP VII, BFF VII and BFF VII-B may be deemed to have sole voting and dispositive power over the securities.

F3: (Continued from Footnote 2) Alexandre Balkanski, Robert C. Kagle, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Matthew R. Cohler, a member of the Issuer's board of directors, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

F4: Consists of 3,610,333 shares held of record by BCP V and 3,610,333 shares held of record by BCP VII.

F5: The Issuer's Series B Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's IPO.

F6: Consists of 43,583 shares held of record by BCP V and 43,583 shares held of record by BCP VII.

Asana, Inc.

Report date December 11, 2020 · Filed December 15, 2020

Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, DUNLEVIE BRUCE, FENTON PETER H, GURLEY J WILLIAM, KAGLE ROBERT, LASKY MITCHELL

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	645,265	Reported balance After 2020-12-11 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2020-12-11 · Other · Disposed 2,800,000 · Balance 645,265 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F1: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	223,818	Reported balance After 2020-12-11 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2020-12-11 · Other · Acquired 111,914 · Balance 223,818 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F3: Shares owned directly by entities controlled by Alexandre Balkanski.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	295,604	Reported balance After 2020-12-11 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2020-12-11 · Other · Acquired 147,808 · Balance 295,604 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F4: Shares owned directly by entities controlled by Bruce W. Dunlevie.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	28,716	Reported balance After 2020-12-11 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2020-12-11 · Other · Acquired 14,358 · Balance 28,716 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F5: Shares owned directly by entities controlled by J. William Gurley.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	483,519	Reported balance After 2020-12-11 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 8 · 2020-12-11 · Other · Acquired 241,769 · Balance 483,519 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F9: Shares owned directly by entities controlled by Kevin R. Harvey.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	72,646	Reported balance After 2020-12-11 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 9 · 2020-12-11 · Other · Acquired 37,235 · Balance 72,646 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F10: Shares owned directly by Steven M. Spurlock's family trust.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	71,544	Reported balance After 2020-12-11 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 10 · 2020-12-11 · Sale · Disposed 1,102 · Balance 71,544 F7: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $27.3875 to a high of $28.375, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F10: Shares owned directly by Steven M. Spurlock's family trust.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	70,826	Reported balance After 2020-12-11 transaction · row 11 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 11 · 2020-12-11 · Sale · Disposed 718 · Balance 70,826 F8: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $28.39 to a high of $28.73, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F10: Shares owned directly by Steven M. Spurlock's family trust.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	125,066	Reported balance After 2020-12-11 transaction · row 13 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 13 · 2020-12-11 · Other · Acquired 65,572 · Balance 125,066 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F12: Shares owned directly by Peter H. Fenton's family trust.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	121,390	Reported balance After 2020-12-11 transaction · row 14 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 14 · 2020-12-11 · Sale · Disposed 3,676 · Balance 121,390 F7: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $27.3875 to a high of $28.375, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F12: Shares owned directly by Peter H. Fenton's family trust.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	118,999	Reported balance After 2020-12-11 transaction · row 15 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 15 · 2020-12-11 · Sale · Disposed 2,391 · Balance 118,999 F8: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $28.39 to a high of $28.73, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F12: Shares owned directly by Peter H. Fenton's family trust.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	232,258	Reported balance After 2020-12-11 transaction · row 17 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 17 · 2020-12-11 · Other · Acquired 116,139 · Balance 232,258 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F14: Shares owned directly by Mitchell H. Lasky's family trust
Class A Common StockSEC Table I · non-derivative	Direct	221,406	Reported balance After 2020-12-11 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2020-12-11 · Other · Acquired 113,746 · Balance 221,406 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F6: Shares owned directly by William Gurley.
Class A Common StockSEC Table I · non-derivative	Direct	217,730	Reported balance After 2020-12-11 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2020-12-11 · Sale · Disposed 3,676 · Balance 217,730 F7: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $27.3875 to a high of $28.375, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F6: Shares owned directly by William Gurley.
Class A Common StockSEC Table I · non-derivative	Direct	215,339	Reported balance After 2020-12-11 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2020-12-11 · Sale · Disposed 2,391 · Balance 215,339 F8: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $28.39 to a high of $28.73, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F6: Shares owned directly by William Gurley.
Class A Common StockSEC Table I · non-derivative	Direct	178,067	Reported balance After 2020-12-11 transaction · row 12 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 12 · 2020-12-11 · Other · Acquired 89,039 · Balance 178,067 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F11: Shares owned directly by Robert C. Kagle.
Class A Common StockSEC Table I · non-derivative	Direct	11,964	Reported balance After 2020-12-11 transaction · row 16 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 16 · 2020-12-11 · Other · Acquired 5,982 · Balance 11,964 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F13: Shares owned directly by Peter H. Fenton
Class A Common StockSEC Table I · non-derivative	Direct	23,930	Reported balance After 2020-12-11 transaction · row 18 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 18 · 2020-12-11 · Other · Acquired 11,965 · Balance 23,930 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F15: Shares owned directly by Mitchell H. Lasky.

Filing footnotes · ownership attribution and instrument terms

F1: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees.

F3: Shares owned directly by entities controlled by Alexandre Balkanski.

F4: Shares owned directly by entities controlled by Bruce W. Dunlevie.

F5: Shares owned directly by entities controlled by J. William Gurley.

F6: Shares owned directly by William Gurley.

F7: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $27.3875 to a high of $28.375, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.

F8: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $28.39 to a high of $28.73, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.

F9: Shares owned directly by entities controlled by Kevin R. Harvey.

F10: Shares owned directly by Steven M. Spurlock's family trust.

F11: Shares owned directly by Robert C. Kagle.

F12: Shares owned directly by Peter H. Fenton's family trust.

F13: Shares owned directly by Peter H. Fenton

F14: Shares owned directly by Mitchell H. Lasky's family trust

F15: Shares owned directly by Mitchell H. Lasky.

Cyngn Inc.

Report date October 22, 2021 · Filed October 22, 2021

Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, DUNLEVIE BRUCE, FENTON PETER H, GURLEY J WILLIAM, KAGLE ROBERT, Cohler Matt

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnotes	8,038,585	Reported balance After 2021-10-22 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2021-10-22 · Conversion · Acquired 8,038,585 · Balance 8,038,585 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
Common StockSEC Table I · non-derivative	IndirectSee footnotes	8,731,003	Reported balance After 2021-10-22 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2021-10-22 · Conversion · Acquired 692,418 · Balance 8,731,003 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
Common StockSEC Table I · non-derivative	IndirectSee footnotes	8,948,625	Reported balance After 2021-10-22 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2021-10-22 · Conversion · Acquired 217,622 · Balance 8,948,625 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
Common StockSEC Table I · non-derivative	IndirectSee footnotes	290,162	Reported balance After 2021-10-22 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2021-10-22 · Conversion · Acquired 290,162 · Balance 290,162 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities.
Series A Preferred StockSEC Table II · derivative / convertible security	IndirectSee footnotes	0	Reported balance After 2021-10-22 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2021-10-22 · Conversion · Disposed 8,038,585 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
Series B Preferred StockSEC Table II · derivative / convertible security	IndirectSee footnotes	0	Reported balance After 2021-10-22 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2021-10-22 · Conversion · Disposed 692,418 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
Series C Preferred StockSEC Table II · derivative / convertible security	IndirectSee footnotes	0	Reported balance After 2021-10-22 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2021-10-22 · Conversion · Disposed 217,622 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
Series C Preferred StockSEC Table II · derivative / convertible security	IndirectSee footnotes	0	Reported balance After 2021-10-22 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2021-10-22 · Conversion · Disposed 290,162 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities.

Filing footnotes · ownership attribution and instrument terms

F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering.

F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.

F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities.

Nextdoor Holdings, Inc.

Report date November 05, 2021 · Filed November 09, 2021

Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, Cohler Matt, DUNLEVIE BRUCE, FENTON PETER H, KAGLE ROBERT, LASKY MITCHELL

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B Common StockSEC Table II · derivative / convertible security	IndirectSee footnote	Not disclosed	Reported balance Holding disclosure · report date 2021-11-05 · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · Balance Not disclosed F2: Represents shares of Class B Common Stock of the Company received pursuant to a business combination (the "Business Combination") which was effectuated in accordance with the terms of an Agreement and Plan of Merger dated as of July 6, 2021, entered into by and among: (i) Khosla Ventures Acquisition Co. II (the "Issuer"), a Delaware corporation; (ii) Lorelei Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of the Issuer; and (iii) Nextdoor, Inc. ("Original Nextdoor"), a Delaware corporation. As a result of the Business Combination, Original Nextdoor became a wholly owned subsidiary of the Issuer and the Issuer was renamed "Nextdoor Holdings, Inc." Upon completion of the Business Combination, the reporting person's shares of the stock of Original Nextdoor were exchanged for shares of Class B Common Stock of the Issuer based on an exchange ratio of approximately 3.1057 to 1. F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock of the Issuer at the election of the holder any time; provided; however, that each share of Class B Common Stock shall automatically be converted into Class A Common Stock on a one for one basis on the earlier of the: (i) tenth anniversary of completion of the Business Combination or (ii) date specified by the affirmative vote of the holders of two thirds of the Class B Common Stock then outstanding. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value (subject to certain exceptions). F3: Shares are held directly by Benchmark Capital Partners VI, L.P. ("BCP VI") for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI") and Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. J. William Gurley, a member of the Issuer's board of directors, Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky, and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the shares beneficially held by such entities. F4: Each such person and entity disclaims the existence of a "group," as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock of the Issuer at the election of the holder any time; provided; however, that each share of Class B Common Stock shall automatically be converted into Class A Common Stock on a one for one basis on the earlier of the: (i) tenth anniversary of completion of the Business Combination or (ii) date specified by the affirmative vote of the holders of two thirds of the Class B Common Stock then outstanding. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value (subject to certain exceptions).

F2: Represents shares of Class B Common Stock of the Company received pursuant to a business combination (the "Business Combination") which was effectuated in accordance with the terms of an Agreement and Plan of Merger dated as of July 6, 2021, entered into by and among: (i) Khosla Ventures Acquisition Co. II (the "Issuer"), a Delaware corporation; (ii) Lorelei Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of the Issuer; and (iii) Nextdoor, Inc. ("Original Nextdoor"), a Delaware corporation. As a result of the Business Combination, Original Nextdoor became a wholly owned subsidiary of the Issuer and the Issuer was renamed "Nextdoor Holdings, Inc." Upon completion of the Business Combination, the reporting person's shares of the stock of Original Nextdoor were exchanged for shares of Class B Common Stock of the Issuer based on an exchange ratio of approximately 3.1057 to 1.

F3: Shares are held directly by Benchmark Capital Partners VI, L.P. ("BCP VI") for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI") and Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. J. William Gurley, a member of the Issuer's board of directors, Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky, and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the shares beneficially held by such entities.

F4: Each such person and entity disclaims the existence of a "group," as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.

UPWORK, INC

Report date June 04, 2026 · Filed June 08, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	147,216	Ending reported balance After 2026-06-04 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2026-06-04 · Grant · Acquired 6,207 · Balance 126,336 F1: Represents an award of restricted stock units ("RSUs"). The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2026), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2027 annual meeting of stockholders and (b) June 30, 2027, in each case subject to the continuing service of the Reporting Person through such date. Row 2 · 2026-06-04 · Grant · Acquired 20,880 · Balance 147,216 F2: Represents an award of RSUs. 100% of the total number of RSUs shall vest in full on the earlier of (a) the date immediately prior to the Issuer's 2027 annual meeting of stockholders and (b) June 4, 2027, in each case subject to the continuing service of the Reporting Person through such date.
Common StockSEC Table I · non-derivative	IndirectSee footnote	1,751,315	Reported balance Holding disclosure · report date 2026-06-04 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 1,751,315 F3: Shares are held by a limited liability company controlled by the Reporting Person.
Common StockSEC Table I · non-derivative	IndirectSee footnote	813,992	Reported balance Holding disclosure · report date 2026-06-04 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 813,992 F4: Shares are held by the Reporting Person's family trust.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an award of restricted stock units ("RSUs"). The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2026), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2027 annual meeting of stockholders and (b) June 30, 2027, in each case subject to the continuing service of the Reporting Person through such date.

F2: Represents an award of RSUs. 100% of the total number of RSUs shall vest in full on the earlier of (a) the date immediately prior to the Issuer's 2027 annual meeting of stockholders and (b) June 4, 2027, in each case subject to the continuing service of the Reporting Person through such date.

F3: Shares are held by a limited liability company controlled by the Reporting Person.

F4: Shares are held by the Reporting Person's family trust.

Uber Technologies, Inc

Report date May 14, 2019 · Filed May 15, 2019

Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, DUNLEVIE BRUCE, FENTON PETER H, GURLEY J WILLIAM, KAGLE ROBERT, LASKY MITCHELL

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnotes	126,216,840	Reported balance After 2019-05-14 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2019-05-14 · Conversion · Acquired 126,216,840 · Balance 126,216,840 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
Common StockSEC Table I · non-derivative	IndirectSee footnotes	133,269,520	Reported balance After 2019-05-14 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2019-05-14 · Conversion · Acquired 7,052,680 · Balance 133,269,520 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
Common StockSEC Table I · non-derivative	IndirectSee footnotes	146,480,723	Reported balance After 2019-05-14 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2019-05-14 · Conversion · Acquired 13,211,203 · Balance 146,480,723 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
Common StockSEC Table I · non-derivative	IndirectSee footnotes	3,598,034	Reported balance After 2019-05-14 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2019-05-14 · Conversion · Acquired 3,598,034 · Balance 3,598,034 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities.
Series A Preferred StockSEC Table II · derivative / convertible security	IndirectSee footnotes	0	Reported balance After 2019-05-14 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2019-05-14 · Conversion · Disposed 126,216,840 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
Series B Preferred StockSEC Table II · derivative / convertible security	IndirectSee footnotes	0	Reported balance After 2019-05-14 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2019-05-14 · Conversion · Disposed 7,052,680 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
Series Seed Preferred StockSEC Table II · derivative / convertible security	IndirectSee footnotes	0	Reported balance After 2019-05-14 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2019-05-14 · Conversion · Disposed 13,211,203 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
Series C-1 Preferred StockSEC Table II · derivative / convertible security	IndirectSee footnotes	0	Reported balance After 2019-05-14 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2019-05-14 · Conversion · Disposed 3,598,034 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities.

Filing footnotes · ownership attribution and instrument terms

F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.

F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities.

Past disclosures · reporting ended (6)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

1Life Healthcare Inc

Report date August 24, 2020 · Filed August 26, 2020

Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, FENTON PETER H, GURLEY J WILLIAM, KAGLE ROBERT, LASKY MITCHELL

Section 16 reporting ended · disclosed 2020-08-26. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnote	10,129,610	Reported balance After 2020-08-24 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2020-08-24 · Other · Disposed 3,500,000 · Balance 10,129,610 F1: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners V, L.P. ("BCP V") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F2: Shares are held directly by BCP V, as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over the securities. Bruce W. Dunlevie, a member of the Issuer's board of directors, Alexandre Balkanski, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.
Common StockSEC Table I · non-derivative	IndirectSee footnote	216,048	Reported balance After 2020-08-24 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2020-08-24 · Other · Acquired 216,048 · Balance 216,048 F1: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners V, L.P. ("BCP V") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F3: Shares owned directly by Kevin R. Harvey's family trust.
Common StockSEC Table I · non-derivative	IndirectSee footnote	152,642	Reported balance After 2020-08-24 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2020-08-24 · Other · Acquired 152,642 · Balance 152,642 F1: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners V, L.P. ("BCP V") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F4: Shares owned directly by entities controlled by Alexandre Balkanski.
Common StockSEC Table I · non-derivative	IndirectSee footnote	143,584	Reported balance After 2020-08-24 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2020-08-24 · Other · Acquired 143,584 · Balance 143,584 F1: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners V, L.P. ("BCP V") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F6: Shares owned directly by entities controlled by J. William Gurley.
Common StockSEC Table I · non-derivative	IndirectSee footnote	35,896	Reported balance After 2020-08-24 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2020-08-24 · Other · Acquired 35,896 · Balance 35,896 F1: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners V, L.P. ("BCP V") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F7: Shares owned directly by Steven M. Spurlock's family trust.
Common StockSEC Table I · non-derivative	IndirectSee footnote	134,526	Reported balance After 2020-08-24 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2020-08-24 · Other · Acquired 134,526 · Balance 134,526 F1: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners V, L.P. ("BCP V") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F8: Shares owned directly by Peter H. Fenton's family trust.
Common StockSEC Table I · non-derivative	Direct	143,584	Reported balance After 2020-08-24 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2020-08-24 · Other · Acquired 143,584 · Balance 143,584 F1: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners V, L.P. ("BCP V") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F5: Shares owned directly by Robert C. Kagle.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners V, L.P. ("BCP V") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees.

F2: Shares are held directly by BCP V, as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over the securities. Bruce W. Dunlevie, a member of the Issuer's board of directors, Alexandre Balkanski, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

F3: Shares owned directly by Kevin R. Harvey's family trust.

F4: Shares owned directly by entities controlled by Alexandre Balkanski.

F5: Shares owned directly by Robert C. Kagle.

F6: Shares owned directly by entities controlled by J. William Gurley.

F7: Shares owned directly by Steven M. Spurlock's family trust.

F8: Shares owned directly by Peter H. Fenton's family trust.

Elastic N.V.

Report date June 12, 2019 · Filed June 14, 2019

Jointly reported with Benchmark Capital Management Co. VII, L.L.C., Benchmark Capital Partners VII, L.P., Benchmark Founders' Fund VII, L.P., Benchmark Founders' Fund VII-B, L.P., Benchmark Capital Partners VII - Annex, L.P., Cohler Matt, DUNLEVIE BRUCE, GURLEY J WILLIAM, LASKY MITCHELL

Section 16 reporting ended · disclosed 2019-06-14. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Ordinary SharesSEC Table I · non-derivative	IndirectSee footnote	5,555,117	Reported balance After 2019-06-12 transaction · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · 2019-06-12 · Other · Disposed 2,786,133 · Balance 5,555,117 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).
Ordinary SharesSEC Table I · non-derivative	IndirectSee footnote	86,784	Reported balance After 2019-06-12 transaction · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · 2019-06-12 · Other · Acquired 245 · Balance 86,784 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F4: Shares are held by Matthew R. Cohler's family trust.
Ordinary SharesSEC Table I · non-derivative	IndirectSee footnote	120,205	Reported balance After 2019-06-12 transaction · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · 2019-06-12 · Other · Acquired 120,205 · Balance 120,205 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F5: Shares are held by a limited liability company controlled by Matthew R. Cohler.
Ordinary SharesSEC Table I · non-derivative	IndirectSee footnote	133,644	Reported balance After 2019-06-12 transaction · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · 2019-06-12 · Other · Acquired 133,644 · Balance 133,644 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F6: Shares are held by Bruce W. Dunlevie's family trust.
Ordinary SharesSEC Table I · non-derivative	IndirectSee footnote	125,223	Reported balance After 2019-06-13 transaction · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · 2019-06-13 · Sale · Disposed 8,421 · Balance 125,223 F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.78 to $75.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6: Shares are held by Bruce W. Dunlevie's family trust.
Ordinary SharesSEC Table I · non-derivative	IndirectSee footnote	71,552	Reported balance After 2019-06-13 transaction · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · 2019-06-13 · Sale · Disposed 53,671 · Balance 71,552 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.78 to $76.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6: Shares are held by Bruce W. Dunlevie's family trust.
Ordinary SharesSEC Table I · non-derivative	IndirectSee footnote	66,822	Reported balance After 2019-06-13 transaction · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · 2019-06-13 · Sale · Disposed 4,730 · Balance 66,822 F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.78 to $77.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6: Shares are held by Bruce W. Dunlevie's family trust.
Ordinary SharesSEC Table I · non-derivative	IndirectSee footnote	2,021	Reported balance After 2019-06-14 transaction · row 9 Holding and transaction disclosures are not merged. 1 source row Row 9 · 2019-06-14 · Sale · Disposed 64,801 · Balance 2,021 F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.38 to $75.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6: Shares are held by Bruce W. Dunlevie's family trust.
Ordinary SharesSEC Table I · non-derivative	IndirectSee footnote	0	Reported balance After 2019-06-14 transaction · row 10 Holding and transaction disclosures are not merged. 1 source row Row 10 · 2019-06-14 · Sale · Disposed 2,021 · Balance 0 F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.39 to $75.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6: Shares are held by Bruce W. Dunlevie's family trust.
Ordinary SharesSEC Table I · non-derivative	IndirectSee footnote	31,644	Reported balance After 2019-06-12 transaction · row 11 Holding and transaction disclosures are not merged. 1 source row Row 11 · 2019-06-12 · Other · Acquired 31,644 · Balance 31,644 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F12: Shares are held by a limited partnership controlled by Bruce W. Dunlevie.
Ordinary SharesSEC Table I · non-derivative	IndirectSee footnote	29,649	Reported balance After 2019-06-13 transaction · row 12 Holding and transaction disclosures are not merged. 1 source row Row 12 · 2019-06-13 · Sale · Disposed 1,995 · Balance 29,649 F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.78 to $75.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F12: Shares are held by a limited partnership controlled by Bruce W. Dunlevie.
Ordinary SharesSEC Table I · non-derivative	IndirectSee footnote	16,933	Reported balance After 2019-06-13 transaction · row 13 Holding and transaction disclosures are not merged. 1 source row Row 13 · 2019-06-13 · Sale · Disposed 12,716 · Balance 16,933 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.78 to $76.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F12: Shares are held by a limited partnership controlled by Bruce W. Dunlevie.
Ordinary SharesSEC Table I · non-derivative	IndirectSee footnote	15,812	Reported balance After 2019-06-13 transaction · row 14 Holding and transaction disclosures are not merged. 1 source row Row 14 · 2019-06-13 · Sale · Disposed 1,121 · Balance 15,812 F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.78 to $77.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F12: Shares are held by a limited partnership controlled by Bruce W. Dunlevie.
Ordinary SharesSEC Table I · non-derivative	IndirectSee footnote	459	Reported balance After 2019-06-14 transaction · row 15 Holding and transaction disclosures are not merged. 1 source row Row 15 · 2019-06-14 · Sale · Disposed 15,353 · Balance 459 F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.38 to $75.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F12: Shares are held by a limited partnership controlled by Bruce W. Dunlevie.
Ordinary SharesSEC Table I · non-derivative	IndirectSee footnote	0	Reported balance After 2019-06-14 transaction · row 16 Holding and transaction disclosures are not merged. 1 source row Row 16 · 2019-06-14 · Sale · Disposed 479 · Balance 0 F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.39 to $75.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F12: Shares are held by a limited partnership controlled by Bruce W. Dunlevie.
Ordinary SharesSEC Table I · non-derivative	IndirectSee footnote	15,834	Reported balance After 2019-06-12 transaction · row 17 Holding and transaction disclosures are not merged. 1 source row Row 17 · 2019-06-12 · Other · Acquired 15,834 · Balance 15,834 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F13: Shares are held by limited partnerships controlled by J. William Gurley.
Ordinary SharesSEC Table I · non-derivative	IndirectSee footnote	116,767	Reported balance After 2019-06-12 transaction · row 18 Holding and transaction disclosures are not merged. 1 source row Row 18 · 2019-06-12 · Other · Acquired 116,767 · Balance 116,767 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F14: Shares are held directly by J. William Gurley.
Ordinary SharesSEC Table I · non-derivative	IndirectSee footnote	116,152	Reported balance After 2019-06-13 transaction · row 19 Holding and transaction disclosures are not merged. 1 source row Row 19 · 2019-06-13 · Sale · Disposed 615 · Balance 116,152 F15: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.78 to $75.54, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F14: Shares are held directly by J. William Gurley.
Ordinary SharesSEC Table I · non-derivative	IndirectSee footnote	111,076	Reported balance After 2019-06-13 transaction · row 20 Holding and transaction disclosures are not merged. 1 source row Row 20 · 2019-06-13 · Sale · Disposed 5,076 · Balance 111,076 F16: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.78 to $76.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F14: Shares are held directly by J. William Gurley.
Ordinary SharesSEC Table I · non-derivative	IndirectSee footnote	107,257	Reported balance After 2019-06-13 transaction · row 21 Holding and transaction disclosures are not merged. 1 source row Row 21 · 2019-06-13 · Sale · Disposed 3,819 · Balance 107,257 F17: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.78 to $77.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F14: Shares are held directly by J. William Gurley.
Ordinary SharesSEC Table I · non-derivative	IndirectSee footnote	67,428	Reported balance After 2019-06-12 transaction · row 22 Holding and transaction disclosures are not merged. 1 source row Row 22 · 2019-06-12 · Other · Acquired 58,052 · Balance 67,428 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F18: Shares are held by a limited partnership controlled by Kevin R. Harvey.
Ordinary SharesSEC Table I · non-derivative	IndirectSee footnote	207,858	Reported balance After 2019-06-12 transaction · row 23 Holding and transaction disclosures are not merged. 1 source row Row 23 · 2019-06-12 · Other · Acquired 80,444 · Balance 207,858 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F19: Shares are held by Kevin R. Harvey's family trust.
Ordinary SharesSEC Table I · non-derivative	IndirectSee footnote	10,555	Reported balance After 2019-06-12 transaction · row 24 Holding and transaction disclosures are not merged. 1 source row Row 24 · 2019-06-12 · Other · Acquired 10,555 · Balance 10,555 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F20: Shares are held by a limited partnership controlled by Mitchell H. Lasky.
Ordinary SharesSEC Table I · non-derivative	IndirectSee footnote	107,257	Reported balance After 2019-06-12 transaction · row 25 Holding and transaction disclosures are not merged. 1 source row Row 25 · 2019-06-12 · Other · Acquired 107,257 · Balance 107,257 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F21: Shares are held by Mitchell H. Lasky's family trust.
Ordinary SharesSEC Table I · non-derivative	IndirectSee footnote	92,257	Reported balance After 2019-06-14 transaction · row 26 Holding and transaction disclosures are not merged. 1 source row Row 26 · 2019-06-14 · Gift · Disposed 15,000 · Balance 92,257 F21: Shares are held by Mitchell H. Lasky's family trust.
Ordinary SharesSEC Table I · non-derivative	IndirectSee footnote	53,282	Reported balance Holding disclosure · report date 2019-06-12 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 53,282 F3: The shares are held by Benchmark Capital Partners VII - Annex, L.P. ("BCP - Annex"). BCMC VII, the general partner of BCP - Annex, may be deemed to have sole voting and investment power over such shares. Messrs. Cohler, Dunlevie, Fenton, Gurley, Harvey, Lasky, Spurlock and Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by BCP - Annex. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).

Filing footnotes · ownership attribution and instrument terms

F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.

F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).

F3: The shares are held by Benchmark Capital Partners VII - Annex, L.P. ("BCP - Annex"). BCMC VII, the general partner of BCP - Annex, may be deemed to have sole voting and investment power over such shares. Messrs. Cohler, Dunlevie, Fenton, Gurley, Harvey, Lasky, Spurlock and Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by BCP - Annex. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).

F4: Shares are held by Matthew R. Cohler's family trust.

F5: Shares are held by a limited liability company controlled by Matthew R. Cohler.

F6: Shares are held by Bruce W. Dunlevie's family trust.

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.78 to $75.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.78 to $76.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.78 to $77.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.38 to $75.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.39 to $75.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F12: Shares are held by a limited partnership controlled by Bruce W. Dunlevie.

F13: Shares are held by limited partnerships controlled by J. William Gurley.

F14: Shares are held directly by J. William Gurley.

F15: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.78 to $75.54, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F16: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.78 to $76.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F17: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.78 to $77.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F18: Shares are held by a limited partnership controlled by Kevin R. Harvey.

F19: Shares are held by Kevin R. Harvey's family trust.

F20: Shares are held by a limited partnership controlled by Mitchell H. Lasky.

F21: Shares are held by Mitchell H. Lasky's family trust.

PROOFPOINT INC

Report date August 31, 2021 · Filed August 31, 2021

Section 16 reporting ended · disclosed 2021-08-31. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2021-08-31 transaction · row 1 1 source row Row 1 · 2021-08-31 · Disposition to issuer · Disposed 36,535 · Balance 0 F1: On April 25, 2021, Proofpoint, Inc. (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Project Kafka Parent, LLC ("Parent") and Project Kafka Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $176.00 in cash. F2: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F3: Includes 1,320 Unvested Company RSUs.
Common StockSEC Table I · non-derivative	IndirectSee footnote	Reported balance After 2021-08-31 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2021-08-31 · Disposition to issuer · Disposed 234,464 · Balance 0 F1: On April 25, 2021, Proofpoint, Inc. (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Project Kafka Parent, LLC ("Parent") and Project Kafka Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $176.00 in cash. F4: These securities are owned directly by Kevin R. Harvey's family trust.
Non-qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.49 · Expires 2022-08-09	Direct	Reported balance After 2021-08-31 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2021-08-31 · Disposition to issuer · Disposed 4,731 · Balance 0 F5: Pursuant to the Merger Agreement, at the Effective Time, each vested Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $176.00 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F6: The stock option is fully vested.
Non-qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.53 · Expires 2023-06-10	Direct	Reported balance After 2021-08-31 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2021-08-31 · Disposition to issuer · Disposed 12,500 · Balance 0 F5: Pursuant to the Merger Agreement, at the Effective Time, each vested Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $176.00 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F6: The stock option is fully vested.
Non-qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.53 · Expires 2023-06-10	Direct	Reported balance After 2021-08-31 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2021-08-31 · Disposition to issuer · Disposed 3,017 · Balance 0 F5: Pursuant to the Merger Agreement, at the Effective Time, each vested Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $176.00 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F6: The stock option is fully vested.

Filing footnotes · ownership attribution and instrument terms

F1: On April 25, 2021, Proofpoint, Inc. (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Project Kafka Parent, LLC ("Parent") and Project Kafka Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $176.00 in cash.

F2: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.

F3: Includes 1,320 Unvested Company RSUs.

F4: These securities are owned directly by Kevin R. Harvey's family trust.

F5: Pursuant to the Merger Agreement, at the Effective Time, each vested Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $176.00 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

F6: The stock option is fully vested.

Stitch Fix, Inc.

Report date June 22, 2021 · Filed June 24, 2021

Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, Cohler Matt, DUNLEVIE BRUCE, FENTON PETER H, KAGLE ROBERT, LASKY MITCHELL, Vishria Eric

Section 16 reporting ended · disclosed 2021-06-24. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	1,816,532	Reported balance After 2021-06-22 transaction · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · 2021-06-22 · Conversion · Acquired 1,816,532 · Balance 1,816,532 F1: Shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities).
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	283,468	Reported balance After 2021-06-22 transaction · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · 2021-06-22 · Conversion · Acquired 283,468 · Balance 283,468 F2: Shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for BCP VI, Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and investment power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities).
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	0	Reported balance After 2021-06-22 transaction · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · 2021-06-22 · Other · Disposed 1,816,532 · Balance 0 F3: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F1: Shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities).
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	0	Reported balance After 2021-06-22 transaction · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · 2021-06-22 · Other · Disposed 283,468 · Balance 0 F4: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F2: Shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for BCP VI, Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and investment power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities).
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	27,882	Reported balance After 2021-06-22 transaction · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · 2021-06-22 · Other · Acquired 27,882 · Balance 27,882 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F6: Shares are held by Steven M. Spurlock's family trust.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	18,597	Reported balance After 2021-06-22 transaction · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · 2021-06-22 · Other · Acquired 18,597 · Balance 18,597 F4: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F7: Shares are held by limited partnerships controlled by Alexandre Balkanski.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	6,722	Reported balance After 2021-06-22 transaction · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · 2021-06-22 · Other · Acquired 6,722 · Balance 6,722 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F8: Shares are held by Alexandre Balkanski's family trust.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	10,782	Reported balance After 2021-06-22 transaction · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · 2021-06-22 · Other · Acquired 10,782 · Balance 10,782 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F9: Shares are held by Matthew R. Cohler's trust entity.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	78,885	Reported balance After 2021-06-22 transaction · row 9 Holding and transaction disclosures are not merged. 1 source row Row 9 · 2021-06-22 · Other · Acquired 78,885 · Balance 78,885 F3: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F10: Shares are held by a limited liability company controlled by Matthew R. Cohler.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	25,491	Reported balance After 2021-06-22 transaction · row 10 Holding and transaction disclosures are not merged. 1 source row Row 10 · 2021-06-22 · Other · Acquired 25,491 · Balance 25,491 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F11: Shares are held by entities controlled by Bruce W. Dunlevie.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	92,574	Reported balance After 2021-06-22 transaction · row 11 Holding and transaction disclosures are not merged. 1 source row Row 11 · 2021-06-22 · Other · Acquired 92,574 · Balance 92,574 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F12: Shares are held by Bruce W. Dunlevie's family trust.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	101,658	Reported balance After 2021-06-22 transaction · row 12 Holding and transaction disclosures are not merged. 1 source row Row 12 · 2021-06-22 · Other · Acquired 56,249 · Balance 101,658 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F13: Shares are held by Peter H. Fenton's trust entities.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	164,978	Reported balance After 2021-06-22 transaction · row 13 Holding and transaction disclosures are not merged. 1 source row Row 13 · 2021-06-22 · Other · Acquired 44,816 · Balance 164,978 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F14: Shares are held by entities controlled by Kevin R. Harvey.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	653,484	Reported balance After 2021-06-22 transaction · row 14 Holding and transaction disclosures are not merged. 1 source row Row 14 · 2021-06-22 · Other · Acquired 62,888 · Balance 653,484 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F15: Shares are held by Kevin R. Harvey's family trust.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	15,640	Reported balance After 2021-06-22 transaction · row 16 Holding and transaction disclosures are not merged. 1 source row Row 16 · 2021-06-22 · Other · Acquired 15,640 · Balance 15,640 F3: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F17: Shares are held by a limited partnership controlled by Robert C. Kagle.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	86,829	Reported balance After 2021-06-22 transaction · row 17 Holding and transaction disclosures are not merged. 1 source row Row 17 · 2021-06-22 · Other · Acquired 86,829 · Balance 86,829 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F18: Shares are held by Mitchell H. Lasky's family trust.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	4,997	Reported balance After 2021-06-22 transaction · row 18 Holding and transaction disclosures are not merged. 1 source row Row 18 · 2021-06-22 · Other · Acquired 1,720 · Balance 4,997 F3: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F19: Shares are held by an entity controlled by Mitchell H. Lasky.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	1,000,000	Reported balance Holding disclosure · report date 2021-06-22 · row 20 Holding and transaction disclosures are not merged. 1 source row Row 20 · Balance 1,000,000 F21: Shares are held by Benchmark Capital Partners IX, L.P. ("BCP IX"), as nominee for BCP IX, Benchmark Founders' Fund IX, L.P. ("BFF IX"), Benchmark Founders' Fund IX-A, L.P. ("BFF IX-A"), Benchmark Founders' Fund IX-B, L.P. ("BFF IX-B") and related persons. Benchmark Capital Management Co. IX, L.L.C. ("BCMC IX"), the general partner of each of BCP IX, BFF IX, BFF IX-A and BFF IX-B, may be deemed to have sole voting and investment power over such shares. Peter H. Fenton, J. William Gurley, Chetan Puttagunta, Steven M. Spurlock, Sara E. Tavel and Eric H. Vishria, the managing members of BCMC IX, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities).
Class A Common StockSEC Table I · non-derivative	Direct	40,395	Reported balance After 2021-06-22 transaction · row 15 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 15 · 2021-06-22 · Other · Acquired 40,395 · Balance 40,395 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F16: Shares are held directly by Robert C. Kagle.
Class A Common StockSEC Table I · non-derivative	Direct	1,420	Reported balance After 2021-06-22 transaction · row 19 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 19 · 2021-06-22 · Other · Acquired 329 · Balance 1,420 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F20: Shares are held directly by Eric H. Vishria.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSee footnote	5,468,828	Reported balance After 2021-06-22 transaction · row 21 Instrument identity requires review; Table II rows are not merged. 1 source row Row 21 · 2021-06-22 · Conversion · Disposed 1,816,532 · Balance 5,468,828 F22: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F23: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. F24: Not applicable. F1: Shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities).
Class B Common StockSEC Table II · derivative / convertible security	IndirectSee footnote	853,407	Reported balance After 2021-06-22 transaction · row 22 Instrument identity requires review; Table II rows are not merged. 1 source row Row 22 · 2021-06-22 · Conversion · Disposed 283,468 · Balance 853,407 F22: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F23: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. F24: Not applicable. F2: Shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for BCP VI, Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and investment power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities).

Filing footnotes · ownership attribution and instrument terms

F1: Shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities).

F2: Shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for BCP VI, Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and investment power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities).

F3: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.

F4: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.

F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.

F6: Shares are held by Steven M. Spurlock's family trust.

F7: Shares are held by limited partnerships controlled by Alexandre Balkanski.

F8: Shares are held by Alexandre Balkanski's family trust.

F9: Shares are held by Matthew R. Cohler's trust entity.

F10: Shares are held by a limited liability company controlled by Matthew R. Cohler.

F11: Shares are held by entities controlled by Bruce W. Dunlevie.

F12: Shares are held by Bruce W. Dunlevie's family trust.

F13: Shares are held by Peter H. Fenton's trust entities.

F14: Shares are held by entities controlled by Kevin R. Harvey.

F15: Shares are held by Kevin R. Harvey's family trust.

F16: Shares are held directly by Robert C. Kagle.

F17: Shares are held by a limited partnership controlled by Robert C. Kagle.

F18: Shares are held by Mitchell H. Lasky's family trust.

F19: Shares are held by an entity controlled by Mitchell H. Lasky.

F20: Shares are held directly by Eric H. Vishria.

F21: Shares are held by Benchmark Capital Partners IX, L.P. ("BCP IX"), as nominee for BCP IX, Benchmark Founders' Fund IX, L.P. ("BFF IX"), Benchmark Founders' Fund IX-A, L.P. ("BFF IX-A"), Benchmark Founders' Fund IX-B, L.P. ("BFF IX-B") and related persons. Benchmark Capital Management Co. IX, L.L.C. ("BCMC IX"), the general partner of each of BCP IX, BFF IX, BFF IX-A and BFF IX-B, may be deemed to have sole voting and investment power over such shares. Peter H. Fenton, J. William Gurley, Chetan Puttagunta, Steven M. Spurlock, Sara E. Tavel and Eric H. Vishria, the managing members of BCMC IX, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities).

F22: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F23: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

F24: Not applicable.

WeWork Inc.

Report date August 15, 2023 · Filed August 17, 2023

Jointly reported with DUNLEVIE BRUCE, LASKY MITCHELL, FENTON PETER H, GURLEY J WILLIAM, Cohler Matt

Section 16 reporting ended · disclosed 2023-08-17. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	14,065,009	Reported balance After 2023-08-15 transaction · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · 2023-08-15 · Sale · Disposed 5,406,301 · Balance 14,065,009 F1: The shares were sold at prices ranging from $0.185 to $0.23. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: The shares are held by Benchmark Capital Partners VII (AIV), L.P. ("BCP AIV"), as nominee for itself and Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII") is the general partner of each of BCP AIV, BFF VII and BFF VII-B and may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey and Mitchell H. Lasky, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. F4: BCP AIV, for itself and as nominee for BFF VII and BFF VII-B, are a party to that certain Amended and Restated Stockholders Agreement (the "Stockholders Agreement") dated May 5, 2023 by and among the Issuer, BCP AIV, SVF Endurance (Cayman) Limited ("SVF 1") and SVF II WW Holdings (Cayman) Limited (together with SVF 1, the "Other Parties"). The Reporting Persons are managing members of BCMC VII, the general Partner of BCP AIV. Following the transactions reported on this Form 4, BCP AIV no longer has the right to designate a nominee to the Issuer's board of directors under the Stockholders Agreement, and as such, the Reporting Persons on this Form 4 no longer may be deemed to be members of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, with the Other Parties. F5: The parties to the Stockholders Agreement hold, in the aggregate, more than 10% of the shares of Class A Common Stock of the Issuer. The share ownership reported for the Reporting Persons does not include any securities of the Issuer owned by the Other Parties, and each of the Reporting Persons disclaim beneficial ownership of the securities beneficially owned by the Other Parties.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	9,735,654	Reported balance After 2023-08-16 transaction · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · 2023-08-16 · Sale · Disposed 4,329,355 · Balance 9,735,654 F3: The shares were sold at prices ranging from $0.15 to $0.185. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: The shares are held by Benchmark Capital Partners VII (AIV), L.P. ("BCP AIV"), as nominee for itself and Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII") is the general partner of each of BCP AIV, BFF VII and BFF VII-B and may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey and Mitchell H. Lasky, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. F4: BCP AIV, for itself and as nominee for BFF VII and BFF VII-B, are a party to that certain Amended and Restated Stockholders Agreement (the "Stockholders Agreement") dated May 5, 2023 by and among the Issuer, BCP AIV, SVF Endurance (Cayman) Limited ("SVF 1") and SVF II WW Holdings (Cayman) Limited (together with SVF 1, the "Other Parties"). The Reporting Persons are managing members of BCMC VII, the general Partner of BCP AIV. Following the transactions reported on this Form 4, BCP AIV no longer has the right to designate a nominee to the Issuer's board of directors under the Stockholders Agreement, and as such, the Reporting Persons on this Form 4 no longer may be deemed to be members of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, with the Other Parties. F5: The parties to the Stockholders Agreement hold, in the aggregate, more than 10% of the shares of Class A Common Stock of the Issuer. The share ownership reported for the Reporting Persons does not include any securities of the Issuer owned by the Other Parties, and each of the Reporting Persons disclaim beneficial ownership of the securities beneficially owned by the Other Parties.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	1,000,000	Reported balance Holding disclosure · report date 2023-08-15 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 1,000,000 F7: Shares are held by Mr. Dunlevie's family trust entity.
Class A Common StockSEC Table I · non-derivative	Direct	15,052	Reported balance Holding disclosure · report date 2023-08-15 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 15,052 F6: Shares are held by Mr. Dunlevie.

Filing footnotes · ownership attribution and instrument terms

F1: The shares were sold at prices ranging from $0.185 to $0.23. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: The shares are held by Benchmark Capital Partners VII (AIV), L.P. ("BCP AIV"), as nominee for itself and Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII") is the general partner of each of BCP AIV, BFF VII and BFF VII-B and may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey and Mitchell H. Lasky, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.

F3: The shares were sold at prices ranging from $0.15 to $0.185. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: BCP AIV, for itself and as nominee for BFF VII and BFF VII-B, are a party to that certain Amended and Restated Stockholders Agreement (the "Stockholders Agreement") dated May 5, 2023 by and among the Issuer, BCP AIV, SVF Endurance (Cayman) Limited ("SVF 1") and SVF II WW Holdings (Cayman) Limited (together with SVF 1, the "Other Parties"). The Reporting Persons are managing members of BCMC VII, the general Partner of BCP AIV. Following the transactions reported on this Form 4, BCP AIV no longer has the right to designate a nominee to the Issuer's board of directors under the Stockholders Agreement, and as such, the Reporting Persons on this Form 4 no longer may be deemed to be members of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, with the Other Parties.

F5: The parties to the Stockholders Agreement hold, in the aggregate, more than 10% of the shares of Class A Common Stock of the Issuer. The share ownership reported for the Reporting Persons does not include any securities of the Issuer owned by the Other Parties, and each of the Reporting Persons disclaim beneficial ownership of the securities beneficially owned by the Other Parties.

F6: Shares are held by Mr. Dunlevie.

F7: Shares are held by Mr. Dunlevie's family trust entity.

ZUORA INC

Report date April 01, 2019 · Filed April 03, 2019

Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, DUNLEVIE BRUCE, GURLEY J WILLIAM, KAGLE ROBERT, LASKY MITCHELL

Section 16 reporting ended · disclosed 2019-04-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	2,564,431	Reported balance After 2019-04-01 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2019-04-01 · Conversion · Acquired 2,564,431 · Balance 2,564,431 F1: Shares are held by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of each of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each reporting person disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such reporting persons' pecuniary interest in such securities.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	0	Reported balance After 2019-04-01 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2019-04-01 · Other · Disposed 2,564,431 · Balance 0 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F1: Shares are held by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of each of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each reporting person disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such reporting persons' pecuniary interest in such securities.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	28,412	Reported balance After 2019-04-01 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2019-04-01 · Other · Acquired 28,412 · Balance 28,412 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F3: Shares are held by Steven M. Spurlock's family trust.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	26,073	Reported balance After 2019-04-01 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2019-04-01 · Sale · Disposed 2,339 · Balance 26,073 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.60 to $20.22, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: Shares are held by Steven M. Spurlock's family trust.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	15,400	Reported balance After 2019-04-01 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2019-04-01 · Sale · Disposed 10,673 · Balance 15,400 F3: Shares are held by Steven M. Spurlock's family trust.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	0	Reported balance After 2019-04-02 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2019-04-02 · Sale · Disposed 15,400 · Balance 0 F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.90 to $19.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: Shares are held by Steven M. Spurlock's family trust.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	27,874	Reported balance After 2019-04-01 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2019-04-01 · Other · Acquired 13,937 · Balance 27,874 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F6: Shares are held by a limited partnership controlled by Alexandre Balkanski.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	194,118	Reported balance After 2019-04-01 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 8 · 2019-04-01 · Other · Acquired 96,989 · Balance 194,118 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F7: Shares are held by Alexandre Balkanski's family trust.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	91,019	Reported balance After 2019-04-01 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 9 · 2019-04-01 · Other · Acquired 91,019 · Balance 91,019 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F8: Shares are held by Bruce W. Dunlevie's family trust.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	0	Reported balance After 2019-04-01 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 10 · 2019-04-01 · Sale · Disposed 91,019 · Balance 0 F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.58 to $20.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F8: Shares are held by Bruce W. Dunlevie's family trust.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	33,184	Reported balance After 2019-04-01 transaction · row 11 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 11 · 2019-04-01 · Other · Acquired 33,184 · Balance 33,184 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F10: Shares are held by a limited partnership controlled by Bruce W. Dunlevie.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	0	Reported balance After 2019-04-01 transaction · row 12 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 12 · 2019-04-01 · Sale · Disposed 33,184 · Balance 0 F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.58 to $20.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F10: Shares are held by a limited partnership controlled by Bruce W. Dunlevie.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	112,451	Reported balance After 2019-04-01 transaction · row 13 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 13 · 2019-04-01 · Other · Acquired 112,451 · Balance 112,451 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F11: Shares are held directly by J. William Gurley.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	103,097	Reported balance After 2019-04-01 transaction · row 14 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 14 · 2019-04-01 · Sale · Disposed 9,354 · Balance 103,097 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.60 to $20.22, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11: Shares are held directly by J. William Gurley.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	2,390	Reported balance After 2019-04-01 transaction · row 15 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 15 · 2019-04-01 · Other · Acquired 1,195 · Balance 2,390 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F12: Shares are held by a limited partnership controlled by J. William Gurley.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	314,910	Reported balance After 2019-04-01 transaction · row 16 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 16 · 2019-04-01 · Other · Acquired 157,386 · Balance 314,910 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F13: Shares are held by Kevin R. Harvey's family trust.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	104,292	Reported balance After 2019-04-01 transaction · row 17 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 17 · 2019-04-01 · Other · Acquired 104,292 · Balance 104,292 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F14: Shares are held directly by Robert C. Kagle.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	48,263	Reported balance After 2019-04-01 transaction · row 18 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 18 · 2019-04-01 · Other · Acquired 48,263 · Balance 48,263 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F15: Shares are held directly by Mitchell H. Lasky.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSee footnote	5,128,862	Reported balance After 2019-04-01 transaction · row 19 Instrument identity requires review; Table II rows are not merged. 1 source row Row 19 · 2019-04-01 · Conversion · Disposed 2,564,431 · Balance 5,128,862 F16: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date. F17: Not applicable. F1: Shares are held by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of each of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each reporting person disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such reporting persons' pecuniary interest in such securities.

Filing footnotes · ownership attribution and instrument terms

F1: Shares are held by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of each of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each reporting person disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such reporting persons' pecuniary interest in such securities.

F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns.

F3: Shares are held by Steven M. Spurlock's family trust.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.60 to $20.22, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.90 to $19.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: Shares are held by a limited partnership controlled by Alexandre Balkanski.

F7: Shares are held by Alexandre Balkanski's family trust.

F8: Shares are held by Bruce W. Dunlevie's family trust.

F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.58 to $20.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10: Shares are held by a limited partnership controlled by Bruce W. Dunlevie.

F11: Shares are held directly by J. William Gurley.

F12: Shares are held by a limited partnership controlled by J. William Gurley.

F13: Shares are held by Kevin R. Harvey's family trust.

F14: Shares are held directly by Robert C. Kagle.

F15: Shares are held directly by Mitchell H. Lasky.

F16: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date.

F17: Not applicable.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
June 14, 2021 Filed Jun 16, 2021 17:35 UTC	1stdibs.com, Inc. DIBS · Entity 6526	ConversionSeries B Preferred Stock · Derivative	87,166	$0.00	$0.00	Disclosure SEC source: 0000899243-21-024183 · doc4.xml · derivative · entry 4 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 87,166 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Issuer's Series B Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's IPO. F5 · derivative.exercise_date: The Issuer's Series B Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's IPO. F5 · derivative.expiration_date: The Issuer's Series B Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's IPO. F2 · ownership.nature: The shares are held directly by (i) Benchmark Capital Partners V, L.P. ("BCP V") for itself and as nominee for Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals and (ii) Benchmark Capital Partners VII, L.P. ("BCP VII") for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, and Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner for BCP VII, BFF VII and BFF VII-B may be deemed to have sole voting and dispositive power over the securities. F3 · ownership.nature: (Continued from Footnote 2) Alexandre Balkanski, Robert C. Kagle, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Matthew R. Cohler, a member of the Issuer's board of directors, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. F6 · ownership.nature: Consists of 43,583 shares held of record by BCP V and 43,583 shares held of record by BCP VII. Read SEC document
June 14, 2021 Filed Jun 16, 2021 17:35 UTC	1stdibs.com, Inc. DIBS · Entity 6526	ConversionSeries A Preferred Stock · Derivative	7,220,666	$0.00	$0.00	Disclosure SEC source: 0000899243-21-024183 · doc4.xml · derivative · entry 3 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 7,220,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's Series A Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering (the "IPO"). F1 · derivative.exercise_date: The Issuer's Series A Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering (the "IPO"). F1 · derivative.expiration_date: The Issuer's Series A Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering (the "IPO"). F2 · ownership.nature: The shares are held directly by (i) Benchmark Capital Partners V, L.P. ("BCP V") for itself and as nominee for Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals and (ii) Benchmark Capital Partners VII, L.P. ("BCP VII") for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, and Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner for BCP VII, BFF VII and BFF VII-B may be deemed to have sole voting and dispositive power over the securities. F3 · ownership.nature: (Continued from Footnote 2) Alexandre Balkanski, Robert C. Kagle, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Matthew R. Cohler, a member of the Issuer's board of directors, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. F4 · ownership.nature: Consists of 3,610,333 shares held of record by BCP V and 3,610,333 shares held of record by BCP VII. Read SEC document
June 14, 2021 Filed Jun 16, 2021 17:35 UTC	1stdibs.com, Inc. DIBS · Entity 6526	ConversionCommon Stock	87,166	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-21-024183 · doc4.xml · nonDerivative · entry 2 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 87,166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: The Issuer's Series B Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's IPO. F2 · ownership.nature: The shares are held directly by (i) Benchmark Capital Partners V, L.P. ("BCP V") for itself and as nominee for Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals and (ii) Benchmark Capital Partners VII, L.P. ("BCP VII") for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, and Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner for BCP VII, BFF VII and BFF VII-B may be deemed to have sole voting and dispositive power over the securities. F3 · ownership.nature: (Continued from Footnote 2) Alexandre Balkanski, Robert C. Kagle, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Matthew R. Cohler, a member of the Issuer's board of directors, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. F6 · ownership.nature: Consists of 43,583 shares held of record by BCP V and 43,583 shares held of record by BCP VII. Read SEC document
June 14, 2021 Filed Jun 16, 2021 17:35 UTC	1stdibs.com, Inc. DIBS · Entity 6526	ConversionCommon Stock	7,220,666	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-21-024183 · doc4.xml · nonDerivative · entry 1 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 7,220,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Issuer's Series A Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering (the "IPO"). F2 · ownership.nature: The shares are held directly by (i) Benchmark Capital Partners V, L.P. ("BCP V") for itself and as nominee for Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals and (ii) Benchmark Capital Partners VII, L.P. ("BCP VII") for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, and Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner for BCP VII, BFF VII and BFF VII-B may be deemed to have sole voting and dispositive power over the securities. F3 · ownership.nature: (Continued from Footnote 2) Alexandre Balkanski, Robert C. Kagle, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Matthew R. Cohler, a member of the Issuer's board of directors, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. F4 · ownership.nature: Consists of 3,610,333 shares held of record by BCP V and 3,610,333 shares held of record by BCP VII. Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:59 UTC	UPWORK, INC UPWK · Entity 4876	GrantCommon Stock	1,316	$0.00	$0.00	Disclosure SEC source: 0001209191-21-037960 · doc4.xml · nonDerivative · entry 2 HARVEY KEVIN · CIK 0001190213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,923 F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2021), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2022 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:59 UTC	UPWORK, INC UPWK · Entity 4876	GrantCommon Stock	4,069	$0.00	$0.00	Disclosure SEC source: 0001209191-21-037960 · doc4.xml · nonDerivative · entry 1 HARVEY KEVIN · CIK 0001190213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,607 F1 · shares: Represents an award of RSUs. The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2022 annual meeting of stockholders and (b) June 1, 2022, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document
December 11, 2020 Filed Dec 15, 2020 18:14 UTC	Asana, Inc. ASAN · Entity 4425	OtherClass A Common Stock	11,965	$0.00	$0.00	Disclosure SEC source: 0001104659-20-135842 · tm2038519d2_4.xml · nonDerivative · entry 18 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,930 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F15 · ownership.direct: Shares owned directly by Mitchell H. Lasky. Read SEC document
December 11, 2020 Filed Dec 15, 2020 18:14 UTC	Asana, Inc. ASAN · Entity 4425	OtherClass A Common Stock	116,139	$0.00	$0.00	Disclosure SEC source: 0001104659-20-135842 · tm2038519d2_4.xml · nonDerivative · entry 17 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 232,258 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F14 · ownership.nature: Shares owned directly by Mitchell H. Lasky's family trust Read SEC document
December 11, 2020 Filed Dec 15, 2020 18:14 UTC	Asana, Inc. ASAN · Entity 4425	OtherClass A Common Stock	5,982	$0.00	$0.00	Disclosure SEC source: 0001104659-20-135842 · tm2038519d2_4.xml · nonDerivative · entry 16 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,964 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F13 · ownership.direct: Shares owned directly by Peter H. Fenton Read SEC document
December 11, 2020 Filed Dec 15, 2020 18:14 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	2,391	$28.51	$68,176.73	Disclosure SEC source: 0001104659-20-135842 · tm2038519d2_4.xml · nonDerivative · entry 15 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 118,999 F8 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $28.39 to a high of $28.73, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F12 · ownership.nature: Shares owned directly by Peter H. Fenton's family trust. Read SEC document
December 11, 2020 Filed Dec 15, 2020 18:14 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	3,676	$27.90	$102,551.95	Disclosure SEC source: 0001104659-20-135842 · tm2038519d2_4.xml · nonDerivative · entry 14 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 121,390 F7 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $27.3875 to a high of $28.375, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F12 · ownership.nature: Shares owned directly by Peter H. Fenton's family trust. Read SEC document
December 11, 2020 Filed Dec 15, 2020 18:14 UTC	Asana, Inc. ASAN · Entity 4425	OtherClass A Common Stock	65,572	$0.00	$0.00	Disclosure SEC source: 0001104659-20-135842 · tm2038519d2_4.xml · nonDerivative · entry 13 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 125,066 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F12 · ownership.nature: Shares owned directly by Peter H. Fenton's family trust. Read SEC document
December 11, 2020 Filed Dec 15, 2020 18:14 UTC	Asana, Inc. ASAN · Entity 4425	OtherClass A Common Stock	89,039	$0.00	$0.00	Disclosure SEC source: 0001104659-20-135842 · tm2038519d2_4.xml · nonDerivative · entry 12 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,067 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F11 · ownership.direct: Shares owned directly by Robert C. Kagle. Read SEC document
December 11, 2020 Filed Dec 15, 2020 18:14 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	718	$28.51	$20,472.98	Disclosure SEC source: 0001104659-20-135842 · tm2038519d2_4.xml · nonDerivative · entry 11 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 70,826 F8 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $28.39 to a high of $28.73, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F10 · ownership.nature: Shares owned directly by Steven M. Spurlock's family trust. Read SEC document
December 11, 2020 Filed Dec 15, 2020 18:14 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	1,102	$27.90	$30,743.27	Disclosure SEC source: 0001104659-20-135842 · tm2038519d2_4.xml · nonDerivative · entry 10 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 71,544 F7 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $27.3875 to a high of $28.375, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F10 · ownership.nature: Shares owned directly by Steven M. Spurlock's family trust. Read SEC document
December 11, 2020 Filed Dec 15, 2020 18:14 UTC	Asana, Inc. ASAN · Entity 4425	OtherClass A Common Stock	37,235	$0.00	$0.00	Disclosure SEC source: 0001104659-20-135842 · tm2038519d2_4.xml · nonDerivative · entry 9 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 72,646 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F10 · ownership.nature: Shares owned directly by Steven M. Spurlock's family trust. Read SEC document
December 11, 2020 Filed Dec 15, 2020 18:14 UTC	Asana, Inc. ASAN · Entity 4425	OtherClass A Common Stock	241,769	$0.00	$0.00	Disclosure SEC source: 0001104659-20-135842 · tm2038519d2_4.xml · nonDerivative · entry 8 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 483,519 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F9 · ownership.nature: Shares owned directly by entities controlled by Kevin R. Harvey. Read SEC document
December 11, 2020 Filed Dec 15, 2020 18:14 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	2,391	$28.51	$68,176.73	Disclosure SEC source: 0001104659-20-135842 · tm2038519d2_4.xml · nonDerivative · entry 7 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,339 F8 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $28.39 to a high of $28.73, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F6 · ownership.direct: Shares owned directly by William Gurley. Read SEC document
December 11, 2020 Filed Dec 15, 2020 18:14 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	3,676	$27.90	$102,551.95	Disclosure SEC source: 0001104659-20-135842 · tm2038519d2_4.xml · nonDerivative · entry 6 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,730 F7 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $27.3875 to a high of $28.375, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F6 · ownership.direct: Shares owned directly by William Gurley. Read SEC document
December 11, 2020 Filed Dec 15, 2020 18:14 UTC	Asana, Inc. ASAN · Entity 4425	OtherClass A Common Stock	113,746	$0.00	$0.00	Disclosure SEC source: 0001104659-20-135842 · tm2038519d2_4.xml · nonDerivative · entry 5 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,406 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F6 · ownership.direct: Shares owned directly by William Gurley. Read SEC document
December 11, 2020 Filed Dec 15, 2020 18:14 UTC	Asana, Inc. ASAN · Entity 4425	OtherClass A Common Stock	14,358	$0.00	$0.00	Disclosure SEC source: 0001104659-20-135842 · tm2038519d2_4.xml · nonDerivative · entry 4 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 28,716 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F5 · ownership.nature: Shares owned directly by entities controlled by J. William Gurley. Read SEC document
December 11, 2020 Filed Dec 15, 2020 18:14 UTC	Asana, Inc. ASAN · Entity 4425	OtherClass A Common Stock	147,808	$0.00	$0.00	Disclosure SEC source: 0001104659-20-135842 · tm2038519d2_4.xml · nonDerivative · entry 3 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 295,604 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F4 · ownership.nature: Shares owned directly by entities controlled by Bruce W. Dunlevie. Read SEC document
December 11, 2020 Filed Dec 15, 2020 18:14 UTC	Asana, Inc. ASAN · Entity 4425	OtherClass A Common Stock	111,914	$0.00	$0.00	Disclosure SEC source: 0001104659-20-135842 · tm2038519d2_4.xml · nonDerivative · entry 2 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 223,818 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F3 · ownership.nature: Shares owned directly by entities controlled by Alexandre Balkanski. Read SEC document
December 11, 2020 Filed Dec 15, 2020 18:14 UTC	Asana, Inc. ASAN · Entity 4425	OtherClass A Common Stock	2,800,000	$0.00	$0.00	Disclosure SEC source: 0001104659-20-135842 · tm2038519d2_4.xml · nonDerivative · entry 1 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 645,265 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F1 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document
October 26, 2020 Filed Oct 27, 2020 20:16 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionNon-qualified stock option (right to buy) · Derivative	12,500	$0.00 Strike: $4.88	$0.00	Disclosure SEC source: 0001209191-20-055916 · doc4.xml · derivative · entry 3 HARVEY KEVIN · CIK 0001190213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires 2020-10-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option is fully vested. Read SEC document
October 26, 2020 Filed Oct 27, 2020 20:16 UTC	PROOFPOINT INC PFPT · Entity 135877	Exercise / conversionCommon Stock	12,500	$4.88	$61,000.00	Disclosure SEC source: 0001209191-20-055916 · doc4.xml · nonDerivative · entry 1 HARVEY KEVIN · CIK 0001190213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
October 01, 2020 Filed Oct 2, 2020 18:51 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	217	$27.25	$5,913.68	Disclosure SEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 18 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 59,494 F11 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on October 1, 2020. The actual sale prices ranged from a low of $27.11 to a high of $27.35, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 3 decimal points. F15 · ownership.nature: Shares owned directly by Peter H. Fenton's family trust. Read SEC document
October 01, 2020 Filed Oct 2, 2020 18:51 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	5,850	$26.61	$155,651.54	Disclosure SEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 17 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 59,711 F10 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on October 1, 2020. The actual sale prices ranged from a low of $26.09 to a high of $27.05, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F15 · ownership.nature: Shares owned directly by Peter H. Fenton's family trust. Read SEC document
October 01, 2020 Filed Oct 2, 2020 18:51 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	66	$27.25	$1,798.63	Disclosure SEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 14 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 35,411 F11 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on October 1, 2020. The actual sale prices ranged from a low of $27.11 to a high of $27.35, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 3 decimal points. F13 · ownership.nature: Shares owned directly by Steven M. Spurlock's family trust. Read SEC document
October 01, 2020 Filed Oct 2, 2020 18:51 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	1,753	$26.61	$46,642.25	Disclosure SEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 13 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 35,477 F10 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on October 1, 2020. The actual sale prices ranged from a low of $26.09 to a high of $27.05, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F13 · ownership.nature: Shares owned directly by Steven M. Spurlock's family trust. Read SEC document
October 01, 2020 Filed Oct 2, 2020 18:51 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	217	$27.25	$5,913.68	Disclosure SEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 10 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,660 F11 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on October 1, 2020. The actual sale prices ranged from a low of $27.11 to a high of $27.35, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 3 decimal points. F9 · ownership.direct: Shares owned directly by William Gurley. Read SEC document
October 01, 2020 Filed Oct 2, 2020 18:51 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	5,850	$26.61	$155,651.54	Disclosure SEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 9 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,877 F10 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on October 1, 2020. The actual sale prices ranged from a low of $26.09 to a high of $27.05, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F9 · ownership.direct: Shares owned directly by William Gurley. Read SEC document
September 30, 2020 Filed Oct 2, 2020 18:51 UTC	Asana, Inc. ASAN · Entity 4425	OtherClass A Common Stock	11,965	$0.00	$0.00	Disclosure SEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 21 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,965 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F18 · ownership.direct: Shares owned directly by Mitchell H. Lasky. Read SEC document
September 30, 2020 Filed Oct 2, 2020 18:51 UTC	Asana, Inc. ASAN · Entity 4425	OtherClass A Common Stock	116,119	$0.00	$0.00	Disclosure SEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 20 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 116,119 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F17 · ownership.nature: Shares owned directly by Mitchell H. Lasky's family trust Read SEC document
September 30, 2020 Filed Oct 2, 2020 18:51 UTC	Asana, Inc. ASAN · Entity 4425	OtherClass A Common Stock	5,982	$0.00	$0.00	Disclosure SEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 19 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,982 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F16 · ownership.direct: Shares owned directly by Peter H. Fenton Read SEC document
September 30, 2020 Filed Oct 2, 2020 18:51 UTC	Asana, Inc. ASAN · Entity 4425	OtherClass A Common Stock	65,561	$0.00	$0.00	Disclosure SEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 16 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 65,561 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F15 · ownership.nature: Shares owned directly by Peter H. Fenton's family trust. Read SEC document
September 30, 2020 Filed Oct 2, 2020 18:51 UTC	Asana, Inc. ASAN · Entity 4425	OtherClass A Common Stock	89,028	$0.00	$0.00	Disclosure SEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 15 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,028 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F14 · ownership.direct: Shares owned directly by Robert C. Kagle. Read SEC document
September 30, 2020 Filed Oct 2, 2020 18:51 UTC	Asana, Inc. ASAN · Entity 4425	OtherClass A Common Stock	37,230	$0.00	$0.00	Disclosure SEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 12 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 37,230 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F13 · ownership.nature: Shares owned directly by Steven M. Spurlock's family trust. Read SEC document
September 30, 2020 Filed Oct 2, 2020 18:51 UTC	Asana, Inc. ASAN · Entity 4425	OtherClass A Common Stock	241,750	$0.00	$0.00	Disclosure SEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 11 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 241,750 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F12 · ownership.nature: Shares owned directly by entities controlled by Kevin R. Harvey. Read SEC document
September 30, 2020 Filed Oct 2, 2020 18:51 UTC	Asana, Inc. ASAN · Entity 4425	OtherClass A Common Stock	113,727	$0.00	$0.00	Disclosure SEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 8 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,727 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F9 · ownership.direct: Shares owned directly by William Gurley. Read SEC document
September 30, 2020 Filed Oct 2, 2020 18:51 UTC	Asana, Inc. ASAN · Entity 4425	OtherClass A Common Stock	14,358	$0.00	$0.00	Disclosure SEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 7 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,358 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F8 · ownership.nature: Shares owned directly by entities controlled by J. William Gurley. Read SEC document
September 30, 2020 Filed Oct 2, 2020 18:51 UTC	Asana, Inc. ASAN · Entity 4425	OtherClass A Common Stock	147,796	$0.00	$0.00	Disclosure SEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 6 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 147,796 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F7 · ownership.nature: Shares owned directly by entities controlled by Bruce W. Dunlevie. Read SEC document
September 30, 2020 Filed Oct 2, 2020 18:51 UTC	Asana, Inc. ASAN · Entity 4425	OtherClass A Common Stock	111,904	$0.00	$0.00	Disclosure SEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 5 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 111,904 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F6 · ownership.nature: Shares owned directly by entities controlled by Alexandre Balkanski. Read SEC document
September 30, 2020 Filed Oct 2, 2020 18:51 UTC	Asana, Inc. ASAN · Entity 4425	OtherClass A Common Stock	2,800,000	$0.00	$0.00	Disclosure SEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 4 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,445,265 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document
September 30, 2020 Filed Oct 2, 2020 18:51 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	125,552	$29.15	$3,660,456.00	Disclosure SEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 3 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,245,265 F4 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 30, 2020. The actual sale prices ranged from a low of $28.9 to a high of $29.63, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document
September 30, 2020 Filed Oct 2, 2020 18:51 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	296,083	$28.33	$8,386,728.62	Disclosure SEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 2 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,370,817 F3 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 30, 2020. The actual sale prices ranged from a low of $27.9 to a high of $28.895, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document
September 30, 2020 Filed Oct 2, 2020 18:51 UTC	Asana, Inc. ASAN · Entity 4425	SaleClass A Common Stock	339,452	$27.13	$9,209,129.09	Disclosure SEC source: 0001104659-20-111838 · tm2032373d2_4.xml · nonDerivative · entry 1 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,666,900 F1 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 30, 2020. The actual sale prices ranged from a low of $26.9 to a high of $27.89, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document
September 25, 2020 Filed Sep 29, 2020 18:42 UTC	Asana, Inc. ASAN · Entity 4425	ConversionClass B Common Stock · Derivative	7,006,352	$0.00	$0.00	Disclosure SEC source: 0001104659-20-109995 · tm2031984d2_4.xml · derivative · entry 2 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,006,351 Underlying: Class A Common Stock · 7,006,352 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document
September 25, 2020 Filed Sep 29, 2020 18:42 UTC	Asana, Inc. ASAN · Entity 4425	ConversionClass A Common Stock	7,006,352	$0.00	$0.00	Disclosure SEC source: 0001104659-20-109995 · tm2031984d2_4.xml · nonDerivative · entry 1 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,006,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of a derivative security in accordance of its terms. F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document
September 21, 2020 Filed Sep 23, 2020 16:49 UTC	Asana, Inc. ASAN · Entity 4425	OtherClass B Common Stock · Derivative	366,461	$0.00	$0.00	Disclosure SEC source: 0001209191-20-051672 · doc4.xml · derivative · entry 12 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,012,703 Underlying: Class A Common Stock · 366,461 shares Expires not disclosed F3 · security: Upon filing of the Restated Charter in connection with the Issuer's direct listing, each share of Existing Class B Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F4 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. ("BCP VI") for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related individuals. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.