Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 1stdibs.com, Inc.DIBS · Entity 6526 | 10% owner | June 14, 2021 | June 16, 2021 |
| Asana, Inc.ASAN · Entity 4425 | 10% owner | December 11, 2020 | December 15, 2020 |
| Cyngn Inc.CYN · Entity 9075 | 10% owner | October 22, 2021 | October 22, 2021 |
| Elastic N.V.ESTC · Entity 1064 | Director | September 27, 2021 | September 29, 2021 |
| NEW RELIC, INC.NEWR · Entity 108347 | Director | August 15, 2020 | August 18, 2020 |
| Nextdoor Holdings, Inc.KIND · Entity 5074 | 10% owner | November 05, 2021 | November 09, 2021 |
| Uber Technologies, IncUBER · Entity 2867 | 10% owner | May 14, 2019 | May 15, 2019 |
| YELP INCYELP · Entity 1782 | Director | March 01, 2018 | March 05, 2018 |
| ZUORA INCZUO · Entity 16054 | Director | June 15, 2020 | June 17, 2020 |
| Zendesk, Inc.ZEN · Entity 122051 | Director | August 15, 2017 | August 16, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
1stdibs.com, Inc.
Report date June 14, 2021 · Filed June 16, 2021
Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, KAGLE ROBERT, DUNLEVIE BRUCE, GURLEY J WILLIAM, HARVEY KEVIN, LASKY MITCHELL
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 7,220,666 |
Reported balance
After 2021-06-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-06-14 · Conversion · Acquired 7,220,666 · Balance 7,220,666 F1: The Issuer's Series A Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering (the "IPO"). F2: The shares are held directly by (i) Benchmark Capital Partners V, L.P. ("BCP V") for itself and as nominee for Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals and (ii) Benchmark Capital Partners VII, L.P. ("BCP VII") for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, and Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner for BCP VII, BFF VII and BFF VII-B may be deemed to have sole voting and dispositive power over the securities. F3: (Continued from Footnote 2) Alexandre Balkanski, Robert C. Kagle, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Matthew R. Cohler, a member of the Issuer's board of directors, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. F4: Consists of 3,610,333 shares held of record by BCP V and 3,610,333 shares held of record by BCP VII. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 87,166 |
Reported balance
After 2021-06-14 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-06-14 · Conversion · Acquired 87,166 · Balance 87,166 F5: The Issuer's Series B Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's IPO. F2: The shares are held directly by (i) Benchmark Capital Partners V, L.P. ("BCP V") for itself and as nominee for Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals and (ii) Benchmark Capital Partners VII, L.P. ("BCP VII") for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, and Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner for BCP VII, BFF VII and BFF VII-B may be deemed to have sole voting and dispositive power over the securities. F3: (Continued from Footnote 2) Alexandre Balkanski, Robert C. Kagle, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Matthew R. Cohler, a member of the Issuer's board of directors, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. F6: Consists of 43,583 shares held of record by BCP V and 43,583 shares held of record by BCP VII. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2021-06-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-06-14 · Conversion · Disposed 7,220,666 · Balance 0 F1: The Issuer's Series A Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering (the "IPO"). F2: The shares are held directly by (i) Benchmark Capital Partners V, L.P. ("BCP V") for itself and as nominee for Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals and (ii) Benchmark Capital Partners VII, L.P. ("BCP VII") for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, and Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner for BCP VII, BFF VII and BFF VII-B may be deemed to have sole voting and dispositive power over the securities. F3: (Continued from Footnote 2) Alexandre Balkanski, Robert C. Kagle, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Matthew R. Cohler, a member of the Issuer's board of directors, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. F4: Consists of 3,610,333 shares held of record by BCP V and 3,610,333 shares held of record by BCP VII. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2021-06-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-06-14 · Conversion · Disposed 87,166 · Balance 0 F5: The Issuer's Series B Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's IPO. F2: The shares are held directly by (i) Benchmark Capital Partners V, L.P. ("BCP V") for itself and as nominee for Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals and (ii) Benchmark Capital Partners VII, L.P. ("BCP VII") for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, and Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner for BCP VII, BFF VII and BFF VII-B may be deemed to have sole voting and dispositive power over the securities. F3: (Continued from Footnote 2) Alexandre Balkanski, Robert C. Kagle, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Matthew R. Cohler, a member of the Issuer's board of directors, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. F6: Consists of 43,583 shares held of record by BCP V and 43,583 shares held of record by BCP VII. |
Filing footnotes · ownership attribution and instrument terms
F1: The Issuer's Series A Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering (the "IPO").
F2: The shares are held directly by (i) Benchmark Capital Partners V, L.P. ("BCP V") for itself and as nominee for Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals and (ii) Benchmark Capital Partners VII, L.P. ("BCP VII") for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, and Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner for BCP VII, BFF VII and BFF VII-B may be deemed to have sole voting and dispositive power over the securities.
F3: (Continued from Footnote 2) Alexandre Balkanski, Robert C. Kagle, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Matthew R. Cohler, a member of the Issuer's board of directors, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F4: Consists of 3,610,333 shares held of record by BCP V and 3,610,333 shares held of record by BCP VII.
F5: The Issuer's Series B Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's IPO.
F6: Consists of 43,583 shares held of record by BCP V and 43,583 shares held of record by BCP VII.
Asana, Inc.
Report date December 11, 2020 · Filed December 15, 2020
Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, DUNLEVIE BRUCE, GURLEY J WILLIAM, HARVEY KEVIN, KAGLE ROBERT, LASKY MITCHELL
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 645,265 |
Reported balance
After 2020-12-11 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-12-11 · Other · Disposed 2,800,000 · Balance 645,265 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F1: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 223,818 |
Reported balance
After 2020-12-11 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-12-11 · Other · Acquired 111,914 · Balance 223,818 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F3: Shares owned directly by entities controlled by Alexandre Balkanski. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 295,604 |
Reported balance
After 2020-12-11 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2020-12-11 · Other · Acquired 147,808 · Balance 295,604 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F4: Shares owned directly by entities controlled by Bruce W. Dunlevie. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 28,716 |
Reported balance
After 2020-12-11 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2020-12-11 · Other · Acquired 14,358 · Balance 28,716 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F5: Shares owned directly by entities controlled by J. William Gurley. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 483,519 |
Reported balance
After 2020-12-11 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2020-12-11 · Other · Acquired 241,769 · Balance 483,519 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F9: Shares owned directly by entities controlled by Kevin R. Harvey. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 72,646 |
Reported balance
After 2020-12-11 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2020-12-11 · Other · Acquired 37,235 · Balance 72,646 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F10: Shares owned directly by Steven M. Spurlock's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 71,544 |
Reported balance
After 2020-12-11 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2020-12-11 · Sale · Disposed 1,102 · Balance 71,544 F7: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $27.3875 to a high of $28.375, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F10: Shares owned directly by Steven M. Spurlock's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 70,826 |
Reported balance
After 2020-12-11 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2020-12-11 · Sale · Disposed 718 · Balance 70,826 F8: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $28.39 to a high of $28.73, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F10: Shares owned directly by Steven M. Spurlock's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 125,066 |
Reported balance
After 2020-12-11 transaction · row 13
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 13 · 2020-12-11 · Other · Acquired 65,572 · Balance 125,066 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F12: Shares owned directly by Peter H. Fenton's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 121,390 |
Reported balance
After 2020-12-11 transaction · row 14
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 14 · 2020-12-11 · Sale · Disposed 3,676 · Balance 121,390 F7: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $27.3875 to a high of $28.375, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F12: Shares owned directly by Peter H. Fenton's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 118,999 |
Reported balance
After 2020-12-11 transaction · row 15
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 15 · 2020-12-11 · Sale · Disposed 2,391 · Balance 118,999 F8: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $28.39 to a high of $28.73, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F12: Shares owned directly by Peter H. Fenton's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 232,258 |
Reported balance
After 2020-12-11 transaction · row 17
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 17 · 2020-12-11 · Other · Acquired 116,139 · Balance 232,258 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F14: Shares owned directly by Mitchell H. Lasky's family trust |
| Class A Common StockSEC Table I · non-derivative | Direct | 221,406 |
Reported balance
After 2020-12-11 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2020-12-11 · Other · Acquired 113,746 · Balance 221,406 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F6: Shares owned directly by William Gurley. |
| Class A Common StockSEC Table I · non-derivative | Direct | 217,730 |
Reported balance
After 2020-12-11 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2020-12-11 · Sale · Disposed 3,676 · Balance 217,730 F7: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $27.3875 to a high of $28.375, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F6: Shares owned directly by William Gurley. |
| Class A Common StockSEC Table I · non-derivative | Direct | 215,339 |
Reported balance
After 2020-12-11 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2020-12-11 · Sale · Disposed 2,391 · Balance 215,339 F8: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $28.39 to a high of $28.73, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F6: Shares owned directly by William Gurley. |
| Class A Common StockSEC Table I · non-derivative | Direct | 178,067 |
Reported balance
After 2020-12-11 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2020-12-11 · Other · Acquired 89,039 · Balance 178,067 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F11: Shares owned directly by Robert C. Kagle. |
| Class A Common StockSEC Table I · non-derivative | Direct | 11,964 |
Reported balance
After 2020-12-11 transaction · row 16
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 16 · 2020-12-11 · Other · Acquired 5,982 · Balance 11,964 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F13: Shares owned directly by Peter H. Fenton |
| Class A Common StockSEC Table I · non-derivative | Direct | 23,930 |
Reported balance
After 2020-12-11 transaction · row 18
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 18 · 2020-12-11 · Other · Acquired 11,965 · Balance 23,930 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F15: Shares owned directly by Mitchell H. Lasky. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees.
F3: Shares owned directly by entities controlled by Alexandre Balkanski.
F4: Shares owned directly by entities controlled by Bruce W. Dunlevie.
F5: Shares owned directly by entities controlled by J. William Gurley.
F6: Shares owned directly by William Gurley.
F7: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $27.3875 to a high of $28.375, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
F8: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $28.39 to a high of $28.73, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
F9: Shares owned directly by entities controlled by Kevin R. Harvey.
F10: Shares owned directly by Steven M. Spurlock's family trust.
F11: Shares owned directly by Robert C. Kagle.
F12: Shares owned directly by Peter H. Fenton's family trust.
F13: Shares owned directly by Peter H. Fenton
F14: Shares owned directly by Mitchell H. Lasky's family trust
F15: Shares owned directly by Mitchell H. Lasky.
Cyngn Inc.
Report date October 22, 2021 · Filed October 22, 2021
Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, DUNLEVIE BRUCE, GURLEY J WILLIAM, HARVEY KEVIN, KAGLE ROBERT, Cohler Matt
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 8,038,585 |
Reported balance
After 2021-10-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-10-22 · Conversion · Acquired 8,038,585 · Balance 8,038,585 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 8,731,003 |
Reported balance
After 2021-10-22 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-10-22 · Conversion · Acquired 692,418 · Balance 8,731,003 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 8,948,625 |
Reported balance
After 2021-10-22 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2021-10-22 · Conversion · Acquired 217,622 · Balance 8,948,625 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 290,162 |
Reported balance
After 2021-10-22 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2021-10-22 · Conversion · Acquired 290,162 · Balance 290,162 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2021-10-22 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-10-22 · Conversion · Disposed 8,038,585 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2021-10-22 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-10-22 · Conversion · Disposed 692,418 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2021-10-22 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-10-22 · Conversion · Disposed 217,622 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2021-10-22 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-10-22 · Conversion · Disposed 290,162 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering.
F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities.
Elastic N.V.
Report date September 27, 2021 · Filed September 29, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 105,699 |
Reported balance
After 2021-09-27 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2021-09-27 · Sale · Disposed 32,880 · Balance 105,699 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $163.10 to $164.08, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (4) through (11) to this Form 4. F2: The ordinary shares are held of record by the Peter Fenton Trust for which the reporting person serves as trustee (the "Trust"). F3: On prior Forms 4, the ordinary shares held indirectly by the reporting person were aggregated and reported as held by Peter H. Fenton's trusts. These shares are now reported as held by the Trust and the Peter Fenton Revocable Trust for which the reporting person serves as trustee (the "Revocable Trust"). |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 90,579 |
Reported balance
After 2021-09-27 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2021-09-27 · Sale · Disposed 15,120 · Balance 90,579 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $164.10 to $164.54, inclusive. F2: The ordinary shares are held of record by the Peter Fenton Trust for which the reporting person serves as trustee (the "Trust"). |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 87,817 |
Reported balance
After 2021-09-28 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2021-09-28 · Sale · Disposed 2,762 · Balance 87,817 F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.90 to $153.89, inclusive. F2: The ordinary shares are held of record by the Peter Fenton Trust for which the reporting person serves as trustee (the "Trust"). |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 85,028 |
Reported balance
After 2021-09-28 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2021-09-28 · Sale · Disposed 2,789 · Balance 85,028 F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.91 to $154.90, inclusive. F2: The ordinary shares are held of record by the Peter Fenton Trust for which the reporting person serves as trustee (the "Trust"). |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 82,934 |
Reported balance
After 2021-09-28 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2021-09-28 · Sale · Disposed 2,094 · Balance 82,934 F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.94 to $155.90, inclusive. F2: The ordinary shares are held of record by the Peter Fenton Trust for which the reporting person serves as trustee (the "Trust"). |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 80,478 |
Reported balance
After 2021-09-28 transaction · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · 2021-09-28 · Sale · Disposed 2,456 · Balance 80,478 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.98 to $156.93, inclusive. F2: The ordinary shares are held of record by the Peter Fenton Trust for which the reporting person serves as trustee (the "Trust"). |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 80,144 |
Reported balance
After 2021-09-28 transaction · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · 2021-09-28 · Sale · Disposed 334 · Balance 80,144 F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.00 to $157.955, inclusive. F2: The ordinary shares are held of record by the Peter Fenton Trust for which the reporting person serves as trustee (the "Trust"). |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 79,717 |
Reported balance
After 2021-09-28 transaction · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · 2021-09-28 · Sale · Disposed 427 · Balance 79,717 F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $158.555 to $159.48, inclusive. F2: The ordinary shares are held of record by the Peter Fenton Trust for which the reporting person serves as trustee (the "Trust"). |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 79,537 |
Reported balance
After 2021-09-28 transaction · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · 2021-09-28 · Sale · Disposed 180 · Balance 79,537 F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $159.645 to $160.01, inclusive. F2: The ordinary shares are held of record by the Peter Fenton Trust for which the reporting person serves as trustee (the "Trust"). |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 75,161 |
Reported balance
Holding disclosure · report date 2021-09-27 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 75,161 F12: The ordinary shares are held of record by the Revocable Trust. |
| Ordinary SharesSEC Table I · non-derivative | Direct | 1,487 |
Reported balance
Holding disclosure · report date 2021-09-27 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 1,487 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $163.10 to $164.08, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (4) through (11) to this Form 4.
F2: The ordinary shares are held of record by the Peter Fenton Trust for which the reporting person serves as trustee (the "Trust").
F3: On prior Forms 4, the ordinary shares held indirectly by the reporting person were aggregated and reported as held by Peter H. Fenton's trusts. These shares are now reported as held by the Trust and the Peter Fenton Revocable Trust for which the reporting person serves as trustee (the "Revocable Trust").
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $164.10 to $164.54, inclusive.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.90 to $153.89, inclusive.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.91 to $154.90, inclusive.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.94 to $155.90, inclusive.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.98 to $156.93, inclusive.
F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.00 to $157.955, inclusive.
F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $158.555 to $159.48, inclusive.
F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $159.645 to $160.01, inclusive.
F12: The ordinary shares are held of record by the Revocable Trust.
NEW RELIC, INC.
Report date August 15, 2020 · Filed August 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,461 |
Ending reported balance
After 2020-08-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-08-15 · Exercise / conversion · Acquired 325 · Balance 1,882 Row 2 · 2020-08-15 · Exercise / conversion · Acquired 1,579 · Balance 3,461 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 975 |
Reported balance
After 2020-08-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-08-15 · Exercise / conversion · Disposed 325 · Balance 975 F3: The shares subject to the award vest in four equal quarterly installments measured from May 15, 2020, with the first such installment vesting on August 15, 2020, subject to continuous service to the Company through such dates. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2020-08-15 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-08-15 · Exercise / conversion · Disposed 1,579 · Balance 0 F4: All of the shares subject to the award shall vest in one installment on August 15, 2020, subject to continuous service to the Company through such date. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 105,914 |
Reported balance
Holding disclosure · report date 2020-08-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 105,914 F1: Shares are owned directly by Fenton Family Trust UA November 7, 2007. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 617 |
Reported balance
Holding disclosure · report date 2020-08-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 617 F2: Shares are owned directly by Peter Fenton Trust dated September 11, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares are owned directly by Fenton Family Trust UA November 7, 2007.
F2: Shares are owned directly by Peter Fenton Trust dated September 11, 2018.
F3: The shares subject to the award vest in four equal quarterly installments measured from May 15, 2020, with the first such installment vesting on August 15, 2020, subject to continuous service to the Company through such dates.
F4: All of the shares subject to the award shall vest in one installment on August 15, 2020, subject to continuous service to the Company through such date.
Nextdoor Holdings, Inc.
Report date November 05, 2021 · Filed November 09, 2021
Jointly reported with SPURLOCK STEVEN M, Hu An-Yen, Cohler Matt, LASKY MITCHELL, Puttagunta Chetan, Tavel Sarah E, Vishria Eric
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2021-11-05 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F2: Represents shares of Class B Common Stock of the Company received pursuant to a business combination (the "Business Combination") which was effectuated in accordance with the terms of an Agreement and Plan of Merger dated as of July 6, 2021, entered into by and among: (i) Khosla Ventures Acquisition Co. II (the "Issuer"), a Delaware corporation; (ii) Lorelei Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of the Issuer; and (iii) Nextdoor, Inc. ("Original Nextdoor"), a Delaware corporation. As a result of the Business Combination, Original Nextdoor became a wholly owned subsidiary of the Issuer and the Issuer was renamed "Nextdoor Holdings, Inc." Upon completion of the Business Combination, the reporting person's shares of the stock of Original Nextdoor were exchanged for shares of Class B Common Stock of the Issuer based on an exchange ratio of approximately 3.1057 to 1. F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock of the Issuer at the election of the holder any time; provided; however, that each share of Class B Common Stock shall automatically be converted into Class A Common Stock on a one for one basis on the earlier of the: (i) tenth anniversary of completion of the Business Combination or (ii) date specified by the affirmative vote of the holders of two thirds of the Class B Common Stock then outstanding. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value (subject to certain exceptions). F3: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. J. William Gurley, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta, Steven M. Spurlock, Sarah E. Tavel, and Eric Vishria are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the shares beneficially held by such entities. F4: Each such person and entity disclaims the existence of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock of the Issuer at the election of the holder any time; provided; however, that each share of Class B Common Stock shall automatically be converted into Class A Common Stock on a one for one basis on the earlier of the: (i) tenth anniversary of completion of the Business Combination or (ii) date specified by the affirmative vote of the holders of two thirds of the Class B Common Stock then outstanding. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value (subject to certain exceptions).
F2: Represents shares of Class B Common Stock of the Company received pursuant to a business combination (the "Business Combination") which was effectuated in accordance with the terms of an Agreement and Plan of Merger dated as of July 6, 2021, entered into by and among: (i) Khosla Ventures Acquisition Co. II (the "Issuer"), a Delaware corporation; (ii) Lorelei Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of the Issuer; and (iii) Nextdoor, Inc. ("Original Nextdoor"), a Delaware corporation. As a result of the Business Combination, Original Nextdoor became a wholly owned subsidiary of the Issuer and the Issuer was renamed "Nextdoor Holdings, Inc." Upon completion of the Business Combination, the reporting person's shares of the stock of Original Nextdoor were exchanged for shares of Class B Common Stock of the Issuer based on an exchange ratio of approximately 3.1057 to 1.
F3: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. J. William Gurley, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta, Steven M. Spurlock, Sarah E. Tavel, and Eric Vishria are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the shares beneficially held by such entities.
F4: Each such person and entity disclaims the existence of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
Uber Technologies, Inc
Report date May 14, 2019 · Filed May 15, 2019
Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, DUNLEVIE BRUCE, GURLEY J WILLIAM, HARVEY KEVIN, KAGLE ROBERT, LASKY MITCHELL
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 126,216,840 |
Reported balance
After 2019-05-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-05-14 · Conversion · Acquired 126,216,840 · Balance 126,216,840 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 133,269,520 |
Reported balance
After 2019-05-14 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2019-05-14 · Conversion · Acquired 7,052,680 · Balance 133,269,520 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 146,480,723 |
Reported balance
After 2019-05-14 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2019-05-14 · Conversion · Acquired 13,211,203 · Balance 146,480,723 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 3,598,034 |
Reported balance
After 2019-05-14 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2019-05-14 · Conversion · Acquired 3,598,034 · Balance 3,598,034 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2019-05-14 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-05-14 · Conversion · Disposed 126,216,840 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2019-05-14 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-05-14 · Conversion · Disposed 7,052,680 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series Seed Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2019-05-14 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-05-14 · Conversion · Disposed 13,211,203 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series C-1 Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2019-05-14 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-05-14 · Conversion · Disposed 3,598,034 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering.
F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities.
YELP INC
Report date March 01, 2018 · Filed March 05, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,970 |
Reported balance
After 2018-03-01 transaction · row 1
1 source rowRow 1 · 2018-03-01 · Grant · Acquired 697 · Balance 2,970 F1: Represents the grant of restricted stock units that vest in equal quarterly installments over one year from the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the grant of restricted stock units that vest in equal quarterly installments over one year from the date of grant.
ZUORA INC
Report date June 15, 2020 · Filed June 17, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 3,077,317 |
Reported balance
After 2020-06-15 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-06-15 · Conversion · Acquired 3,077,317 · Balance 3,077,317 F1: Shares are held by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of each of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each reporting person disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such reporting persons' pecuniary interest in such securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2020-06-15 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-06-15 · Other · Disposed 3,077,317 · Balance 0 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F1: Shares are held by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of each of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each reporting person disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such reporting persons' pecuniary interest in such securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 363,499 |
Reported balance
After 2020-06-15 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2020-06-15 · Other · Acquired 91,996 · Balance 363,499 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F3: Shares are held by Peter H. Fenton's trust. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2020-06-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-06-15 · Conversion · Disposed 3,077,317 · Balance 0 F4: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date. F5: Not applicable. F1: Shares are held by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of each of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each reporting person disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such reporting persons' pecuniary interest in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares are held by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of each of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each reporting person disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such reporting persons' pecuniary interest in such securities.
F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns.
F3: Shares are held by Peter H. Fenton's trust.
F4: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date.
F5: Not applicable.
Zendesk, Inc.
Report date August 15, 2017 · Filed August 16, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,874 |
Reported balance
After 2017-08-15 transaction · row 1
1 source rowRow 1 · 2017-08-15 · Grant · Acquired 442 · Balance 7,874 F1: Pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Policy, the Reporting Person has elected to receive fully-vested restricted stock units in lieu of the retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The number of shares of common stock issuable pursuant to the restricted stock units represents the quotient of (i) one-quarter of all applicable annual retainer fees divided by (ii) the average closing price of the Issuer's common stock over the 30 trading days prior to the date of grant. F2: Restricted stock units convert into common stock on a one-for-one basis. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 446,556 |
Reported balance
Holding disclosure · report date 2017-08-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 446,556 F3: Shares are owned directly by Peter H. Fenton's family trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Policy, the Reporting Person has elected to receive fully-vested restricted stock units in lieu of the retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The number of shares of common stock issuable pursuant to the restricted stock units represents the quotient of (i) one-quarter of all applicable annual retainer fees divided by (ii) the average closing price of the Issuer's common stock over the 30 trading days prior to the date of grant.
F2: Restricted stock units convert into common stock on a one-for-one basis.
F3: Shares are owned directly by Peter H. Fenton's family trust.
Past disclosures · reporting ended (8)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
1Life Healthcare Inc
Report date August 24, 2020 · Filed August 26, 2020
Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, GURLEY J WILLIAM, HARVEY KEVIN, KAGLE ROBERT, LASKY MITCHELL
Section 16 reporting ended · disclosed 2020-08-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 10,129,610 |
Reported balance
After 2020-08-24 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-08-24 · Other · Disposed 3,500,000 · Balance 10,129,610 F1: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners V, L.P. ("BCP V") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F2: Shares are held directly by BCP V, as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over the securities. Bruce W. Dunlevie, a member of the Issuer's board of directors, Alexandre Balkanski, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 216,048 |
Reported balance
After 2020-08-24 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-08-24 · Other · Acquired 216,048 · Balance 216,048 F1: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners V, L.P. ("BCP V") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F3: Shares owned directly by Kevin R. Harvey's family trust. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 152,642 |
Reported balance
After 2020-08-24 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2020-08-24 · Other · Acquired 152,642 · Balance 152,642 F1: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners V, L.P. ("BCP V") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F4: Shares owned directly by entities controlled by Alexandre Balkanski. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 143,584 |
Reported balance
After 2020-08-24 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2020-08-24 · Other · Acquired 143,584 · Balance 143,584 F1: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners V, L.P. ("BCP V") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F6: Shares owned directly by entities controlled by J. William Gurley. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 35,896 |
Reported balance
After 2020-08-24 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2020-08-24 · Other · Acquired 35,896 · Balance 35,896 F1: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners V, L.P. ("BCP V") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F7: Shares owned directly by Steven M. Spurlock's family trust. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 134,526 |
Reported balance
After 2020-08-24 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2020-08-24 · Other · Acquired 134,526 · Balance 134,526 F1: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners V, L.P. ("BCP V") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F8: Shares owned directly by Peter H. Fenton's family trust. |
| Common StockSEC Table I · non-derivative | Direct | 143,584 |
Reported balance
After 2020-08-24 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2020-08-24 · Other · Acquired 143,584 · Balance 143,584 F1: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners V, L.P. ("BCP V") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F5: Shares owned directly by Robert C. Kagle. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a pro-rata, in-kind distribution by Benchmark Capital Partners V, L.P. ("BCP V") and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees.
F2: Shares are held directly by BCP V, as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over the securities. Bruce W. Dunlevie, a member of the Issuer's board of directors, Alexandre Balkanski, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F3: Shares owned directly by Kevin R. Harvey's family trust.
F4: Shares owned directly by entities controlled by Alexandre Balkanski.
F5: Shares owned directly by Robert C. Kagle.
F6: Shares owned directly by entities controlled by J. William Gurley.
F7: Shares owned directly by Steven M. Spurlock's family trust.
F8: Shares owned directly by Peter H. Fenton's family trust.
Amplitude, Inc.
Report date November 30, 2022 · Filed December 02, 2022
Jointly reported with Hu An-Yen, Cohler Matt, GURLEY J WILLIAM, LASKY MITCHELL, Puttagunta Chetan, Tavel Sarah E
Section 16 reporting ended · disclosed 2022-12-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,526,430 |
Reported balance
After 2022-11-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-11-30 · Conversion · Acquired 1,526,430 · Balance 1,526,430 F1: Conversion of a derivative security in accordance of its terms. F2: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2022-11-30 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2022-11-30 · Other · Disposed 1,526,430 · Balance 0 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F2: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 365,055 |
Reported balance
After 2022-11-30 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2022-11-30 · Other · Acquired 88,151 · Balance 365,055 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F4: Shares are held by Matthew R. Cohler's trust entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 205,497 |
Reported balance
After 2022-11-30 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2022-11-30 · Other · Acquired 60,910 · Balance 205,497 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F5: Shares are held by Peter H. Fenton's trust entities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 3,064 |
Reported balance
After 2022-11-30 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2022-11-30 · Other · Acquired 3,064 · Balance 3,064 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F6: Shares are held by Peter H. Fenton's family partnership. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 15,864 |
Reported balance
After 2022-11-30 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2022-11-30 · Other · Acquired 3,007 · Balance 15,864 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F7: Shares are held by Mitchell H. Lasky's family partnership. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 323,551 |
Reported balance
After 2022-11-30 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2022-11-30 · Other · Acquired 75,672 · Balance 323,551 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F8: Shares are held by Mitchell H. Lasky's trust entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 6,014 |
Reported balance
After 2022-11-30 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2022-11-30 · Other · Acquired 6,014 · Balance 6,014 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F9: Shares are held by J. William Gurley's family partnerships. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 145,830 |
Reported balance
After 2022-11-30 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2022-11-30 · Other · Acquired 72,665 · Balance 145,830 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F10: Shares are held by J. William Gurley's trust entity |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 160,882 |
Reported balance
After 2022-11-30 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2022-11-30 · Other · Acquired 45,795 · Balance 160,882 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F11: Shares are held by Sarah Tavel. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,302 |
Reported balance
After 2022-11-30 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2022-11-30 · Other · Acquired 531 · Balance 1,302 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F12: Shares held by An-Yen Hu's trust entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 10,285 |
Reported balance
After 2022-11-30 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2022-11-30 · Other · Acquired 10,285 · Balance 10,285 F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F13: Shares held by Chetan Puttagunta. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 6,211,438 |
Reported balance
After 2022-11-30 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2022-11-30 · Conversion · Disposed 1,526,430 · Balance 6,211,438 F14: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period). F2: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Conversion of a derivative security in accordance of its terms.
F2: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F3: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees.
F4: Shares are held by Matthew R. Cohler's trust entity.
F5: Shares are held by Peter H. Fenton's trust entities.
F6: Shares are held by Peter H. Fenton's family partnership.
F7: Shares are held by Mitchell H. Lasky's family partnership.
F8: Shares are held by Mitchell H. Lasky's trust entity.
F9: Shares are held by J. William Gurley's family partnerships.
F10: Shares are held by J. William Gurley's trust entity
F11: Shares are held by Sarah Tavel.
F12: Shares held by An-Yen Hu's trust entity.
F13: Shares held by Chetan Puttagunta.
F14: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period).
Cloudera, Inc.
Report date October 08, 2021 · Filed October 13, 2021
Section 16 reporting ended · disclosed 2021-10-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-10-08 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-10-08 · Exercise / conversion · Acquired 14,521 · Balance 1,068,801 F3: Pursuant to the Merger Agreement, each Restricted Stock Unit held by the Reporting Person was cancelled in exchange for the Merger Consideration. Row 2 · 2021-10-08 · Disposition to issuer · Disposed 1,068,801 · Balance 0 F1: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company, each outstanding share of common stock, par value $0.01 per share, of the Company ("Company Share") (other than Owned Company Shares or Dissenting Company Shares) was thereupon canceled and converted into the right to receive $16.00 in cash (the "Merger Consideration"), with the Company surviving the merger. F2: Pursuant to the Merger Agreement, the Reporting Person disposed of all Company Shares beneficially owned by it, and received the Merger Consideration for each Company Share. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-10-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-10-08 · Exercise / conversion · Disposed 14,521 · Balance 0 F3: Pursuant to the Merger Agreement, each Restricted Stock Unit held by the Reporting Person was cancelled in exchange for the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company, each outstanding share of common stock, par value $0.01 per share, of the Company ("Company Share") (other than Owned Company Shares or Dissenting Company Shares) was thereupon canceled and converted into the right to receive $16.00 in cash (the "Merger Consideration"), with the Company surviving the merger.
F2: Pursuant to the Merger Agreement, the Reporting Person disposed of all Company Shares beneficially owned by it, and received the Merger Consideration for each Company Share.
F3: Pursuant to the Merger Agreement, each Restricted Stock Unit held by the Reporting Person was cancelled in exchange for the Merger Consideration.
Confluent, Inc.
Report date November 30, 2022 · Filed December 02, 2022
Jointly reported with Hu An-Yen, Cohler Matt, GURLEY J WILLIAM, LASKY MITCHELL, Puttagunta Chetan, Tavel Sarah E
Section 16 reporting ended · disclosed 2022-12-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 3,862,593 |
Reported balance
After 2022-11-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-11-30 · Conversion · Acquired 3,862,593 · Balance 3,862,593 F1: Shares are held by Benchmark Capital Partners VIII, L.P. ("BCP VIII"), for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of each of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and investment power over such shares. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and investment power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2022-11-30 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2022-11-30 · Other · Disposed 3,862,593 · Balance 0 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F1: Shares are held by Benchmark Capital Partners VIII, L.P. ("BCP VIII"), for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of each of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and investment power over such shares. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and investment power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,690,388 |
Reported balance
After 2022-11-30 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2022-11-30 · Other · Acquired 90,484 · Balance 1,690,388 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F3: Shares are held by Matthew R. Cohler's trust entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,023,779 |
Reported balance
After 2022-11-30 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2022-11-30 · Other · Acquired 36,101 · Balance 1,023,779 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F4: Shares are held by Peter H. Fenton's trust entities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 10,563 |
Reported balance
After 2022-11-30 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2022-11-30 · Other · Acquired 10,563 · Balance 10,563 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F5: Shares are held by Peter H. Fenton's family partnership. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 31,041 |
Reported balance
After 2022-11-30 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2022-11-30 · Other · Acquired 10,347 · Balance 31,041 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F6: Shares are held by Mitchell H. Lasky's family partnership. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,311,584 |
Reported balance
After 2022-11-30 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2022-11-30 · Other · Acquired 47,549 · Balance 1,311,584 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F7: Shares are held by Mitchell H. Lasky's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 20,694 |
Reported balance
After 2022-11-30 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2022-11-30 · Other · Acquired 20,694 · Balance 20,694 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F8: Shares are held by J. William Gurley's family partnerships |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,411,999 |
Reported balance
After 2022-11-30 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2022-11-30 · Other · Acquired 37,201 · Balance 1,411,999 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F9: Shares are held by J. William Gurley's trust entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 970,369 |
Reported balance
After 2022-11-30 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2022-11-30 · Other · Acquired 15,577 · Balance 970,369 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F10: Shares are held by Sarah Tavel. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 12,036 |
Reported balance
After 2022-11-30 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2022-11-30 · Other · Acquired 42 · Balance 12,036 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F11: Shares held by An-Yen Hu's trust entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 154,249 |
Reported balance
After 2022-11-30 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2022-11-30 · Other · Acquired 3,478 · Balance 154,249 F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F12: Shares held by Chetan Puttagunta's trust entity. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 14,160,846 |
Reported balance
After 2022-11-30 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2022-11-30 · Conversion · Disposed 3,862,593 · Balance 14,160,846 F13: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1: Shares are held by Benchmark Capital Partners VIII, L.P. ("BCP VIII"), for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of each of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and investment power over such shares. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and investment power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares are held by Benchmark Capital Partners VIII, L.P. ("BCP VIII"), for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of each of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and investment power over such shares. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and investment power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F2: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees.
F3: Shares are held by Matthew R. Cohler's trust entity.
F4: Shares are held by Peter H. Fenton's trust entities.
F5: Shares are held by Peter H. Fenton's family partnership.
F6: Shares are held by Mitchell H. Lasky's family partnership.
F7: Shares are held by Mitchell H. Lasky's family trust.
F8: Shares are held by J. William Gurley's family partnerships
F9: Shares are held by J. William Gurley's trust entity.
F10: Shares are held by Sarah Tavel.
F11: Shares held by An-Yen Hu's trust entity.
F12: Shares held by Chetan Puttagunta's trust entity.
F13: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
Hortonworks, Inc.
Report date January 02, 2019 · Filed January 03, 2019
Section 16 reporting ended · disclosed 2019-01-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-01-03 transaction · row 4
2 source rows · reconciled sequenceRow 1 · 2019-01-02 · Grant · Acquired 11,920 · Balance 61,830 F1: Exempt grant of restricted stock units under the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan, which were accelerated in connection with the Merger (as defined below). Row 4 · 2019-01-03 · Other · Disposed 61,830 · Balance 0 F4: On January 3, 2019, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 3, 2018, by and among Cloudera, Inc. ("Cloudera"), Issuer, and Surf Merger Corporation ("Merger Sub"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a direct wholly-owned subsidiary of Cloudera (the "Merger"). Pursuant to the Merger, the Issuer's stockholders received the right to receive 1.305 shares of common stock, par value $0.00005 per share, of Cloudera (the "Merger Consideration") for each share of the Issuer's stock that they own. F5: (Continued from Footnote 4) Pursuant to the Merger, the Reporting Person disposed of all shares of Issuer common stock beneficially owned by it, including the 61,830 shares that were held directly by the Reporting Person, the 302,697 shares that were held directly by Benchmark Capital Partners VI, L.P., and the 6,336,803 shares that were held directly by Benchmark Capital Partners VII, L.P., and received the Merger Consideration for each share of Issuer common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy Benchmark Capital Partners VI, L.P. | 0 |
Reported balance
After 2019-01-03 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2019-01-03 · Other · Disposed 302,697 · Balance 0 F4: On January 3, 2019, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 3, 2018, by and among Cloudera, Inc. ("Cloudera"), Issuer, and Surf Merger Corporation ("Merger Sub"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a direct wholly-owned subsidiary of Cloudera (the "Merger"). Pursuant to the Merger, the Issuer's stockholders received the right to receive 1.305 shares of common stock, par value $0.00005 per share, of Cloudera (the "Merger Consideration") for each share of the Issuer's stock that they own. F5: (Continued from Footnote 4) Pursuant to the Merger, the Reporting Person disposed of all shares of Issuer common stock beneficially owned by it, including the 61,830 shares that were held directly by the Reporting Person, the 302,697 shares that were held directly by Benchmark Capital Partners VI, L.P., and the 6,336,803 shares that were held directly by Benchmark Capital Partners VII, L.P., and received the Merger Consideration for each share of Issuer common stock. F2: Shares held of record by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for BCP VI, Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and investment power over such shares. Peter H. Fenton is a managing member of BCMC VI, which serves as general partner to BCP VI, BFF VI and BFF VI-B, and may be deemed to share voting and investment power over the shares beneficially held by such entities. Mr. Fenton and each such entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities). |
| Common StockSEC Table I · non-derivative | IndirectBy Benchmark Capital Partners VI, L.P. | 302,697 |
Reported balance
Holding disclosure · report date 2019-01-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 302,697 F2: Shares held of record by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for BCP VI, Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and investment power over such shares. Peter H. Fenton is a managing member of BCMC VI, which serves as general partner to BCP VI, BFF VI and BFF VI-B, and may be deemed to share voting and investment power over the shares beneficially held by such entities. Mr. Fenton and each such entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities). |
| Common StockSEC Table I · non-derivative | IndirectBy Benchmark Capital Partners VII, L.P. | 0 |
Reported balance
After 2019-01-03 transaction · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · 2019-01-03 · Other · Disposed 6,336,803 · Balance 0 F4: On January 3, 2019, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 3, 2018, by and among Cloudera, Inc. ("Cloudera"), Issuer, and Surf Merger Corporation ("Merger Sub"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a direct wholly-owned subsidiary of Cloudera (the "Merger"). Pursuant to the Merger, the Issuer's stockholders received the right to receive 1.305 shares of common stock, par value $0.00005 per share, of Cloudera (the "Merger Consideration") for each share of the Issuer's stock that they own. F5: (Continued from Footnote 4) Pursuant to the Merger, the Reporting Person disposed of all shares of Issuer common stock beneficially owned by it, including the 61,830 shares that were held directly by the Reporting Person, the 302,697 shares that were held directly by Benchmark Capital Partners VI, L.P., and the 6,336,803 shares that were held directly by Benchmark Capital Partners VII, L.P., and received the Merger Consideration for each share of Issuer common stock. F3: Shares held of record by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Peter H. Fenton is a managing member of BCMC VII, which serves as general partner to BCP VII, BFF VII and BFF VII-B, and may be deemed to share voting and investment power over the shares beneficially held by such entities. Mr. Fenton and each such entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities). |
| Common StockSEC Table I · non-derivative | IndirectBy Benchmark Capital Partners VII, L.P. | 6,336,803 |
Reported balance
Holding disclosure · report date 2019-01-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,336,803 F3: Shares held of record by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Peter H. Fenton is a managing member of BCMC VII, which serves as general partner to BCP VII, BFF VII and BFF VII-B, and may be deemed to share voting and investment power over the shares beneficially held by such entities. Mr. Fenton and each such entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities). |
Filing footnotes · ownership attribution and instrument terms
F1: Exempt grant of restricted stock units under the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan, which were accelerated in connection with the Merger (as defined below).
F2: Shares held of record by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for BCP VI, Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and investment power over such shares. Peter H. Fenton is a managing member of BCMC VI, which serves as general partner to BCP VI, BFF VI and BFF VI-B, and may be deemed to share voting and investment power over the shares beneficially held by such entities. Mr. Fenton and each such entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).
F3: Shares held of record by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Peter H. Fenton is a managing member of BCMC VII, which serves as general partner to BCP VII, BFF VII and BFF VII-B, and may be deemed to share voting and investment power over the shares beneficially held by such entities. Mr. Fenton and each such entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).
F4: On January 3, 2019, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 3, 2018, by and among Cloudera, Inc. ("Cloudera"), Issuer, and Surf Merger Corporation ("Merger Sub"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a direct wholly-owned subsidiary of Cloudera (the "Merger"). Pursuant to the Merger, the Issuer's stockholders received the right to receive 1.305 shares of common stock, par value $0.00005 per share, of Cloudera (the "Merger Consideration") for each share of the Issuer's stock that they own.
F5: (Continued from Footnote 4) Pursuant to the Merger, the Reporting Person disposed of all shares of Issuer common stock beneficially owned by it, including the 61,830 shares that were held directly by the Reporting Person, the 302,697 shares that were held directly by Benchmark Capital Partners VI, L.P., and the 6,336,803 shares that were held directly by Benchmark Capital Partners VII, L.P., and received the Merger Consideration for each share of Issuer common stock.
Stitch Fix, Inc.
Report date June 22, 2021 · Filed June 24, 2021
Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, Cohler Matt, DUNLEVIE BRUCE, HARVEY KEVIN, KAGLE ROBERT, LASKY MITCHELL, Vishria Eric
Section 16 reporting ended · disclosed 2021-06-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,816,532 |
Reported balance
After 2021-06-22 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2021-06-22 · Conversion · Acquired 1,816,532 · Balance 1,816,532 F1: Shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 283,468 |
Reported balance
After 2021-06-22 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2021-06-22 · Conversion · Acquired 283,468 · Balance 283,468 F2: Shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for BCP VI, Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and investment power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2021-06-22 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2021-06-22 · Other · Disposed 1,816,532 · Balance 0 F3: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F1: Shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2021-06-22 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2021-06-22 · Other · Disposed 283,468 · Balance 0 F4: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F2: Shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for BCP VI, Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and investment power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 27,882 |
Reported balance
After 2021-06-22 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2021-06-22 · Other · Acquired 27,882 · Balance 27,882 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F6: Shares are held by Steven M. Spurlock's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 18,597 |
Reported balance
After 2021-06-22 transaction · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · 2021-06-22 · Other · Acquired 18,597 · Balance 18,597 F4: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F7: Shares are held by limited partnerships controlled by Alexandre Balkanski. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 6,722 |
Reported balance
After 2021-06-22 transaction · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · 2021-06-22 · Other · Acquired 6,722 · Balance 6,722 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F8: Shares are held by Alexandre Balkanski's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 10,782 |
Reported balance
After 2021-06-22 transaction · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · 2021-06-22 · Other · Acquired 10,782 · Balance 10,782 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F9: Shares are held by Matthew R. Cohler's trust entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 78,885 |
Reported balance
After 2021-06-22 transaction · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · 2021-06-22 · Other · Acquired 78,885 · Balance 78,885 F3: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F10: Shares are held by a limited liability company controlled by Matthew R. Cohler. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 25,491 |
Reported balance
After 2021-06-22 transaction · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · 2021-06-22 · Other · Acquired 25,491 · Balance 25,491 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F11: Shares are held by entities controlled by Bruce W. Dunlevie. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 92,574 |
Reported balance
After 2021-06-22 transaction · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · 2021-06-22 · Other · Acquired 92,574 · Balance 92,574 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F12: Shares are held by Bruce W. Dunlevie's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 101,658 |
Reported balance
After 2021-06-22 transaction · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · 2021-06-22 · Other · Acquired 56,249 · Balance 101,658 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F13: Shares are held by Peter H. Fenton's trust entities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 164,978 |
Reported balance
After 2021-06-22 transaction · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · 2021-06-22 · Other · Acquired 44,816 · Balance 164,978 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F14: Shares are held by entities controlled by Kevin R. Harvey. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 653,484 |
Reported balance
After 2021-06-22 transaction · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · 2021-06-22 · Other · Acquired 62,888 · Balance 653,484 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F15: Shares are held by Kevin R. Harvey's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 15,640 |
Reported balance
After 2021-06-22 transaction · row 16
Holding and transaction disclosures are not merged.
1 source rowRow 16 · 2021-06-22 · Other · Acquired 15,640 · Balance 15,640 F3: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F17: Shares are held by a limited partnership controlled by Robert C. Kagle. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 86,829 |
Reported balance
After 2021-06-22 transaction · row 17
Holding and transaction disclosures are not merged.
1 source rowRow 17 · 2021-06-22 · Other · Acquired 86,829 · Balance 86,829 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F18: Shares are held by Mitchell H. Lasky's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 4,997 |
Reported balance
After 2021-06-22 transaction · row 18
Holding and transaction disclosures are not merged.
1 source rowRow 18 · 2021-06-22 · Other · Acquired 1,720 · Balance 4,997 F3: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F19: Shares are held by an entity controlled by Mitchell H. Lasky. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,000,000 |
Reported balance
Holding disclosure · report date 2021-06-22 · row 20
Holding and transaction disclosures are not merged.
1 source rowRow 20 · Balance 1,000,000 F21: Shares are held by Benchmark Capital Partners IX, L.P. ("BCP IX"), as nominee for BCP IX, Benchmark Founders' Fund IX, L.P. ("BFF IX"), Benchmark Founders' Fund IX-A, L.P. ("BFF IX-A"), Benchmark Founders' Fund IX-B, L.P. ("BFF IX-B") and related persons. Benchmark Capital Management Co. IX, L.L.C. ("BCMC IX"), the general partner of each of BCP IX, BFF IX, BFF IX-A and BFF IX-B, may be deemed to have sole voting and investment power over such shares. Peter H. Fenton, J. William Gurley, Chetan Puttagunta, Steven M. Spurlock, Sara E. Tavel and Eric H. Vishria, the managing members of BCMC IX, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). |
| Class A Common StockSEC Table I · non-derivative | Direct | 40,395 |
Reported balance
After 2021-06-22 transaction · row 15
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 15 · 2021-06-22 · Other · Acquired 40,395 · Balance 40,395 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F16: Shares are held directly by Robert C. Kagle. |
| Class A Common StockSEC Table I · non-derivative | Direct | 1,420 |
Reported balance
After 2021-06-22 transaction · row 19
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 19 · 2021-06-22 · Other · Acquired 329 · Balance 1,420 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F20: Shares are held directly by Eric H. Vishria. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 5,468,828 |
Reported balance
After 2021-06-22 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2021-06-22 · Conversion · Disposed 1,816,532 · Balance 5,468,828 F22: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F23: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. F24: Not applicable. F1: Shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 853,407 |
Reported balance
After 2021-06-22 transaction · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · 2021-06-22 · Conversion · Disposed 283,468 · Balance 853,407 F22: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F23: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. F24: Not applicable. F2: Shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for BCP VI, Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and investment power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). |
Filing footnotes · ownership attribution and instrument terms
F1: Shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities).
F2: Shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for BCP VI, Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and investment power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities).
F3: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.
F4: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.
F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.
F6: Shares are held by Steven M. Spurlock's family trust.
F7: Shares are held by limited partnerships controlled by Alexandre Balkanski.
F8: Shares are held by Alexandre Balkanski's family trust.
F9: Shares are held by Matthew R. Cohler's trust entity.
F10: Shares are held by a limited liability company controlled by Matthew R. Cohler.
F11: Shares are held by entities controlled by Bruce W. Dunlevie.
F12: Shares are held by Bruce W. Dunlevie's family trust.
F13: Shares are held by Peter H. Fenton's trust entities.
F14: Shares are held by entities controlled by Kevin R. Harvey.
F15: Shares are held by Kevin R. Harvey's family trust.
F16: Shares are held directly by Robert C. Kagle.
F17: Shares are held by a limited partnership controlled by Robert C. Kagle.
F18: Shares are held by Mitchell H. Lasky's family trust.
F19: Shares are held by an entity controlled by Mitchell H. Lasky.
F20: Shares are held directly by Eric H. Vishria.
F21: Shares are held by Benchmark Capital Partners IX, L.P. ("BCP IX"), as nominee for BCP IX, Benchmark Founders' Fund IX, L.P. ("BFF IX"), Benchmark Founders' Fund IX-A, L.P. ("BFF IX-A"), Benchmark Founders' Fund IX-B, L.P. ("BFF IX-B") and related persons. Benchmark Capital Management Co. IX, L.L.C. ("BCMC IX"), the general partner of each of BCP IX, BFF IX, BFF IX-A and BFF IX-B, may be deemed to have sole voting and investment power over such shares. Peter H. Fenton, J. William Gurley, Chetan Puttagunta, Steven M. Spurlock, Sara E. Tavel and Eric H. Vishria, the managing members of BCMC IX, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities).
F22: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.
F23: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.
F24: Not applicable.
UPWORK, INC
Report date August 08, 2019 · Filed September 17, 2019 · Amendment
Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, DUNLEVIE BRUCE, GURLEY J WILLIAM, KAGLE ROBERT, LASKY MITCHELL
Section 16 reporting ended · disclosed 2019-09-17. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 9,852,570 |
Reported balance
After 2019-08-08 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2019-08-08 · Other · Disposed 3,000,000 · Balance 9,852,570 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F2: Shares are held directly by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities). |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 31,971 |
Reported balance
After 2019-08-08 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2019-08-08 · Other · Acquired 31,971 · Balance 31,971 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F3: Shares are held by Steven M. Spurlock's family trust. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 30,454 |
Reported balance
After 2019-08-09 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2019-08-09 · Sale · Disposed 1,517 · Balance 30,454 F4: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.51 to $16.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 113,272 |
Reported balance
After 2019-08-08 transaction · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · 2019-08-08 · Other · Acquired 113,272 · Balance 113,272 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F5: Shares are held by Alexandre Balkanski's family trust. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 16,305 |
Reported balance
After 2019-08-08 transaction · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · 2019-08-08 · Other · Acquired 16,305 · Balance 16,305 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F6: Shares are held by a limited partnership controlled by Alexandre Balkanski. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 106,285 |
Reported balance
After 2019-08-08 transaction · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · 2019-08-08 · Other · Acquired 106,285 · Balance 106,285 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F7: Shares are held by Bruce W. Dunlevie's family trust. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 35,677 |
Reported balance
After 2019-08-09 transaction · row 7
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 7 · 2019-08-09 · Sale · Disposed 70,608 · Balance 35,677 F8: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.04 to $16.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F7: Shares are held by Bruce W. Dunlevie's family trust. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 38,820 |
Reported balance
After 2019-08-08 transaction · row 8
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 8 · 2019-08-08 · Other · Acquired 38,820 · Balance 38,820 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F9: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 13,031 |
Reported balance
After 2019-08-09 transaction · row 9
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 9 · 2019-08-09 · Sale · Disposed 25,789 · Balance 13,031 F8: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.04 to $16.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 120,118 |
Reported balance
After 2019-08-08 transaction · row 10
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 10 · 2019-08-08 · Other · Acquired 120,118 · Balance 120,118 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F10: Shares are held by Peter H. Fenton's trust. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 114,049 |
Reported balance
After 2019-08-09 transaction · row 11
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 11 · 2019-08-09 · Sale · Disposed 6,069 · Balance 114,049 F4: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.51 to $16.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F10: Shares are held by Peter H. Fenton's trust. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 126,485 |
Reported balance
After 2019-08-08 transaction · row 12
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 12 · 2019-08-08 · Other · Acquired 126,485 · Balance 126,485 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F11: Shares are held by J. William Gurley's trust. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 120,416 |
Reported balance
After 2019-08-09 transaction · row 13
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 13 · 2019-08-09 · Sale · Disposed 6,069 · Balance 120,416 F4: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.51 to $16.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11: Shares are held by J. William Gurley's trust. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,398 |
Reported balance
After 2019-08-08 transaction · row 14
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 14 · 2019-08-08 · Other · Acquired 1,398 · Balance 1,398 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F12: Shares are held by a limited partnership controlled by J. William Gurley. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 121,813 |
Reported balance
After 2019-08-08 transaction · row 15
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 15 · 2019-08-08 · Other · Acquired 121,813 · Balance 121,813 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F13: Shares are held by Robert C. Kagle. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 56,365 |
Reported balance
After 2019-08-08 transaction · row 16
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 16 · 2019-08-08 · Other · Acquired 56,365 · Balance 56,365 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F14: Shares are held by Mitchell H. Lasky's family trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.
F2: Shares are held directly by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).
F3: Shares are held by Steven M. Spurlock's family trust.
F4: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.51 to $16.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: Shares are held by Alexandre Balkanski's family trust.
F6: Shares are held by a limited partnership controlled by Alexandre Balkanski.
F7: Shares are held by Bruce W. Dunlevie's family trust.
F8: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.04 to $16.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9: Shares are held by a limited partnership controlled by Bruce W. Dunlevie.
F10: Shares are held by Peter H. Fenton's trust.
F11: Shares are held by J. William Gurley's trust.
F12: Shares are held by a limited partnership controlled by J. William Gurley.
F13: Shares are held by Robert C. Kagle.
F14: Shares are held by Mitchell H. Lasky's family trust.
WeWork Inc.
Report date August 15, 2023 · Filed August 17, 2023
Jointly reported with DUNLEVIE BRUCE, LASKY MITCHELL, GURLEY J WILLIAM, HARVEY KEVIN, Cohler Matt
Section 16 reporting ended · disclosed 2023-08-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 14,065,009 |
Reported balance
After 2023-08-15 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2023-08-15 · Sale · Disposed 5,406,301 · Balance 14,065,009 F1: The shares were sold at prices ranging from $0.185 to $0.23. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: The shares are held by Benchmark Capital Partners VII (AIV), L.P. ("BCP AIV"), as nominee for itself and Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII") is the general partner of each of BCP AIV, BFF VII and BFF VII-B and may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey and Mitchell H. Lasky, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. F4: BCP AIV, for itself and as nominee for BFF VII and BFF VII-B, are a party to that certain Amended and Restated Stockholders Agreement (the "Stockholders Agreement") dated May 5, 2023 by and among the Issuer, BCP AIV, SVF Endurance (Cayman) Limited ("SVF 1") and SVF II WW Holdings (Cayman) Limited (together with SVF 1, the "Other Parties"). The Reporting Persons are managing members of BCMC VII, the general Partner of BCP AIV. Following the transactions reported on this Form 4, BCP AIV no longer has the right to designate a nominee to the Issuer's board of directors under the Stockholders Agreement, and as such, the Reporting Persons on this Form 4 no longer may be deemed to be members of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, with the Other Parties. F5: The parties to the Stockholders Agreement hold, in the aggregate, more than 10% of the shares of Class A Common Stock of the Issuer. The share ownership reported for the Reporting Persons does not include any securities of the Issuer owned by the Other Parties, and each of the Reporting Persons disclaim beneficial ownership of the securities beneficially owned by the Other Parties. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 9,735,654 |
Reported balance
After 2023-08-16 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2023-08-16 · Sale · Disposed 4,329,355 · Balance 9,735,654 F3: The shares were sold at prices ranging from $0.15 to $0.185. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: The shares are held by Benchmark Capital Partners VII (AIV), L.P. ("BCP AIV"), as nominee for itself and Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII") is the general partner of each of BCP AIV, BFF VII and BFF VII-B and may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey and Mitchell H. Lasky, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. F4: BCP AIV, for itself and as nominee for BFF VII and BFF VII-B, are a party to that certain Amended and Restated Stockholders Agreement (the "Stockholders Agreement") dated May 5, 2023 by and among the Issuer, BCP AIV, SVF Endurance (Cayman) Limited ("SVF 1") and SVF II WW Holdings (Cayman) Limited (together with SVF 1, the "Other Parties"). The Reporting Persons are managing members of BCMC VII, the general Partner of BCP AIV. Following the transactions reported on this Form 4, BCP AIV no longer has the right to designate a nominee to the Issuer's board of directors under the Stockholders Agreement, and as such, the Reporting Persons on this Form 4 no longer may be deemed to be members of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, with the Other Parties. F5: The parties to the Stockholders Agreement hold, in the aggregate, more than 10% of the shares of Class A Common Stock of the Issuer. The share ownership reported for the Reporting Persons does not include any securities of the Issuer owned by the Other Parties, and each of the Reporting Persons disclaim beneficial ownership of the securities beneficially owned by the Other Parties. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,000,000 |
Reported balance
Holding disclosure · report date 2023-08-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,000,000 F7: Shares are held by Mr. Dunlevie's family trust entity. |
| Class A Common StockSEC Table I · non-derivative | Direct | 15,052 |
Reported balance
Holding disclosure · report date 2023-08-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 15,052 F6: Shares are held by Mr. Dunlevie. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were sold at prices ranging from $0.185 to $0.23. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The shares are held by Benchmark Capital Partners VII (AIV), L.P. ("BCP AIV"), as nominee for itself and Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII") is the general partner of each of BCP AIV, BFF VII and BFF VII-B and may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey and Mitchell H. Lasky, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F3: The shares were sold at prices ranging from $0.15 to $0.185. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: BCP AIV, for itself and as nominee for BFF VII and BFF VII-B, are a party to that certain Amended and Restated Stockholders Agreement (the "Stockholders Agreement") dated May 5, 2023 by and among the Issuer, BCP AIV, SVF Endurance (Cayman) Limited ("SVF 1") and SVF II WW Holdings (Cayman) Limited (together with SVF 1, the "Other Parties"). The Reporting Persons are managing members of BCMC VII, the general Partner of BCP AIV. Following the transactions reported on this Form 4, BCP AIV no longer has the right to designate a nominee to the Issuer's board of directors under the Stockholders Agreement, and as such, the Reporting Persons on this Form 4 no longer may be deemed to be members of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, with the Other Parties.
F5: The parties to the Stockholders Agreement hold, in the aggregate, more than 10% of the shares of Class A Common Stock of the Issuer. The share ownership reported for the Reporting Persons does not include any securities of the Issuer owned by the Other Parties, and each of the Reporting Persons disclaim beneficial ownership of the securities beneficially owned by the Other Parties.
F6: Shares are held by Mr. Dunlevie.
F7: Shares are held by Mr. Dunlevie's family trust entity.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 90,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088871 · tm2223068-4_4seq1.xml · nonDerivative · entry 3 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,599,904 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F3 · ownership.nature: Shares are held by Matthew R. Cohler's trust entity. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 3,862,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088871 · tm2223068-4_4seq1.xml · nonDerivative · entry 2 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F2 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F1 · ownership.nature: Shares are held by Benchmark Capital Partners VIII, L.P. ("BCP VIII"), for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of each of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and investment power over such shares. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and investment power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass A Common Stock | 3,862,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088871 · tm2223068-4_4seq1.xml · nonDerivative · entry 1 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,862,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Shares are held by Benchmark Capital Partners VIII, L.P. ("BCP VIII"), for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of each of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and investment power over such shares. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and investment power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Amplitude, Inc. AMPL · Entity 4566 | ConversionClass B CommonStock · Derivative | 1,526,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088870 · tm2223068-3_4seq1.xml · derivative · entry 19 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,737,868 Underlying: Class A Common Stock · 1,526,430 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · derivative.exercise_price: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period). F15 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period). F15 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period). F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 747 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088870 · tm2223068-3_4seq1.xml · nonDerivative · entry 16 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 747 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F14 · ownership.nature: Shares held by Chetan Puttagunta's trust entity. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 9,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088870 · tm2223068-3_4seq1.xml · nonDerivative · entry 15 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 9,538 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F13 · ownership.nature: Shares held by Chetan Puttagunta. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 531 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088870 · tm2223068-3_4seq1.xml · nonDerivative · entry 14 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 771 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F12 · ownership.nature: Shares held by An-Yen Hu's trust entity. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 45,795 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088870 · tm2223068-3_4seq1.xml · nonDerivative · entry 11 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 160,882 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F11 · ownership.nature: Shares are held by Sarah Tavel. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 72,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088870 · tm2223068-3_4seq1.xml · nonDerivative · entry 10 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 73,165 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F10 · ownership.nature: Shares are held by J. William Gurley's trust entity Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 6,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088870 · tm2223068-3_4seq1.xml · nonDerivative · entry 9 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,014 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F9 · ownership.nature: Shares are held by J. William Gurley's family partnerships. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 75,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088870 · tm2223068-3_4seq1.xml · nonDerivative · entry 8 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 323,551 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F8 · ownership.nature: Shares are held by Mitchell H. Lasky's trust entity. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 3,007 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088870 · tm2223068-3_4seq1.xml · nonDerivative · entry 7 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,857 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F7 · ownership.nature: Shares are held by Mitchell H. Lasky's family partnership. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 63,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088870 · tm2223068-3_4seq1.xml · nonDerivative · entry 4 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 147,651 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F5 · ownership.nature: Shares are held by Peter H. Fenton's trust entities. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 88,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088870 · tm2223068-3_4seq1.xml · nonDerivative · entry 3 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 276,904 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F4 · ownership.nature: Shares are held by Matthew R. Cohler's trust entity. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Amplitude, Inc. AMPL · Entity 4566 | OtherClass A Common Stock | 1,526,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088870 · tm2223068-3_4seq1.xml · nonDerivative · entry 2 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees. F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:58 UTC | Amplitude, Inc. AMPL · Entity 4566 | ConversionClass A Common Stock | 1,526,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-088870 · tm2223068-3_4seq1.xml · nonDerivative · entry 1 Hu An-Yen · CIK 0001825956 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,526,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of a derivative security in accordance of its terms. F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 21:13 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 2,700 | $61.14 | $165,084.21 |
DisclosureSEC source: 0001104659-21-148160 · tm2135006-1_4seq1.xml · nonDerivative · entry 2 FENTON PETER H · CIK 0001219230 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 83,677 F3 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 7, 2021. The actual sale prices ranged from a low of $60.92 to a high of $61.315, inclusive. The Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F2 · ownership.nature: Shares are held by Peter H. Fenton's trust entities. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 21:13 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 63,143 | $60.25 | $3,804,586.75 |
DisclosureSEC source: 0001104659-21-148160 · tm2135006-1_4seq1.xml · nonDerivative · entry 1 FENTON PETER H · CIK 0001219230 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 86,377 F1 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 7, 2021. The actual sale prices ranged from a low of $59.92 to a high of $60.88, inclusive. The Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F2 · ownership.nature: Shares are held by Peter H. Fenton's trust entities. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 21:47 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 50,000 | $71.69 | $3,584,420.00 |
DisclosureSEC source: 0001104659-21-145480 · tm2134332d1_4.xml · nonDerivative · entry 1 FENTON PETER H · CIK 0001219230 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 149,520 F1 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 29, 2021. The actual sale prices ranged from a low of $71.12 to a high of $71.96, inclusive. The Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F2 · ownership.nature: Shares are held by Peter H. Fenton's trust entities. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 16:48 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 50,000 | $84.35 | $4,217,685.00 |
DisclosureSEC source: 0001104659-21-145481 · tm2134332d2_4.xml · nonDerivative · entry 1 FENTON PETER H · CIK 0001219230 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,142,677 F1 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 29, 2021. The actual sale prices ranged from a low of $83.79 to a high of $84.69, inclusive. The Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F2 · ownership.nature: Shares are held by Peter H. Fenton's trust entities. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:43 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 1,609 | $73.28 | $117,912.19 |
DisclosureSEC source: 0001104659-21-140216 · tm2133136d6_4.xml · nonDerivative · entry 13 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F15 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $73.075 to a high of $73.425, inclusive. The Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F9 · ownership.nature: Shares held by Chetan Puttagunta's trust entity. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:43 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 9,158 | $71.33 | $653,236.48 |
DisclosureSEC source: 0001104659-21-140216 · tm2133136d6_4.xml · nonDerivative · entry 12 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,609 F14 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $72.02 to a high of $72.965, inclusive. The Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F9 · ownership.nature: Shares held by Chetan Puttagunta's trust entity. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:43 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 14,011 | $71.70 | $1,004,570.49 |
DisclosureSEC source: 0001104659-21-140216 · tm2133136d6_4.xml · nonDerivative · entry 11 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,767 F13 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $71.02 to a high of $72.015, inclusive. The Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F9 · ownership.nature: Shares held by Chetan Puttagunta's trust entity. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:43 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 4,340 | $70.53 | $306,091.95 |
DisclosureSEC source: 0001104659-21-140216 · tm2133136d6_4.xml · nonDerivative · entry 10 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 24,778 F12 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $70.02 to a high of $70.98, inclusive. The Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F9 · ownership.nature: Shares held by Chetan Puttagunta's trust entity. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:43 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 1,663 | $69.45 | $115,500.84 |
DisclosureSEC source: 0001104659-21-140216 · tm2133136d6_4.xml · nonDerivative · entry 9 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 29,118 F11 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $68.98 to a high of $69.97, inclusive. The Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F9 · ownership.nature: Shares held by Chetan Puttagunta's trust entity. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:43 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 460 | $68.44 | $31,481.62 |
DisclosureSEC source: 0001104659-21-140216 · tm2133136d6_4.xml · nonDerivative · entry 8 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,781 F10 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $67.85 to a high of $68.8, inclusive. The Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F9 · ownership.nature: Shares held by Chetan Puttagunta's trust entity. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:43 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 139 | $73.05 | $10,153.48 |
DisclosureSEC source: 0001104659-21-140216 · tm2133136d6_4.xml · nonDerivative · entry 6 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F7 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $72.8 to a high of $73.5, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F8 · ownership.nature: Shares held by Chetan Puttagunta. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:43 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 198 | $72.36 | $14,327.08 |
DisclosureSEC source: 0001104659-21-140216 · tm2133136d6_4.xml · nonDerivative · entry 5 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 139 F6 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $71.8 to a high of $72.795, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F8 · ownership.nature: Shares held by Chetan Puttagunta. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:43 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 372 | $71.28 | $26,517.83 |
DisclosureSEC source: 0001104659-21-140216 · tm2133136d6_4.xml · nonDerivative · entry 4 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 337 F5 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $70.775 to a high of $71.77 inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F8 · ownership.nature: Shares held by Chetan Puttagunta. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:43 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 344 | $70.37 | $24,207.73 |
DisclosureSEC source: 0001104659-21-140216 · tm2133136d6_4.xml · nonDerivative · entry 3 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 709 F4 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $69.77 to a high of $70.765, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F8 · ownership.nature: Shares held by Chetan Puttagunta. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:43 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 144 | $69.28 | $9,975.83 |
DisclosureSEC source: 0001104659-21-140216 · tm2133136d6_4.xml · nonDerivative · entry 2 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,053 F3 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $68.65 to a high of $69.64, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F8 · ownership.nature: Shares held by Chetan Puttagunta. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:43 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 17 | $67.71 | $1,151.07 |
DisclosureSEC source: 0001104659-21-140216 · tm2133136d6_4.xml · nonDerivative · entry 1 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,197 F2 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $67.57 to a high of $67.85, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F8 · ownership.nature: Shares held by Chetan Puttagunta. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:42 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 616 | $73.05 | $44,996.71 |
DisclosureSEC source: 0001104659-21-140215 · tm2133136d5_4.xml · nonDerivative · entry 28 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 139,127 F10 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $72.8 to a high of $73.5, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F17 · ownership.nature: Shares are held by Sarah Tavel. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:42 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 882 | $72.36 | $63,820.64 |
DisclosureSEC source: 0001104659-21-140215 · tm2133136d5_4.xml · nonDerivative · entry 27 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 139,743 F9 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $71.8 to a high of $72.795, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F17 · ownership.nature: Shares are held by Sarah Tavel. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:42 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 1,656 | $71.28 | $118,047.13 |
DisclosureSEC source: 0001104659-21-140215 · tm2133136d5_4.xml · nonDerivative · entry 26 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 140,625 F8 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $70.775 to a high of $71.77 inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F17 · ownership.nature: Shares are held by Sarah Tavel. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:42 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 1,530 | $70.37 | $107,668.09 |
DisclosureSEC source: 0001104659-21-140215 · tm2133136d5_4.xml · nonDerivative · entry 25 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 142,281 F7 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $69.77 to a high of $70.765, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F17 · ownership.nature: Shares are held by Sarah Tavel. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:42 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 638 | $69.28 | $44,198.47 |
DisclosureSEC source: 0001104659-21-140215 · tm2133136d5_4.xml · nonDerivative · entry 24 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 143,811 F6 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $68.65 to a high of $69.64, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F17 · ownership.nature: Shares are held by Sarah Tavel. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:42 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 77 | $67.71 | $5,213.67 |
DisclosureSEC source: 0001104659-21-140215 · tm2133136d5_4.xml · nonDerivative · entry 23 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 144,449 F5 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $67.57 to a high of $67.85, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F17 · ownership.nature: Shares are held by Sarah Tavel. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:42 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 568 | $73.05 | $41,490.47 |
DisclosureSEC source: 0001104659-21-140215 · tm2133136d5_4.xml · nonDerivative · entry 17 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 199,520 F10 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $72.8 to a high of $73.5, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F12 · ownership.nature: Shares are held by Peter H. Fenton's trust entities. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:42 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 813 | $72.36 | $58,827.87 |
DisclosureSEC source: 0001104659-21-140215 · tm2133136d5_4.xml · nonDerivative · entry 16 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 200,088 F9 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $71.8 to a high of $72.795, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F12 · ownership.nature: Shares are held by Peter H. Fenton's trust entities. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:42 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 1,527 | $71.28 | $108,851.43 |
DisclosureSEC source: 0001104659-21-140215 · tm2133136d5_4.xml · nonDerivative · entry 15 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 200,901 F8 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $70.775 to a high of $71.77 inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F12 · ownership.nature: Shares are held by Peter H. Fenton's trust entities. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:42 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 1,410 | $70.37 | $99,223.53 |
DisclosureSEC source: 0001104659-21-140215 · tm2133136d5_4.xml · nonDerivative · entry 14 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 202,428 F7 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $69.77 to a high of $70.765, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F12 · ownership.nature: Shares are held by Peter H. Fenton's trust entities. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:42 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 589 | $69.28 | $40,803.92 |
DisclosureSEC source: 0001104659-21-140215 · tm2133136d5_4.xml · nonDerivative · entry 13 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 203,838 F6 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $68.65 to a high of $69.64, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F12 · ownership.nature: Shares are held by Peter H. Fenton's trust entities. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:42 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 71 | $67.71 | $4,807.41 |
DisclosureSEC source: 0001104659-21-140215 · tm2133136d5_4.xml · nonDerivative · entry 12 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 204,427 F5 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $67.57 to a high of $67.85, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F12 · ownership.nature: Shares are held by Peter H. Fenton's trust entities. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:42 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 277 | $73.05 | $20,233.91 |
DisclosureSEC source: 0001104659-21-140215 · tm2133136d5_4.xml · nonDerivative · entry 9 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 82,245 F10 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $72.8 to a high of $73.5, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F4 · ownership.nature: Shares are held by Steven M. Spurlock's family partnership. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:42 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 396 | $72.36 | $28,654.16 |
DisclosureSEC source: 0001104659-21-140215 · tm2133136d5_4.xml · nonDerivative · entry 8 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 82,522 F9 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $71.8 to a high of $72.795, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F4 · ownership.nature: Shares are held by Steven M. Spurlock's family partnership. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:42 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 745 | $71.28 | $53,106.95 |
DisclosureSEC source: 0001104659-21-140215 · tm2133136d5_4.xml · nonDerivative · entry 7 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 82,918 F8 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $70.775 to a high of $71.77 inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F4 · ownership.nature: Shares are held by Steven M. Spurlock's family partnership. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:42 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 688 | $70.37 | $48,415.45 |
DisclosureSEC source: 0001104659-21-140215 · tm2133136d5_4.xml · nonDerivative · entry 6 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 83,663 F7 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $69.77 to a high of $70.765, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F4 · ownership.nature: Shares are held by Steven M. Spurlock's family partnership. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:42 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 287 | $69.28 | $19,882.38 |
DisclosureSEC source: 0001104659-21-140215 · tm2133136d5_4.xml · nonDerivative · entry 5 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 84,351 F6 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $68.65 to a high of $69.64, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F4 · ownership.nature: Shares are held by Steven M. Spurlock's family partnership. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:42 UTC | Amplitude, Inc. AMPL · Entity 4566 | SaleClass A Common Stock | 35 | $67.71 | $2,369.85 |
DisclosureSEC source: 0001104659-21-140215 · tm2133136d5_4.xml · nonDerivative · entry 4 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner Hu An-Yen · CIK 0001825956 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Puttagunta Chetan · CIK 0001695859 · 10% owner Tavel Sarah E · CIK 0001774645 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 84,638 F5 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $67.57 to a high of $67.85, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F4 · ownership.nature: Shares are held by Steven M. Spurlock's family partnership. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.